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Matthieu Guédra, Guillaume Penelet
To cite this version:
Matthieu Guédra, Guillaume Penelet. On the Use of a Complex Frequency for the Description of Thermoacoustic Engines. Acta Acustica united with Acustica, Hirzel Verlag, 2012, 98 (2), pp.232-241.
�hal-02057411�
M.Guedra
a,∗
, G. Penelet
a
.
a
Laboratoired'Aoustiquede l'UniversitéduMaine, UMR CNRS6613, Avenue OlivierMessiaen, 72085 Le
Mans Cedex 9, FRANCE
∗
Corresponding author,E-mail: matthieu.guedra.etuuniv-lemans.fr,fax.: +33-2-43-83-35-20
Abstrat
Inthispaper,aformulationisproposedtodesribetheproessofthermoaoustiampliationinthermoaousti
engines. This formulation is based on the introdution of aomplex frequeny whih is alulated from the
transfer matries ofthe thermoaousti oreand itssurrounding omponents. The real partof this omplex
frequenyrepresentsthefrequenyofself-sustainedaoustiosillations,whileitsimaginarypartharaterizes
the ampliation/attenuationof thewavedue to thethermoaousti proess. This formalisman be applied
to any typeof thermoaousti engineinluding stak-basedorregenerator-based systemsas well as straight,
losed looporoaxialdut geometries. Itanbeapplied tothealulationofthethresholdofthermoaousti
instability,but itis alsowell-suitedfor thedesriptionof thetransient regimeof waveamplitudegrowthand
saturationduetononlinearproesses. All oftheabovementionedaspetsaredesribedinthispaper.
PACS numbers: 43.35.Ud
1 Introdution
Thermoaousti engines belong to a type of heat engines in whih aousti work is produed by exploiting
thetemperaturegradientbetweenahotsoureandaoldsink[1,2℄. Typialarrangementsofthermoaousti
enginesareshowninFig. 1. Itonsistsbasiallyofanaoustiresonatorpartiallylledwithapieeofanopen-
ellporousmaterial,oftenreferredtoasastakoraregenerator. Animportanttemperaturegradientisimposed
along this stak/regenerator, sothat above aritial temperature gradient, aoustimodes of the resonator
an beome unstable and the thermoaousti proess results in the onset of self-sustained, large amplitude
aoustiosillations. Suhkind ofengineshavebeenextensively studied in thepastdeades [3℄, leadingto a
deeperunderstandingoftheiroperationandtothebuildingofafewdeviessuhasthermoaoustiallydriven
thermoaoustirefrigeratorsorthermoeletrigenerators. Theseengineshaveinterestingfeaturesinherenttothe
abseneofmovingparts(pistonsandrankshafts)whihanbeadvantageouslyusedforindustrialappliations
at moderate power densities (typially up to a few kilowatts). It is however worth noting that the design
of thermoaoustiengines is a tedious task whih omprisesan important partof unertainties, beause the
operationof theseenginesis bynaturenonlinear,andbeausetheexistingeientprototypesinlude various
elementslikeowstraighteners,taperedtubes,membranesorjetpumpswhiharediulttomodelaurately.
ManyresearhersusethefreelyavailablesoftwarepakagealledDeltaECdevelopedatLosAlamosNational
Laboratory[4℄forthe designofthermoaousti systems. This omputerodeis averypowerfultoolwhih is
mainlybasedonthelinear(andweaklynonlinear)thermoaoustitheoryinthefrequenydomain. Besidesthe
limitations of this omputer ode for large aoustiamplitudes requiring proper aount of nonlinear eets,
another of its harateristis is that it is expressed in the Fourierdomain, so that it desribes steady state
onditions : the steady-state aousti pressure amplitude is obtained from a temperature eld whih itself
is ontrolled by theaousti eld due to aoustially indued heat transport. The multi-parameter shooting
method whihisemployedinthisomputerodeiswellsuitedforthepreditionofanequilibriumstateabove
the threshold ofthermoaousti instability. However, itis not primarily devoted to thedetermination ofthe
000000 000 111111 111
0000 00 1111 11
Thermoaousti ore
(a)
(b)
xl xh xr
x xl
0 xh xr L x
x
to seondary aousti load
0(L) Th
Th Tc
Tc
Figure 1: Simplieddrawingsofastanding waveengine(a)andatravellingwaveloopengine(b), possibly
oupledwithaseondaryaoustiload.
thresholdonditionitself(i.e. therequiredexternalthermalationabovewhihthermoaoustiosillationsbegin
to growupwithtime). Moreover,under someirumstanes,thetransientproessleadingtothesteady state
asewhentheengineis operatedslightlyabovethethresholdofthermoaoustiinstability,whereompliated
eets maybeobserved. Forexample,theexisteneofahysteretiloop[5,6℄in theonsetanddampingofthe
engine,ortheperiodiswithon/oofthermoaoustiinstability[7,8℄havebeenreportedforbothstandingand
travellingwaveengines. Insuhsituations,thexedexternalthermalationonthesystemdoesnotorrespond
to auniquesteadystatesolutionfortheaoustipressureamplitude.
Thoughusefuldesigntoolsarenowadaysavailable,anauratedesriptionofthermoaoustienginesisstill
needed, and an important researheort hasbeen devoted to the desription ofthe onset of thermoaousti
instability and to its saturationby nonlineareets. Various analytial [9,10, 11, 12℄ and numerial models
[13,14℄havebeenproposedin theliterature,whihareyetlimitedtothedesriptionofsimplethermoaousti
deviesofpartiulargeometry. Inthisontext,theaimofthispaperistoproposeageneralmodellingapproah
whih is mainly based onthe transfermatries formalism. As in previous analytialworks [9, 12℄ the model
presentedin this papertakesadvantageofthesigniantdierenebetweentheinstabilitytimesaleandthe
periodof aoustiosillations,whihis exploited herebythe introdution ofaomplexfrequeny, sometimes
used for the treatmentof transientosillatory motions (note that the introdution of omplex frequenyhas
already been proposed in a onferene by J.E. Parker et al. [15℄ to treat thermoaousti osillations, and
also in a similar network approah by Q. Tu et al. [16℄). Depending on its sign, the imaginarypart of this
omplexfrequenyrepresentsanampliationoranattenuationoeient,whihisalulatedfromthelinear
thermoaousti theory applied to the thermoaousti system under onsideration. The analytial treatment
presented here is neessarily based on substantial approximations but, as will be disussed in this paper, it
is well suited to arry out extensive parametri studies of both the transient and steady states. Moreover,
this modelhassomeinterestingsimilaritieswiththeomputerodeDeltaEC inthesense that itonsistsof a
multiportnetworkapproahwhihiswell-suitedforthedesriptionofompliatedaoustinetworksinluding
thermoaoustiores,dutswithonstantorvaryingross-setions,grids,membranes,T-juntionset...The
works presented in this paper basially onsist of a generalization of previous works [10, 17℄ and its main
originalityis thus primarily toproposeto thereaderarather simplemodellingof any kindofthermoaousti
engine in order to determineits onset onditions orto desribe the transient regime leading to steady state
sound intheframeofweaklynonlineartheory.
In setion 2 the multiport network modelling of thermoaousti engines is presented, whih leads to the
analytial expression of the omplex frequeny from the transfer matries of the thermoaousti ore and
its surrounding omponents. In setion 3, this formalism is applied to the determination of the onditions
orrespondingtotheonsetofthermoaoustiinstabilityintheasesofastandingwaveengineandofalosed-
loop travelling wave engine. Setion 4is devoted to the desriptionof basi onepts onerning the use of
this approah to study the transient regime leading to steady state sound (or to more ompliated dynami
behaviorsofthethermoaoustiosillator)inthermoaoustisystems.
2 Theory
Thermoaousti engines are generally made up of a dut network inside whih the thermoaousti ore is
inserted. Thetermthermoaoustiorerefersheretotheheterogeneouslyheatedpartofthedevieinwhih
theampliationofaoustiwavesoperates: itisbasiallyomposedofanopenellporousmaterial-referred
to asthe stak (δκ ∼ r) or theregenerator(δκ >> r) depending on thevalue of the average radius r of its
poresrelativetothethiknessδκoftheaoustithermalboundarylayer-alongwhihatemperaturegradient is imposed using heat exhangers. As illustrated in Fig. 1, the great variety of thermoaousti engines an
be shematially separated into two dierent lasses. The rst lass of engines (Fig. 1-(a)) refers to some
onventionalwaveguidearrangementensuringtheresonaneofagasolumn. Amongthis lassofenginesare
the stak-basedstanding wave engines whih were extensively studied during the past deades, but also the
ryogeni devieswhere Taonis osillationsmay our[1℄. Theseond lass of engines(Fig. 1-(b)) refersto
somewaveguidearrangementswhere alosed-looppathexists, allowingthedevelopmentof travellingaousti
wavesrunningalongtheloop. Amongthislassofenginesarethestak-basedtravellingwaveenginerststudied
byYazakiet al. [18℄,thethermoaousti-Stirlingheatengine[19℄rstsuessfullydesignedbyBakhausetal.
[20℄,theregenerator-basedo-axialengines[21℄wherethefeedbakloopisformedbyloatingasmalldiameter
thermoaoustioreintoalargerdiameterwaveguide,andalsoasamatterofinterestsomekindsoffree-piston
Stirlingengines.
Whateverthespeigeometryoftheengineunderonsideration,allofthesedeviesusethefatthatwhen
astrong temperaturegradient isimposed alongthe stak/regenerator,partof the heat supplied isonverted
into aoustiwork insidethestak/regenerator. This thermoaoustiampliationproessresultsintheonset
ofself-sustained,largeamplitudeaoustiwavesosillatingatthefrequenyofthemostunstableaoustimode
of theomplete devie. Inthe following, theonset of thisthermoaousti instabilitywill bedesribed bythe
introdutionofaomplexfrequeny,therealpartofwhihdesribesthefrequenyofaoustiosillationsand
the imaginary partof whih desribes the waveamplitude growth orattenuation. The analytial treatment
presentedhereanbeapplied to any kindofthermoaousti engine(andalso tofree pistonStirling engines),
but it is onvenient here for larity to separate the ases where there exists or not a losed loop path for
the aoustiwaves. Forthe sakeof simpliity, the rstlass of engine will bereferredto asstandingwave
engine,whiletheseondonewillbereferredtoastravellingwaveengine. Thedesriptionoftheaoustield
will beoperated in thefrequeny domainin the frameof the linearapproximation. Assumingthat harmoni
planewavesarepropagatingalongtheenterlineoftheduts,theaoustipressurep(x, t)andaoustivolume
veloityu(x, t)arewritten as
ζ(x, t) =ℜ
ζ(x)ee −jωt
, (1)
where ζ may be either por u, ζ˜denotes theomplex amplitudeof ζ, ℜ()denotes the realpart ofa omplex
number,andxdenotesthepositionalongthedutaxis(seeFig1).
AsshowninFig. 1,theapparatusonsistsofathermoaoustioreonnetedatbothsidesto straight(or
urved)duts. Thepropagationofaoustiwavesthroughthethermoaoustioreisdesribedasanaoustial
two-portrelatingtheomplexamplitudes ofaoustipressureand volumeveloityat bothsides:
e p(xr) e u(xr)
=
Tpp Tpu
Tup Tuu
×
e p(xl) e u(xl)
,
= TTC ×
e p(xl) e u(xl)
. (2)
Thetransfermatrixofthethermoaoustiore,TTC,dependsonthegeometrialandthermophysialproperties
ofitsomponents. ItalsodependsonthetemperaturedistributionTm(x)alongthestak(x∈[xl, xh])andthe
thermal buertube (x∈[xh, xr]), and onthe angular frequenyω. Ifthe imposed temperature distribution is known, thetransfer matrixTTC an beobtained theoretially [1, 2, 17℄, but it analso beobtained from
experimentsundervariousheating onditions[22℄.
2.1 Derivation of the harateristi equation
2.1.1 Standingwave engines
Theaseofastandingwaveengineisrstonsideredhere.IfthematrixTTCisknown,thetheoretialmodelling
oftheompletedevierequiresknowledgeoftheaoustipropagationthroughtheomponentssurroundingthe
thermoaousti ore. This an be realized by deriving the expressions of the reeted impedanes Zl,r =
˜
p(xl,r)/˜u(xl,r) at both sides of the thermoaousti ore. For instane, if a standing-wave devie asthe one
depitedinFig. 1(a)isonsidered,writingthelossypropagationofharmoniplanewavesatangularfrequeny
ω in thedutsofrespetivelengthsxlandL−xr leadsto theexpressionsofthereetedimpedanes
Zl= p(xe l)
eu(xl) = Z0+jZctan(kxl)
1 +jZ0Zc−1tan(kxl), (3)
Zr= p(xe r)
eu(xr) = ZL−jZctan(k(L−xr))
1−jZLZc−1tan(k(L−xr)), (4)
where
k= ω c0
s
1 + (γ−1)fκ
1−fν
(5)
and
Zc=ρ0c0
S p 1
(1−fν)(1 + (γ−1)fκ)
(6)
are theomplexwavenumberandtheharateristiimpedane ofthedut,respetively. InEqs. (5) and(6),
ρ0 istheuid densityat roomtemperature,c0 istheadiabatisound speed,γ isthespei heatratioofthe
uid, S is thedut ross-setion, and the funtions fκ and fν haraterize the thermaland visous oupling
betweentheosillatinguidand thedutwalls[2,23℄. InEqs. (3) and(4), Z0 andZL standfor theaousti
impedanesat positions x = 0 and x=L, respetively. They anbe, for instane, the radiation impedane of an open pipe [24℄, the innite impedane of arigid wall, orthe aousti impedane of an eletrodynami
alternator, depending on theongurationof the standing-waveengine. Finally, ombiningEqs. (3) and (4)
withEq. (2)andsolvingtheassoiatedsystemoftwoequationsleadstotheequation
ZlTpp+Tpu−ZlZrTup−ZrTuu= 0. (7)
Eq. (7)istheharateristiequationwhihaountsforboththeproessesoperatingthroughthethermoaous-
tioreandthedissipative/reativeproessesoperatingin itssurroundingomponents. Thisequationmustbe
satisedtodesribetheomplete devieproperly.
2.1.2 Travelling wave engines
If thease of atravelling waveengineis nowonsidered,and if thematrix TTC is known, itis also possible
to derivea harateristi equation similar to Eq. (7). This impliesto desribeaousti propagation at both
sides of the thermoaousti ore. The basi idea is to makeone loop in the devie - eah of the individual
omponents being haraterized by its transfer matrix - so that after one loop, the harateristi equation
will ensure that one arrives at the same starting point. More preisely, there exists on the rst hand the
equation haraterizing thepropagation throughthethermoaousti ore, Eq. (2), and on theother hand,it
ispossibleto obtainanadditionalrelationbetweentheaoustipressureandaoustivolumeveloityatboth
sidesofthethermoaoustiorebymeansofthetotaltransfermatrixTsuroftheomponentssurroundingthe
thermoaoustiore:
p(xe l) e u(xl)
= Tsur ×
p(xe r) e u(xr)
. (8)
Forinstane, ifthepartiulargeometryof Fig. 1-(b)isonsidered,andiftheeets oftheloopurvatureare
negleted,thematrixTsur anbewritten as
Tsur=Tl×Tload×Tr, (9)
where thematries
Tl,r=
cos(kdl,r) jZcsin(kdl,r) jZc−1sin(kdl,r) cos(kdl,r)
(10)
haraterize lossy propagation through the duts of respetive lengths dl = xl and dr = L−xr (L is the
unwrappedlengthofthelosed-loop),andwherethematrix
Tload=
1 0
−Yload 1
(11)
aounts for the eet of the seondary aousti load, by means of its reeted aousti admittane Yload
(this aoustiloadan be aseondaryaoustiresonator[20℄, an eletrodynami alternator [25℄oranyother
omponentharaterizedbyitsreetedadmittaneYload).
Finally,ombiningEq. (8)withEq. (2)leadstothefollowingharateristiequation:
det (TTC×Tsur−I2) = 0, (12)
where I2standsfortheidentitymatrix2×2,anddet()denotesthedeterminantofamatrix.
2.2 Determination of the omplex frequeny
Theproperdesriptionofthethermoaoustidevierequirestosatisfytheorrespondingharateristiequation
f(ω, Tm) = 0 (13)
where thefuntionf orrespondstotheleft-hand-sideof Eq. (7)orEq. (12),dependingonthesystemunder onsideration. Itisimportanttopointoutthatalloftheaboveequationsarederivedinthefrequenydomain,
and due to this, it is impliitly assumed from Eq. (1) that the thermoaousti system operates on steady
state: this meansthat theangular frequenyω is purelyreal. Infat,theonlyondition forwhih Eq. (13)
anbesatisedis that thetemperaturedistribution Tm(x)is xed in suh awaythat there exists avalueof
the angularfrequenyω whih anelsthefuntion f. Undersuh aonditiontheaoustiwavesareneither
ampliednorattenuated,andsinenonlineareetssaturatingthewaveamplitudegrowtharenotonsidered
here,thesolutionsω andTm orrespondto thethresholdofthermoaoustiinstability. However,asitwill be proposedinthefollowing,onemaydesribefromEq. (13)thewaveamplitudegrowthouringaftertheonset
ofthermoaoustiinstabilityunderthequasi-steadystateassumption. Todothis,lettheangularfrequenybe
allowedto haveanimaginarypartǫg:
ω= Ω +jǫg, (14)
sothattheaoustipressure
p(x, t) =ℜ(p(x)ee −jωt) =eǫgtℜ(p(x)ee −jΩt). (15)
isassumedtoosillateatfrequenyΩ =ℜ(ω),whiletheattenuation/growthofthesoundwaveisharaterized by the thermoaoustiampliation oeient ǫg. However,ǫg is assumed to be small ompared to the real
partΩofangularfrequeny,whihmeansthattheamplitudeofthewavevariesslowlyatthetimesaleoffew
aoustiperiods,diminishingorgrowingdependingonthesignofǫg,inasmuhasthetemperaturedistribution
Tm(x)staysonstantat thesaleofafewaoustiperiods.
Underthisquasi-steadystateassumption,ǫg<<Ω,andforaonstanttemperaturedistributionTm(atthe
time-saleofafewaoustiperiods)itispossibletosolveEq. (13)usingonventionalnumerialmethods,and
tond aouple(Ω, ǫg)whihharaterizesboththefrequenyofaoustiosillationsandthewaveamplitude growth/attenuation. Theadvantagesofthisformulationarethatitiswell-suitedforthepreditionoftheonset
ofthermoaoustiinstability(aswillbeshowninthenextsetion)butalsomoregenerally,aswillbedisussed