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Parabolic laws of the surrounded-atom model from ab
initio calculations on clusters
A. Pellegatti, F. Marinelli, J.-C. Mathieu
To cite this version:
121
Parabolic
laws of
the
surrounded-atom
model
from ab initio
calculations
onclusters
A.
Pellegatti,
F. Marinelli and J.-C. MathieuCentre de
Thermodynamique
et de Microcalorimétrie, UPR A7461 du CNRS, 26 rue du 141e R.I.A., F-13003 Marseille, France(Reçu
le 14 avril 1989, révisé le 24juillet
1989,accepté
le 15septembre
1989)
Résumé. 2014 Dans le modèle de « l’atome entouré », des
hypothèses
empiriques
concernant lesénergies
associées aux supports élémentaires deconfiguration
dans lesalliages
binaires, fonctionsparaboliques
de la concentration locale, ont été formulées. Dans cet article, àpartir
de calculs ab initio MO-CI sur despetits agrégats,
nous montrons que ces loisparaboliques
ont un fondement au niveaumicroscopique.
Deuxalliages
sont étudiés[Li, Na]
et[Al, Li]
et nous retrouvonsqualitativement
un ordre correct en cequi
conceme ladissymétrie
de leurs courbesd’enthalpies
de
mélange.
En fait, nos calculs montrent, dans les deux cas étudiés, que deux loisparaboliques
différentes sont nécessaires, alorsqu’une
seule loi avait étéprévue à l’origine.
Abstract. 2014 The « surrounded-atom » model formulates
empirical
hypotheses
onenergies,
associated to
elementary configurational
supports ofbinary alloys,
viaparabolic
laws which arefunctions of the local concentration. In this paper,
using
ab initio MO-CI calculations on clusters,we have shown that these
parabolic
laws have amicroscopic
electronic basis. Twobinary alloys,
[Li, Na]
and[Al, Li],
were studied and wequalitatively
found a correct order for thedissymetry
of theirenthalpy
ofmixing
curves. In fact, we found that, in both cases studied, two differentparabolic
laws were necessary, whereasonly
one type ofparabola
wasoriginally postulated.
J.
Phys.
France 51(1990)
121-130 le’ JANVIER 1990,Classification
Physics
Abstracts05.70 - 31.20D - 65.50
1. Introduction.
The « surrounded atom »
(SA)
model wasdeveloped
at the end of the sixtiesby
Mathieu et al.[1]
andextensively applied
to a wide range of metallic solutions[2, 3]
todetermine,
amongother
properties,
theirlocal,
orshort-range,
order. It offered theadvantage,
forexample,
ofcorrectly describing unsymmetrical thermodynamical properties
ofmixing
curves whereas thequasichemical
model wasonly
successful forsymmetrical
ones.Now,
moresophisticated
methods have beendeveloped by physicists
such as the CVM(cluster
variationmethod)
[4]
or the GPM(generalized
perturbation
method) [5],
and arecurrently
used in the theoreticaldescription
ofalloys.
However,
classical relations usedby metallurgists
(regular,
pseudo-regular
orsub-regular
solutions,
polynomial
representations)
cannaturally
be derived from the SAconcepts
and formulation. In this sense, newinsights
into the foundations of the model can still appear oftopical
interest.The SA method was
empirically parametrized
in order to fitcorrectly
the widest range ofbinary alloy
properties.
Inparticular, parabolic
laws were derived to describe the variation ofthe internal stabilization energy as a function of the number of atoms B
surrounding
the central atom A in SA entitiesA (z + 1 - j) Bj (0 -- j -- z ),
zbeing
the average coordinationnumber involved in the
representation
of thealloy
solution. Theparabolic
form was found tobe that with the smallest number of free
physical
parameters
(mainly,
partial enthalpies
atinfinite
dilutions)
and able tocorrectly
describe theshape
of the curves of variousenthalpy
ofmixing.
Theparabolas
possess a horizontaltangent
for j
= z.As will be seen in section
2.1,
one of theassumptions
on which the SA method is based is that the solution is infinite. Solid statephysics
calculations have shown that suchparabolic
laws are valid in many cases[6]
but not for alltypes
ofbinary alloys,
even when limited to the first transition metal series[7].
In these calculations theinfinity
of the solution isproperly
taken into account but the electronic energy evaluation is carried outonly
at asemi-empirical
level.In this paper we
approach
theproblem
from anotherpoint
of view. Infact,
we may wonder whether these laws have a realsignificance
at themicroscopic
level of the cluster or ifthey
areonly
a consequence of both the local electronic structure and theinfinity
of the solution. In order to show thatparabolic
laws are connected withmicroscopic properties
ab initioquantum
chemistry
methods can beadopted
to obtain reliable clusterenergies.
In the next section we
briefly
report
on the SAmethod,
emphasizing
the mainhypotheses
and formulas which lead to the choice of theenergetic
laws. Section 3 is devoted to the ab initio determination of the clusterenergies.
Our choices of cluster size andtype
ofbinary
alloys
will be discussed in order to show that at least thefollowing
two conditions must be fulfilled :i)
the clusters must berepresentative
of a realalloy
solution,
ii)
the atoms involvedmust be characterized
by significantly
differententhalpy
ofmixing.
Theadopted
ab initio molecular orbital(MO)
method withconfiguration
interaction(CI)
will bepresented. Finally,
from the stabilizationenergies
of theclusters,
theparameters
of the fittedrepresentative
curves are derived. Our results will be discussed both from aquantum
chemicalpoint
of view and on the basis ofthermodynamical
considerations.2. The surrounded-atom model.
2.1 BASIC RELATIONS. - The
hypotheses
of theregular
solution modelprovide
the basis of the SA model[1].
They
include : the total energydeveloped
in a sum of contributions from eachelementary configurational
support,
nolong-range
interactions taken in account, and thequasi-lattice
structure of theliquid.
The main characteristic of the SA model is theelementary
configurational
support
as a central atom in the force field of its z nearestneighbours
instead of the usualpair
interactions,
zbeing independent
of the concentration. Table 1 shows the various contributions to thepotential
energy of the solution from each SAtype.
In thistable,
for a central atom of
type
A,
Ci
are binomialcoefficients,
N the total number of atoms,mi
theprobability
offinding
one atom A with thesurrounding
A(z-j) Bj
in thesolution,
EjA
its energy, and thecorresponding
formulas(i
insteadof j
andp’s
replacing m’s)
for SA’s with a central atom oftype
B.123
Table 1. - Contributions to the
potential
energyof
the solutionfrom
each SAtype.
lead to the
following
relationIf the
experimental
conditions are such that theenthalpy
can be identified with the internal energy, theenthalpy
ofmixing
is derived from relation(1)
after a statistical treatmentwhere
Uj
andVi
i are the surrounded atom differencesand
mi
andpi
are mean values ofprobabilities
which will be obtained fromsubsequent
statistical treatments.Indeed,
statistical treatmentssimplify
thepartition
functionusing
thepotential
energy(1),
replacing
thecomplexity
of the solutionby
a « meanconfiguration
».Independently
of the statistical treatment, we had to face theproblem
ofdetermining
allUjs
andVi’s. Originally, they
wereempirically
determined. Ingeneral,
this means that 2 zparameters
would have been necessary toget
anenthalpy
ofmixing
curve for agiven alloy.
Infact,
Mathieu showed thattwo-parameter
laws of variation ofUj
andVi
(one-parameter
laws in verysimple
but rare cases of almostsymmetrical
curves ofenthalpy
ofmixing)
were sufficient to describe a wide range ofenthalpy
ofmixing
curvescorrectly.
The statedparabolic
laws had the form :interpret-ation)
introduces anequilibrium.
Forexample
in the case of a central atom AAE = 0
corresponds
to a linear law of variation while AE = Cst.corresponds
to aparabolic
law of variation.
Then,
statistical methods at various levels ofsophistication
(complete
disorder,
quasichem-ical treatment,
...)
were used to calculate the numbers of SA of eachtype
via the evaluation ofprobabilities mj
and pi.
In thesimple Bragg-Williams
statistics,
analytic
formulas areeasily
derived,
whereas in theGuggenheim
treatment, solutions are foundonly through
theresolution of a secular
equation.
2.2 HYPOTHESES ON SURROUNDED-ATOM ENTITIES. - In the
original,
and morewidely
used,
SAmethod,
a firsthypothesis
statesthat,
in an SAentity, peripheric
atoms of agiven
type
areindistinguishable. Peripheric-peripheric
atomic interactions are not taken intoaccount. This also means that
regular polyhedra
are the best choice torepresent
the SA entities. On the otherhand,
noexplicit
information is available as for theshape
of thesepolyhedra
and moreprecisely
about the interatomic distances. In a real lattice in the solidstate these distances
might
be allequal, independently
of the nature of atoms A and B. In theliquid
state, the situation is lessclear,
since the average coordination number zis,
in this case,considered as a
parameter
with non-conventional values. Inliquid,
distortions could turn out to be necessary in order to close thequasi-lattice.
We shall come back to thesegeometrical
considerations when
discussing
our choice of model clusters in the next section. 3.Quantum
chemicalapproach
to surrounded atoms.We consider SA
configuration
entities as isolated clusters. TheU/s
andVi’s
are smallquantities
incomparison
with totalenergies
ofclusters,
sincethey
are defined as differences of stabilizationenergies.
Reliable values for such smallquantities
can be obtainedonly
by ab
initioquantum
chemicalmethods,
using
extended basis sets andalgorithms
able togive
a reasonable amount ofelectronic
correlation energy.3.1 CHOICE OF MODEL CLUSTERS. In this section we must choose first the structure of the clusters and second the
type
ofbinary alloy
we treat. In connection with the firstpoint
it mustbe clear that we shall not be
automatically
interested indetermining
the minimum energyground-state
of each cluster(which
ingeneral
is the first task of aquantum
chemist).
Indeed,
since the energy laws of the SA model that we would like toverify
have been established and used under well-definedconditions,
we have to firsttry
to fulfil these conditions in our calculations on clusters. The main conclusion we can draw from section 2.2 is that thepolyhedra
used in the SA model are «hypothetically-averaged
» ones. We shall not be able toreproduce exactly
all thehypotheses
of the SA modelbut,
in some cases, we shalltry
to have a meanrepresentation
of them. Forexample,
let us consider areal liquid
binary
solutionAB,
where x is the molar fraction in B. Close to x =0,
we almost have the pure substance A andrAA interatomic distances
prevail
throughout.
The reverse holds for x =1,
where we haverBB distances. Around x = 0.5
(in
the case ofno-demixing)
wecertainly
have agreat
amount of rAB distances in the solution.Averaged
distances can be considered as connected with the molar fraction. In the solidphase,
suchdistortions,
even ifthey
exist,
are attenuated. The SA model treats bothliquid
and solidphases
and we must choose acompromise.
We shall use
regular
polyhedra,
eventhough
ab initiocalculations,
needed from an energy125
a coordination number z = 4 is
commonly
found in materials. Therefore we will use, as modelclusters,
centeredregular
tetrahedra of five atoms withequal
distances.Energy
minimizationsof ten clusters have to be run in this way for one
alloy.
We shall compare twoalloys,
one with an almostsymmetrical enthalpy
ofmixing
curve and the second with anunsymmetrical
one. From a numericalpoint
ofview,
we willtry
to deal with thelightest
atomspossible.
The[Na, Li]
and[Al, Li] binary
alloys
can be consideredgood
candidates for our calculations. The aim of the SA method ismainly
to treatliquid phases
ofbinary alloys
and,
at this level ofapproximation, only averaged
coordination numbers are introduced. The coordinationnumber z = 4 is
certainly
too small torepresent
the true structure of a metallic solution.However,
at thispoint
we will not introducetemperature
effects and ourgoal
is not toreproduce enthalpies
ofmixing quantitatively.
In that sense, the choice of a tetrahedralstructure for our clusters cannot be considered a real drawback for these model cluster
calculations. Such
elementary
five-atom cells which arecommonly
found in othersolids,
can be considered ashaving
the minimum size to be models for a condensedphase.
Theapproximation
is no more than some others in the method.3.2 MO-CI CALCULATIONS. - The
pseudopotentials
of Durand and Barthelat[8]
were usedto restrict the electronic
problem
to valence electronsonly.
At the SCF level we made use of the PSHONDO program[9],
an extension of HONDO[10],
which includespseudopotentials.
From extended atomic Gaussian basis sets[11],
we extracted atriple-es,
onesingle-£p
(contracted [3, 1, 1/2])
basis set for Li and Na atoms and adouble- £s
and p(contracted [3, 1/3,
1])
basis set for Al atoms. In calculations on similar clusters of these atoms, d-orbitals were found to have anon-negligible
influence in the determination of an energy minimum[12].
But theopposite
conclusion was reachedby
other authors[13].
Being
interested in energydifferences,
we did not introduce d-orbital contribution in our calculations.However,
p-orbitals of Al atoms wererepresented
at adouble-C
level.Electronic correlation is introduced
by
means of CIPSIalgorithm
[14].
In the firstpart
of thismethod,
a variational CI is carried out in asubspace
built from the mostimportant
determinants
(determined,
forexample
at the firstiteration,
from the order of MOlevels)
for all the states studied. Thisgives
amulticonfigurational
zeroth-order wave functionwhich,
in a secondstep,
isperturbed
up to second order in energy. Newconfigurations,
whoseweights
in theperturbation expansion
are found to behigher
than agiven
threshold,
are included in the variational treatment. Then the process isrepeated
until the desired convergency in theperturbation
energy is reached. For theperturbation,
the Hamiltonian waspartitioned
according
to theEpstein-Nesbet
definition[15].
To end this section three technical remarks must be added.
First,
for alkali atomclusters,
core-valence correlation
energies
may have anon-negligible
influence. This influence was, forexample, emphasized by Jeung
et al. whoproposed
a treatment based on the fluctuation of the electric fieldby
perturbation theory
[16].
Morerecently,
Müller et al.proposed
the use ofcore
polarization potentials
(CPP)
withonly
asingle adjustable
atomicparameter
[17].
High
accuracy is then obtained for theground-state spectroscopic
constants of alkali dimers and mixed alcaline diatomic molecules. Infact,
many authors in thepast
brought
their owncontributions to the solution of the
problem
and an exhaustive discussion can be found in the papers of Müller et al.[17].
Though meaningless
to our purpose in this paper,Uj’s
andV,’s energies
for these diatomic clusters can be evaluated fromDe
values in table IV of the second reference in[17].
We have to compareCI(v) (valence CI), CI(v)
+ CPP andexperimental
results. For a « central » atomLi,
the moleculeLi2
is thereference,
andUi
values for LiNa are : +0.178,
+ 0.176 and + 0.180 eVrespectively.
For a « central » atomcloser to the
experimental
one than thatcorresponding
to theCI(v)
approximation. Though
the differences are veryweak,
this is not the case forUi
values. Even for extended basis calculations on dimers(certainly
due to errorcompensations) CI(v)
results,
for the energy differences we are interestedin,
can be closer to theexperimental
ones than those which are obtained from the moreperforming CI(v)
+ CPPapproximation.
With clusters of five atoms,we do not
employ
suchlarge
basis sets and the addition ofCPP’s,
orequivalent procedures,
may appear like refinements withfinally
no absolute certitude ofimproving
Uj
andVi energies.
Therefore,
weneglect
core-valence correlationenergies. Secondly,
for agiven
cluster,
the same variationalsubspace
is used around the minimum on thepotential
energy curve.Therefore,
thesubspace
at eachstep
must include all the determinantssignificant
in the range of interatomic distances for which the energy curve is calculated.Finally,
in order toobtain a
meaningful comparison
betweenclusters,
theperturbative
part
of the correlation energy must be obtained in a uniform way. Infact,
for all clusters the criterion chosen was that the sizes of variational andperturbational
contributions to the correlation energy areequivalent.
The energy of the five isolated atoms has been evaluated under the same conditions.Table II.
- Energies of
[Na, Li]
clusters in a tetrahedral structure. r is theequilibrium
bondlength
between nearestneighbours ;
E is the total energy ;Ed
is thecomplete
dissociationenergy. The type
of atom
located at the centreo f the
tetrahedron is indicatedfirst.
All values are in a. u.Table III. -
127
3.3 CLUSTERS ENERGIES AND SA-PARAMETERS DERIVATION. - In tables II and
III,
wereport
thesymmetry
of the lowest state in the tetrahedralgeometry,
theequilibrium
nearestneighbour
distance,
the total energy, the dissociation energy and the difference of thedissociation
energies
between thej-substituted
(resp. i)
and the non-substituted cluster. TheUi
andVi
differences areplotted
infigures
1 and 2 which showclearly
thatparabolic
laws verycorrectly
describe the variations ofUi
andVi
as a functionof j
(resp. i)
for bothalloys.
Twotypes
ofparabolas
have been found :aj2
and -8 i
(2
z -i ).
Fitted values for aand P
aregiven
in table IV.Fig. 1.
Fig.
2.Fig.
1. -Shape
of the curvesUj
=f(j)
andVi
= g (i )
for the[Na, Li]
binary
system. Crossescorrespond
to exact values of cluster energy differences. Curvescorrespond
to averageparabolas
of the type :a j2 or - f3 j (8 - j)
(resp. i).
The type of the central atom is indicated.Fig.
2. -Shape
of thecurves Uj
=f(j)
andVi
=
g(i)
for the[Al, Li]
binary
sytem. Seefigure
1caption
forexplanations.
Table IV. - a and
f3
constantsof
theparabolic
laws in theSA-model,
extractedfrom
the4. Discussion.
4.1
QUANTUM
CHEMICAL CONSIDERATIONS.4.1.1 Electronic structure
of
the clusters. - Five-atom alkali metal clustersare
generally
Jahn-Teller unstable in a tetrahedral structure. In
fact,
the calculationsreported
in the literaturemainly
concem other structures which are more suitable to describe theground
state.Alkaline clusters have been the most studied
species
and a review wasgiven by Koutecky
andFantucci
[18].
ForLi5
andNas
lowest energy structures are a squarepyramid,
atriangular
bipyramid
or aplanar
set of threetriangles
[18].
Also accurate results on
Als
can be found in the recent literature. Ingeneral
thereported
ground
state or state close to theground
one structures are those mentioned above for alkaline clusters. However the real electronic structure of theground
state is still notcompletely
clear. Some calculationssuggest
aquartet
state in a squarepyramid
structure[13]
whereas other calculations
give
a doublet state for theplanar C2v-type
structure[19].
Mixed five-atom clusters of such elements are not found in the literature.In the pure alkaline series all clusters are in a
quartet
state. In the aluminiumseries,
only
two clusters are in aquartet
state and all the others in a doublet state. But thegeometric
structure is not the same and we cannot go ahead for direct
comparison
with other calculations.Indeed,
asemphasized
in section3.1,
the interest of this paper lies not inconsidering geometric
structurescorresponding
toground
states, but rather inconsidering
astructure common to all clusters and
energetically
unstable asthey
maybe,
in order toapproach
some 3D-structuretype
and the SAhypotheses.
Let us remark that the bondlengths
calculated in thepresent
study
are of the same order ofmagnitude
as those obtainedby
otherauthors,
forexample
forAls
[19].
One recent work treats the case ofBeLik
(k
= 1 -9)
clusters
[20].
For k =4,
theground
state(lAlg)
is ofD4h
symmetry.
Ahigher multiplicity
state
(3T1 )
is found in the case of aTd
symmetry.
The basis set size was found to haveonly
asecondary importance
at least for thequalitative
trends of clusterproperties
found in their work. These results are not in contradiction with ours. Nosystematic study
hasyet
been made for mixed-clusters of five atoms.4.1.2 Parabolic laws
of
the SA-method. -Only
onetype
ofparabolas
(relations (4))
withempirically
fittedparameters
were necessary to the first users of the SA method forcorrectly
describing enthalpies
ofmixing
ofbinary alloys.
In thepresent
investigation,
twotypes
ofparabolas
are found to beimportant.
As a consequence, theenergetics
accompanying
the first atomic substitutions in theperipheric
shell incomparison
with those associated withsubsequent
substitutionsdepend
on thetype
of atomsconstituting
thebinary alloy.
Of course, due to the limited number of the casesstudied,
we cannottry
togive
a definitiveexplanation
of the variation laws.Only
thefollowing
comments can be formulated :i)
when thesubstituting
atoms are moreelectronegative
than the central atom, the absolute value of the stabilization energy increases with the number ofsubstituting
atoms and vice versa. A direct consequence is thesign
of the constant in theparabola
formula and thereforethe direction of its curvature.
However,
there is no direct influence on thetype
of theparabola,
which is different forexample
in the series[Na.,
Liy]
and[Li,,
Aly]
on the one hand and[Lix
Nay ]
and[Alx
Liy]
on theother ;
ii)
these laws do not seem to bedirectly
connected with thesubstituting
atomic size. Fromtables of bond
lengths
[21],
we can evaluate atomic sizes.Here,
indecreasing
order weroughly
have : Al Li Na. It is reasonable to think that it would be more and more difficultto make substitutions
by
atomslarger
than those of theoriginal
purecompound -
which129
[Na, Li]
system.
In the latter case, weonly
observe either dilatation ofshrinking
of bonds as we substitutelarger
or smaller atomsrespectively
from the purecompound
representative
cluster.
Very
accurate results are available for triatomic mixed alkaline clusters[22].
Of course, the number of atoms is too small torepresent
even thebeginning
of anycrystalline
lattice.Moreover,
their structuresbeing fully optimized, they
remain far from theSA-hypotheses.
However,
after evaluation ofU i 1 s
andVi’s,
wealready
observe atendency
towardparabolic
laws in the case of these very small clusters.4.2 THERMODYNAMICAL CONSIDERATIONS. - The
energies
Uj
andVi
have been determinedab initio. Relation
(2)
is the basic relation from which toget
theenthalpy
ofmixing, provided
we have a way ofevaluating
the averageprobabilities mi
and Pi
for eachalloy.
This is the work of statistical methods.Here,
we would likeonly
to consider - and compare for the twoalloys
studied - the
dissymetrical
character of theenthalpy
ofmixing
curve withrespect
to the molar fraction x = 0.5. This can be doneby comparing « partial enthalpies
ofmixing
atinfinite dilution ».
They
aregiven by
[1] :
The ratio p =
âHf / âH:
is a measure of thedissymmetry.
From the valuesgiven
in table IVwe obtain :
and
In these cases, the
greatest
partial enthalpy
ofmixing
at infinite dilutioncorresponds
to the almost pure substance of the lesselectronegative
atoms of thebinary alloy.
Thedissymetry
of theenthalpy
ofmixing
curve withrespect
to the halfconcentration,
greater
- but not toomuch - for the
[Al, Li]
alloy
than for the[Li, Na]
alloy,
is well found since the lowest value of pcorrresponds
to the[Al, Li]
alloy.
Moreover,
the results(7)
show that theenthalpy
ofmixing
for the[Na, Li]
alloy
ispositive
while for the[Al, Li]
alloy
it isnegative. Only
a fewexperiments
have been made on thesesystems.
But we know that for the alkalinebinary
alloys
ingeneral,
theenthalpy
ofmixing
isslightly positive
and that for the[Al, Li]
alloy
it isnegative
since,
at x =0.5,
we observe the formation of a definitecompound.
5. Conclusions.
From these calculations on clusters we have proven that the
parabolic
laws of theSA-method,
empirically
found in the context of a statisticalmethod,
have an electronicmicroscopic
basis. But instead of aunique
type
ofparabola,
wefound,
from ourcalculations,
twotypes
ofparabolas
whichdepend
on the central andperipheric
atomspresent
in the series. The firsttype,
which is the same as theoriginal
one, has a nul derivativefor j
= z - thecompletely
substituted cluster - and the second
type
has a nul derivativefor j
=0,
i.e. the puresubstance.
References
[1]
MATHIEU J.-C., DURAND F. and BONNIER E., J. Chim.Phys.
62(1965)
1289 ; ibid. 62(1965)
1297.[2]
MATHIEU J.-C., Thesis, Grenoble, France(1967) ;
HICTER P., MATHIEU J.-C., DURAND F. and BONNIER E., Adv.
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