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Transcranial Direct Current Stimulation (tDCS) in patients with disorders of consciousness

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(1)

www.comascience.org

Transcranial Direct Current

Stimulation (tDCS) in

patients with disorders of

consciousness

THIBAUT Aurore

PhD Candidate

Coma Science Group

Cyclotron Research Centre

University of Liège, Belgium

Annual IUAP meeting, May 22, 2014

(2)

www.comascience.org

Laureys, Owen and Schiff, Lancet Neurology, 2005

Disorders of consciousness

NORMAL

CONSCIOUSNESS

A

ROUSA

L

A

W

A

RENES

S

(3)

www.comascience.org

disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Laureys, Owen and Schiff, Lancet Neurology, 2005

Disorders of consciousness

NORMAL

CONSCIOUSNESS

A

ROUSA

L

A

W

A

RENES

S

(4)

www.comascience.org

Laureys, Owen and Schiff, Lancet Neurology, 2005

Disorders of consciousness

NORMAL

CONSCIOUSNESS

A

ROUSA

L

A

W

A

RENES

S

COMA

A

ROUSA

L

A

W

A

RENES

S

(5)

www.comascience.org

disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Laureys, Owen and Schiff, Lancet Neurology, 2005

Disorders of consciousness

NORMAL

CONSCIOUSNESS

A

ROUSA

L

A

W

A

RENES

S

COMA

A

ROUSA

L

A

W

A

RENES

S

(6)

www.comascience.org

Laureys, Owen and Schiff, Lancet Neurology, 2005

Disorders of consciousness

NORMAL

CONSCIOUSNESS

A

ROUSA

L

A

W

A

RENES

S

COMA

A

ROUSA

L

A

W

A

RENES

S

VEGETATIVE STATE/

UNRESPONSIVE

WAKEFULNESS

SYNDROME

A

ROUSA

L

A

W

A

RENES

S

(7)

www.comascience.org

disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Laureys, Owen and Schiff, Lancet Neurology, 2005

Disorders of consciousness

NORMAL

CONSCIOUSNESS

A

ROUSA

L

A

W

A

RENES

S

COMA

A

ROUSA

L

A

W

A

RENES

S

VEGETATIVE STATE/

UNRESPONSIVE

WAKEFULNESS

SYNDROME

A

ROUSA

L

A

W

A

RENES

S

(8)

www.comascience.org

Laureys, Owen and Schiff, Lancet Neurology, 2005

Disorders of consciousness

NORMAL

CONSCIOUSNESS

A

ROUSA

L

A

W

A

RENES

S

COMA

A

ROUSA

L

A

W

A

RENES

S

VEGETATIVE STATE/

UNRESPONSIVE

WAKEFULNESS

SYNDROME

A

ROUSA

L

A

W

A

RENES

S

MINIMALLY

CONSCIOUS

STATE

A

ROUSA

L

A

W

A

RENES

S

(9)

www.comascience.org

disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Laureys, Owen and Schiff, Lancet Neurology, 2005

Disorders of consciousness

NORMAL

CONSCIOUSNESS

A

ROUSA

L

A

W

A

RENES

S

COMA

A

ROUSA

L

A

W

A

RENES

S

VEGETATIVE STATE/

UNRESPONSIVE

WAKEFULNESS

SYNDROME

A

ROUSA

L

A

W

A

RENES

S

MINIMALLY

CONSCIOUS

STATE

A

ROUSA

L

A

W

A

RENES

S

(10)

www.comascience.org

Clinical entities

(11)

www.comascience.org

Clinical entities

Laureys, Scientific American, 2007

(12)

www.comascience.org

Clinical entities

(13)

www.comascience.org

Clinical entities

Laureys, Scientific American, 2007

(14)

www.comascience.org

Clinical entities

Laureys, Scientific American, 2007

Permanent

Minimally

Conscious

State

(15)

www.comascience.org

Clinical entities

Laureys, Scientific American, 2007

Permanent

Minimally

Conscious

State

?

Introduction

| tDCS | Studies | Conclusion

How to improve

(16)

www.comascience.org

Pharmacological treatments

Adapted from Demertzi et al, Expert Rev Neurotherapeutics, 2008

(17)

www.comascience.org

Pharmacological treatment

Schnakers et al

J Neurol Neurosurg Psychiatry 2008

(18)

www.comascience.org

Consciousness ≈ thalamo-cortical

Intralaminar nuclei “reconnections”

in spontaneous recovery from

“vegetative” unresponsive state

Laureys et al, Lancet 2000

(19)

www.comascience.org

disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Consciousness ≈ thalamo-cortical

Intralaminar nuclei “reconnections”

in spontaneous recovery from

“vegetative” unresponsive state

Laureys et al, Lancet 2000

Schiff et al, Nature 2007

Intralaminar nuclei stimulation

induces “recovery” from

minimally responsive state

Giacino, Fins, Laureys, Schiff, Nature Rev Neurol 2014

MCS  emerged

(20)

www.comascience.org

Why direct current?

Cheap & easy to use

Stimulation Population

Effects

Authors

Motor cortex Healthy subjects

Dexterity

Boggio et al. Neurosci Lett,

2006

Hemiplegic patients

Dexterity and

strength

Hummel et al. Lancet,

2006

Spastic patients

Spasticity & ADL

(activity of daily life)

Wu et al., Arch Phys Med

Rehabil 2012

Prefrontal

cortex

Healthy subjects

Memory

Marshall et al. J Neurosci,

2004

Alzheimer’s patients

Memory

Ferrucci et al. Neurology,

2008

Stroke patients

Attention

Jo et al. Am J Phys Med

Rehabil, 2009

Aphasic patients

Language

Baker et al. Stroke, 2010

(21)

www.comascience.org

tDCS presumed mode of action

Short term effects

(Nitsche et al., J Physiol 2000)

Modification of neuronal excitability (action potential)

Thibaut et al., Rev Neurol, 2013

(22)

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tDCS presumed mode of action

Short term effects

(Nitsche et al., J Physiol 2000)

Modification of neuronal excitability (action potential)

Long term effects

(Nitsche et al., Neuroscientist 2010)

Action on opening of ion channels (Na

+

, Ca

2+

)

Increase NMDA receptors excitability

improve neuron excitability

(23)

www.comascience.org

Methods

Direct current

2 mA; 20 minutes

Anode: PFDL (F3)

Randomised, double blind,

sham controlled

Introduction | tDCS

|

Studies

| Conclusion

Pilot

| PET | Repeated | Chronic | EEG

(24)

www.comascience.org

Methods

Direct current

2 mA; 20 minutes

Anode: PFDL (F3)

Randomised, double blind,

sham controlled

CRS-R

CRS-R

CRS-R

CRS-R

tDCS

tDCS

20’

24h

20’

Session 1 Session 2

(25)

www.comascience.org

Results

• 55 patients (43±18y)

• 25 VS/UWS, 30 MCS

• 25 TBI, 30 NTBI

• 35 chronic (>3 months)

Thibaut et al, Neurology, 2014

VS/UWS (n=25)

MCS (n=30)

*

NS

0 2 4 6 8 10 12 14

m

ean

of CR

S

-R

t

o

tal

scor

e

* p<0.001

Introduction | tDCS

|

Studies

| Conclusion

(26)

www.comascience.org

Results

• 55 patients (43±18y)

• 25 VS/UWS, 30 MCS

• 25 TBI, 30 NTBI

• 35 chronic (>3 months)

Thibaut et al, Neurology, 2014

VS/UWS (n=25)

MCS (n=30)

*

NS

0 2 4 6 8 10 12 14

m

ean

of CR

S

-R

t

o

tal

scor

e

* p<0.001

15 responders

Patient who showed

signs o

f consciousness

after tDCS and not

before tDCS or before

and after sham

• 2 UWS; acute

(27)

www.comascience.org

Neurophysiology

Prefrontal stimulation

of DMN connectivity (rsfMRI)

of α rhythm (EEG)

Motor stimulation

 rCBF

in the left M1, right prefrontal

cortex, right S1 (PET-scan)

 F

unctional connectivity

within

premotor, motor and sensorimotor

areas

(EEG)

Keeser et al., J Neurosci, 2011

Lang et al., Eur J Neurosci, 2005

Polania, Nitsche and Paulus, HBM, 2010

Introduction | tDCS

|

Studies

| Conclusion

(28)

www.comascience.org

Thibaut et al, in prep

Responders (n=8) vs

non-responders (n=17)

Left

prefrontal

cortex

(stimulated

area)

and

thalamus

were

more

preserved in responders

as

compare

to

non

responders

Responders < controls

Non-responders < controls

Responders ≠ Non-responders

(29)

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Responders vs Non-responders : PET

Thibaut et al, in prep

Introduction | tDCS

|

Studies

| Conclusion

Pilot

|

PET

| Repeated | Chronic | EEG

-1 0 1 2 3 CR S -R i mp ro ve ment Responders Non-responders n= 8 n=17 0 10 20 30 40 50 60 70 80 90 100 Le ft DLP F/ MP FC m et ab ol ism ( % of n or m al ) Responders Non-responders n=8 n=17

Behavioral improvement

% of brain metabolism

(30)

www.comascience.org

Repeated tDCS

Effects last ± 90

minutes

(Hummel et al., Lancet, 2006)

(31)

www.comascience.org

Repeated tDCS

Daily stimulations

(5days)

(Fregni et al., Pain, 2006)

Improvement and extension of benefits

Randomised sham controlled double blind study

Effects last ± 90

minutes

(Hummel et al., Lancet, 2006)

Short improvement, back to initial state

Introduction | tDCS

|

Studies

| Conclusion

(32)

www.comascience.org

session 1

session 2

Repeated tDCS

Daily stimulations

(5days)

(Fregni et al., Pain, 2006)

Improvement and extension of benefits

Randomised sham controlled double blind study

Effects last ± 90

minutes

(Hummel et al., Lancet, 2006)

Short improvement, back to initial state

(33)

www.comascience.org

1 2 3 Série1 9,625 11,46153846 11 0 2 4 6 8 10 12 14 CR S -R me an t ot al sc or es

real tDCS

Repeated tDCS

Chronic MCS – N=13

* <0.025

*

*

1 2 3 Série1 10 10,25 9,75 0 2 4 6 8 10 12 14

sham tDCS

baseline 5thday post 1week

7 responders (out of 13 patients)

baseline 5thday post 1week

ns

ns

Introduction | tDCS

|

Studies

| Conclusion

(34)

www.comascience.org

rtDCS in chronic patients

Repeated tDCS in chronic patients at

home or nursing home

Protocol:

• tDCS over the prefrontal dorsolateral cortex

• 5 days per week during 4 weeks (2 tDCS sessions – real & sham)

• Stimulations made by the family (video)

• Assessment: CRS-R before – after 4 weeks – one month later

• Double blind randomized study (2 months of washout)

• Chronic patients (> 1year post insult) in MCS at home or nursing

home

(35)

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rtDCS in chronic – EEG

tDCS coupled with 8 electrodes EEG

Record

cortical

activity

before,

during and after the stimulation

Electrodes: record and stimulate

Understand the underlying

neurophysiological effect of tDCS

on a damage or preserved area

Introduction | tDCS

|

Studies

| Conclusion

(36)

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Consciousness ≈ connectivity

mesocircuit fronto-parietal model

(37)

www.comascience.org

disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Consciousness ≈ connectivity

mesocircuit fronto-parietal model

Giacino, Fins, Laureys, Schiff, Nature Rev Neurol 2014

amantadine

(38)

www.comascience.org

Consciousness ≈ connectivity

mesocircuit fronto-parietal model

Giacino, Fins, Laureys, Schiff, Nature Rev Neurol 2014

amantadine

(39)

www.comascience.org

disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Consciousness ≈ connectivity

mesocircuit fronto-parietal model

Giacino, Fins, Laureys, Schiff, Nature Rev Neurol 2014

Deep brain stimulation

amantadine

zolpidem

(40)

www.comascience.org

Consciousness ≈ connectivity

mesocircuit fronto-parietal model

Giacino, Fins, Laureys, Schiff, Nature Rev Neurol 2014

Deep brain stimulation

transcranial

Direct

Current

Stimulation

amantadine

zolpidem

(41)

www.comascience.org

THANK YOU

(42)

www.comascience.org

Critisisms

Short term effect (after 1-2h patients

return to their initial state)

Moderate clinical change

Unknown neurophysiological effects on DOC

Limitations:

(43)

www.comascience.org

Clinical improvement

2 VS/UWS MCS

Visual pursuit

Response to command

2 MCS EXIT

Functional communication

Functional use of objects

15 responders

Patient who showed

signs o

f consciousness

after tDCS and not before tDCS or before and after sham

• 2 UWS; acute

• 13 MCS (5>1y post insult)

Thibaut et al, Neurology, 2014

Introduction | tDCS

|

Studies

| Conclusion

(44)

www.comascience.org

Conclusion

• A single stimulation transiently improves CRS-R scores

• Preserved metabolism in the stimulated area is requested

• 5 days of tDCS increase the lasting of the effects

Could daily stimulations be helpful for patient’s recovery?

Could tDCS be implemented in daily clinical practice?

Future: tDCS could help patients with disorders of

consciousness (acute or chronic) to increase their

interaction with their environment

(45)

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life| perspectives

tDCS – advantages

DBS and Amantadine improve cognitive

functions of patients with disorder of

consciousess

But side effects

tDCS

improve cognition of patients in

minimally conscious state without risk of

brain damage or seizure

Schiff et al., Nature 2008

Giacino et al., New Eng J Med, 2012

Thibaut et al., Neurology 2014

(46)

www.comascience.org

Laureys, Trends in Cognitive Sciences, 2005

Reducing consciousness to 2D

Coma

General

Anesthesia

Locked-in syndrome

Minimally Responsive

-command following MCS+

- non-reflex movements

MCS-“Vegetative” unresponsive

Conscious

Wakefulness

Drowsiness

St I-II Sleep

St III-IV Sleep

REM

Sleep

Epilepsy

(47)

www.comascience.org

tDCS - Motor

Cognitive effects

+

Motor effects ?

Parameters:

2 mA – 20 min

Cathode: M1 (C3&C4)

( spasticity)

Anode: DLPF (F3&F4)

( signs of consciousness)

1. Behavioral

assessments:

CRS-R & Ashworth

2. EEG

Hummel et al., Lancet, 2006

Vandermeeren Y et al., Acta Neurol Bel, 2013

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