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Neutron scattering measurements of interdiffusion in amorphous Si/Ge multilayers

Chr. Janot, A. Bruson, G. Marchal

To cite this version:

Chr. Janot, A. Bruson, G. Marchal. Neutron scattering measurements of interdiffu- sion in amorphous Si/Ge multilayers. Journal de Physique, 1986, 47 (10), pp.1751-1756.

�10.1051/jphys:0198600470100175100�. �jpa-00210370�

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Neutron scattering measurements of interdiffusion in amorphous Si/Ge multilayers

Chr. Janot (+ ), A. Bruson (+ + ) and G. Marchal (+ + ) (+ ) Institut Laue-Langevin, 156 X, 38042 Grenoble Cedex, France (+ + ) Physique du Solide, BP 239, 54506 Vand0153uvre Cedex, France (Requ le 3 avril 1986, accept6 le 13 juin 1986)

Résumé.

-

Des structures multicouches ont été obtenues en évaporant successivement des films de silicium et de germanium amorphes, avec des périodes allant de 80 à 100 Å. Le coefficient d’interdiffusion

D de Si/Ge a été déterminé en mesurant, en fonction des températures et des temps de recuit, l’intensité des réflexions satellites d’un faisceau de neutrons, liées à la modulation périodique du contraste. Dans l’intervalle T

=

620 - 720 K, D varie comme 6,34 x 10-3 exp (- 2,35 eV/kT) cm2 s-1.

Abstract.

-

Multilayered amorphous Si/amorphous Ge films with a periodicity of 80 to 100 Å have been

obtained using UHV evaporation techniques. The interdiffusion coefficient D of this system was determined by measuring the intensity of the neutron (000) forward scattering satellites arising from the modulation, as a function of annealing temperature and time. The temperature dependence of D in the range 620-710 K is described by D

=

6.34 x 10-3 exp (- 2.35 eV/kT ) cm2 s-1.

Classification

Physics Abstracts

66.30

-

61.40

-

64.75

-

81.15

1. Introduction.

Atomic diffusion in amorphous semiconductors has

only been studied very recently. This includes impu- rity diffusion [1] and the diffusion of the covalent random network formers themselves [2, 3]. In the

latter case the main problem to be overcome arises

from unfavourable competition between diffusivity

and the thermal stability of the amorphous phase.

The most sensitive technique available for measu-

ring diffusivities makes use of multilayered films.

This technique, originally developed for crystalline

materials [4-6] has also been applied successfully to

measure diffusivities in amorphous alloys [7-11]. The multilayered samples are made by depositing thin

films of two materials in an alternating sequence on

a glass substrate. This makes a multilayer periodic in

a direction perpendicular to the plane of the films,

with a d-spacing equal to the thickness of one

bilayer. Neutrons or X-rays of wavelength A incident

on a multilayer are reflected at angles 0 given by the Bragg relation 2 d sin 0

=

nA where n is the order of reflection. Annealing the multilayers at different temperatures for different times results in the layers flowing into each other thus relieving contrast effects

and producing a decay of the reflection intensity.

The decay of the intensity I is related to the interdiffusion coefficient 15 by [5] :

Reported data have been mainly obtained through X-ray approaches so far, which limits the repeat length of the multilayered films to a few nm in order

to have acceptable 0 reflection angles with the

available X-ray wavelength as obtained from anode tubes. This technique has been used to measure

diffusivities in the Si/Ge amorphous system [2] in

which the interdiffusion was found to be relatively rapid, in complete disagreement with Raman measu- rements on hydrogenated multilayered films [12]. In

the Raman alternative the diffusion mixing of the layers is determined by the relative contributions to the spectra of the remaining pure amorphous Si and

Ge and of the diffusion induced Si-Ge mixture. In

special cases, the diffusion mixing can also be

measured via Mossbauer spectroscopy [13].

However, as shown by Cook et al. [5], when measuring interdiffusion coefficients in multilayers,

one has also to cope with the dependence of diffusivity on the repeat length of the composition

modulation. To avoid, or at least minimize, spurious

effects due to very sharp composition gradients it is

advisable to measure b with relatively thick layers ;

cold neutrons with longer wavelenghts than the

usual X-ray radiations have to be thought of as an interesting alternative to obtain the diffusion decay

of the reflection intensity.

The neutron technique has been previously used [3] with amorphous Si-Ge multilayers having a d- spacing of 200 A. In the investigated temperature

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:0198600470100175100

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1752

range (400-600 K) the diffusivity happened to be too

slow to be observed. However, evidence was obtai- ned for a structural relaxation mechanism probably

related to a redistribution of compressed and expan-

ded small volumes resulting in an overall densitica- tion of the near interface regions of the materials.

In the present study, the sensitiveness to diffusion of the intensity decay I ( t ) has been increased with respect to our preliminary study by reducing d to

about 80 A. The annealing temperature range has also been moved to higher values (620-710 K) at

which measurable V coefficients were anticipated.

2. Sample preparation, experiments and results.

The amorphous Si-Ge multilayers were made by depositing thin films of pure Si and pure Ge on flat

glass substrate, kept at the liquid nitrogen tempera- ture, by the vacuum deposition technique. Germa-

nium and silicon were placed in graphite boats and

were evaporated in succession by electron beam guns. The pressure during the evaporation process

was about 2 x 10-8 torr. The thickness of the films

was measured and monitored with two independent quartz oscillators (The frequency of the crystals changes linearly with the mass deposited on the

,

transducer). The oscillators actuated also a shutter

through an automatic control unit, thereby closing

and opening it between crucibles and substrates at

preset values. The quartz crystals were calibrated,

with respect to film thickness, using a Tolansky multiple beam interferometer. A good reproducibi- lity in the layer thickness was achieved within a few percent by keeping the evaporation rate fairly low, a typical value being 1 Á s- 1. At low evaporation

rates the films can be contaminated with some

oxygen and carbon. The composition of different sections of a multilayer were determined by Auger spectroscopy and the contamination was, in general,

found to be less than 1 %. A slight distribution of thicknesses of the bilayers is thus unavoidable but limited to about 2 to 3 A for an average thickness of 100 A. These distribution in anyway out of the detection limits of most of the microanalytical

methods currently used for thin films and/or depth profile analysis [14] : Rutherford Backscattering Spectrometry gives information over 30 to 104 A, Secondary Ion Mass Spectrometry is reliable down to 5 A, etc... In fact, there is not too much inconve- nience in that since the chemical state of the as

prepared samples is well defined (pure layers of Si

and Ge in succession) and the initial diffraction

properties of the multilayer are taken as a reference

state for any changes induced by thermal treatments.

Each sample consists of 50 identical bilayers, each bilayer being made of one Ge and one Si amorphous

film of different thickness, in order to open the

possibility of measuring the second order along with

the first order satellites about the (000) neutron

scattered beam. It is indeed worth remembering that

for perfect multilayered material with equal

thickness of the Ge and Si films all even orders of reflection would be absent, as indeed observed in

our previous work [3] and which may be a further

test for the reliability of the deposition parameters.

Neutron scattering from these samples was perfor-

med using the small angle neutron scattering diffrac-

tometer D17 at the Institut Laue-Langevin (Greno- ble), with a cold neutron beam monochromatized at a wavelength of 10 A. The scattered neutrons are

collected on a large two dimensional multidetector

(64 x 64 cm) , with an angular resolution of 1/10 deg., which allows 0-2 0 measurements to be carried

out by simply rotating the sample with respect to the incident beam. A typical « 0-2 0 scan » is shown in figure 1 for the first order reflection on a sample

which was supposed to be made of 60 A Si/20 A Ge bilayers. The total accumulation time corresponding

to the picture is of the order of one hour. The display gives a view of the 2D-multidetector with the third dimension used for intensity in each counting cell.

Remnants of the direct beam can be seen on the

right-hand side of the picture.

The main experimental parameters which are obtained here are :

-

a signal to background ratio of 1W at the

maximum of the reflection ;

-

a measured reflectivity in the first order satel- lite equal to about 6 % ;

-

the angular position of the maximum reflection

which, in the present example of figure 1, has been

found at 2 0 = 6.04 ° ( 6 = 3.02 ° ) corresponding to

a d-spacing of 94.7 A ;

Fig. 1.

-

Typical ( 0 - 2 8 » neutron scan of the first

order reflection on a Si/Ge amorphous multilayer sample.

a) 3D representation of intensities measured on the 2D multidetector of D17 (ILL). b) Regrouped data and

Gaussian fit used to calculate the integrated intensity.

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- the measured full width at half maximum for the first order satellite is A( 2 0 ) = 0. 17

*

which

could correspond to d-spacing spread over

5 A (~ 5 %) between 92 and 97 A.

The second order satellite is less easily measured

but still visible as examplified in figure 2 which

shows the result of a 0 scan, including a small part of

the large angle side of the first order reflection. The

noisy background now amounts to about 1/50 of the

reflection signal. The measured reflectivity in this

second order satellite is only 0.03 % (the intensity

scale of the Figs. 1 and 2 are in a ratio of 200).

Fig. 2.

-

Typical « 0 - 2 0 >> neutron scan of the second order reflection. Same representation as in figure la but

with an intensity scale expanded by a factor of 200 and a

different position of the detector (distance to sample and angular position).

As the geometrical reproducibility of the measure-

ment lay-out happened to be very critical, the decay

of the integrated intensity of the first order satellite

as a function of annealing time for different tempera-

tures was measured in situ by keeping the sample in

a furnace on the diffractometer during the whole

time of the experiment. Once the temperature had been set at the desired value by a controller system, spectra accumulated over 5 min were then recorded every hour or so at a fixed 0 position corresponding

to the maximum reflectivity and with a resolution AA/A limited to 10 %. The weak point of these

neutron in situ measurements is that in line characte- rization during thermal treatments are made impossi-

ble.

As already explained [3], the decay law is expected

to follow the equation

Figure 3 shows the time dependence of the « diffu-

sion mixing» 15t = - dB 1 n [I ( t ) / I (0)] for 81T

two different samples annealed at 410 °C and 400 °C respectively. Very partial data corresponding to a

second order peak are also shown. Then the sample

first annealed at 410 ’C-was successively submitted

Fig. 3.

-

Example of time dependence of the diffusion

mixing during the first annealing of multilayers.

to diffusion treatments at 418 °C, 436 °C and finally

at 447 °C. The corresponding « diffusion mixing »

curves are shown in figure 4.

A certain amount of non-linearity, most likely

caused by structural relaxation [3, 8] is observed in

figure 3 for the early part (2 to 4 hours) of the first anneal after which the behaviour becomes linear.

Initial non-linearity is absent for the second, third,

etc... anneals of a given sample (Fig. 4). Finally for annealing times between 10 and 20 hours, the

diffusion mixing again departs drastically from linea-

rity and saturates to values of the order of 20 - 30 x 10- 16 CM2 corresponding to diffusion pene- tration of about 10 A (given by

(Z2) = 2 Dtmax [3]). It is finally worth mentioning

that the multilayer d-spacing significantly shrinks as

diffusion mixing proceeds. For example, sample 3

Fig. 4.

-

Time dependence of the diffusion mixing for the

same sample annealed successively at increasing tempera-

tures.

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1754

had an initial real d of 90.1 A which successively

reduces to 88.6 A, 86.8 A, 85.2 A and 80.4 A after

diffusion mixing at 410, 418, 436 and 447 °C respecti- vely. It is difficult to say if these shrinking effects

occur progressively during the whole annealing treat-

ment at a given temperature. As the total thickness reductions observed are of the order of a few A only, partial reduction between two annealed states would

be anyhow beyond the detection limit of the measu- rement. As explained later, samples annealed at

447 °C are partially crystallized and thus it is reasona- ble to think that crystallization contributes to the

shrinking effects observed at this temperature. Simi-

lar partial crystallization contributions cannot be

completely ruled out for thermal treatments at lower

temperatures even if they have not been observed at

such temperatures in preparatory studies to the present neutron experiment, using resistivity measu-

rements, high angle X-ray diffraction and electron

microscopy. The weak point is obviously that checking the absence of crystallization at a given

temperature on samples suitable for X-rays, electron microscopy or resistivity measurements in not an

unquestionable proof for no crystallization in sam- ples made suitable for neutron scattering experi-

ments (different thicknesses, geometries and subs- trate). But the problem cannot be easily bypassed.

The interdiffusivities b were determined for each temperature from the slopes of the intermediate linear parts of the plots in figures 3 and 4. The results are listed in table I and illustrated by an

Arrhenius plot on figure 5 (continuous line).

At 447 °C, the diffusion mixing is stopped very

quickly after only a very brief annealing time and the maximum atomic displacements remain short range.

Thus the diffusion coefficient given in table I for this temperature although quite consistent with the other

data, should only be considered as a reasonable

estimate, determined from a very reduced data set

(see Fig. 4).

The reported value of 1) at 350 °C might be also questioned since it was not measured in situ. Indeed diffusion is very slow at this temperature and signifi-

cant decay of the reflection intensity requires very

long annealing times which are not compatible with

allocated time on a neutron beam !. Again the 1) value obtained is consistent with the whole data

set and also agrees very well with our previous X-ray

determination [3].

3. Discussion and conclusion.

3.1 INITIAL REFLECTIVITY OF THE MULTILAYERS.

- According to the kinematical theory, the neutron reflectivity of a multilayer for odd order is given by [15]

where N is the total number of bilayers (here

N

=

50) and f l, f2 are neutron scattering amplitude

densities for the two materials (fsi = 3.64 x

1010 cm- 2 and f Ge

=

2.14 x 1010 cm- 2 in their crys-

talline states).

The above expression is valid only for low reflecti-

vity. For higher reflectivities one has to take dynami-

cal effects into account to obtain

which reduces to the first equation in the limit when the argument of tanh is small. When applied to the multilayers of the present study the two equations give 7? = 0.13 in the firs order reflection. Sinusoidal rather than square modulation results in different reflectivities given by

which would produce Rsin = 0.08 in the first order for the samples of the present work.

As already said measured data are in the range of

ReXP = 0.06 for the first order and the second order

reflectivity (3 x 10- 4 ) is about 10 times smaller than the 0.06/16 value expected from 7? equati6nb.

Thus, despite of the fact that the d-spacing appears to be constant (within about 5 %) through the whole sample, the layer profiles have an obvious tendency

to be sinusoidal rather than abruptly square. Irregu-

larities or « roughness » in the surface of the layers

may also be suspected since the first order reflectivity

is even below the lower theoretical estimation by

about 2 % (6 % vs. 8 % for sinusoidal modulation)!

Table I.

-

Diffusion coefficients obtained from least-square fits on data shown on figures 3 and 4 (X2 given in the

table). The last column gives the nominal thickness of the Si/Ge films respectively (in A).

(6)

Finally it seems possible to make almost perfect

mirrors orland monochromators with amorphous

Si/Ge multilayers since, after all, the first order

reflectivity would have reached unity with 200 bilayers instead of 50. Furthermore, these multi-

layers are very stable even at temperatures of the order of 200 °C at which the intensity decay in first

order would be only about 1 % for annealing time as long as 1013 seconds (one million years !) according

to the diffusion law discussed below.

3.2 DIFFUSION PLATEAU.

-

As clearly shown in figures 3 and 4, diffusion stops after a certain annealing time at any temperature. For diffusion

mixing at 350, 400, 410 and 418° C the plateau corresponds to Dt =:::: 20 x 10-16 cm2 and to Dt =z 30 x 10-16 cm2 at 436 °C which can be expres- sed in terms of a mean square diffusion penetration

9 (Z2) 1/2 : 11 A [3]. Remembering that, accor- ding to table I, the corresponding samples are made

of 20 A Ge films squeezed between significantly

thicker Si films, such a 10 A limit for atomic

displacements suggests that a planar growth of a Ge-

Si alloy proceeds from each interface, thus consu- ming the Ge layers. The true composition of the generated Ge-Si alloys depends slightly on the annealing temperature and can be estimated, from

the contrast loss/reflectivity decay relation, to corres- pond to Geo.9 Sio and Geo.83 Sio.17 after diffusion at

400 °C and 436 °C respectively. Given that the

diffusivity in crystalline Si is many orders of magni-

tude below that in crystalline Ge, it may be not so

surprising that diffusion of Si into Ge, even in their amorphous states, results in D going to zero quite abruptly. Again, as already mentioned, partial crys-

tallization effect cannot be completely ruled out.

The existence of linear parts in the diffusive beha- viour (Fig. 3 and 4) gives evidence that 1) remains constant for a certain time and suggests that there is

a concentration threshhold for 1) starting to

decrease.

The very low diffusion plateau observed at 447 °C

is obviously of a different nature and can easily be interpreted as resulting from the crystallization of

the Ge films. Amorphous germanium is known to crystallize between 445 and 450 °C [16, 17] while amorphous silicon is stable up to about 600 °C [17].

Thus, annealing the multilayers at 447 °C transforms

the samples into amorphous Si/crystalline Ge films

after an ultimate very short diffusion stage (Fig. 4).

As diffusivities of Si or Ge in crystalline Ge would be at least 100 times smaller than the one measured in the present work a new strong stability of the multilayer interfaces is induced by this crystallization stage. Actually, the plateaus must be considered as

corresponding to diffusivities below the detection limit of the present method.

3.3 THE MEASURED DIFFUSION LAW.

-

The diffu- sion data listed in table I and illustrated by figure 5

can be described by an Arrhenius law with an

activation energy Ea

=

2.35 eV and a pre-exponen-

tial factor Do

=

6.34 x 10- 3 cm2 S- I (within X 2 = 0.993 of a least square fit).

The interdiffusivities measured in the present

work are about 3 orders of magnitude slower than the one deduced from X-ray data obtained by

Prokes et al. [2] (Fig. 5). There is also a significant disagreement with Do and Ea values proposed by

Persans et al. [12] from Raman spectroscopy investi- gations, as clearly pictured in figure 5. It is probably significant that Prokes et al. prepared their samples using an ion beam sputtering system instead of our electron-gun crucible evaporation technique, while

the data of Persans et al. refer to hydrogenated multilayered films. In both cases residual argon and/or hydrogen might be responsible for the diffusi-

vity enhancement.

Comparison of the present data with diffusivities in crystals is also very interesting [18]. Self-diffusion

or germanium diffusion in crystalline silicon corres- ponds -to Do :-- 1()3 CM2 s-1 1 and EA = 5 eV which gives very small diffusivities of the order of

10- 33 CM2 s-1 1 when extrapolated down to

T = 700 K. Self-diffusion in crystalline Ge is much

faster, with Do!= 10 cm2 s-1 1 and Ea 3 eV, and

diffusivities extrapolate down to 0.3 x 10- 20 CM2 s-1 1

at 700 K i.e. only one or two orders of magnitude

below the diffusivities measured in the present work

(see Fig. 5).

Fig. 5.

-

Temperature dependence of the interdiffusivity 1) measured in the present work (-) : Do

=

6.34 x 10- 3 cm2 s-1 and Ea

=

2.35 eV. Other Arrhe- nius plots correspond to :

-

Self diffusion in crystalline

Ge (-.-) : Do =10 cm2 s-1, Ea = 3 eV.

-

Interstitial diffusion of oxygen in crystalline Ge (...) : Do

=

0.17 cm2 s-1, E.

=

2.54 eV.

-

Interdiffusion mea- sured in multilayers Si/Ge using Raman spectroscopy [12]

(- - -) : Do = 106 cm2 s-1, E.

=

3.3 eV.

-

Interdiffu- sion measured in Si-Ge amorphous multilayers using X-

ray reflection (---) [2] : Do = 1.07 x 10- 6 CM2,

Ea =1.b eV.

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1756

A more fruitful comparison apparently involves

diffusion of « big » interstitials in a bond-centered

configuration [18]. The most famous example is probably oxygen interstitially dissolved in silicon,

which diffuses according to the law D (cm 2S- 1) =

0.17 exp ( - 2.54 eV/kT ) not too far indeed from the interdiffusion law measured in the present work

as evidenced in figure 5. The two diffusion laws have in common a point corresponding to 676 K and have slightly different slopes.

It is probably worth to point out that the activation energy obtained in the present work might be suspected to be some sort of a lowest limit, on the ground that the composition dependance of D is

strong and that the same sample has been used to

successively measure D at 410, 418 and 436 °C.

In conclusion, we observed :

(i) saturation of the diffusion mixing in plateau stages, (ii) stopping of the diffusion mixing after crystallization of the Ge films and (iii) a diffusion

law similar to that of big interstitials in crystalline

silicon. It is thus conceivable that the interdiffusion process in amorphous Ge/amorphous Si multilayers

is dominated by non-substitutional jumps of Si

atoms into the Ge films using the pre-existing locally expanded volumes which are normal features in the structure of a random continuous network. The diffusion of Si into Ge being non-substitutional has not to be compensated by jumps of Ge atoms into

the Si films. Thus the Ge layers are progressively

consumed by the previously invoked planar growth

of a Ge-Si alloy which proceeds from interfaces and

seems to stop when the available free volume has been filled up. It would be very interesting indeed to

confirm these assumptions through direct observa- tions using cross-sectional transmision electron

microscopy.

Acknowledgments.

We gratefully acknowledge the Institut Laue-Lange-

vin for allocation of beam time (experiment number 6-14-90).

References

[1] ELLIMAN, R. G., GIBSON, J. M., JACOBSON, D. C., PORTE, J. M. and WILLIAMS, J. S., Appl. Phys.

Lett. 46 (1985) 478.

[2] PROKES, S. M. and SPAEPEN, F., Appl. Phys. Lett.

47 (1985) 234.

[3] JANOT, Chr., ROTH, M., MARCHAL, G., PIECUH, M.

and BRUSON, A., J. Non-Cryst. Solids 81 (1986)

41-51.

[4] DUMOND, J. and YOUTZ, J. P., J. Appl. Phys. 11 (1940) 357.

[5] COOK, H. E. and HILLIARD, J. E., J. Appl. Phys. 40 (1969) 2191.

[6] CAHN, J. W. and HILLIARD, J. E., J. Chem. Phys. 28 (1958) 258.

[7] ROSENBLUM, M. P., SPAEPEN, F. and TURN-

BULL, D., Appl. Phys. Lett. 37 (1980) 184.

[8] GREER, A. L., LIN, C. J. and SPAEPEN, F., Proc. 4th Int. Conf. on Rapidly Quenched Metals (T. Masumoto and K. Suzuki, eds)., Japan Insti-

tute of Metals, Sendai (1982) p. 567.

[9] CAMMARATA, R. C. and GREER, A. L., J. Non- Cryst. Solids 61/62 (1984) 889.

[10] GREER, A. L., J. Non-Cryst. Solids 61/62 (1984) 737.

[11] BRUSON, A., PIECUCH, M. and MARCHAL, G., J.

Appl. Phys. 58 (1985) 1229.

[12] PERSANS, P. D., RUPPERT, A. F., ABELES, B., TIEDJE, T. and STASIEWSKI, H., J. Physique

Coll. 46 (1985) C8-597 and private communica-

tion.

[13] BRUSON, A., DELCROIX, P. and PIECUCH, M., Proc.

Int. Conf. on Mössbauer Spectroscopy, Louvain (1985).

[14] WERNER, H. W. in Thin films and depth profile analysis, Ed by H. Oechsner, Topics in Current Physics, Springer Verlag. Vol 37 (1985) p. 5.

[15] SAXENA, A. M. and SCHOENBORN, B. P., Acta Cryst.

A 33 (1977) 805.

[16] CHEN, H. S. and TURNBULL, D., J. Appl. Phys. 40 (1969) 4214.

[17] DONOVAN, E. P., SPAEPEN, F., TURNBULL, D., POATE, J. M. and JACOBSON, D. C., J. Appl.

Phys. 57 (1985) 1795.

[18] FRANK, W., GÖSELE, U., MEHRER, H. and SEEGER, A. in Diffusion in Crystalline Solids, (Murch G. E. and Nowick A. S. eds)., Materials

Science Series (Academic Press, New York)

1984, p. 63.

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