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Reduction and specialization of polynomials

by

Pierre D`ebes (Lille)

1. Presentation. The main topic is the irreducibility of polynomials obtained by reduction or specialization from a polynomial P ∈ A[T, Y] with coefficients in an integral domain A and assumed to be irreducible over the algebraic closure k of the fraction field k of A. By “reduction” we mean reduction of the coefficients modulo some prime ideal p ⊂ A, and

“specialization” means specialization of the indeterminate T to some value t∈A (1). The case that A is the ring of integers of some number field kis a typical situation. Another one is whenA=R[X1, . . . , Xs] is a polynomial ring insnew indeterminatesX1, . . . , Xs over some coefficient ring R, andp is the ideal generated byX1−x1, . . . , Xs−xswithx1, . . . , xs∈R. We then think of P as a family of polynomials parametrized by the affine space As and the reduction is a “specialization of the parameters”.

The Bertini–Noether theorem for reduction—P modulo p is irreducible over the algebraic closure κp of the fraction field κp of A/p, for all primesp but in a proper closed Zariski subset of Spec(A)—and Hilbert’s irreducibility theorem (HIT) for specialization—ifAis the ring of integers of some number fieldk, thenP(t, Y) is irreducible ink[Y] for infinitely manyt∈A—are the fundamental results. Among existing methods for these two results, some have a common trend which is to reduce modulo “good primes”. This mainly refers to the Grothendieck good reduction theorem (GRT) and the so-called congruence approach to HIT, notably developed by Eichler [Eic39], Fried [Fri74], Fried–Jarden [FJ04, §13.3], Ekedahl [Eke90], Colliot-Th´el`ene and Serre [Ser92, §3.5].

2010Mathematics Subject Classification: Primary 12E05, 12E25, 14E20, 12Yxx; Secondary 12E30, 12Fxx, 14Gxx.

Key words and phrases: polynomials, reduction, specialization, Bertini–Noether theorem, Hilbert irreducibility theorem, Grothendieck good reduction criterion.

Received 26 May 2015; revised 18 September 2015.

Published online *.

(1) Specialization is also a reduction of P, but viewed as a polynomial in Y with coefficients inA[T]; to avoid confusion we prefer to use two different words.

DOI: 10.4064/aa8176-12-2015 [1] c Instytut Matematyczny PAN, 2015

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We contribute to this trend. Our approach rests on the same funda- mental results but introduces a certain tool that somewhat unifies both the reduction and specialization questions. We obtain fully explicit statements, phrased in terms of polynomials rather than the corresponding algebraic cov- ers (2) and which have new applications to issues around the effective Hilbert irreducibility theorem. The following statement gives an idea of our results.

(Theorem3.1) Assumek is a number field. There exist integersN, B, C and a finite extension L/Q such that the following holds. If p1, . . . , pN areN distinct prime numbers satisfying

(∗) pi-B, pi ≥C andpi is totally split inL/Q, i= 1, . . . , N,

then for any multiple a ∈ Z of p1· · ·pN, there exists b ∈ N such that the polynomialP(am+b, Y) is irreducible in k[Y]for every integer m.

N,B,C,Lare precisely given in§3, making Theorem 3.1 totally explicit and improving on previous results which only showed the existence of some cosetsaZ+bsatisfying the conclusion.

The main ingredients are the GRT and the last variant of the congruence approach, developed in [DG12], [DL13], [DL12], which we adjust and recast in our context; Theorem 3.1 is an explicit polynomial version of [DL12, Corollary 4.5].

Our new tool is the bad prime divisor of P. It is a certain non-zero parameterBP ∈A, which is directly computable from the coefficients ofP through elementary operations, starting with the discriminant ∆P ∈ A[T]

of P relative to Y (see §2), and which articulates both the reduction and specialization issues. The integerB of Theorem 3.1 can be taken to be the normNk/Q(BP).

The point ofBP is this. WhenAis a Dedekind domain of characteristic 0, the non-zero prime idealsp⊂AdividingBP are those for which some of the distinct roots of∆P become equal or infinite modulop. Such a prime ideal is called bad and the other ones are thegood primes. Our bad/good primes relate to more geometric versions previously introduced; an advantage of BP is thatit behaves well under morphisms: if p is a good prime such that degY(P)!∈/p, we have

(Theorem2.6-a) BPmodp=BP modp and is non-zero in A/p.

This is one conclusion of Theorem 2.6, which contains the gist of the whole reduction-specialization approach. Forpas above, we have the Bertini–

Noether conclusion:

(2) The difference is that the notion of cover identifies all the polynomial equations of a given cover. This is illustrated by the example ofP =Y24T which, depending on whether it is viewed as a cover or a polynomial, has good reduction at 2 or not.

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(2.6-b) The polynomial P modulop is irreducible in κp[T, Y] (3).

Furthermore, whenAis the ring of integers of a number fieldk, we have the following “Chebotarev” conclusion (4): if in additionpis of suitably large norm (a condition leading to the integerC of Theorem 3.1) and satisfies one last assumption (below), then

(2.6-c) Each element of the Galois groupG of P over k(T)is the Frobe- nius at p of the splitting field of some specialization P(t0, Y) (t0∈A).

The last assumption onp involves another important phenomenon: the possible appearance of new constants in the splitting field of P overk(T), and the assumption is that p be totally split in the field of new constants (the field L of Theorem 3.1). For example, for P = Yn −T ∈ Q[T, Y], nth roots of unity appear. Proposition 2.8 collects some information on this phenomenon, some of it new to our knowledge. But it remains mysterious and hard to control. In “most cases” however, no constant extension occurs and so the condition on p disappears. By “most cases” we mean that this holds if G=Sn (with n= degY(P)), which in various senses is the generic case.

We postpone the proof of Theorem 2.6 to§5 and prefer to show first how this statement leads to explicit versions of Hilbert’s irreducibility theorem, for one polynomial in §3, and for a family of polynomials in §4.

Theorem 3.1 discussed above is a first application. Fork=Q, we deduce bounds for the least integer t ≥0 such thatP(t, Y) is irreducible in Q[Y], along with some algorithms to find it. Bounds known so far [D`eb96], [SZ95], [Wal05], [DW08], involve these parameters:

degY(P) =n, degT(P) =m and H(P) = height ofP.

Finding a bound not depending on H(P) and so depending only on the degree of P is an important problem. It is in particular a non-trivial test for the far-reaching Lang conjecture on the rational points on an algebraic variety of general type over a number field; this conjecture is indeed known to imply that such a bound exists [DW08,§5]. Our bounds only involve the degree nand the discriminant ∆P:

(Corollaries 3.6 & 3.8) The bounds we obtain depend on n= degY(P), ρ=number of distinct roots of ∆P

(3) A proof of this, not using the GRT as we do but in the special case that the residue characteristic is positive, can be found in [Zan97].

(4) This conclusion already appears in some form in earlier papers without the explicit conditions on p [FJ04, Lemma 13.3.4], [Eke90, Lemma 1.2]. Our explicitness precisely follows from the use of the GRT which replaces the ineffective use of the Bertini–Noether theorem.

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and





the numberβ of bad primes of P in “most cases”, the bad primes ofP and the prime factors

of some non-zero integral value ∆P(τ) in all cases (5).

Our bounds are larger than those of [Wal05] which are more appropriate for an algorithmic use. The interest of ours lies in the parameters they depend on. First, the dependence onn, ρis better than that onn,m: indeed, ρ ≤ deg(∆P) ≤ (2n−1)m. Furthermore, in the generic case G = Sn, the parametersn,ρ,β are numerical degrees which do not involve the height of the coefficients of P. Finally, the bounds we obtain whenn, ρ, β are fixed still concern infinitely many polynomials, while there are only finitely many P ∈Z[T, Y] withn,m,H(P) bounded: for example forPa=Yn−aY −T (a∈Z), for which G =Sn, we have ρ =n−1 and the bad primes are the prime divisors ofn(n−1)a.

In §4, in the context of a family of polynomials—P ∈ A[T, Y] with A=R[X1, . . . , Xs] andR the ring of integers of some number field k—our goal is to investigate to what extent the bounds given by§3 for each individ- ual polynomial P(x1, . . . , xs, T, Y) ∈ R[T, Y] depend on (x1, . . . , xs) ∈ Rs. An ideal conclusion would be to have a constant global bound. Using non- standard analysis, Yasumoto could reach this goal for s = 1 [Yas87]; he mentioned that the case s > 1 seemed very difficult. In the general situ- ation s ≥ 1, our approach leads to a “family of bounds”. In the generic case G = Sn, these bounds involve polynomials in (x1, . . . , xs) with coeffi- cients inR. Some of these polynomials can be made constant, for example deg(P(x1, . . . , xs, T, Y)) ≤ deg(T ,Y)(P), but there remains one that is not, which is the bad prime divisor. Our result shows some progress for s > 1 but the ideal goal remains to be attained.

2. Bad prime divisor. Let A be an integrally closed domain with fraction field k.

2.1. Reduced polynomial. Thereducedform∆redof a non-zero poly- nomial ∆ ∈A[T] is defined as follows. Denote the leading coefficient of ∆ by∆0 and its distinct roots byt1, . . . , tρ∈k. Then

red=∆ρ0 Y

1≤i≤ρ

(T −ti) and∆red is defined to be 1 if ∆∈A (i.e. ρ= 0).

(5) There is an intermediate situation: if the genus of the splitting field of P is at least 2, the bound depends only onn,ρand the bad primes ofP (Corollary 3.7).

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Consider the factorization∆=∆0Q`

j=1Qαjj of∆ink[T] withQ1, . . . , Q` the distinct irreducible and monic factors ink[T]. We will use several times the following condition on ∆:

(∗) The polynomialsQ1, . . . , Q` are separable, i.e. have no multiple roots in k.

This holds in particular if k is of characteristic 0 or greater than deg(∆).

Lemma 2.1. Assume that the polynomial ∆ satisfies(∗). Then

red=∆ρ0 Y

1≤j≤`

Qj =∆ρ−10 ∆ gcd(∆, ∆0)

where the gcd is calculated in the ring k[T]and made monic by multiplying by a suitable non-zero constant. Furthermore, ∆red is a polynomial with coefficients in A.

Proof. The two polynomials in the first equality have only simple roots (by (∗)) and have the same sets of roots. The equality follows since they also have the same leading term. The second equality rests on the fact that if

∆=∆0Qρ

j=1(T−tj)βj withβ1, . . . , βρ≥1, then, up to some non-zero factor in k, gcd(∆, ∆0) = Qρ

j=1(T −tj)βj−1. Finally, ∆0t1, . . . , ∆0tρ are integral over A. Hence so are the coefficients of ∆red = Q

1≤i≤ρ(∆0T −∆0ti). As they are also ink, and A is integrally closed, they are inA.

Remark 2.2. The second formula, which makes it possible to calculate

red thanks to the Euclidean algorithm, is useful in practice.

2.2. Reduced discriminant and bad prime divisor. LetP∈A[T, Y] be a polynomial such that degY(P) =n≥1 and assumed to be monic and separable inY.

Remark2.3. A standard transformation makes it possible to reduce to the situation where P is monic in Y. Namely replace

P(T, Y) =P0Yn+P1Yn−1+· · ·+Pn

withP0, P1, . . . , Pn∈A[T] by

Q(T, Y) =P0n−1P(T, Y /P0) =Yn+P1Yn−1+· · ·+P0n−1Pn. It is convenient, for the theory and in practice, to start with this transfor- mation when studying the reduction and reducibility properties of a poly- nomialP. The factorP0 is retrieved and so is implicitly kept track of in the discriminant of the polynomial Q(T, Y).

Denote thediscriminant ofP relative toY by

P = discY(P).

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It is a non-zero polynomial inA[T] of degree≤(2n−1) degT(P). Consider thereduced discriminant

redP = (∆P,0)ρ

ρ

Y

i=1

(T −ti)∈A[T]

where ∆P,0 is the leading coefficient of ∆P and t1, . . . , tρ are the distinct roots of ∆P in k. Assume further that ∆P satisfies condition (∗). Then

redP ∈A[T] and its discriminant

disc(∆redP ) = (∆P,0)2ρ(ρ−1) Y

1≤i6=j≤ρ

(tj−ti)

is an element ofA, non-zero since by construction∆redP has no multiple root ink(6). Define then an elementBP by

BP =∆P,0·disc(∆redP ).

We have BP ∈A andBP 6= 0.

Definition 2.4. The maximal ideals p⊂A that containBP are called the bad primes of P ∈ A[T, Y], and BP is called the bad prime divisor.

Maximal idealsp⊂A that are not bad are said to begood.

Remark 2.5. (a) IfA0 ⊂A is an integrally closed subring and P is in A0[T, Y], the bad prime divisors relative toA0 and to Acoincide.

(b) The resultant

res(∆redP ,(∆redP )0)

is an alternative definition of BP. It is indeed equal to the discriminant disc(∆redP ) multiplied by the leading term∆ρP,0 of∆redP , and so the set of bad primes remains the same. Similarly the polynomial res(P, P0) can be used instead of ∆P at the beginning of the construction. In practice, it can be advantageous to use the resultant rather than the discriminant; the former is indeed easier to compute from its Sylvester definition as a determinant.

In the same vein, one may replace ∆ρP,0 by ∆ρP,00 with some ρ0 ≥ ρ (e.g.

ρ0 = deg(∆P)) in the definition of ∆redP ; this will not affect the set of prime divisors ofBP.

2.3. The central result. Retain the notation introduced in §2 and assume further thatAis a Dedekind domain.

Let G be the Galois group of the splitting field of P over k(T); G is called the monodromy group of P, it is a transitive subgroup of Sn with n= degY(P). Also denote by bkP/k the constant extension in the splitting fieldF /k(Tb ) of the polynomial P, i.e. bkP =Fb∩k.

(6) WhenP A, e.g. when degT(P) = 0, thenredP = 1 and disc(∆redP ) = 1.

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If p ⊂ A is a non-zero prime ideal, denote the residue field A/p by κp, the reduction map by sp :A →κp, the localized ring of A by p by Ap, and the polynomial obtained by reducing the coefficients of P by sp(P).

Theorem2.6. Assumekis of characteristic0or greater thandeg(∆P).

Let p⊂A be a good prime of P such that|G|∈/ p. Then we have these three conclusions:

(Good Behaviour) We have

reds

p(P)=sp(∆redP )6= 0, Bsp(P)=sp(BP)6= 0.

(GRT) If P is irreducible in k(T)[Y], the polynomial sp(P) is monic, separable in Y, irreducible in κp[T, Y] and of monodromy groupG.

Assume further that k is a number field and A is its ring of integers.

(Chebotarev) If p is totally split in the extension bkP/k and of norm Nk/Q(p) ≥ (ρ+ 1)2|G|2, then for every ω ∈ G, there is an element tp ∈ A such that∆P(tp)∈/ pand for everyt∈Apwitht≡tpmodulopthe Frobenius at p of the splitting field ofP(t, Y) over bkP is conjugate to ω in G.

The condition Bsp(P) = sp(BP) 6= 0 can be equivalently rephrased as saying that no distinct roots ti and tj of ∆P coincide modulo p, and none of the roots ti is∞ modulo p.

Theorem 2.6 and its Addendum 2.8 below are proved in §5. The GRT part is essentially the Grothendieck good reduction criterion. The Cheb- otarev part is deduced from revisiting the results of [DG12] and making them explicit. The Good Behaviour part is new.

2.4. First two examples. We give two examples illustrating Theo- rem 2.6.

2.4.1.SpecializationsP(t, Y)with no root. The first one is an immediate consequence of the Chebotarev part. Assumek=Qfor simplicity.

Corollary2.7. If p=pZis as in(Chebotarev), there is a cosetpZ+b

⊂Z such that for each t∈pZ+b, P(t, Y) has no roots in Q.

Proof. The subgroup G ⊂ Sn being transitive, there classically exists ω ∈ G with no fixed points. The result follows from the Chebotarev conclu- sion applied to this ω.

2.4.2.Successive specializations. LetP ∈k[X1, . . . , Xs][T, Y] be a poly- nomial, monic, separable in Y and assumed to be irreducible in the ring k(X1, . . . , Xs)[T, Y]. Consider its bad prime divisor BP ∈ k[X1, . . . , Xs].

Theorem 2.6 can be applied to P viewed as being in k(X1, . . . , Xs−1)[Xs]

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[T, Y]. The bad prime divisor of P relative to k(X1, . . . , Xs−1)[Xs] is the same as relative to the smaller ringk[X1, . . . , Xs] (Remark 2.5). Hence it is the polynomialBP ink[X1, . . . , Xs] introduced above.

Assume kis of characteristic 0 for simplicity; the condition |G|∈/ pthen always holds. Letxs∈kbe such thatBP(X1, . . . , Xs−1, xs)6= 0. From Theo- rem 2.6,P(X1, . . . , Xs−1, xs, T, Y) is monic, separable inY and irreducible in k(X1, . . . , Xs−1)[T, Y], and its bad prime divisor isBP(X1, . . . , Xs−1, xs)∈ k[X1, . . . , Xs−1]. Theorem 2.6 can then be applied to P(X1, . . . , Xs−1, xs, T, Y) to specialize Xs−1. An inductive argument finally leads to this con- clusion:

(∗) If (x1, . . . , xs) ∈ks satisfies BP(x1, . . . , xs) 6= 0 in k, then the poly- nomial P(x1, . . . , xs, T, Y)∈k[T, Y]is irreducible in k[T, Y].

A variant of this argument will be used in §4.4.

2.5. More on the extensionbkP/k. LetF/k(T) be the extension gen- erated by some root ofP (as a polynomial inY). Recall that the constant extensionin F/k(T) is the extension F ∩k/k. If the polynomial P is irre- ducible ink[T, Y], we haveF∩k=k; the extensionF/k(T) is then said to beregular over k. The extensionbkP/k is the constant extension in the Ga- lois closure F /k(Tb ) of F/k(T). It need not be trivial even though F/k(T) is regular over k. In general, if Ga = Gal(F /k(T)), the extensionb bkP/k is Galois of groupGa/G.

Addendum 2.8 (on the constant extension).

(a) We havebkP =k in each of the following situations:

(a-1) P is irreducible ink(T)[Y]and the extensionF/k(T)is Galois and regular over k,

(a-2) G=Sn.

(b) (Complement to (GRT)) If P is irreducible in k(T)[Y], p a good prime of P and |G| ∈/ p, then the residue extension of bkP/k at some/any prime abovepcontains the constant extension in the split- ting field ofsp(P) over κp(T).

(c) If k is a number field and Fb is a function field of genus ≥ 2, then bkP/k is one from the finite list of extensions of k of degree

≤ |NorSn(G)|/|G|and unramified at each good prime of P.

In §3 and §4, we use Theorem 2.6 and its Addendum 2.8 to deduce quite precise versions of HIT for a single polynomial and for a family of polynomials over number fields.

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3. Hilbert irreducibility theorem. We retain the notation intro- duced in previous sections and assume further that k is a number field, A is its ring of integers andP ∈A[T, Y] is irreducible ink[T, Y].

3.1. From Chebotarev to Hilbert. A standard argument easily con- nects the Chebotarev conclusion from Theorem 2.6 to a Hilbert conclusion.

Namely if C1, . . . , CN are N conjugacy classes of G and p1, . . . ,pN are N non-zero prime ideals of A that are good, of norm Nk/Q(p) ≥(ρ+ 1)2|G|2 and totally split in the extension bkP/k, then the Chebotarev conclusion combined with the Chinese remainder theorem provides an element b∈ A with the following property:

(∗) For every t ∈ Ap1 ∩ · · · ∩ ApN, in particular for every t ∈ A, if t ≡ bmodp1· · ·pN, then the Galois group over bkP of the poly- nomial P(t, Y) contains elements of each of the conjugacy classes C1, . . . , CN.

Furthermore, under the assumption that the respective prime numbers p1, . . . , pn ∈ Z below p1, . . . ,pN are totally split in the extension bkP/Q (and not just p1, . . . ,pN inbkP/k), then bcan be chosen in Z.

Hence ifC1, . . . , CN are initially chosen so that

(∗∗) for any(g1, . . . , gN)∈C1× · · · ×CN, the subgrouphg1, . . . , gNi ⊂ G acts transitively on {1, . . . , n},

then the Galois group of P(t, Y) acts transitively on {1, . . . , n}; conse- quently, P(t, Y) is irreducible in bkP[Y] anda fortiori ink[Y].

Such a choice of C1, . . . , CN is always possible: from a classical lemma of Jordan [Jor72], (∗∗) holds ifC1, . . . , CN are all the non-trivial conjugacy classes of G; and then even more holds since in this case we have in fact hg1, . . . , gNi =G. Therefore if NG is the smallest integer N such that (∗∗) holds and cc(G) is the number of conjugacy classes of G, then

NG<cc(G)≤ |G| ≤n!.

However NG can be smaller than these bounds: for example, if G contains an n-cycle, thenNG= 1.

3.2. Main result. We obtain the following version of Hilbert’s irre- ducibility theorem.

Theorem 3.1. For the integers N, B, C and the finite extension L/Q specified below, we have the following. If p1, . . . , pN are N distinct prime numbers satisfying

(∗) pi-B, pi≥C and pi is totally split in L/Q, i= 1, . . . , N,

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then for any multiplea∈Zof p1· · ·pN, there existsb∈Nsuch thatP(am+

b, Y) is irreducible in k[Y] for every integerm.

Addendum 3.2 (on the constants). One can take (a) N =NG (see§3.1),

(b) B=Nk/Q(BP) (norm of the bad prime divisor),

(c) C= (ρ+1)2|G|2 (ρis the number of distinct roots of the discriminant

P andG is the monodromy group ofP), (d) L=bkP (constant extension in Galois closure).

Remark3.3 (on the constants). (a) One can also take forBthe product of all distinct primesp∈N dividingNk/Q(BP).

(b) Recall some estimates which relate our parameters to other classical ones; here D = deg(P), r is the branch point number of the extension F/k(T) associated withP(T, Y) andg its genus, i.e. the genus of the curve P(t, y) = 0:





r≤ρ+ 1≤deg(∆P) + 1≤(2n−1)m+ 1 (ρ= deg(∆redP );§2) r/2 + 1−n≤g≤rn/2 + 1−n−r/2 (Riemann–Hurwitz) g≤ 12(D−1)(D−2) [FJ04, Corollary 5.3.5].

Remark3.4 (on the statement). (a) Denote byHP the Hilbert subset of allt∈ksuch thatP(t, Y) is irreducible ink[Y]. The conclusion of Theorem 3.1 can be rephrased as saying that for any multiple a ∈ Z of p1· · ·pN, the Hilbert subsetHP contains at least one coset moduloa, or equivalently that, for some b ∈ N, the Hilbert subset associated with the polynomial P(aT +b, Y) contains all integers.

(b) The statement readily extends to several polynomials P1, . . . , P` ∈ A[T, Y]: if Nj, Bj, Cj, Lj are given by Theorem 3.1 for the polynomial Pj, then taking N = N1 +· · ·+N`, B = B1· · ·B`, C = max(C1, . . . , C`) and L/Q the compositum of the extensions L1/Q, . . . , L`/Q and using the Chinese remainder theorem yields the conclusion of Theorem 3.1 with HP1∩ · · · ∩ HP`∩Z replacingHP ∩Z.

(c) Using (b) one can relax the assumption thatP(T, Y) is irreducible in Q[T, Y] to only assume that it is irreducible ink[T, Y]. A classical reduction [D`eb09, lemme 5.1.3] indeed shows that

HP ⊃ HP1∩ · · · ∩ HP`(up to some finite set (7))

with P1, . . . , P` the irreducible factors of P in Q[T, Y]. This reduction in- volves a finite extension of the base field k and so requires to apply Theo- rem 3.1 to that bigger number field.

(7) Of cardinality depending only on deg(P).

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(d) Combining (b) and (c) shows that Theorem 3.1 extends to the situ- ation where HP is replaced by a general Hilbert subset of k, i.e. the inter- section of several subsets HP withP irreducible ink[T, Y].

(e) Proceeding as in §3.1 but with a bigger set {p1, . . . ,pN,q1, . . . ,qM} of primes (satisfying the assumptions of the Chebotarev conclusion of The- orem 2.6), one obtains an improved conclusion of Theorem 3.1 for which in addition to P(am+b, Y) being irreducible in k[Y], the Frobenius of the splitting field ofP(am+b, Y) overbkP at each primeqj can be prescribed to be conjugate to an arbitrarily given element of G,j = 1, . . . , M. This yields the type of conclusions that are given in previous papers in a geometric context; see for example [DL12, Corollary 4.5].

3.3. Bounds for the least specialization in HP. Assume k = Q. Denote byβthe number of bad primes ofP, i.e. the number of prime factors ofBP. The general idea is to minimizeNGand evaluate the minimum integer M such that the interval [(ρ+ 1)2|G|2, M] containsβ+NG primes that are totally split in QbP/Q. This interval then automatically contains NG primes satisfying condition (∗) from Theorem 3.1, which then produces a coset aZ+b⊂ HP with athe product ofNG such primes.

In§3.3.1 and§3.3.2, we focus on the search of the integera. This leads to bounds for the least positive integer inHP. In §3.3.3, we make some further algorithmic comments on the search of b.

3.3.1. Special case QbP =Q. In this case the condition that the primes are totally split inQbP/Qdisappears and we obtain this statement.

Corollary 3.5. If QbP = Q, e.g. in each of the situations (a-1) and (a-2) from Addendum 2.8, the Hilbert subset HP contains a coset aZ+b with aand b smaller than some bound depending only on n, ρ and β.

In particular, whenG=Sn, we have QbP =Qand NG = 1.

Corollary3.6. Assumek=QandG=Sn. Then for every good prime number p ≥((ρ+ 1)n!)2, there is a coset pZ+b ⊂Z such that P(t, Y) is irreducible inQ[Y]for every t∈pZ+b. Furthermore, p and bcan be taken as follows and can be bounded in terms of n, ρ, β:

• p: the first good prime of P that is ≥((ρ+ 1)n!)2;

• b: any integer such that P(b, Y) modulo p is irreducible in Fp[Y].

Proof. Here the general strategy applies with NG = 1 and C1 the con- jugacy class of n-cycles. For p chosen as indicated, the method guarantees the existence of integers b such that ∆P(b) ∈/ pZ and the Frobenius of the splitting field ofP(b, Y) atpis ann-cycle. Due to the condition∆P(b)∈/ pZ, this is equivalent toP(b, Y) modulopbeing irreducible inFp[Y], whence the result.

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3.3.2.General caseQbP ⊃Q. In this case, explicit information is needed on the primes that are totally split in the extensionQbP/Q. For this, one can use effective versions of the Chebotarev density theorem [LO77], [LMO79], [Ser81]. These results involve the order of the Galois group Gal(QbP/Q) and the discriminant|d

QbP|, and so lead to bounds depending on n,ρ and |d

QbP|.

The parameter|d

QbP|may however be hard to control. We offer an alternative approach leading to the following results.

Corollary 3.7. Assume that k = Q and Fb is the function field of a curve of genus gb≥2. Then the Hilbert subset HP contains a coset aZ+b with a and b smaller than some bound depending only on n, ρ and the set of bad primes of P.

Proof. From Addendum 2.8, QbP/Q is one from the finite list of exten- sions ofQof degree≤ |NorSn(G)|/|G|and possibly ramified only at the bad primes of P. Therefore the firstNG primes satisfying condition (∗), and so the integersa and b from Theorem 3.1, can be bounded in terms n,ρ and the set of bad primes ofP.

When 0 ≤bg ≤1, one can reduce to the situation bg ≥2, at the cost of losing the conclusion thatHP contains a whole coset.

Corollary 3.8. Assume k = Q. Let τ ∈ Z be such that ∆P(τ) 6= 0.

Then the Hilbert subsetHP contains a positive integert0 smaller than some bound depending on n, ρ, the set of bad primes of P and the set of prime factors of∆P(τ).

Proof. We adjust a reduction argument given in [DW08, §5.1]. More specifically, it follows from [D`eb92, Lemma 0.1] and ∆P(τ) 6= 0 that for every integerh≥1, the polynomial

Ph(T, Y) =P(Th+τ, Y)

is irreducible in Q[T, Y]. The Riemann–Hurwitz formula then shows that the genusgh of the curve with affine equationP(th+τ, y) = 0 satisfies

2gh−2≥ −2n+h.

Thus forh= 2n+ 2, we obtaingh ≥2, and so is the genusbgh of the splitting field ofPh sincebgh ≥gh. From Corollary 3.7, there exists b∈Zless than a bound depending only on degY(Ph), deg(∆redP

h) and the set of bad primes of Ph such that

Ph(b, Y) =P(bh+τ, Y)

is irreducible in Q[Y]. Clearly degY(Ph) = degY(P) = n, and it is easily checked that

redPh(T) =∆redP (Th+τ).

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From Remark 2.5, disc(∆redP

h) has the same set of prime divisors as the resultant of ∆redP

h and of (∆redP

h)0. We have res(∆redP

h,(∆redP

h)0) = (res(∆redP ,(∆redP )0))h·∆redP (τ).

We conclude that the bad primes of Ph consist of the bad primes of P and of the prime factors of∆redP (τ).

3.3.3. Algorithmic remarks to find b. Assume that NG good primes p1, . . . , pNG ≥ (ρ+ 1)2|G|2, totally split in QbP/Q, have been found. From Theorem 3.1, forathe product of these primes, the Hilbert subsetHP con- tains a coset aZ+b for some integerb∈[1, a].

(a) An obvious option to find an element b ∈ HP is to test all polyno- mials P(t, Y), t = 1, . . . , a; there are efficient irreducibility algorithms for polynomials in one indeterminate. At least one of these polynomialsP(t, Y) is irreducible in Q[Y].

(b) WhenG =Sn, Corollary 3.6 provides a simple algorithm to find an element ofHP. This algorithm can be applied in the general context as a first step: forpchosen as indicated, ifP(b, Y) modulopis irreducible inFp[Y] for someb∈ {1, . . . , p}, thena fortiori,P(b, Y) is irreducible inQ[Y]; and if no polynomial P(b, Y) modulo p is irreducible in Fp[Y] (b ∈ {1, . . . , p}), then one should conclude that G 6=Sn and apply the method in a more refined way.

(c) In Corollary 3.6, the assumption thatG contains an n-cycle made it simple to determine the integer b; it can be generalized to assume that

(∗∗) the group G contains N elements ω1, . . . , ωN with the property that any N elements g1, . . . , gN ∈ Sn conjugate to ω1, . . . , ωN in Sn (respectively) generate a transitive subgroup of Sn.

Assumption (∗∗) holds ifG contains ann-cycle and in other situations.

For example, the groupGbeing transitive, it contains an element σwith no fixed points. Hence if G also contains an (n−1)-cycle (or more generally the product of anm-cycle and an (n−m)-cycle (0≤m≤n) with supports non-stable underσ), then condition (∗∗) holds. However (∗∗) does not always hold: for example it does not if G ⊂Sn is the regular representation and G is a non-cyclic p-group.

Under assumption (∗∗), pick N good primes p1, . . . , pN ≥ (ρ+ 1)2|G|2, totally split in QbP/Q, and b1, . . . , bN ∈ Z such that∆P(bi) ∈/ piZ and the factorization type of P(bi, Y) modulopi is in the conjugacy class Ci of ωi, i = 1, . . . , N. The Frobenius gi ∈ G of the splitting field of P(bi, Y) at pi then lies in Ci, i = 1, . . . , N. From (∗∗), g1, . . . , gN generate a transitive subgroup ofSn. We conclude that ifbis an integer such thatb≡bi modpi, i= 1, . . . , N, thenaZ+b⊂ HP.

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4. Families of polynomials. As in§3,kis a number field. Denote its ring of integers by R and consider the polynomial ring A =R[X1, . . . , Xs] insnew indeterminatesX1, . . . , XsoverR. SetX=X1, . . . , Xs to simplify the notation; soA=R[X].

Fix a polynomialF(X, T, Y)∈R[X, T, Y], irreducible ink(X)[T, Y] and monic in Y. Set degY(F) =n and degT(F) =m, assume n≥1 and let G be the monodromy group of F, i.e. the Galois group of F(X, T, Y) over k(X)(T).

4.1. Qualitative statement of the main result. As for Theorem 3.1, we start with a qualitative statement and specify the parameters involved in a second stage.

Theorem 4.1. We produce below:

• a non-zero polynomial BF ∈R[X],

• two integersN and C,

• a finite Galois extension L of k(X),

with the following property. For every x∈Rs such that BF(x)6= 0, (a) the polynomialF(x, T, Y) is irreducible in k[T, Y],

(b) if p1, . . . , pN are distinct prime numbers satisfying

(∗) pi-Nk/Q(BF(x)), pi ≥ C and pi is totally split in the residue field Lx of L at X=x, i= 1, . . . , N,

anda is any multiple of p1· · ·pN, then there exists b∈Z such that F(x, t, Y) is irreducible in k[Y] for everyt in the coset aZ+b.

For every x∈ks, set

Px(T, Y) =F(x, T, Y).

From the Bertini–Noether theorem, for everyx∈Rsbut in a proper Zariski closed subsetEF ⊂As(k), the polynomialF(x, T, Y) is irreducible ink[T, Y].

If x ∈Rs\ EF, Theorem 3.1 can be applied to the polynomial Px(T, Y) ∈ R[T, Y].

Consider the integers Nx, Bx, Cx and the finite extension Lx/Q that are given by Theorem 3.1. Our goal is to investigate to what extent they depend on x. Recall that Nx, Bx, Cx and Lx can be bounded in terms of degY(Px) and further parameters involving the discriminant relative to Y and the bad prime divisor of Px. Note right away that the first one can be bounded independently ofx: indeed, degY(Px) = degY(F) =n.

4.2. The Zariski closed subset EF and the polynomial BF. The- orem 2.6 explicitly provides a proper Zariski closed subset EF. Denote by BF the bad prime divisor ofF(X, T, Y). It is a non-zero element of R[X].

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Furthermore one can bound deg(BF). Namely, it follows from (degT(∆F)≤(2n−1)m,

degX(∆F)≤(2n−1) degX(F) that

(degT(∆redF )≤(2n−1)m,

degX(∆redF )≤(2n−1)2mdegX(F).

The first inequality is obvious as degT(∆redF ) ≤degT(∆F). The second one follows from the inequality degX(∆redF ) ≤ degT(∆F) degX(∆F) (which is left as an exercise using Gauss’ lemma and∆redF ∈R[X][T]). The definition BF =∆F,0·discT(∆redF ) then leads to

deg(BF)≤(2n−1)2mdegX(F) + 2(2n−1)m−1

(2n−1)2mdegX(F)

≤16n3m2degX(F).

Denote the zero set of BF in ks by Z(BF). Applying Theorem 2.6 to F(X, T, Y) ∈ A[T, Y] with A = k[X] and p = hX−xi ⊂ A with x ∈ ks yields:

(∗) If x /∈ Z(BF), then F(x, T, Y) = Px(T, Y) is irreducible in k[T, Y], of monodromy group G, and we have

redPx =∆redF (x), BF(x) =BPx 6= 0.

In particular, one can takeEF =Z(BF).

Fixx∈Rs\ Z(BF). We study below each of Nx,Bx,Cx,Lx. 4.3. The integer Nx. From Addendum 3.2, one can take

Nx =NG.

In particular, Nx can be bounded independently of x.

4.4. The integer Bx. From Addendum 3.2, one can take Bx =Nk/Q(BPx)

where BPx is the bad prime divisor of Px considered in R[T, Y]. From Re- mark 2.5, it is the same ifPx is considered ink[T, Y]. Use then (∗) above to conclude that the integerBx can be taken to be

Bx =Nk/Q(BF(x)),

which is the norm of the value at x of the polynomial BF ∈ R[X] which depends only on the original polynomial F(X, T, Y).

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4.5. The integer Cx. By construction, we have ∆redF ∈ R[X, T] and

redPx ∈ R[T], and from (∗) above, ∆redPx =∆redF (x). Denote by ρ the degree of these polynomials inT. From Addendum 3.2, one can take

Cx = (ρ+ 1)2|G|2. In particularCx can be bounded independently ofx.

4.6. The extension Lx/Q. From Addendum 3.2, one can take Lx=bkPx,

the constant extension in the splitting field ofPx overk(T).

Consider the constant extensionbkF/k(X) in the splitting field ofF over k(X, T). From Addendum 2.8, the field extension bkPx/k is contained in the residue extension, say (bkF)x/k, of bkF/k(X) at some/any prime above the primeX =x of A=R[X]. The conclusion of Theorem 2.6 holdsa fortiori withLx = (bkF)x. Thus in Theorem 4.1 one can take

L=bkF.

Furthermore,L=k(X) and soLx =k, under each of the two assumptions (a-1) and (a-2) from Addendum 2.8. We rewrite them in the family context:

(a-1) F is irreducible in k(X)(T)[Y] and the splitting field of F over k(X, T) is regular over k(X),

(a-2) G =Sn.

In these cases, the condition from Theorem 4.1 thatpi be totally split in the extensionLx/Qreduces to pi being totally split ink/Q,i= 1, . . . , N.

5. Proof of Theorem 2.6 and Addendum 2.8. We return to the general hypotheses of§2.3:Ais a Dedekind domain with fraction fieldk,Pin A[T, Y] is a polynomial, monic and separable inY, and n= degY(P)≥1.

We freely use the notation introduced in§2.

Assume kis of characteristic 0 or greater than deg(∆P). Letp⊂Abe a good prime ofP (i.e. BP =∆P,0·disc(∆redP )∈/p) and such that|G|∈/p.

5.1. Good Behaviour part. Consider the irreducible factorization

(∗∗) ∆P

`

Y

h=1

Qαhh

of ∆P ∈ A[T] in the unique factorization domain Ap[T]; δ ∈ Ap \ {0}, Q1, . . . ,Q` are the distinct irreducible factors in Ap[T]\Ap and α1, . . . , α`

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are positive integers. As ∆P,0 is invertible in Ap, so are δ and the leading coefficients of Q1, . . . ,Q`. Hence one can take δ = ∆P,0 and assume that Q1, . . . ,Q` are monic. We deduce that

redP = (∆P,0)ρ

`

Y

h=1

Qh

whereρ is the number of distinct roots of∆P ink. Mod out (∗∗) byp, and note thatsp(∆P) =∆sp(P) and thatsp(∆P,0) is the leading term∆sp(P),0 of

sp(P) to conclude that∆sp(P)6= 0 and

sp(P)=∆sp(P),0

`

Y

h=1

sp(Qh)αh.

For h = 1, . . . , `, each polynomial sp(Qh) has only simple roots in κp, and for distinct h, h0 ∈ {1, . . . , `}, we have sp(Qh)6=sp(Qh0): indeed, otherwise disc(sp(∆redP )) =sp(disc(∆redP )) would be 0, contradicting disc(∆redP )∈/ p. It follows thatsp(P) satisfies condition (∗) from Lemma 2.1 and

redsp(P)= (∆sp(P),0)ρ

`

Y

h=1

sp(Qh) =sp(∆redP ).

We conclude that disc(∆reds

p(P)) =sp(disc(∆redP )) andBsp(P)=sp(BP).

5.2. The Grothendieck good reduction theorem. We recall below the good reduction criterion for covers, due to Grothendieck, in the context where we will be using it: finite extensions ofk(T). For consistency we stick to the field extension terminology but indicate in footnotes the original geometric formulation.

Assume from now on thatP is irreducible ink(T)[Y]. Denote byF/k(T) the function field extension associated with the polynomialP ∈k(T)[Y] (8).

It is regular over k. Let t1, . . . , tr ∈ P1(k) be the branch points of F/k(T) (more exactly of F k/k(T)). Recall that t1, . . . , tr are elements of the set {t1, . . . , tρ,∞}witht1, . . . , tρ the distinct roots of∆P (but not all elements of this set are branch points in general).

Given a prime idealp⊂A, denote the completion ofA(resp. ofk) atp by Aep (resp. byekp), the algebraic closure ofekp byCp and fix an embedding k⊂Cp.

Fix a prime idealp⊂Aand let B be the integral closure ofAep[T] in the field Fekp.

(8) Geometrically,F/k(T) corresponds to a branched coverf:C →P1k.

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Grothendieck good reduction theorem. Assume that:

(a) |G|∈/p,

(b) there is no vertical ramification at p in the extension F/k(T), i.e.

B is unramified over the prime pAep (9),

(c) no two different branch points of F/k(T) coincide modulo p.

Then the extension F/k(T) has good reduction at p, that is, pB is a prime ideal ofB and the fraction fieldεofB/pB is a separable extension ofκp(T) and satisfies

[ε:κp(T)] = [κpε:κp(T)] = [F :k(T)] = degY(P) (10).

This is a special case of the general result of Grothendieck on reduc- tion of covers. We refer to [Gro71] and [GM71]. In our proof, we apply Grothendieck’s theorem to both the extension F/k(T) and its Galois clo- sure. To this end, the following lemma is useful.

Lemma5.1. Under the assumption|G|BP ∈/ p, both the extensionF/k(T) and its Galois closureF /k(Tb ) satisfy conditions(a)–(c)of the Grothendieck good reduction theorem.

Proof. Assume |G|BP ∈/ p. Consider the extension F/k(T). Grothen- dieck’s assumption (a) obviously holds. Assumption (b) is guaranteed by sp(∆P) 6= 0 in κp[T] (which follows from sp(∆P,0) 6= 0). Assumptions (a) and (c) then automatically hold forF /k(Tb ), which has the same monodromy group and the same branch points asF/k(T). It remains to show assumption (b) forF /k(Tb ).

LetY1,Y2 be two distinct roots ofP ink(T). The discriminant∆P is in A[T] and is the discriminant of 1,Y1, . . . ,Y1n−1. LetB1be the integral closure ofA[T] ink(T,Y1), andP2∈k(T,Y1)[Y] be the irreducible polynomial ofY2 overk(T,Y1). The discriminant∆P2 ofP2is inB1 and is the discriminant of 1,Y2, . . . ,Y2n2−1forn2= [k(T,Y1,Y2) :k(T,Y1)]. The polynomialP2divides P in B1[Y]. Consequently, ∆P2 divides ∆P in B1, and its norm N1(∆P2) relative to the extension k(T,Y1)/k(T) divides ∆nP in A[T]. Consider the set {Y1uY2v | 0 ≤ u < n, 0 ≤ v < n2}. It is a k(T)-basis of k(T,Y1,Y2) and its discriminant ∆2, in A[T], is a product of some power of ∆P and some power ofN1(∆P2). Therefore, since the leading term of∆P is not inp, neither is the leading term of ∆2. Repeat the argument on the extensions obtained by adjoining successively every root ofP ink(T), and so eventually on the Galois extensionF /k(T). We finally obtain this conclusion:b

(9) Geometrically, the normalization ˜f:C →e P1Aep ofP1Aep inF is unramified overp.

(10) Geometrically, if ˜f0 : Ce0 P1κp is the special fiber of ˜f, then ˜f0 is generically

´etale,Ce0 is geometrically irreducible and [κp(Ce0) :κp(T)] = [F :k(T)].

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(∗) There exists ak(T)-basis of the extensionF /k(Tb )consisting of prod- ucts of powers of the roots Y1, . . . ,Yn of P in k(T) such that the discriminant, a polynomial ∆b in A[T], has leading term not in the idealp.

This guarantees that there is no vertical ramification at p in the extension F /k(T).b

5.3. Proof of the GRT part of Theorem 2.6. That sp(P) is monic inY is obvious and the separability follows from∆sp(P)6= 0. For the rest of the proof, denote:

• by Y1, . . . ,Yn the roots of P ink(T), and assume thatY1 ∈F,

• by AebkpPekp the integral closure ofAep inbkPekp,

• by Bb the integral closure ofAebkpPekp[T] inFbekp,

• by (bkP)ppthe residue extension ofbkP/kat some/any prime abovep.

The reduction morphism

AebkpPekp[T]→(bkP)p(T)

that extends the reduction mapAebkpPekp →(bkP)p and sendsT to itself can be extended to a morphism

sp :Bb→κp(T) (e.g. [D`eb09, lemme 1.7.2]).

From Grothendieck’s theorem, pB is a prime ideal of B and the fraction field εof B/pB is a separable extension of κp(T). As P is monic, Y1 ∈ B and one can further assume that sp(Y1) is the image ofY1 in

B/pB ⊂Frac(B/pB)⊂κp(T)

(sp(Y1) can be chosen to be any root of sp(P): see e.g. [D`eb09, §1.7.3]).

Hence sp(Y1)∈ε. The ringAep[T] being integrally closed, we also have

PB ⊂Aep[T] +Aep[T]Y1+· · ·+Aep[T]Y1n−1, which, together withsp(∆P)6= 0 inκp[T], leads to

ε= Frac(κp[T, sp(Y1)]).

Assp(Y1) is a root of sp(P) and from Grothendieck’s theorem, [κpε:κp(T)] = degY(P) = degY(sp(P)),

we conclude that the polynomial sp(P) is irreducible in κp[T, Y].

In a similar manner, using conclusion (∗) from the proof of Lemma 5.1, we obtain

Frac(sp(B)) = Frac (b bkP)p[T, sp(Y1), . . . , sp(Yn)]

.

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From Grothendieck’s theorem applied to the extension F /b bkP(T) (which is regular overbkP),pBb is a prime ideal of B, the fraction fieldb bεofB/pb Bb is a separable extension of (bkP)p(T), and

[εb: (bkP)p(T)] = [κpbε:κp(T)] = [F kb :k(T)].

The extension F /bb kP(T) being Galois, the residue field extension above p does not depend on the prime ideal abovep. Hence Frac(sp(Bb)) =ε.b

Consequently, bεis the splitting field of the polynomialsp(P) over (bkP)p. The Galois group Gal(κpε/κb p(T)) is by definition the monodromy group of sp(P). It is a prioria subgroup ofG, but is in fact all ofG, since its order is

pεb:κp(T)] = [F kb :k(T)] =|G|.

5.4. Proof of Addendum 2.8. (a) Item (a-1) follows from the defini- tions, and (a-2) from the fact that ifG=Sn, then necessarily Ga isSn too.

(b) From the equality

[bε: (bkP)p(T)] = [κpεb:κp(T)]

shown above, the extension ε/(bb kP)p(T) is regular over (bkP)p. This implies that (bkP)p contains the constant extension in ε/κb p(T) (i.e. in the splitting field ofsp(P) over κp(T)).

(c) Assume k is a number field. If p is a good prime of P, then the ex- tension F /k(Tb ) has good reduction at p. By a result of Deligne–Mumford [DM69, Theorem 1.3], the k-automorphisms of the extension F k/k(Tb ) are already defined over the unramified closure ekurp of ekp. Hence the extension Febkurp /ekurp (T) is Galois, which implies that bkP ⊂ ekurp . This shows that the ramified primes in bkP/k are among the bad primes. Therefore bkP/k is one from the finite list of extensions ofkof degree ≤ |NorSn(G)|/|G|and unram- ified at each good prime ofP.

5.5. Proof of the Chebotarev part of Theorem 2.6. Assume p is good, not containing |G|, of norm Nk/Q(p) ≥ (ρ+ 1)2|G|2 and totally split in the extension bkP/k. Let ω ∈ G and letEω/ekp be the unique unramified extension of Galois grouphωi ⊂ G.

The result follows from [DG12, Proposition 2.2] applied to the Galois extensionFbekp/ekp(T) (viewed there as a G-cover) and the Galois extension Eω/ekp. The base ring A there should be taken to be the ring AebkpPekp intro- duced in §5.3. The situation in [DG12] is that of a cover of a more general base space, of arbitrary dimension. We review the proof below, which be- comes simpler for a cover ofP1.

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