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Protein Folding, Anisotropic Collapse and Blue Phases
E. Pitard, T. Garel, Henri Orland
To cite this version:
E. Pitard, T. Garel, Henri Orland. Protein Folding, Anisotropic Collapse and Blue Phases. Journal
de Physique I, EDP Sciences, 1997, 7 (10), pp.1201-1210. �10.1051/jp1:1997117�. �jpa-00247392�
J.
Phys.
I FFance 7(1997)
1201-1210OCTOBER1997,
PAGE 1201Protein Folding, Anisotropic Collapse and Blue Phases
E.
Pitard,
T.Garel (*)
and H.Orland
Service de
Physique Thdorique, CE-Saclay,
91191 Gif-sur-YvetteCedex,
France(Received
28 March1997,
received in final form 5 June 1997,accepted
10 June1997)
PACS.61.4i.+e Polymers, elastomers, and
plastics
PACS.87.15.Da
Physical chemistry
of solutions of biomolecules; condensed states PACS.64.70.Md Transitions inliquid crystals
Abstract, We
study
ahomopolymer
model of a protein chain, where each monomer carriesa
dipole
moment. To mimic the geometry of thepeptidic
bond, thesedipoles
are constrained to belocally perpendicular
to the chain. The tensorial character of the dipolar interaction leadsnaturally
to a(tensorial) liquid crystal-like
order parameter. For non chiralchains,
a mean fieldstudy
of this model shows that a classical 6collapse
transition occursfirst;
at lower temperature,nematic order sets in. For chiral chains, an anisotropic
(tensorial)
collapse transition may occurbefore the 6 temperature is reached: the ordered
phase
can be described as a"compact phase
of secondary structures", and possesses great similarities with the
liquid crystal
blue phases.1, Introduction
Proteins are chiral
heteropolymers,
made out oftwenty species
of monomers(aminoacids).
Natural
proteins
have the property offolding
into an(almost) unique compact
nativestructure,
which is ofbiological
interestIi,2].
Thecompactness
of thisunique
native state islargely
due to the existence of anoptimal
amount ofhydrophobic
aminoacid residues[3],
since thesebiological objects
areusually designed
to work in water. The existence ofsecondary
structures [4]plays
apredominant
role in the existence of theunique
native state. From a theoreticalpoint
ofview,
one may either
emphasize
theheterogeneous
character of thesebiopolymers [5],
or choose to focus on the morecrystalline-like secondary
structures(o-helices
andfl-sheets).
In the firstapproach, folding
is identified to afreezing transition;
in the secondapproach,
that we follow in this paper, thefolding
transition is more like agas-solid
transition. Previous studiesalong
the latter
path
made use ofsimplified
lattice models [6]. We consider here amicroscopic
continuous model of a
homopolymer chain,
where each monomer carries adipole
moment. The rationale for this choice is clear if oneinterprets
the chemist'shydrogen
bonds as the interaction between electrostaticdipoles (the secondary
structuresapproximately corresponding
to the classicdipole equilibrium positions).
Thedipolar
moment of a CONH is po ~bf3.6D, yielding
a
typical dipolar temperature (temperature
below whichdipolar
effects becomerelevant)
ofTD
=p(/(4ireoerd~)
where fir is the relative dielectric constant of themedium,
and d is atypical
distance between
dipoles.
The electrostatics ofproteins
in water is a somewhat controversial issueiii,
so we will content ourselves with an estimate ofTD
in the native state. It is then(*)
Author forcorrespondence (e-mail: garel@spht.saclay.cea.fr)
@
Les#ditions
dePhysique
1997appropriate
to take er~w 5
Iii.
With d~w 3.8
I Iii,
we findTD
C~20001er
ci 400K,
so thatdipolar
effects mayplay
a crucial role in theenergetics
of thefolding (or unfolding)
transition. The
spatial
range of thedipole-dipole
interaction can be finite or infinite: itsangular dependence (or
tensorialcharacter)
is the crucial issue of this paper. To make a closer connexion withproteins,
we assume that thedipole
moments are constrained to beperpendicular
to the chain. In this way, a monomer can bethought
of aslinking
two successive Cm carbon atoms, and itsdipole
momentrepresents
thepeptid
CONHdipole.
A finite range ofthe
dipolar
interaction may further describe the finite range character of thehydrogen bonding
interactions. The Hamiltonian of the model then reads
PI~
=j° ~ iir~ rj)
+~ ~piG~~ir~, rj)pj. ii)
~~j ~~j ~,~
In
equation iii, fl
= I
IT
is the inversetemperature,
vo is the excludedvolume,
r~ denotes thespatial position
of monomer Iii
=
1,2,... N),
and p~ itsdipole
moment. If necessary, threebody repulsive
interactions may beintroduced,
to avoidcollapse
at infinitedensity.
The(infinite range) dipolar
tensor readsGn~(r, r')
= A ~
,~~
(bn~ 3vnv~ (2)
r r
with v~
=
jr r')n fir r'j
and A is aprefactor containing
the dielectric constant of the medium. Thedipolar
interaction(2)
is cut-off at small distances(jr r'j
<a)
and may also be cut-off atlarge
distancesby
anexponential prefactor.
Thepartition
function of the model(1)
isgiven by:
z
=
In dr~dP~ bllr~+i
r~l
a) bllP~l Po) blP~ lr~+i r~))
exPI-fill) 13)
In
equation (3),
a denotes the Kuhnlength
of the monomers, and po is themagnitude
of theirdipole
moment. The third )-function restricts thedipole
moment to beperpendicular
to the
chain;
this mimics the free rotation of the CONHdipole
around theCn-Cn
"virtual bond". As itstands,
thispartition
function is not easy to evaluate. Inparticular
the constraint of fixedlength dipoles
is not easy toimplement.
We have therefore studied the constraineddipolar
chain in(I)
in the framework of the virialexpansion,
with fixedlength dipoles (it)
inthe framework of a Landau
theory,
where wereplace
the fixeddipole length by
a Gaussian distributedlength.
2. The Virial
Approach
Since the virial extension is
quite
familiar in the field ofpolymeric liquid crystals [8],
we will be rathersketchy
in ourpresentation. Starting
fromequations (1-3),
we writei~ ~~~
~" (G'
~J)PI
#fl(I
+f
~~~
~
~<J °,~
~
lJ
~<j
~ +
~j fq
+.~<j
"
e~~<?
~~~"'N°10 PROTEIN FOLDING AND BLUE PHASES 1203
where
f~
=
f(r~ rj)
= exp
(-flp~ G~ pj)
1. To lowest non trivial order inf,
weget:
z =
/ fl dr~bllr~+i
r~l hi
exP(-fli~»oi(lr~lll
~
x exP
l~ /dP~dPjfvbllP~l -Po) blP~ lr~+i r~i)bllPjl Po) blPj lrj+i
j)))
lsi
~<J
where
fl7lpoi
=
j~~~~ b(r~ rj). Introducing
thejoint
distribution function:glr, Ul
=
~j blr r~l b(u u~l 16j
where u~
=
(r~+i r~) la,
thepartition
function(5)
reads:Z
=
DgD§
expi
drdu
§g
"°2~
dr~~
du g~~
x exp
/ drdr'dudu'g jr, u)V(r,
ujr', u')g jr', u')
+log ((§) iii
2
~~~~~
vj~, ujr', U')
#/ dpdp'i(lPl
P0) b(P ~l~llP" ~°l ~l~' ~'l~~~
~'~ ~~~~~ ~~ ~~~
~i~~~~i~ partition
functiongiven byl
((§)
=
/fldri b(jr~+i r~j a)e~~i~ibl~~'~~~ (9)
In the
spirit
of mean field or variationalapproaches [8],
we look for ahomogeneous (space
inde-pendent)
distribution function:g(r, u)
=
p#(u),
where p=
N/Q
is the monomer concentrationand the
angular
distribution function is normalized to I. The free energy per monomer reads:flF
=/ du41u) log(PlUll
+)P
P
/ dUdu'4lUlV(U u'l4lU'l
+°lP~l 11°1
where
vl~'~'l
~
/d~dPdP'6(lPl P0) 1(P'U)6(lP'l P0) b(P' 'U'lf(~l (~~l
and the
O(p~)
term inequation (10) represents
the threebody repulsive
interactions.Using
the
Onsager
variational form [9)~~~~ =
47r
s~h
a
~°~~(°
Cos6) (12
where 6 is the
polar angle
of the unit vector u, we obtain~~ °~147rei~nho~
~
si~ha ~~~~~~~~~~ ~
~~~ ~ ~t2
~~~~~~°~~~
~~~~~°~ ~~
~
~~~~~
~~~~where t
=
TITS,
withT9
=
(/~TD,
andw(a)
=
if §).
We have also assumed thatd
~w a, i.e. that an estimate of the distance between
dipoles
isgiven by
the monomerlength.
Minimizing equation (13)
withrespect
to a and pyields
thefollowing
results:I)
a usual second order H-likecollapse
transition to a finitedensity phase
occurs attemper-
ature t = I. Since vo
~
a~,
we haveT9
~w
TDI
iii
in the densephase,
a discontinuous nematic-like transition occurs attemperature
tN =TN ITS
ci1/3,
with a smalldensity discontinuity.
SinceTN
is a variational esti-mate,
the true transitiontemperature
isnecessarily higher.
These results show that
dipolar
interactions areresponsible
for both transitions. We remind the reader thatthey
areexpected
to be correct at small monomerconcentration,
sincethey rely
on the virialexpansion.
Athigher
monomerconcentration,
one may find otherphases (e.g. crystalline phases [10j ).
An extension of thisapproach
to chiral chains ispossible Ill
]. Inthis case, one expects to encounter a
phase
transition towards aninhomogeneous phase (e.g.
cholesteric)
at atemperature TH higher
thanTN.
Thepossibility
of acrossing
betweenT9
andTH
must therefore be considered. As shown in the nextsection,
the Landauapproach
to theconstrained
dipolar
chainprovides
a more convenient framework tostudy
thispossibility.
3. Landau
Theory
3.I. FORMAL DEVELOPMENTS. At a
qualitative level, experimental phase diagrams
areusually
inagreement
with the Landautheory
ofphase
transitions.Roughly speaking,
thistheory,
which rests over the use ofsymmetry arguments,
may be summarized as followsIi)
one looks for an orderparameter Q(r)
that describes the orderedphase(s)
atpoint
r;iii)
one builds a free energydensity
as anexpansion
inQ(r),
and in the firstspatial
derivatives ofQ(r)
(iii)
one minimizes the total free energy withrespect
toQ(r).
This
theory clearly
assumes that the order parameterQ(r)
varies on distances muchlarger
than the
microscopic length
scales.Following
thisline,
we first soften the constraint of fixedlength dipoles
inequation (3)
andreplace
itby
a Gaussian constraint(the replacement
of fixedlength by
Gaussianspins
is familiar in thetheory
ofphase transitions).
We therefore havezL
=/ fl dridP~ ~i'r~+i
r~' al ~~rjj~/~ e-P~/i~»~~ biPi ir~+i
r~i)
exPi-fl~i i141
1
where the
subscript
L on thepartition
function stands for Landau and the Hamiltonian 7l isgiven by equation ii ). Using
theidentity
~ 3/2
~~~~
/$ 27r~
~ ~~~~~~~~~
we may now
perform
the(Gaussian) integrals
over thedipole
moments p~ inequation (14).
As a
result,
theproblem
nowdepends only
on thepolymeric degrees
of freedom.Introducing
the tensorial(order) parameter Q~p(r) by
Qn»(rl
=
~ ((U~ln(U~lp bowl 6(r r~l (161
N°10 PROTEIN FOLDING AND BLUE PHASES 1205
where the notation u~ =
(r~+i r~) la
wasagain used,
weget
,
zL
=/ fl Donplr)
6onplri ~llu~inlu~ip b~pi blr ~l)
i~,p),r ~
x
fl dr~ b(jr~+i r~j a)
exp
(-fl7lpoi)
exp1-
Trlog
Biii)
/
2
where the matrix B is defined
by
its matrix elementsBn~(r, r')
=
bn~b(r r')
+flp( ~j Qap(r)Gp~ jr, r'). (18)
v
Using
theidentity
b
ion» da»)
=/ ~))" exPi4n» ion» dn»I jig)
one may write
zL
=/ fl DQn»(rlD4«» (rl
exPi /
dr~ Q~»(non»(rl
la,v),r O<v
x exp
-fl7lpoi(Q))
exp1-
2Trlog
Bexp(log ((t~)) (20)
with
((4)
#
fldr~ b(jr~+i r~j a)
exp-I ~j ~j t~«p(r~)((u~)n(u~)p 6np) (21)
~ n<p ~
and where we have
expressed 7lpoi
as a function ofQ (see Eq. (23) below).
Sofar,
noapproximations
beside theassumption
of a Gaussian distributedlength
of thedipoles
were made. We stress the fact that the number ofindependent
variables4n»(r)
isequal
tosix,
sinceQ
is asymmetric
rank 2 tensor. This iswhy
the sum over thecomponents (a, p)
inequations (20, 21)
is restricted to a < ~.3.2. THE PHYSICAL ORDER PARAMETERS. At this
Stage,
it may be useful to establish therelation of the
previous
section with the virialapproach.
It is clear that the tensor(or matrix) Q(r)
can also beexpressed through
thejoint
distribution function ofequation (6)
asQn»lr)
=
/dU glr, U) llU)alU)p 6np). 122)
FUrthermore,
one may build fromQ(r)
a(scalar) density
Plr)
=-)
lkQlr)
(23)
and a traceless tensor
Q(rl
=Qlrl ~Tr Q(r) 124)
where I is the unit tensor.
Assuming
that bothquantities
are spaceindependent,
weeasily
recover the results of Section 2. For space
dependent
orderparameters,
theLandau-Ginzburg
free energy
density FL(r)
is definedbj,:
EL
"/ Dp(r)Dq~p(r)e~~f~~~~l~~ (25)
It can be evaluated
by
iii performing
a saddlepoint
method on4
inequation (20)
andreplacing t~
as a function Of
Qj
iii) expanding
theresulting
free energydensity
in theexponent
of(20)
in powers ofQ
andperforming
a localgradient expansion.
Note that all terms of theexpansion
could have been obtained fromsymmetry considerations;
(iii) expressing
the free energydensity
in terms ofp(r)
andq(r).
The
resulting
Landau free energydensity
reads:~~~~~ ~° ~~~~~~~~
~~~ ~~~~~~~
~~i
~~~~~ ~@~q~~jrjba<qn<pjrj
+~' b~qapb~qnp
+ ~~jT TojTr q~jrj
2 2 2
~~~~
~~~~~ ~~~
~~~~~~~ ~~~/~~~~~~"~""~~~ ~~~~~
~~~~~ ~ ~~~~where we use the standard summation over
repeated
indices. The various coefficients a, b,c in(26)
can inprinciple
be calculatedusing
the method described above. Inparticular,
thetemperature T9
is the same as that defined in Section 2 andTo
would be the nematic transitiontemperature
if there was no cubic term in q inequation (26).
3.3. INCLUDING CHIRALITY. The observation that the backbone of
proteins
haschirality
can be
appreciated through
the Ramachandranplot Iii.
Thechirality
oftheCo
"virtual chain"is
predominantly
associated with the#
dihedralangles.
It is not easy to takechirality
into account at amicroscopic
level[12j,
while it is so at a Landau-like level[13j,
sincethen, only
very
general symmetry
considerations matter. Inparticular,
if the system is describedby
atensor
q(r),
the absence of inversionsymmetry
ensures that a new(scalar)
invariant shows up inequation (26), namely
j~chiral(r)
# DEapuqn&fipqu& (27)
where D is a measure of the
strength
of thechirality
and enp~ theantisymmetric
third ranktensor. The full Landau free energy
density 3~°~(r)
of the constraineddipolar
chiral chainthen reads
f~°~(r)
~
FL (r)
+Fchirai(r) (28)
where
FL (r)
andFchirai(r)
aregiven respectively
inequations (26, 27).
It is clear thatequation (28)
describes thecoupling
between a usual 6collapse
describedby p(r)
and bluephase-like ordering [14]
describedby q(r).
For our purposes, it isimportant
to note thatequation (27) implies
that a modulated order inq(r)
sets in at a temperatureT~
which ishigher [14,15]
than the
temperature TN
of the uniform(nematic) order;
on the other handequation (26)
shows
that,
to lowestorder,
the 6collapse
occurs at the sameD-independent temperature T9.
Before
exhibiting
thecrossing
of the two temperaturesT~
andTo
in aspecific
case, webriefly
summarize theexisting
state of the art for bluephases.
N°10 PROTEIN FOLDING AND BLUE PHASES 1207
3.4. SUMMARY OF THE BLUE PHASES FOLKLORE. In chirai
Systems,
the bluephases (BP)
may show up in a narrow
temperature
range(<
IK)
between thesimple
cholesteric(helical)
liquid crystal phase
and theisotropic liquid.
Theirtheory
isquite complicated [14;15j;
theirordering
is describedby
asymmetric
rank 2 tensor which can, in someappropriate limits,
be linked to the molecular orientations. So far two
crystalline phases (BP I,
BPII)
and onenon-crystalline phase (BP III)
have been found. Morecimplicated phases
may exist when an electric field ispresent.
The
crystalline phases
are characterizedby
abody
centered(BP Ii
orsimple
cubic(BP II)
lattice. The unit cell contains of the order of
10~ moleciilds,
so that the Landauexpansion
may be apriori trustworthy.
Note that thesecrystalline
structures are threadedby
disclinations(line
defects of the molecularorientations).
The non
crystalline phase (BP III)
is ofparticular
interest[16].
It has the samemacroscopic symmetry
as theisotropic liquid,
and the(BP III)-(isotropic liquid) phase
transition has a critical endpoint,
much like theliquid-gas
transition.Furthermore, attempts
have been made to describe thisphase
asresulting
from an unstable localized mode(see
the references in[14]),
as
opposed
to an extended mode for thecrystalline
BP's.4. A
Simple Example
ofAnisotropic Collapse
We will
exhibit,
in asimple
way, thecrossing
between the 6(uniform) collapse temperature To
and thetemperature T~
below which a modulated order sets in.Following
references[15, Iii,
weconsider in
equation (28)
the appearance of helicoidal order in the tensorq(r).
At thispoint,
it isperhaps
useful to recall the reader that the various"heliies"
of this sectionare not the a-helices present in
proteins. Indeed,
these "helices" are linked to the orderparameter
ofequation (24), and,
as in allpolymeric problems,
it is difficult to deduce the chainconfiguration(s)
from thephysical
orderparaIneter(s).
Theq(r)
helicoidal order is describedby:
where the matrices M and
N(z)
aregiven by
I
0 0M= 01 0
(30)
° °
~~
and
cos
ko
z sinkoz
0N = sin
ko
z cosko
z 0(3 Ii
0 0 0
where
ko
#
ID /b[)ez
is the wave vector of the modulation. Usual cholesteric orderii.
e. the"uniaxial"
helix) corresponds
to#
=
7r/6,
while thepurely
biaxial helix is describedby #
= 0.
We insert this trial order parameter in
equation (28)
andget:
j~2
j
q~cos~ 4.
1321o
This free energy
density
is to be minimized withrespect
to q,#
andp(r).
Ofparticular impor-
tance are the terms which
couple
the orderparameters
in(28).
With our choice of the orderparameter q«p(z),
the first non zero termcorresponds
to the cl coefficient ofequation (26).
Moreover,
onphysical grounds,
this coefficient must bepositive,
since an increase of thedensity
is
expected
to favor the appearance of aliquid crystal type
ofordering. Furthermore,
the order inp(r)
can be shown to be uniform(k
= 0
ordering).
Due to thelarge
number of coefficients in the free energydensity,
it isappropriate
to work with dimensionlessquantities,
and we shallfollow the notations of reference
[15].
The rescaled total free energy per unit volumef
reads:with
q
~ ~3
Q
2b(/~
vl
b4 ' Pj
i/3 ~,(34)
4a3
(~ ~°), t'
=
+f(T To), (35j
3
a2b4
b2~ ~
a(~~b~~~
~
18
/2b4 (36)
~ ~ 18
k( ~~~
~~=
~~~~~~~~
~3 ' 12 °'
(37)
and
3 3~3
f~~
#
? f. (38)
2 b~
We
just quote
here the conclusions of astudy
ofequation (33).
Technical details will appear elsewhere[18].
Thephase diagram
can be studied in the(temperature, chirality) plane.
Forhigh enough
values of thechirality
parameter t~,~y2 '~~
~
32+f(6t~2 (To Toll
~~'
~~~~we
get
acontiquous
transition towards a biaxial helix ata reduced
temperature t~
= t~~corresponding
to a realtemperature
T~
=To
+ 6t~~.(40)
Below the
transition,
the reduceddensity
grows as c c~Q~.
The lowtemperature phase
canbe viewed as a
compact phase
with helical order. From aprotein-oriented point
ofview,
this wouldcorrespond
to a direct transition from a coil state(denatured)
to a native stateii.
e.compact
withsecondary structures).
At much lower
chirality,
whenT~
<To,
the scenario is more like the one in Section 2: there is first a 6collapse
transition att[
=
0,
followed at a lowertemperature by
a discontinuous transition towards a "uniaxial" helix.At intermediate
chiralities,
severalphase diagrams
arepossible, depending
on the relative values of theparameters.
Inparticular,
the location of thephase
transition between thecompact
modulatedphases (biaxial
anduniaxial)
is very modeldependent.
InFigure I,
wedisplay
aplausible phase diagram.
N°10 PROTEIN FOLDING AND BLUE PHASES 1209
T
~ AG2
IG
AGI
K
Fig.
I. Schematicphase diagram
of the model in the(temperature, chirality) plane.
The phases areIabelled
by
C(coil),
IG(isotropic globule),
AGI and AG2(anisotropic globules).
The C-IG transition, and the C-AG2 transition(for large enough chirality),
are continuous.5. Conclusion
Using
the fact thatdipolar
interactionsimply
the existence of a tensorial orderparameter (see Eq. (16)),
we have shown that chiral chains may haveisotropic (9-like)
oranisotropic (blue phase-like) collapse
transitions. This result was found in asimple
model with helicoidal order.The connexion with blue
phases
isperhaps
not verysurprising
since the molecules of some of thesecompounds
havedipoles perpendicular
to the molecular axis. It is clear that the samequestions
that arise in thestudy
of bluephases
shouldarise,
mutatis mutandis, in thestudy
of chiraldipolar
chains:iii
For very chiralsystems,
is the continuous transition towards thecompact
biaxialphase preempted by
a discontinuous transition to acompact phase
with a(hexagonal, body-
centered
cubic,.. superposition
of biaxial helices?iii)
Can one find adescription
of lowchirality systems
in terms of double twistcylinders?
(iii)
Can one link the order inq(r),
the chainconfiguration(s)
and thedipole configuration(s)?
Does a
crystalline
order inq(r) imply
the existence of defects in the orientation of the chain?The
application
of theprevious
results to(bio)polymers
can beroughly
summarized as follows. Since we are concerned withcollapsed phases
with uniformdensity,
we aretypically
in a melt situation. The
study
of asingle
chain(such
as aprotein)
ispresently
out of reach. In both cases, a more detailedanalysis requires
a betterexperimental knowledge
of the variousparameters (chirality, .).
Nevertheless, we think that ourapproach
is useful for theprotein
folding problem.
Inparticular [18],
one may look for a double twistinterpretation
of a-helicesand
p-sheets,
thepossible
existence of localized instabilities(such
as the ones in BP III[19])
and theirimplications
for thefolding
process.Along
theselines,
it isreassuring (although
not
completely unexpected)
to note that thesecondary
structures of realproteins
are well characterizedby
aq(r)
tensorial orderparameter [20].
Acknowledgments
We thank Marc
Delarue,
3ean-RenaudGarel,
Roland Netz and Pawel Pieranski forpleasant
andstimulating
discussions.References
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