Catalan without logarithmic forms
(after Bugeaud,
Hanrot andMihailescu) par YURI
F. BILURESUME. C’est un rapport sur le travail recent de
Bugeaud,
Han-rot et
Mihailescu,
montrantqu’on
peut démontrerl’hypothèse
deCatalan sans utiliser les formes
logarithmiques,
ni le calcul avecun ordinateur.
ABSTRACT. This is an exposition of the recent work of
Bugeaud,
Hanrot and Mihailescu
showing
that Catalan’s conjecture can beproved
without usinglogarithmic
forms and electronic computa-tions.
To Rob
Tijdeman
1. Introduction
Recently,
Preda Mihhilescu[15, 1]
resolved thelong-standing
Catalan’sproblem.
Theorem 1.1.
(Mihailescu)
Theequation
Xp _yq
= 1 has no solutionsin non-zero
integers
x, y and oddprime
numbers p, q.The
original question
of Catalan[4]
was whether theequation
= 1has no solutions in
integers
x, y, u, v > 1 other than the obvious32 - 23
= 1.Lebesgue [9]
and Ko Chao[7]
settled the case when one of theexponents
u, v is
2,
which reduced theproblem
to Theorem 1.1.Mihhilescu’s
proof
of Theorem 1.1splits
into two cases, treated intotally
different ways:
the first case:
p EA
1mod q
andq fl
1mod p;
the second case: either p - 1
mod q
or q - 1 mod p.The
argument
in the first case isalgebraic
and relies on thetheory
ofcyclotomic
fields.However,
the second caserequires
difficultanalytic
tools(Tijdeman’s argument [18], logarithmic
forms[10])
and electronic compu- tations[11, 12, 13].
See[1,
Section4]
for the details.In 1999
Bugeaud
and Hanrot[2] proved
that for any solution(x,
y, p,q)
of Catalan’s
equationi with q
> p, theexponent q
divides the relative class that is, x, y are non-zero integers and p, q are odd prime numbers such that = 1number of the
cyclotomic
fieldQ(e"/P) . Though
this result wasn’t used in Mihgilescu’sproof
of Catalan’sconjecture,
itstrongly inspired
his work.Recently
Mihàilescu[16]
discovered that theargument
ofBugeaud
andHanrot
[2], properly modified, implies
a newproof
for the second case. Thisnew
proof
does not useanything
but the very basic facts aboutcyclotomic fields, including
theStickelberger
theorem. Neither does thisproof depend
on any electronic
computations. Thus,
now we have similaralgebraic proofs
for both cases of Catalan’s
problem.
In the present paper we
give
a detailedexposition
of this newproof
forthe second case, that
is,
of thefollowing
theorem.Theorem 1.2. Let be a
solutionl of
Catalan’sequation.
Thenq 0
1mod p (and p 0-
1mod q by symmetry,
because(-y,
-x,q, p) is
a so-lution as
well).
What Mihàilescu
actually
proves is thefollowing
theorem.Theorem 1.3. Let
(x, y, p, q)
be a solutionof
Catalan’sequation.
Thenq 3(p - 1~2.
Due to a clever observation of
Mignotte,
Theorem 1.2 is an almost im-mediate consequence of Theorem 1.3 and Mihhilescu’s "double Wieferich"
criterion
(Proposition 8.3).
See Section 8 for the details.The
present
note also includes theoriginal
result ofBugeaud
and Han-rot, see Theorem 6.1.
Though
it isformally
obsolete now(in particular,
Theorem 1.2 can, in
principle,
beproved
without any reference to Theo-rem
6.1,
see Remark8),
we establish alltechniques
needed for this beautifulresult,
and it would be unreasonable to miss it. As abenefit,
we canquickly dispose
of the small exponents(see Corollary 6.2).
Plan of the paper In Sections 2 and 3 we recall basic notation and facts
concerning cyclotomic
fields andheights.
Section 4 is crucial: we introducethe notion of MihAilescu ideal and prove that it has few elements of small size and zero
weight.
This section isformally independent
of Catalan’sequation.
In theremaining part
of the paper weapply
this to solutionsof Catalan’s
equation.
In Section 6 we prove the theorem ofBugeaud
andHanrot. In Section 8 we prove Theorems 1.3 and 1.2.
Acknowledgements
I ampleased
to thank Radan Kucera for usefulexplanations
about theStickelberger
ideal. I also thank YannBugeaud,
Gabi Hecke and Tauno
Metsankyla,
who detected numerous inaccuracies in theoriginal
text.2. The
cyclotomic
fieldUnless the
contrary
is statedexplicitly, everywhere
in this paper p and qare distinct odd
prime numbers, (is
aprimitive p-th
root ofunity,
K =~(~)
is the
corresponding cyclotomic field,
and G =Gal(K/Q)
is the Galoisgroup of K. We
fix,
once and forall,
acomplex embedding
K - C.For an
integer k 0 0 mod p
we denoteby
Qk theautomorphism
of Kdefined
by (
F-->~~,
so thatWe also denote
by t
thecomplex conjugation,
so that t = crp-i.We define two real-valued functions on the group
ring
theweight w
and the as follows. If
then
The
weight
function is additive andmultiplicative;
the size function satisfies theinequalities
We say that 6 is
non-negative (notation:
8 ~0)
if 0 for all a E G.In this case
11011
=w(O).
For a
given
6 as in(1) put
Then
e+,e-
arenon-negative,
0 =O+ -
8-and Ilell == Ile+11
Let I be an ideal of the
ring
R = We define theaugmented part of
I and the theminus-Part of
Iby
Notice that Z- C
Also, given
apositive
real number r, we define the r-ball of Iby
More
specific
notation will be introduced at theappropriate points
of thepaper.
3.
Heights
In this subsection we recall basic facts about
heights.
Let a be analge-
braic number. Fix a number field K
(which
is notnecessarily
the K fromSection
2) containing
a, and denoteby MK
the set of all(non-equivalent)
valuations of K normalized to extend the standard infinite or
p-adic
va-luations of
Q.
The(absolute logarithmic) height h(a)
is definedby
One
immediately
verifies that theright-hand
side isindependent
of thechoice of
K,
and so we have a well-defined function h :Q -
Thedefinition
implies
that for any a, a 1, ... , anE Q
and m E Z we haveIf a E Z then
h(a)
=log lal.
If a is a root ofunity
thenh(a)
= 0.Let K be a number field. The
product
formulaimplies
that for any V CMK
and a E K* one has thefollowing
"Liouvilleinequality" :
In
particular,
if K is a subfield ofC,
then any a E K* satisfieswhere
f
= 1 if K CR,
andf
= 2 otherwise.Another consequence of the
product
formula is theidentity
for any a and
(3
E K* .4. The Mihailescu ideal
As the work of Mih6ilescu
suggests,
the basicproperty
of a solution(x, ~, p, q)
of Catalan’sequation
is that(x - ()8
is aq-th
power in K for"many"
elements 0 of the groupring
R= Z[G]. (We
use the notation fromSection
2.)
We find it useful to axiomatize thisproperty.
In this section p and q are fixed distinct odd
prime numbers,
and x is afixed
integer.
We do not assumes thatthey
comefrom a
solutionof
Catalan’sequation.
Definition. The Mihiiilescu ideal
IM
as the set of all 8 E R such that(x - ()"
E(K*)q.
It turns out
that, when lxl
issufficiently large,
theaugmented part -TV9
contains few elements of small size. More
precisely,
we have thefollowing.
Theorem 4.1.
(Mihailescu)
Let E be a real numbersatisfying
0 E1,
and assume that
, , I ,
Theorem 4.1
implies
thatII:g(2) I
q whenp (1 - E12)q
+ 1 andwhen
(8)
is satisfied. This can be refined with(8) replaced by
aslightly stronger assumption.
Theorem 4.2.
(Bugeaud
andHanrot)
Assume thatp (2 - E)q
+ 1where 0 e 1. Assume
further
thatwhere
p’
= 1if x -
1mod p
andp’
= p otherwise. ThenZMg (2) _ f 01.
It is useful to formulate
separately
theparticular
case of thistheorem, corresponding
to E = 1 and x - 1 mod p.Corollary
4.3. Assume that p q, that x - 1mod p
and thatTo deduce the
corollary
from Theorem4.2,
observe that0.8q
> 2 and 16 >36/(p - 1)2 .
Hencewhenever q
> p.The
proof
of Theorems 4.1 and 4.2occupies
the rest of this section.4.1. The
algebraic
number(x - ()8.
In thissection,
weinvestigate
thenumber
(x - ()8.
First ofall,
we have to estimate itsheight.
Proposition
4.4. For any x E Z and 0 C R we haveProof.
Write 8 =8+ -
O- as in Section 2.Using (7)
with a =(x - ()E)+
and
fl
=(x - ()~ ,
we obtainwhere
We have
trivially
if v is
archimedean,
andXv
1 if v is non-archimedean. Thisimplies
the
proposition
follows. DNext,
we observe that(x - ()8
is"very
close" to 1 ifw(8)
= 0. Belowlog
stands for theprincipal
branch of thecomplex logarithm,
that isProposition
4.5.If Ixl
> 1 andw(8)
= 0 then()81 :::::
Proof.
For anycomplex
zsatisfying lzl
1 we haveIn
particular,
Since
(x - ()8 == (1 - (/x)8
whenw(8)
=0,
the result follows. DFinally,
we show that(x - ()8
is distinct from 1 under certain mildassumptions.
Proposition
4.6. Let x be aninteger satisfying Ixl
>2, and,
inaddition, z #
-2for
p = 3.Then, for
6 ER,
we have(x - ()9 0 1
Unless E) = 0.PTOOf.
Let p be theprime
ideal of Klying
over p. ThenpP-1
=(p)
andp =
(~~ - ~T)
for any distinct Q, T E G. Inparticular,
for distinct a and T we haveIf ~ - ~
has noprime
divisors other than p, then(x - ()
=pk,
and(10)
implies
that k 1.Taking
the norms, we obtain E{:f:1,
whereis the
cyclotomic polynomial.
On the other
hand,
in the case p > 5 2 we haveSimilarly,
we have This shows thatx - ~
has a
prime
divisor q distinct from p.Put f =
ordq(X - ().
Then(10) implies
thatHence, writing
0 as in(1),
we obtainNow,
if(x - ()8
= 1 and0,
then rrta = 0 for all Q. Hence O = 0. D4.2. The
q-th
root of(x - ()9. By definition,
for every O E there exists aunique
a =a(O)
E K* such thata(O)q
=(x - ()8. (Uniqueness
follows from the fact that K does not contain
q-th
roots ofunity
otherthan
1.) Moreover, uniqueness implies
thata(8l
+E)2)
= for81,82 E
thatis,
the map a : K* is a group homomor-phism.
Proposition
4.7. Assume that 2 -2if p
= 3. Thenfor
anon-zero 8 E we have
a(O) ~
1.Also,
Proof.
The first statement follows fromProposition
4.6. For thesecond,
notice that
qh(a(O))
= h~(x - ()8) by (5),
andapply Proposition
4.4. DIt is crucial
that,
for 0 E-TV9,
the numbera( 8)
is close(in
thecomplex metric)
to aq-th
root ofunity.
Moreprecisely,
we have thefollowing.
Proposition
4.8. Assume 2 and thatThen
for
any O E there exists aunique q-th
rootof ~(O)
such that
II-Nil
Moreover, ç( -8) == ç(8)-1. Further, for
anyO1, 02 E I;:fg(r)
we haveÇ(81
+E)2) = ~(E)1)~(E)2);
thatis,
the -j I-tq is a "localhomomorphism" .
(Here
Ecq stands for the group ofq-th
roots ofunity.)
Proof.
Existence ofç(8)
follows fromProposition
4.5.Further,
sincewe have
On the other
hand, 27r/q
for any two distinctq-th
roots ofunity l
and2.
Thisimplies
theuniqueness
of(0).
The "local homo-morphism" property
follows from theuniqueness.
D4.3. Proof of Theorem 4.1. We may assume
that q
> p, since otherwise the statement of the theorem is trivial. Inparticular, q >
5.Also,
observethat in the
set-up
of Theorem 4.1 we have(11). Indeed,
sinceHence for every 6 E
IM(2r)
we have the well-definedç(8)
as inProposi-
tion 4.8.
Proposition
4.9. Let 6 EI:g(2r) satisfy ç(8)
= 1. Then 6 = 0.Proof.
Fix a non-zero 0 EI:g(2r)
withç(8)
= 1 and put a =a(8).
Using (3) together
with the estimates from Subsection4.2,
we obtainAlso, (12) implies
thatbecause q >
5. The latterinequality implies that2
The Liouville
inequality (6)
for thealgebraic
number a - 1(which
is dis-tinct from 0
by Proposition 4.7) reads I a - 1~ ~ ~-(p-l)~-i) Combining
20ne has let - 1~ 1.41zl for z E C with ~~ ~ Tr/5. Indeed, if r then
The Schwarz lemma implies that
Taking r = 7r/5, we obtain ez - 11 1.4 ~ z ~ .
this with the
previously
established estimates forla - 1 ~ I
andh(a - 1),
weobtain
which can be rewritten as
By
theassumption,
Replacing by
2 - E in the left-hand side of(13),
andby
2 in theright-hand side,
we obtainNow notice that 36
by (8).
It follows thatwhich contradicts
(8).
DProof of
Theorem4.1.
LetE) 1, ()2
E ThenÇ-(8l - e2)
= 1by Proposition 4.8,
andProposition
4.9implies
that81 - 02
= 0. We have shown that themap ~ : lvg(r) --+
isinjective,
which proves the theorem. D
4.4. Proof of Theorem 4.2. Assume that
I;;jg ::7
8 with = 2. Puta =
a(O). Proposition
4.9implies
that~(QO) ~
1 for any E G.Equiv- alently, 7r/q
for any u, whichimplies
thatI ao’ - 1~ ]
>for any Q. In other
words,
for any archimedean valuation v.
Write now O = (72, where ~1 and ~2 are distinct elements of
G,
andput (j
=(Ui.
Assume 1 for a non-archimedean v . ThenHowever,
Notice that
(2 - (1
divides x -(2
if andonly
if x - 1mod p.
We concludethat la - 11v
> 1 for all non-archimedean v if x - 1mod p,
andfor all non-archimedean v
if x 0
1 mod p.We have
proved
thatif v is
archimedean,
andif v is non-archimedean.
(Recall
thatp’
= 1 if x -1 mod p
andp’
= potherwise.)
It follows thatand
Now we
apply (3-5)
to obtainwhich contradicts
(9).
D5. Solutions of Catalan’s
equation
In this section we summarize necessary
properties
of solutions.Every-
where in this
section, (x, y, p, q)
is a solution of Catalan’sequation;
thatis,
x, y are non-zerointegers
and p, q are oddprime
numberssatisfying xp - gq
= 1. Recall thesymmetrical property
of solutions: if(x, y, ~, q)
isa
solution,
then(-y, -x, q, p)
is a solution as well.We
begin
with the classical result of Cassels[3].
Proposition
5.1.(Cassels)
We haveqlx
andply. Moreover,
there existnon-zero
integers
a, b andpositive integers
u, v such thatThe
following
is an easy consequence ofProposition
5.1(see [1,
Corol-lary 2.2]).
Proposition
5.2. The number A:=(x - ~~~(1 - () is
analgebraic integer.
The
principal
ideal(A)
is aq-th
powerof
an idealof
thefield
K. DAnother consequence of Cassels relations is lower bounds for
Ixl and Iyl
in terms
of p
and q. We need thefollowing
result ofHyyr6 [5].
Proposition
5.3. We haveProof.
We shall use thefollowing
obvious fact: the four numbers x, y, a, b inProposition
5.1 are eitheraltogether positive (the positive case),
or alto-gether negative (the negative case).
Since we have
Since
pq-1
=1 mod q,
this which isequivalent
toa
._--_ -1 mod q. Similarly,
b -1 mod p. Now,
in thepositive
case we havea > q - 1 pq-1 (q - 1)q -~ 1.
In thenegative
case we have either a -q -1,
whichimplies
thatora=-1.
It remains to show that the last
option
isimpossible. Thus,
assume thata
= -1,
whichimplies 1 - x = 1 ~- ~x~ = pq-1.
Since we are in thenegative
case, we have b 1 - p, and
a contradiction. D
6. The relative class number
Warning.
In this section h stands for the class number rather than for theheight
function.As
usual, let (
be aprimitive p-th
root ofunity
and K =Q(().
Denoteby
K+ thetotally
realpart
ofK,
andby H and H+
the class groups of K andK+, respectively.
It is well-known[19,
Theorem4.14]
that H+naturally
embeds into H. The index[H: H+]
is called the relative class number and is denotedby
h- =h-(p).
In this section we prove the
following theorem,
due toBugeaud
andHanrot
(2~ .
Theorem 6.1.
(Bugeaud
andHanrot)
Let(x, y, p, q)
be a solutionsof
Catalan’s
equation
with q > p. Thenql h-(P).
It is not difficult to calculate the relative class
number, using
the stan-dard class-number
formulas;
see, forinstance, [19,
Theorem4.17]. Already
Kummer
[8,
pages544, 907-918]
calculatedh-(p)
for p 100(and
evendetermined the structure of the group
H/H+).
Tables of relative class numbers arewidely available;
see, forinstance, [19,
pages412-420]. Using
the
tables,
it is easy toverify that,
for p41,
the numberh-(P)
has noprime
divisorsgreater
than p. We obtain thefollowing
consequence.Corollary
6.2. Let(x, y, p, q) be
a solutionof
Catalan’sequation.
Thenp, q > 43. D
Proof of
Theorem 6.1. We assumethat q
does not divideh-(p)
and derivea contradiction. Put .~ :_
(x - ~)/(1 - (). Proposition
5.2implies
that(A)
=aq,
where a is an ideal of K. The class of abelongs
to theq-component
of H.Since q
does not divideh-(p) _ [H: H+],
theq-component
of H is contained in H+.Thus,
a =ab,
where a E K* and b is an ideal ofK+.
Write the
principal
ideal bq as({3),
where3
EK+.
Then A =aqo
times aunit of K.
Now recall that every unit of K is a real unit times a root of
unity,
the latter
being
aq-th
power in K.Hence, redefining
aand,3,
we obtainA = with a E K
and,3
E K+.Since
(1 - ~)/(1 - ()
is a root ofunity,
it is aq-th
power in K. HenceIn other
words,
1 - t E where t is thecomplex conjugation
andIM
the Mihailescuideal,
defined in Section 4.On the other
hand, x -
1mod p by Proposition 5.1,
andby Proposition
5.3. We are in aposition
toapply Corollary 4.3,
whichforbids
IM
to have elements ofweight
0 and size 2. Since 1 - t is such anelement,
we obtain a contradiction. 07. The
Stickelberger
idealThe
Stickelberger
idealIs
of the groupring
R= Z[G]
is definedby
Is
rlR,
where-
is the
Stickelberger
element. In this section we establish someproperties
ofthe ideal
(1 - t)ls,
where t, asabove,
stands for thecomplex conjugation.
First of
all,
we recall the notion of the"minus-part" .
By definition,
theminus-part
of R is R- _(1 - t)R. Further,
for any ideal Z of R the minuspart
of I is definedby
I- = I f1 R. We haveHere the first inclusion is obvious. To prove the
second,
observe that(1 - t)2
=2(1 - t),
whichimplies
theidentity (1 - t)O
= 20 for every8 C R-. Hence
which proves the second inclusion in
(14).
Relation
(14) implies,
inparticular,
that the ideals I- and 1 -t)I
areof the same Z-rank.
After this
deviation,
we return to theStickelberger
ideal.Proposition
7.1. There is a Z-basis(}l,..., (}(p-l)/2 of (1 - ¿)Is satisfying
Proof.
Firstof all,
observe that the Z-rank of(1 - t)ls
is(p - 1)/2. Indeed,
the Z-rank of R- is
(p - 1)/2,
because it has the Z-basisFurther,
it is well-known that the index~R- : ]
is finite(and equal
to therelative class
number);
see, forinstance, [19,
Theorem6.19].
Thisimplies
that the rank of
Is
is also(p - 1)/2,
and so is the rank of(1 - t)ls, because,
as we have observedabove,
the two ranks areequal.
Now, given
aninteger k
not divisibleby
p, putThen
Is
isgenerated (over Z) by
all the8k (see [19,
Lemma6.9] ).
Since=
8k
+PO,
the idealZs
isgenerated by O1
=0, 02, ... , 8p-l
andpO.
Since
the ideal
(1 - ¿ )Is
isgenerated by
the setSince
81
=0,
it is alsogenerated by 01, ... , ,0(p-l)!2,
whereSince the Z-rank of
(1 - t)Is
is(p - 1)/2,
the elementsBl, ... , ()(p-l)/2
forma Z-basis
of Is.
It remains to estimate the size ofOk.
An easy calculation shows that
w(0) = (p - 1)/2.
Hence31n the statement of the lemma Washington writes "generated" without specifying "over 7G", but he proves exactly what we need.
and
On the other
hand,
we have whichimplies
thatand
It follows that
IIOkl1 118k+l - 8kll
=p-1,
as wanted. DFor a
positive integer
n and apositive
real r denoteby S(n, r)
the numberof
points (xl, ... , xn)
E 7Gnsatisfying IXll
~- ~ ~ ~ + r. Thefollowing
isan immediate consequence of
Proposition
7.1.Corollary
7.2. Let r be apositive integer.
Then the ideal(1 - ¿)Is
con-tains at least S
((p - 1)/2, r~(p - 1))
elementsof
size notexceeding
r. 08. Proof of Theorems 1.3 and 1.2 Mihailescu
proved
thefollowing (see [1, Proposition 3.1.1]).
Proposition
8.1. Let(x, y, p, q)
be a solutionof
Catalan’sequation.
ThenIM D (i - ¿)Is.
DSince the elements of
(1 - t)ls
are ofweight 0,
the ideal(1 - t)Is
iscontained in the
augmented
part ofI M. Combining
this withCorollary 7.2,
we obtain the lower bound
for any r > 0.
On the other
hand,
in Section4,
we obtained an upper bound for(r) .
We are
going
to show that the two bounds arecontradictory.
To
adapt (15)
for our purposes, we need asimple
lemma.Lemma 8.2. Let n and r be
integers satisfying
n > 11 and r > 3. ThenProof.
When r is aninteger,
we have(see [6,
Lemma2.3]).
If n > 11 and r > 3 then, , , ’lilt.
It follows that
Proof of
Theorem 1.3. Assume thatq > 3(p- 1)2
andput
Then r > 3
by
theassumption
and n > 21by Corollary
6.2.Further, Propo-
sition 5.3
implies
thatNow
using subsequently
Theorem 4.1 with E =1, inequality (15)
andLemma
8.2,
we obtaina contradiction. 0
Theorem 1.2 is a consequence of Theorem 1.3 and Mihailescu’s "double Wieferich criterion"
[14] (see
also[1,
Theorem3.2]).
Proposition
8.3.(Mihailescu [14])
Let(x, y, p, q)
be a solutionof
CataLan’s
equation.
ThenProof of
Theorem 1.2. Assumethat q -
1mod p.
1mod p2 by Proposition 8.3,
wehave q -
1modp2. Since q
isodd,
it cannot beequal
top2 +
1 or3p2
+ 1.Also,
notice thatp =1=
3by Corollary
6.2. It follows thatq # 2p2
+1,
because the latter number is divisibleby
3(this
observation is due toMignotte). Thus, q > 4p2
+1,
which contradicts Theorem 1.3. D Remark. It is worthmentioning that,
forp > 5,
one can prove Theorem 1.2 without any reference toCorollary
6.2.Indeed,
the sameargument
as in Lemma 8.2 shows that(16)
holds for n > 5 and r > 4. Thisimplies
thatthat q 4(p - 1)2
forp > 11,
which is sufficient to conclude that Theo-rem 1.2 is true for p > 11.
Further, (16)
is true for n = 3 and r > 5, as well as for n = 2 and r > 9.This
implies that q 5 (p - 1 ) 2 =
180 forp = 7,
andq g(p_1)2
= 144for p = 5. Hence Theorem 1.2 is true for p = 7 and p =
5, except perhaps
the case
(p, q) = (5, 101).
The latter can be ruled outby verifying
that5100 "t 1
mod1012 (which
can be done on apocket calculator)
andapplying Proposition
8.3.Finally,
recall that the case p = 3 has been solvedlong
agoby Nagell [17].
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Yuri F. BILU
A2X, Universite Bordeaux 1 351 cours de la Lib6ration 33405 Talence France
E-mail : yuriOmath.u-bordeaux1.fr