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Simultaneous determination of 14 bioactive citrus flavonoids

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using thin-layer chromatography combined with surface

2

enhanced Raman spectroscopy

3

Yuzhi Lia,c, Chengying Zhaoa, Chang Lua, Shuaishuai Zhoua, Guifang Tiana, Lili Heb,

4

Yuming Baoa, Marie-Laure Fauconnierc, Hang Xiaob,*, Jinkai Zhenga,*

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a Institute of Food Science and Technology, Chinese Academy of Agricultural Sciences,

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Beijing 100193, China

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b Department of Food Science, University of Massachusetts, 100 Holdworth Way,

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Amherst, MA 01003, USA

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c Laboratory of Chemistry of Natural Molecules, Gembloux Agro-Bio Tech, University

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of Liege, Gembloux 5030, Belgium

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* Corresponding author: Jinkai Zheng, Tel: 62819501, Fax:

(086)-010-12

62819501; Hang Xiao, Tel: (413) 545 2281, Fax: (413) 545 1262.

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E-mail address: zhengjinkai@caas.cn; hangxiao@foodsci.umass.edu. 14

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Abstract

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Citrus flavonoids consist of diverse analogs and possess various health-promoting

17

effects dramatically depending on their chemical structures. Since different flavonoids

18

usually co-exist in real samples, it’s necessary to develop rapid and efficient methods

19

for simultaneous determination of multiple flavonoids. Herein, thin layer

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chromatography combined with surface enhanced Raman spectroscopy (TLC-SERS)

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was established to simultaneously separate and detect 14 main citrus flavonoids for the

22

first time. These target compounds could be characterized and discriminated when

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paired with SERS at 6-500 times greater the sensitivity than TLC alone. TLC-SERS

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exhibited high recovery rates (91.5-121.7%) with relative standard deviation (RSD)

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lower than 20.8%. Moreover, the established TLC-SERS method was successfully used

26

to simultaneously detect multiple flavonoids in real samples, which exhibited

27

comparable accuracy to high performance liquid chromatography (HPLC) with shorter

28

analytical time (10 vs 45 min). All the results demonstrated that this could be a

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promising method for simultaneous, rapid, sensitive and accurate detection of

30

flavonoids.

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Keywords: citrus flavonoids, simultaneous determination, thin layer chromatography,

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surface-enhanced Raman spectroscopy, HPLC.

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Chemical compounds studied in this article

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Tangeretin (PubChem CID: 68077); 5-demethyltangeretin (PubChem CID: 96539);

35

nobiletin (PubChem CID: 72344); 5-demethylnobiletin (PubChem CID: 358832);

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naringenin (PubChem CID: 932); .hesperetin (PubChem CID: 72281); naringin

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(PubChem CID: 442428); hesperidin (PubChem CID: 10621).

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1

Introduction

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Flavanones and polymethoxyflavones (PMFs) are the two major flavonoids in citrus

40

fruits, especially in their peels. Citrus flavanones, a class of polyphenolic flavonoids,

41

usually exists as glycoside forms including naringin and hesperidin, which are the most

42

abundant in citrus fruit. They could be converted to their aglycones, namely naringenin

43

and hesperetin (Chen et al., 2018). PMFs, existing exclusively in citrus fruits, are a

44

unique class of flavonoids with two or more methoxyl functional groups (Li, Lo & Ho,

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2006). The diversity of PMFs could be contributed to the multiple substituents of the

46

aromatic ring like hydrogen, hydroxyl and methoxyl groups. A number of studies have

47

reported that citrus flavonoids possess various beneficial biological functions such as

48

anticancer (Surichan, Arroo, Ruparelia, Tsatsakis & Androutsopoulos, 2018),

anti-49

inflammatory (Liu, Han, Zhao, Zhao, Tian & Jia), antiatherosclerosis (Kenji, Natsumi,

50

Tai-Ichi & Toshihiko, 2013), antioxidation (Sundaram, Shanthi & Sachdanandam,

51

2015), anti-viral (Dai et al., 2019), neuroprotection (Chitturi, 2019), among others.

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Notably, the chemical structures dramatically determine the bioactivities, and different

53

substituents could lead to significant bioactivity variation. For example, hydroxylated

54

PMFs (OH-PMFs), which are formed with hydroxyl groups replacing methoxyl groups

55

or hydrogen of PMFs, exhibit stronger bioactivities than their corresponding parent

56

compoundsdepending on the structural requirements for optimal active sites (Duan et

57

al., 2017; Li, Hong, Guo, Hui & Ho, 2014; Zheng et al., 2013).However, in most cases,

58

citrus flavonoid analogs exist simultaneously in real samples. It is thus necessary to

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5

develop quick and efficient methods for simultaneous differentiation of citrus

60

flavonoids.

61

Many methods have been established successfully to analyze citrus flavonoids, such

62

as HPLC-UV (Han, Kim & Lee, 2012; Sayuri, Suwa, Fukuzawa & Kawamitsu, 2011),

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HPLC-electrochemical detection (ECD) (Li, Pan, Lai, Lo, Slavik & Ho, 2007; Zheng

64

et al., 2015), ultra-performance liquid chromatography (UPLC) (Fayek, 2019; Zhao,

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2017), LC-MS (Cho, Su, Sun, Mi & Hong, 2014; Lin, Li, Ho & Lo, 2012), and GC-MS

66

(Stremple, 2015). HPLC-UV was the most widely used method, especially for

67

quantitative analyses, and the limit of detection (LOD) was reported to be as low as

68

0.02 μg/mL for naringenin (Lin, Hou, Tsai, Wang & Chao, 2014). In our previous study,

69

HPLC-ECD was established as a sensitive and selective technique with lower LOD

70

values of 0.8-3.7 ng/mL OH-PMFs (Zheng et al., 2015).UPLC benefits from a shorter

71

run time than HPLC which can achieve the detection of 16 flavonoids with LODs less

72

than 0.72 μg/mL within 9 min (Zhao, 2017).LC-MS is one of the most common

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analytical methods with the separation capabilities of HPLC and structural

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characterization power of mass spectrometry (MS) (Lin et al., 2012; Zheng et al., 2013).

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It has been used to separate and analyze citrus flavonoids from various matrix with

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LOD value of 0.02-0.23 μg/mL for six PMFs and six OH-PMFs simultaneously (Lin et

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al., 2012). Besides, GC-MS is another common analytical method and has been also

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used for citrus flavonoid analysis (Stremple, 2015).Although the above methods can

79

analyze citrus flavonoids sensitively and effectively, they all have certain limitations.

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6

For instance, HPLC methods are time-consuming, and require complex and rigorous

81

pretreatment; ECD is only effective for compounds with oxidation-reduction property;

82

UPLC is expensive due to the requisite instrument and agents, and difficult to realize

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on-site detection; MS is also expensive on account of the instrumentation and

84

demanding due to the strict run conditions for the operator; while GC-MS requires a

85

complex derivatization process for citrus flavonoids.

86

Surface-enhanced Raman spectroscopy (SERS) has been proven to be an efficient

87

analytical tool due to its rapid analytical speed, high sensitivity, signal fingerprinting

88

capabilities, and non-destructive properties (Wen & Lu, 2016). The Raman signals

89

could be significantly enhanced due to an electromagnetic field induced by the surface

90

plasmon resonance and chemical interactions between analyte and substrate (Reguera,

91

Langer, Jimenez & Liz-Marzan, 2017). In the past few years, SERS has been widely

92

used in different fields, such as materials science, various engineering disciplines,

93

medical science, food science and so on (Zheng & He, 2014). Recent studies have also

94

proven the capacity of SERS for the characterization of citrus flavonoids (Ma, Xiao &

95

He, 2016; Zhang et al., 2018; Zheng, Fang, Cao, Xiao & He, 2013).However, it remains

96

difficult to differentiate citrus flavonoid analogs in real samples by virtue of their

97

similar chemical structures, as well as interference of other components in the complex

98

matrix. Thin-layer chromatography (TLC) and high performance TLC (HPTLC) are

99

common separation techniques. Although HPTLC is more stable and accurate than TLC,

100

and has been reported as an ideal method for fingerprinting studies of plant samples

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7

(Meier & Spriano, 2010; Mikropoulou, Petrakis, Argyropoulou, Mitakou, Halabalaki

102

& Skaltsounis, 2019; Oellig, Schunck & Schwack, 2018), TLC is more commonly used

103

with several notable advantages, such as low cost and simplicity. However, TLC is

104

limited in its use for quantitative analysis due to relatively low accuracy. The

105

combination of TLC and SERS allows separation and subsequent spectral detection of

106

chemical species from complex matrices, and multiple successful examples of its use

107

have been reported (Germinario, Garrappa, Dambrosio, Werf & Sabbatini, 2018; Zhu,

108

Chen, Han, Yuan & Lu, 2017).

109

In this study, TLC-SERS was developed to achieve simultaneous, sensitive and

110

accurate detection of 14 citrus flavonoids (Fig. 1A) for the first time. In order to obtain

111

better separation and detection efficiency, two-dimensional (2D) TLC was carried out.

112

The chromatographic elution profile of 14 citrus flavonoids on TLC and characteristic

113

signatures of SERS spectra were also systematically studied. This study has the

114

potential to further advance the rapid and efficient determination of different flavonoids

115

in the citrus industry, as well as other applications for functional foods.

116

2 Materials and methods

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2.1 Reagents and chemicals 118

Vanillin, concentrated sulfuric acid (18.4 M), acetic acid, ethanol, petroleum ether

119

(PE), acetone (AT), dichloromethane (DCM), methanol (MT), ferric chloride (FeCl3),

120

and hydrochloric acid (11.7 M) were of analytical grade and purchased from Sinopharm

121

Chemical Reagent Co., Ltd (Beijing, China). Acetonitrile (ACN), tetrahydrofuran (THF)

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8

and trifluoroacetic acid (TFA) were of HPLC grade bought from Fisher Scientific.

123

Normal phase TLC plates (250 μm layer) were bought from Merk kGaA (Darmstadt,

124

Germany). Silver nitrate (99%) and zinc (99%) were bought from Eastern Chemical

125

Works (Shanghai, China). Silver (Ag) dendrites were prepared through a displacement

126

reaction involving zinc and silver nitrate according to our previously published method

127

(He et al., 2013). Tangeretin (1) and nobiletin (3) were purchased from Quality

128

Phytochemicals LLC (Edison, NJ, USA). 5-demethyltangeretin (2),

3′-129

demethylnobiletin (4), 4′-demethylnobiletin (5), 3′,4′-didemethylnobiletin (6),

5-130

demethylnobiletin (7), 5,3′-didemethylnobiletin (8), 5,4′-didemethylnobiletin (9) and

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5,3′,4′-tridemethylnobiletin (10), were obtained by multi-steps synthesis we have

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reported before (Lin et al., 2012; Zheng et al., 2015). Naringenin (11), hesperetin (12),

133

naringin (13) and hesperidin (14) were purchased from ACROS Organics (New Jersey,

134

USA). All their purities were up to 98% (HPLC), and their chemical structures have

135

been elucidated by MS and NMR spectra (Zheng et al., 2013).Ultrapure water was

136

further purified from deionized water using a Milli-Q system (Millipore, Bedford,

137

USA).

138

2.2 TLC separation of 14 citrus flavonoid analogs 139

Compounds 1-12 were dissolved in methanol to 5 mM, and gradient-diluted to 2.5,

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1.0, 0.5, 0.1, and 0.05 mM were used for LOD determination on the TLC plate.

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Meanwhile, compounds 13 and 14 were prepared in a series of concentration at 1, 0.5,

142

0.1, 0.05, and 0.01 mM. Two rapid in-situ visualization methods were applied here. The

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first utilized UV fluorescence at excitation wavelengths of 254 nm and 365 nm. The

144

second utilized two different TLC visualization reagents. The general visualization

145

reagent contained 1% vanillin in ethanol with several drops of concentrated sulfuric

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acid. The special visualization reagent for compounds with a phenolic hydroxyl group

147

was prepared with 3% FeCl3 dissolved in 0.5 M hydrochloric acid solution. Various

148

elution systems (DCM: MT= 10: 1, 15: 1, 20: 1, 30: 1 and 50: 1; PE: AT= 8: 2, 7: 3, 6:

149

4, 5: 5, and 4: 6) were conducted. The elution systems of DCM: MT= 20: 1 and PE:

150

AT= 6: 4 performed relatively high separation efficiency for 14 compounds in 1D TLC

151

separation. In order to achieve efficient separation, 2D TLC analysis through two

152

elution systems (DCM: MT at 20: 1 and PE: AT at 6: 4) was carried out. 1% acetic acid

153

in solution was produced in the DCM: MT system to improve the diffused zone shape.

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2 µL of the mixture was loaded onto the bottom-right of thin liquid chromatography

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plates (8×8 cm2) and eluted with DCM: MT= 20: 1 containing 1% acetic acid, then

156

rotated to the right and eluted with PE: AT= 6: 4. The time for 2D TLC separation was

157

about 5 min. The retention factor (Rf) value was calculated by measuring the location

158

of each spot (dc, distance from the origin of the plate to the center of the eluted spot)

159

and the distance from the origin to the solvent front (ds). The Rf value was calculated

160

from the dc/ds ratio. The color and LOD value for each sample were also recorded.

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2.3 SERS detection after TLC separation 162

After 2D TLC separation, each spot of a citrus flavonoid from the final TLC plate

163

was stripped and put into microcentrifuge tubes with 100 μL methanol. After

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10

centrifugation (3000 rpm, 2 min), the supernatant was evaporated under vacuum and

165

dissolved in 10 μL methanol in preparation for detection. The time for these procedures

166

was about 3 min. Meanwhile, the substrate method for SERS analysis reported in our

167

previous study was used here (Ma et al., 2016). In brief, 5 μL of Ag dendrites were

168

deposited onto a glass slide first and air-dried. Then, 2 μL of test sample solution was

169

deposited on the dried Ag for Raman measurement after drying. SERS detection was

170

performed on a DXR Raman microscope (HORIBA), facilitated with a 514 nm

171

excitation laser and a 50× objective confocal microscope (2 μm spot diameter and 5 cm

-172

1 spectral resolution). The measured condition for each sample was as follows: 3 mW

173

of laser power, 50 μm slit width for 10 s integration time. Five spots were chosen

174

randomly for each sample. SERS spectra were collected and analyzed through LabSpec

175

Application software and TQ Analyst software (v8.0, Thermo Fisher Scientific),

176

respectively. Data pre-processing algorithms through second-derivative transformation

177

and smoothing were employed to remove the baseline shift, reduce spectral noise, and

178

separate overlapping bands. Discriminant analysis of the SERS spectra was determined

179

by principal component analysis (PCA), obtained according to Ward’s algorithm within

180

1100-1800 cm-1. Partial least-squares (PLS) analysis was used to quantitative analysis

181

to predict the sample amount.

182

2.4 Validation of the TLC-SERS method 183

The PLS model was evaluated by correlation coefficient (R), root-mean-square error

184

of calibration (RMSEC), and the root-mean-square error of prediction (RMSEP). The

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11

linear ranges were determined when R was above 0.9544, with different samples of

186

various concentrations distributed between 30–350 μM. The limit of quantitation (LOQ)

187

value was determined as the lowest concentration among the linear range, with the ratio

188

of 10: 3 to limit of detection (LOD) value. Recovery rates of the extraction and detection

189

method were obtained by analyzing known amounts of standard flavonoids (50 and 100

190

μM, respectively). Precision of detection was determined from the three batches at 50

191

and 100 μM flavonoid concentration, and expressed as RSD (%, relative standard

192

deviations).

193

2.5 HPLC-UV analysis of 14 citrus flavonoids 194

All the 14 compounds were dissolved in methanol at a final concentration of 1 mM

195

for the following HPLC analysis. The Ultimate 3000 Series HPLC system (Thermo

196

Scientific, USA) consisted of a double ternary gradient pump (DGP-3600), and an

auto-197

sampler (WPS-3000 SL/TSL). Instrument control and data processing were performed

198

with Chromeleon® 7. Ascentis RP-Amide reversed-phase HPLC column (15 cm×4.6

199

mm id, 3 μm) (Sigma-Aldrich, MO, USA) using gradient elution with the mobile phase

200

A: 75% water, 20% ACN and 5% THF; the mobile phase B: 50% water, 40% ACN and

201

10% THF (pH values of both mobile phases were adjusted to 3.00 using TFA) (Zheng

202

et al., 2015). The optimal elution gradient program was as follows: 0-5.0 min, 10-50%

203

B; 5.0-35.0 min, 50% B; 35.0-40.0 min, 100% B;and 40.0-45.0 min, 10% B followed

204

by a 5 min equilibrium time using the initial gradient between individual runswith 1

205

mL/min flow rate and 10 μL injection volume (Zheng et al., 2015). An equimolar

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12

mixture of all 14 compounds at 50 μM was used for HPLC analysis. The UV-vis

207

scanning for these compounds were set from 190-500 nm using DAD detector. The

208

wavelength range was divided artificially into two parts, including band I (300-400 nm)

209

and band II (220-280 nm), caused by the cross-conjugate system with cinnamoyl group

210

and benzoyl group, respectively. Indeed, 280 nm and 330 nm are characteristic

211

absorbance wavelength for flavonoids. Here, calibration curves were constructed with

212

serial dilutions (0.1, 0.5, 1, 5, 10, 20, 40, 80 and 160 μM) for each component in the

213

test solutions under 280 nm for compounds 1-14.

214

2.6 Real sample preparation and detection using TLC-SERS and HPLC-UV 215

Three real samples (orange juice, fresh orange peel, and mice fecal sample fed with

216

compound 7) were prepared for TLC-SERS and HPLC-UV analysis. For the fresh

217

orange juice sample (sample 1), 1 mL of Gannan navel orange juice was taken for later

218

flavonoids extraction. An equivalent volume of methanol was added to dissolve and

219

extract flavonoids under ultrasonic bath (80 Hz, 10 min) for three times and combined.

220

After centrifugation (3000 rpm, 5 min), the supernatant was dried under vacuum, and

221

finally dissolved in 100 μL of methanol for further analysis. Using the same extraction

222

process, 1 g of orange peel (sample 2) and fecal sample from CF-1 male mice fed with

223

nobiletin supplementation (500 ppm) for 1 week (sample 3) were also used for

224

flavonoids extraction, which were finally dissolved in 100 μL methanol for further

225

analysis. For TLC-SERS analysis, the components of flavonoids contained in each

226

sample were analyzed by Rf value and SERS characteristic peaks, and the content was

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13

calculated according to the standard curve in PLS analysis. For HPLC-UV analysis, the

228

qualitative and quantitative analysis were carried out based on the retention time,

UV-229

vis spectroscopy, and standard curve. The detection ability of TLC-SERS for

230

flavonoids in real samples was evaluated by comparing accuracy, standard variance,

231

and detection time with HPLC-UV.

232

2.7 Data analysis 233

All analyses for SERS and HPLC were performed in triplicate at least, and the results

234

were presented as means ± standard deviation of three independent experiments.

235

3 Results and discussion

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3.1 TLC separation and analysis of 14 citrus flavonoids 237

3.1.1 Separation of citrus flavonoids on normal-phase TLC plate 238

Were simultaneously separated 14 citrus flavonoids (Fig. 1A) on normal-phase TLC

239

plates, various elution systems were conducted initially as a screen. As a result, the

240

systems of DCM: MT at 20: 1 and PE: AT at 6: 4 were chosen as the optimal conditions

241

with relatively high separation efficiency. 1% acetic acid was produced in the DCM/MT

242

system to eliminate a slight observed tailing effect. Under this condition, the Rf values

243

of these citrus flavonoids were from 0 to 0.97 with the sequence as following: 2 (0.97)

244

≈ 7 (0.95) > 1 (0.77) ≈ 9 (0.77) > 8 (0.74) ≈ 3 (0.73) > 12 (0.70) ≈ 4 (0.69) ≈ 5

245

(0.68) > 11 (0.48) > 10 (0.45) > 6 (0.38) > 13 (0) ≈ 14 (0) (Table 1). The Rf values

246

could reflect the polarity of the compounds to a large extent, from which it could be

247

speculated that more hydroxyl functional groups present on the B ring, the more polar

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14

it is relatively (6 vs 4 vs 3, 10 vs 8 vs 7, 5 vs 3, and 9 vs 7) (Wojtanowski & Mroczek,

249

2018; Hvattum & Ekeberg, 2003). Interestingly, the demethylation of the 5′ position

250

methoxyl made the compound more hydrophobic which might be due to the formation

251

of an intra-molecular hydrogen bond between the hydroxyl and the adjacent 4-ketone

252

carbonyl groups (2 vs 1, 7 vs 3, 8 vs 4, 9 vs 5, and 10 vs 6) (Wojtanowski & Mroczek,

253

2018). Although some could be separated significantly, compounds 2 and 7, 3 and 8, 1

254

and 9, as well as compounds 4, 5, and 12 could not be separated from each other

255

efficiently (Fig. 1B). Since the Rf value may vary in different elution systems, another

256

system composed of mixed aprotic solvents was also tested to achieve better separation.

257

Improved separation of compounds 2 (0.62) and 7 (0.57), 1 (0.53) and 9 (0.51), 3 (0.46)

258

and 8 (0.48), and 4 (0.36), 5 (0.38), and 12 (0.42) was achieved with the elution using

259

PE: AT= 6: 4 (Fig. 1C). However, it was still not efficient enough. Therefore, 2D-TLC

260

with the two elution systems above was further carried out. As a result, all compounds,

261

except compounds 13 and 14 could be separated efficiently and differentiated,

262

demonstrating the high efficiency of the 2D-TLC separation for simultaneous

263

separation of multiple citrus flavonoids (Fig. 1D).

264

3.1.2 Visualization and LOD values of citrus flavonoids on TLC plate 265

UV fluorescence (254 nm and 365 nm) and visual staining (vanillin-H2SO4 and

266

FeCl3-HCl) were used here. All showed similar UV fluorescence response under 254

267

and 365 nm due to their shared flavonoid skeletal structure. As shown in Table 1, all

268

of the compounds exhibited the same inactivity under excitation at 254 nm, shown as a

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15

dark spot. Under 365 nm excitation, flavonoids with C5-OMe on the A ring

270

(compounds 1, 3, 4, 5, and 6) and flavanone aglycones (compounds 13 and 14) reacted

271

as a bright spot, while the other flavonoids (compounds 2, 7, 8, 9, 10, 11 and 12)

272

exhibited no activity at the emissions screened as a dark spot. The LOD of the 14

273

compounds under 254 nm fluorescence ranged from 0.5 to 2.5 mM, while 0.1 to 2.5

274

mM under 365 nm. For visual staining, all the PMFs and OH-PMFs exhibited yellow

275

color, while flavanones cannot be detected by vanillin-H2SO4 stain. These results

276

demonstrated the necessity of CH=CH at C2 for differentiation. As shown in Table 1,

277

only flavonoids with hydroxyl groups could be detected by FeCl3 visual staining, and

278

the color was in proportion to the number and position of hydroxyl groups in the

279

polyphenol. Flavones with C5-OH exhibited darker color (compounds 2, 7-10 vs 4-6),

280

which indicated that the hydroxyl group at C5 site plays a major role in FeCl3 visual

281

staining. It might be attributed to the stronger reducing ability of hydroxyl group at C5

282

site. Compounds 13 and 14 had a lower LOD value (1 mM) under FeCl3 visual staining

283

compared to other compounds (5 mM), which might be due to the presence of more

284

hydroxyl groups. All the features could be used to identify and differentiate different

285

citrus flavonoids.

286

3.2 SERS qualitative and quantitative detection after TLC separation 287

3.2.1 Qualitative detection of citrus flavonoids by TLC-SERS 288

Second-derivative transformation was applied to average raw SERS spectra (N= 5)

289

to separate overlapping bands and remove baseline shifts, which makes characteristic

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16

peaks in SERS spectra easily recognizable (Fig. 2A) (Ma et al., 2016; Zhang et al.,

291

2018; Zheng et al., 2013).In general, most of the citrus flavonoids showed similar

292

spectra below 1000 cm-1 owing to the similar skeletal structure. The characteristic peaks

293

were mainly at 1550-1650 cm-1 (assigned to C=O stretch) and 1100-1500 cm-1

294

(assigned to different O-H bend) (Table S1) (Huang & Chen, 2018; Sanchez-Cortes &

295

Garcia-Ramos, 2000; Zaffino, Bedini, Mazzola, Guglielmi & Bruni, 2016). In

296

accordance with chemical structures, the 14 flavonoids could be divided into four

297

categories as tangeretin analogs (compounds 1 and 2), nobiletin analogs (compounds

298

3-6), 5-demethylnobiletin analogs (compounds 7-10), and flavanone analogs

299

(compounds 11-14) through SERS spectra. The bands at 1650-1700 cm-1, contributed

300

from C(H)-C(H), could significantly distinguish the flavanones from the other three

301

analogs. The flavonoids with two substituent groups on their B ring possessed marked

302

bands at 1330-1430 cm-1, whichbelonged to OH bend (ip), C3′-OH and C4′-OH bend

303

(ip), and could differentiate nobiletin and 5-demethylnobiletin analogs from tangeretin

304

analogs. For tangeretin analogs, the 1542 cm-1 peak was mainly from the C=O stretch

305

in combination with ring quinoidal stretches of compound 1, with a 1577 cm-1 peak for

306

compound 2. The peaks of C-H bend could also be used to distinguish compounds 1

307

(1458 cm-1) and 2 (1443 and 1537 cm-1). Nobiletin analogs with a methoxyl group on

308

C5 had SERS bands at 1330-1350 cm-1 corresponded to the C-H bend (ip), and it could

309

be obviously distinguished from 5-demethylnobiletin analogs through bands at

1350-310

1375 cm-1 of OH bend (ip) C5 hydroxyl, as well as 1130-1150 cm-1 of 5-OH bend. The

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17

appearance of bands at 1400-1450 cm-1 of C3′-OH and C4′-OH bend (ip) could be

312

considered as the characteristic peaks for each compound. For flavanone analogs, the

313

band at 1221 cm-1 belonged to v(C-H) of CH3 could be used to distinguish hesperetin

314

analogs (compounds 12 and 14) from naringenin analogs (compounds 11 and 13).

315

However, using SERS alone, it is difficult to differentiate glucosides and the

316

corresponding aglycones such as compounds 11/13 and 12/14, respectively. Due to the

317

working separation of TLC, an efficient detection was possible for all compounds

318

except 11/13 and 12/14 with the combination of TLC and SERS. PCA was further used

319

to verify the discrimination ability of SERS. The four kinds of analogs (tangeretin,

320

nobiletin, 5-demethylnobiletin, and flavanone analogs) clustered together (Fig. 2B).

321

The PCA results demonstrated that the potential capacity of SERS to distinguish

322

different citrus flavonoids even those of similar chemical structure.

323

3.2.2 Quantitative analysis of citrus flavonoids by TLC-SERS 324

During the quantitative analysis, the SERS signal intensity was observed to increase

325

along with the concentration from 30 to 350 μM. The peaks at 1604, 1636, 1553, 1559,

326

1555, 1546, 1631, 1620, 1629, 1609, 1126, 1550, 1131 and 1546 cm-1 were chosen for

327

LOQ and PLS analysis of compounds 1-14, respectively. As shown in Table 2, the

328

LOQ values for compounds 1-4 and 8 were 50 μM, which were slightly higher than the

329

other compounds (30 μM). Based on these, the LOD could be determined as about 16.7

330

μM for compounds 1-4 and 8, and 10 μM for the others, which were 6-500 times lower

331

than those determined by TLC visualization. The quantification ability of the method

(18)

18

was further investigated by PLS. The relationship between the predicted concentration

333

and actual concentration with R, RMSEC and RMSEP was found to be 0.9544-0.9962,

334

5.5-32.8 and 12.9-39.6, respectively. The relatively low value for RMSEC and RMSEP,

335

and high value for R (close to 1), demonstrated the reliability of SERS for quantitative

336

analysis using the PLS calibration curve based on the characteristic peaks (Fig. 2C). In

337

short, TLC-SERS detection had lower LOD values for flavonoids than other normal

338

TLC visualization methods. At the same time, fingerprinting was used prior to TLC for

339

qualitative analysis. With the combination of TLC and SERS, simultaneous separation

340

and detection of all the 14 citrus flavonoid analogs could be achieved. For TLC-SERS

341

method, recovery rates of the extraction and detection method ranged from 91.5 to

342

121.7 with RSD ≤ 20.8 for all 14 flavonoids at 50 and 100 μM (Table 2), indicating

343

that influences from extraction to quantitation was unneglectable, but still acceptable.

344

The precision was expressed as RSD between 1.5% and 11.8%, which demonstrated

345

the good reproducibility of the method established in this study. Additionally,

TLC-346

SERS showed the potential to be a rapid and efficient method for analysis of citrus

347

flavone analogs from complex matrices based on the efficient separation of TLC and

348

the high sensitivity of SERS.

349

3.3 HPLC-UV analysis of 14 citrus flavonoids 350

3.3.1 HPLC separation of citrus flavonoids 351

HPLC has been considered as the golden standard analytical method for a wide array

352

of chemical compounds. In order to evaluate the established TLC-SERS method, 14

(19)

19

citrus flavonoids were ran simultaneously on HPLC. As a result, all the compounds

354

could be separated under the tested elution gradient profile except for compounds 1 and

355

11 (Fig. 3A). Similar to Rf value, the retention time could also be used to speculate the

356

polarity of the 14 compounds. As one would expect, substituent groups including the

357

group type (hydroxyl or methoxyl group) and position (5-, 3′-, and/or 4′-position) had

358

an observed effect on the retention time. In general, demethylation increased the

359

polarity, and 3′-demethylation was more effective than 4′-demethylation (compounds

360

4/5 and 8/9). In addition, compounds became more polar after C3′H substitution by

-361

OMe (compounds 1/3). However, demethylation at C5 caused an obvious decrease of

362

the polarity, which might be due to the formation of an intra-molecular hydrogen bond

363

between hydroxyl and the adjacent 4-ketone carbonyl (2 vs 1, 7 vs 3, 8 vs 4, 9 vs 5, and

364

10 vs 6). The results were roughly consistent with TLC analysis, despite that the polarity

365

sequence of a few compounds were not coincident with each other. This might due to

366

the different absorption capacity between compounds and chromatographic matrix

367

(Eric, 2008). Quantitative analysis was also carried out via absorption at 280 nm. As

368

shown in Table S2, all the 14 citrus flavonoids had good linear relationships in the

369

range of 5-160 μM with R values higher than 0.9995. The LOD values were 1.5 μM for

370

compounds 7 and 10, and 0.3 μM for others, indicating higher sensitivity of HPLC for

371

the 14 flavonoids in contrast with TLC-SERS. Although various elution systems were

372

attempted, compounds 1 and 11 still could not be separated simultaneously.

373

3.3.2 UV adsorption of 14 citrus flavonoids 374

(20)

20

The UV adsorption spectra from 190 nm to 500 nm were also investigated to

375

differentiate 14 citrus flavonoids (Fig. 3E). They could be divided artificially into two

376

parts: band I (300-400 nm) and band II (220-280 nm), which were caused by the

cross-377

conjugate system with the cinnamoyl group and benzoyl group, respectively. Generally,

378

both band I and II were exhibited in PMFs and OH-PMFs UV spectra, while only band

379

II was present for flavanones due to the lack of conjugation of cinnamoyl. In detail, the

380

higher the degree of oxygen substitution on ring B, the higher the red shift of band I (1,

381

2 vs 3-10). Substituents of -OH/-OMe made the band I red-shift which might due to the

382

p-π conjugation between the substituents and benzoyl. Furthermore, the

electron-383

donating effect of -OH was stronger than -OMe, as a result, red shift was also caused

384

by demethylation (4 vs 5 vs 6, and 7 vs 8 vs 9). However, the effects of demethylation

385

positions on the red-shift phenomena were different. Demethylation at C5 made band I

386

red shift the most, followed by 4′-demethylation, and then 3′-demethylation. As for

387

band II, 5-demethylation led to red shift while demethylation at 3′- and 4′- position led

388

to blue shift. Moreover, the band II changed from a single peak to cross peak if there

389

were two or more oxygen substitutions on ring B (1, 2 vs 3-10). For flavanone analogs,

390

band I disappeared due to the lack of cinnamoyl conjugation system. Thus, band II was

391

used as characteristic absorption band for PMFs UV analysis. Although the UV

392

absorption features differs from each other depending on the chemical structures, it is

393

difficult to be used for the identification of different compounds without standards. In

(21)

21

this respect, TLC-SERS might be preferred for the simultaneous analysis of flavonoids

395

in real samples.

396

3.4 Determination of citrus flavonoids in real samples 397

Three real samples which might contain multiple citrus flavonoids were used here to

398

further evaluate the efficiency of the established TLC-SERS method. For orange juice

399

sample, the extracts were analyzed with 2D TLC according to the above conditions,

400

and three main spots were screened on TLC plates with similar Rf values to compounds

401

1, 3, 13/14 respectively. Then, the separated compounds were subjected to further

402

qualitative and quantitative analyses based on the SERS characteristic peaks and PLS

403

calibration curves. They were confirmed to be compounds 1, 3, 13 and 14 with the

404

contents of 3.9, 46.0, 87.8 and 169.4 μg/mL, respectively (Table 3), which were

405

consistent with a previous report for dried citrus peel extraction research (Zhang et al.,

406

2019).Similarly, compounds 1, 3, 13 and 14 were also detected in the orange peel

407

sample (sample 2) with the contents of 43.2, 212.5, 467.1 and 986.5 μg/g, respectively.

408

For sample 3, depending on the Rf value, four compounds were recognized and

409

determined to be compounds 7-10—the in vivo metabolites of 5-demethylnobiletin

410

(Zheng et al., 2013). The “fingerprint” information from SERS spectra further

411

confirmed the four components with the concentrations of 34.6, 3.7, 11.1, and 29.3 ng/g,

412

respectively. The citrus flavonoids contained in the three samples were also analyzed

413

through HPLC-UV. As shown in Table 3, the results were consistent with TLC-SERS

414

with a deviation within 2.4% and 25.9%, which indicated that the detection efficiency

(22)

22

of the established TLC-SERS method for citrus flavonoids was comparable to a

“gold-416

standard” analytical method, HPLC-UV. Considering that the total analytical time for

417

TLC-SERS was only about 10 minutes (5 min for TLC separation, 3 min for sample

418

recovery after TLC separation, and 2 min for SERS detection), but up to 45 minutes for

419

HPLC analysis, the TLC-SERS method established here could be a preferred method

420

for rapid, sensitive, and efficient simultaneous detection of citrus flavonoids or other

421

functional components from complex samples. This method could be applied for the

422

rapid, sensitive and efficient simultaneous detection of citrus flavonoids even other

423

components from real samples, for example functional components from fruits and

424

vegetables, the content and yield of functional components during extraction or

425

processing, and metabolites and health markers in biological experiments and so on.

426

4 Conclusion

427

In summary, TLC-SERS was established for simultaneous detection of 14 citrus

428

flavonoids for the first time. It was proven that 2D TLC eluted with DCM: MT at 20: 1

429

and PE: AT at 6: 4, could achieve efficient separation for most, if not all, of the target

430

compounds. SERS with “fingerprint” properties was further used to differentiate and

431

identify each compound after TLC separation. As a result, TLC-SERS was successfully

432

established to characterize and distinguish all the 14 citrus flavonoids with similar

433

chemical structures and physicochemical properties, which exhibited significantly

434

higher sensitivity (LOD values 10.0-16.7 μM) than TLC analysis (LOD values 0.1-5.0

435

mM). More importantly, the detection efficiency for citrus flavonoids from real samples

(23)

23

was comparable to HPLC with low deviation (2.4-25.9%). Along with short analytical

437

time, the TLC-SERS method established here could be a promising method to achieve

438

simultaneous, sensitive and accurate detection of flavonoids in real samples. It would

439

further advance the rapid and efficient determination of different flavonoids in citrus

440

industry, as well as other applications in functional foods.

441

Conflicts of interest

442

The authors declare no competing financial interest.

443

Acknowledgements

444

The authors would like to acknowledge the financial support provided by National

445

Natural Science Foundation of China (Nos. 31428017). We also appreciate the financial

446

support from Agricultural Science Innovation Program (S2019XK02) and Elite Youth

447

Program of Chinese Academy of Agricultural Sciences.

448

Supporting information

449

HPLC-UV quantitative results of 14 citrus flavonoids and their corresponding modes

450

of 14 citrus flavonoids on SERS spectra.

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24

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32

Figure captions

602

Fig. 1 (A) Chemical structures of 14 major citrus flavonoids; (B) TLC separation eluted

603

with DCM: MT= 20: 1 containing 1% acetic acid; (C) TLC separation eluted

604

with PE: AT= 6: 4; (D) 2D separation eluted with DCM: MT= 20: 1 containing

605

1% acetic acid and PE: AT= 6: 4 subsequently (Rf, retardation factor value;

606

DCM, dichloride methylene; MT, methanol; PE, petroleum ether; AT, acetone;

607

M, mixtures of compounds 1-14).

608

Fig. 2 SERS analysis (1100-1800 cm-1) after TLC separation of 14 citrus flavonoids.

609

(A) The second-derivative SERS spectra; (B) PCA discrimination; (C) PLS

610

analysis (compound 3 as an example).

611

Fig. 3 HPLC profiles (UV detector, 280 nm) offresh orange juice sample (A), fresh

612

orange peel sample (B), mice fecal sample fed with compound 7 (C) and mixture

613

of 14 citrus flavonoid standards (D), and UV absorbance (190-500 nm) of 14

614

citrus flavonoids after HPLC separation (E).

615

Table 1 Rf value, visualization color and limit of detection of 14 citrus flavonoids on

616

TLC plate (Rf, retardation factor value; DCM, dichloride methylene; MT,

617

methanol; PE, petroleum ether; AT, acetone).

618

Table 2 Limit of quantitation, linearity, recovery rate and detection accuracy of

TLC-619

SERS analysis for 14 citrus flavonoids.

620

Table 3 Determination of citrus flavonoids in three real samples using TLC-SERS and

621

HPLC-UV methods (fresh orange juice sample, fresh orange peel sample, and

622

mice fecal sample fed with compound 7, respectively).

(33)

33

624

Fig. 1 (A) Chemical structures of 14 major citrus flavonoids; (B) TLC separation eluted

625

with DCM: MT= 20: 1 containing 1% acetic acid; (C) TLC separation eluted

626

with PE: AT= 6: 4; (D) 2D separation eluted with DCM: MT= 20: 1 containing

627

1% acetic acid and PE: AT= 6: 4 subsequently (Rf, retardation factor value;

628

DCM, dichloride methylene; MT, methanol; PE, petroleum ether; AT, acetone;

629

M, mixtures of compounds 1-14).

(34)

34

631

Fig. 2 SERS analysis (1100-1800 cm-1) after TLC separation of 14 citrus flavonoids.

632

(A) The second-derivative SERS spectra; (B) PCA discrimination; (C) PLS

633

analysis (compound 3 as an example).

(35)

35

Fig. 3 HPLC profiles (UV detector, 280 nm) of fresh orange juice sample (A), fresh orange peel sample (B), mice fecal sample fed with compound

635

7 (C) and mixture of 14 citrus flavonoid standards (D), and UV absorbance (190-500 nm) of 14 citrus flavonoids after HPLC separation

636

(E).

(36)

36

Table 1 Rf value, visualization color and limit of detection of 14 citrus flavonoids on TLC plate(Rf, retardation factor value; DCM, dichloride

638

methylene; MT, methanol; PE, petroleum ether; AT, acetone).

639

Compounds

Rf value Visualization Limit of detection (mM)

DCM: MT = 20: 1

PE: AT = 6: 4

UV fluorescence Staining UV fluorescence Staining

254 nm 365 nm Vanillin-H2SO4 FeCl3 254 nm 365 nm Vanillin-H2SO4 FeCl3

1 0.77 0.53 Dark Yellow Yellow - 0.5 0.5 0.5 -

2 0.97 0.62 Dark Yellow Yellow Gray 1 1 5 5

3 0.73 0.46 Dark Blue Yellow - 0.5 0.1 0.5 -

4 0.69 0.36 Dark Blue Yellow Yellow 0.5 0.1 0.5 5

5 0.68 0.38 Dark Blue Yellow Yellow 0.5 0.1 0.5 5

6 0.38 0.18 Dark Blue Yellow Yellow 0.5 0.5 0.5 5

7 0.95 0.57 Dark Yellow Yellow Gray 1 1 5 5

8 0.74 0.48 Dark Yellow Yellow Gray 0.5 0.5 5 5

9 0.77 0.51 Dark Yellow Yellow Gray 0.5 0.5 5 5

10 0.45 0.27 Dark Yellow Yellow Gray 0.5 0.5 5 5

11 0.48 0.43 Dark Dark - Brown 2.5 2.5 - 5

12 0.7 0.42 Dark Dark - Brown 2.5 2.5 - 5

13 0 0 Dark Blue - Brown 0.5 1 - 1

14 0 0 Dark Blue - Brown 0.5 1 - 1

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37

Table 2 Limit of quantitation, linearity, recovery rate and detection accuracy of TLC-SERS analysis for 14 citrus flavonoids.

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Linearity Recovery rate Precision

50 μM 100 μM 50 μM 100 μM Comp. LOD (μM) Conc. range (μM) RMSEC RMSEP Correlation coefficient Recovery rate RSD (%) Recovery rate RSD (%) RSD (%) RSD (%) 1 16.7 50−200 14.3 31.2 0.9690 113.4 12.7 100.4 2.5 11.8 6.4 2 16.7 50−350 20.0 39.6 0.9859 107.2 15.4 112.5 7.9 7.6 8.9 3 16.7 50−350 10.4 21.6 0.9902 121.7 12.6 104.8 3.2 6.9 7.0 4 16.7 50−350 32.8 34.0 0.9546 107.7 3.9 96.5 5.7 6.6 7.2 5 10 30−200 5.5 19.6 0.9960 110.9 14.7 105.3 15.8 1.5 6.8 6 10 30−300 19.9 17.9 0.9821 106.1 20.8 113.2 1.8 6.0 4.3 7 10 30−350 19.4 25.8 0.9877 102.9 19.9 97.4 15.0 5.7 9.2 8 16.7 50−200 17.4 36.6 0.9545 91.5 8.0 98.5 4.3 6.5 9.6 9 10 30−150 11.6 27.6 0.9544 114.8 1.4 94.2 13.6 4.6 6.6 10 10 30−300 16.6 26.6 0.9879 111.0 17.6 117.3 8.3 8.9 5.0 11 10 30−300 9.3 12.9 0.9962 110.5 18.9 95.6 7.3 2.5 5.5 12 10 30−250 9.8 18.8 0.9940 118.7 12.1 99.2 15.4 9.2 5.8 13 10 30−300 17.6 18.8 0.9862 102.0 9.6 102.8 5.2 6.7 6.5 14 10 30−300 17.7 13.1 0.9851 116.6 18.3 104.8 7.9 8.6 9.0 642

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Table 3 Determination of citrus flavonoids in three real samples using TLC-SERS and HPLC-UV methods (fresh orange juice sample, fresh orange peel sample,

643

and mice fecal sample fed with compound 7, respectively).

644

645

Comp.

Sample 1 (μg/mL) Sample 2 (μg/g) Sample 3 (ng/g) Time (min)

1 3 13 14 1 3 13 14 7 8 9 10 Separation Detection Total

TLC-SERS 3.9 ± 0.1 46.0 ± 2.7 87.8 ± 7.7 164.9 ± 12.2 43.2 ± 3.1 212.5 ± 6.4 467.1 ± 27.3 986.5 ± 94.8 34.6 ± 0.6 3.7 ± 0.3 11.1 ± 0.5 29.3 ± 0.7 8 2 10

HPLC-UV 3.6 ± 0.1 43.7 ± 1.3 85.7 ± 3.1 222.7 ± 5.6 40.0 ± 2.6 259.6 ± 4.1 427.9 ± 18.1 1217.9 ± 61.4 44.8 ± 1.4 3.0 ± 0.1 10.4 ± 0.1 36.4 ± 0.2 45 0 45

Figure

Fig. 1 (A) Chemical structures of 14 major citrus flavonoids; (B) TLC separation eluted
Fig. 2 SERS analysis (1100-1800 cm -1 ) after TLC separation of 14 citrus flavonoids.
Fig. 3 HPLC profiles (UV detector, 280 nm) of fresh orange juice sample (A), fresh orange peel sample (B), mice fecal sample fed with compound
Table 1 R f  value, visualization color and limit of detection of 14 citrus flavonoids on TLC plate (R f , retardation factor value; DCM, dichloride
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