A NNALES DE L ’I. H. P., SECTION A
C. VON W ESTENHOLZ
On the mass spectrum of Higgs particles
Annales de l’I. H. P., section A, tome 32, n
o2 (1980), p. 161-173
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161
On the
massspectrum of Higgs particles
C. v. WESTENHOLZ
Department of Mathematics, The University of Zambia,
P. O. Box 2379, Lusaka-Zambia Ann. Henri Poincare
Vol. XXXII, n° 2, 1980,
Section A :
Physique ’ théorique. ’
ABSTRACT. 2014 The mass spectrum of massive gauge
particles
which arise from a spontaneous symmetry breakdown of a gaugetheory
is investi-gated.
This spontaneous symmetry breakdown is assumed to relate to amodel with
Lagrangian
functionwhere
~) depends
on a certaintype
of gauge fieldAu
as well as onsome
Higgs
field~. V(41)
is an effectivepotential depending
on41.
It is shown
that,
in the use of R. Thom’scatastrophe theory,
there is amass matrix M = which can be derived from
V(~).
This mass-matrix describes the mass spectrum of gaugeparticles
whichacquire
a massthrough
the
Higgs
mechanism.I. INTRODUCTION
The
phenomenon
of spontaneoussymmetry breaking
can beapprehended
in the case of a
ferromagnet
idealized as an array ofindependently
orientabledipoles.
Due to the interaction ofneighboring dipoles,
the free energy F =F(M),
M denotes themagnetization,
takes its minimum values when alldipoles
are oriented in the same direction. Thatis,
below a certaincritical temperature
Tc
amagnetization M
appears which isregarded
asa
magnetic
order parameter. Otherwise stated : There is a spontaneous symmetry breakdown of the initial rotational symmetry0(3),
revealed inAnnales de l’lnstitut Henri Poincaré-Section A-Vol. XXXII, 0020-2339/1980/161/$ 5,00/
the
magnetization M.
This symmetrybreaking
masks theinitially given
rotational
symmetry (where
noparticular
direction waspreferred).
Conver-sely,
an ordered state becomes unstable if the temperature of thesystem
israised,
i. e. T > Themagnetization
vanishes and rotationalsymmetry
is restored.A
prototype
for the spontaneoussymmetry-breaking
mechanism is theLandau-Ginzburg theory
ofsuperconductivity.
Letbe the free energy
density (n
denotes « normal»).
Thecomplex Cooper- pair field 03C6
is treated as an order parameter. Below a criticaltemperature
T
T~,
F has aminimum,
i. e. theequilibrium value ~e ( 2
is determinedby minimizing
Fand thus
A model for the relativistic counterpart of the
Landau-Ginzburg theory,
the
Higgs-model,
a vortex-line model forhadrons,
is available in terms of thefollowing Lagrangian density
where
The
expressions
for and areGiven the
Higgs-model,
the aim of this paper is thestudy
of the massspectrum of
Higgs particles
related to spontaneous symmetry breakdown.II SPONTANEOUS SYMMETRY BREAKING AND MASS SPECTRUM
Consider a classical
Lagrangian
fieldtheory
withLagrangian
Landconsider the solutions of the eq. of motion which are derived from the
Annales de l’Institut Henri Poincaré-Section A
ON THE MASS SPECTRUM OF HIGGS PARTICLES 163
action
principle 5 Ld4x
=0,
C4 c[R4.
Two classes of solutions of theseC4 equations
are of relevance :(i)
Constant solutions: To be identified with thesingle
ormultiple
vacuum state
4>0’
and(ii)
Static solutions.A classification of solutions refers to certain
homotopy
groups k =1,
2 ...[1 ],
whereMo
constitutes the vacuum manifold associated with L.Mo
labels the differentpossible
vacuum states.Mo
is determinedas follows. Let
~(jc)
be aHiggs
fieldtransforming
under arepresentation
g ~ g E G of the gauge group
G. 4>
lies inMo,
the manifold which minimizes the self-interaction Assume G to acttransitively
onMo.
Then for any fixed
Mo
is the
isotropy subgroup
of G EMo
andMo
is ahomogeneous
space of G[2 ], i. e.
DEFINITION 1. - A gauge symmetry G associated with a
Lagrange
field-theoretical model is said to be
spontaneously
broken iff there existsa vacuum manifold
tor a
given
vacuum stateThe
meaning
of eq.(8)
is that the internal gaugesymmetry
group G sweeps the whole vacuum manifoldMo.
The
following
cases are to bedistinguished :
(9 a)
G ==Go :
the vacuum~o
isunique ;
the gaugesymmetry
G is an exactsymmetry.
(9 b)
cGo
c G : there is apartly spontenaeously symmetry breaking
of G.
(9 c) Go ={?}:
the gauge symmetry G iscompletely
broken.II . a.
Study
of theLagrange
model(l’)-(43.
The
Lagrangian (1’)
is invariant under the gauge group G =80(3).
=
0,1,2,
3 = Lorentzindex,
i =1, 2, 3)
and~i
denote theYang-
Mills field and
Higgs
fieldtriplet respectively
with respect to thisS0(3)-
symmetry. The vacuum solutions arewhere
(11)
is a covariant constantsolution,
=0,
of the type(i).
Onaccount of the field eq.
the solution
(11)
minimizes thepotential
energyV(/J) (eq. (3),
i. e.hence
The minimum condition
(14),
similar as eq.(2) corresponding
to theLandau-Ginzburg theory,
determines the vacuum-manifoldMo (eq. (9))
of field
configurations
that minimize the energy V :Otherwise stated : the symmetry breakdown G =
SO(3) -+- Go
=SO(2) yields
the vacuum manifoldlabelling
the differentpossible
vacuum states :Hereby,
the natural C~-actionis transitive
[2 ].
The classification of solutions to the field eq. isgiven
interms of
7L2(S2) _ 7~(SO(3)/SO(2)) = Z [7].
11. b .
Study
of the massspectrum
ofHiggs-particles
Spontaneously
broken gaugesymmetries imply
that a number of pre-viously
massless gaugeparticles acquire
a mass. Thisphenomenon
isknown as
Higgs
mechanism. The aim of this section is toshow,
that there is a mass matrix which accounts for thestudy
of the mass spectrum ofparticles
associated with aHiggs field 4> (« Higgs-particles »).
Let
be a
Lagrangian corresponding
to a gaugetheory
with spontaneous sym- metrybreakdown,
where/J) depends
on a certain class of gaugeAnnales de l’Institut Henri Poincaré-Section A
165 ON THE MASS SPECTRUM OF HIGGS PARTICLES
fields
All
as well as on someHiggs
fieldc~.
is the effectivepotential given by
and which characterizes spontaneous symmetry breakdown. The minimum condition
requires :
-,~ T i(eq. ( 13))
andExpansion
in aTaylor
series in(~ 2014 yields
Spontaneous
symmetrybreaking referring
to(without Yang-Mills fields) gives
massless(Goldstone)
bosonsby
THEOREM 1. Let
V(cp)
be invariant under the symnletryLie group
G(dim
G =n)
and ’ letwhere
~5o
E Mo is aground
state which minimizesV(p). ~f
M:= isregarded
as a mass matrix associated withV(03C6),
itenjoys
thefollowing properties:
(a)
M =(Mik)
has(n - nl)-times
theeigenvalue
0(nl -
dimGo
is thedimension
of
theisotropy subgroup Go of
G at(b)
Theremaining
nleigenvalues of Mik
al’epositive
and the inertialmasses
~’roof.
Invariance of V under the gauge group Gimplies:
By
virtue ofAik
=...,~)e(p(G)
and the transformation lawthe
increments hi
are related to the infinitesimal generators ofG,
i. e. the elements of the Lie
algebra
of the group Gby
In fact :
Hence
and thus
Differentiation of
(25) yields
which
entails, by (13) for 4>. = 4>0
The
defining
property of theisotropy subgroup Go (dim Go
=n1)
ofG,
=
~o (cf.
eq.(7))
amounts towhich
yields
The n 1 eqs.
(28)
arecompatible
with n1of
the eqs.(27).
The neigenvalues i.;
of
Mik
arepositive,
i. e. theMtk
= ~2V ~03C6i~03C6k|03C6o 0 arenon-negative
for aminimum of The
remaining (n -
eqs. then entail theeigenvalue m2
= 0 to hold. IIRemark. 2014 If
the total Hamiltonian
acting
on observables states in Hilbert space "~),
Annales de Henri Poincare-Section A
ON THE MASS SPECTRUM OF HIGGS PARTICLES 167
then
diagonalization
of the mass matrix M means, that there is aunitary
transformation U E such that
We transfer
30
into(29)
andmultiply
from the left withU -1,
so thatSince eq.
(28)
can be written as(28’)
= 0(I
annihilates the vacuum so = = 0. But also = 0. HenceTherefore, if eqs. (27)
hold * forM, they
are " also * true of thediagonal
matrixM.
Example
theorem 1. Letbe a
Lagrangian
with full invariance group G =SU(2)
xU(l),
dim G =4,
i. e. the
Higgs-field
issupposed
to beHence
and =
+ - 03BB 2
> 0 wheneverV(03C6+003C60) =
minimum.To
study
the massspectrum
of theparticles
associated with theHiggs-
one determines the transformations of G which leave invariant.
This is
equivalent
tofinding
those infinitesimal transformationswhich
satisfy
= 0(eq. (28’)),
i. e. = or = Out ofthe 4 generators x
U(l)) only
one annihilates the vacuum state4>0.
Threegive
rise to massless Goldstone bosons. To the,~2
> 0 case,however, corresponds
one massive scalar boson with mass m =In order to
study
theHiggs-mechanism
in terms of Thom’scatastrophe theory
we consider apotential
which is of the sametopological
type as thepotentials (3)
or(3’),
i. e. V : R2 -+-~,
where m E IR is assumed to be variable and
Consider now the
graph
of V : 1R2 -+- IR which is the manifoldOtherwise
stated,
M 2 is theimage
of the mapf :
f~2 -+-~3
definedby
Given the submanifold
(M2, f )
of ~3 in terms of(32)-(33)
we considernext the
spherical (or Gauss)
map[4] ]
which is a
R3-vector-valued
map onM2.
Thatis,
for p EM2,
(tangent
space of~3
atf ( p)).
The vectorbeing
an element ofS2
isa unit vector, i.
=
1. On account of the obvious identificationsand are the same
subspaces
of~3),
the linear trans- formationis then the second fundamental form of M2 at p
[2 ], [4 ],
that isM2 is endowed with the Riemannian structure induced
from f,
i. e.By
virtue of the propertyofself-adjointness:
then aij = aji = Let
(ç, m)
=(x 1, x2) :
THEOREM 2. - The matrix
representation of
thedifferential (35)
i. e.relative to the basis
{e1, e2}
-{ ~ ~x1, ~ ~x2}
in Tp(M2)
isgiven
in termso
a
potential
V : R2 -+- Rby
Annales de Henri Poincare-Section A
169
ON THE MASS SPECTRUM OF HIGGS PARTICLES
Proof
Let U c~2 ~ M2
be ahomeomorphism,
i. e.(U, ~p)
bea local chart of
M2.
The map(33)
is thengiven
asRelative to two
bases {
el, in R2 and {e’1,e’2, e’3}
in the vector-valued map
(33)
has then the matrixrepresentation
Thus,
thespherical
map(34)
is characterized in terms of the normalizedcross
product
of the two vectorssuch that
This
implies,
on account of the rule =df(X),
X ETp(M), f
E[2 ] :
hence
Thus,
since1 1
p 1 and oaxl (0) = ~V ~x2 (0)
= 0 I and oF{0)
=1,
one"
finds
and
similarly
Remark. The matrix elements a~~ relative to the basis
can also be obtained in the use of formula
(36):
An alternate version of Goldstone’s theorem
(Theorem
1 of sect. IIb)
isnow available in terms of the
following.
COROLLARY 3. - Let V :
1R2
~ IR begiven by
fixed, In variable and denote by ( x2) _ (ç, m).
Then the matrix(39)
canassume ’ one ’
of
thefollowing
£forms
For gr
~’ ~
1Mkl is of
theform (43).
Proof.
Minima of V :1R2
~IR, require
i. e. one must solve the system of
equations
Let
(ç, m)
be any solution of this system. Ifthen
(ç, m)
is a minimum. Weanalyze
" two cases.Annales de l’Institut Henri Poincare-Section A
ON THE MASS SPECTRUM OF HIGGS PARTICLES 171
(i)
gr =0,
thenThus one obtains the solutions :
A minimum
requires :
No information is obtained and further
investigation
is necessary.Thus
hence further
(geometric) investigation
isrequired
III. CONCLUSION
The way how the
Higgs-mechanism
associates massiveparticles
withgauge fields
(those corresponding
to broken groupgenerators)
can beexhibited in two different ways :
( 1 )
Consider the minimum condition( 14),
sect. II a for i. e.There is a transformation law
where
~(x)
constitutes a field which measures the amountby which
differs from the minimum value
/Jr. Substituting (44)
into theLagrangian (1’
and formula
(5)
of sect. Iyields :
The
following
can then been read off from(45) :
( j) Spontaneous
symmetry breakdown of gauge theories does not lead.to massless
(Goldstone)
bosons.( jj)
The~-field
has becomemassive,
i. e.m = + 2 2.
There are now
(n - nl)
massive vector bosons(46)
mi =They correspond
to thespontaneously
broken symmetry generators. I. e. the matrixMik (eq. (21))
of theorem 1 accounts for(n - nl)
Goldstone bosons.There is one Goldstone boson for each group generator such that 0
( =
broken symmetrygenerators).
Thesepreviously
masslessgauge mesons
acquire
now the masses(46). They
are associated with those gauge fields whichcorrespond
to the broken group generators I : 0.(jv)
Theremaining n1
vector bosons are thosecorresponding
to theexact symmetry
(isotropy subgroup Go). They
are massless.(2)
In terms of R. Thom’scatastrophe theory [3] the Higgs
mechanism isgoverned by
apotential V(m, ç) (eq. (3 " )).
The mass matrixMik
=0
~
B
J
Annales de l’Institut Henri Poincaré-Section A
ON THE MASS SPECTRUM OF HIGGS PARTICLES 173
(eq. (43)),
is derived fromV,
and contrary to the matrix(21 ),
accountsdirectly
for the massiveparticles,
whose number 1 ==2,
sincen = dim
SO(3)
= 3 and dimSO(2)
= 1. This situation reflects thecase of the
Lagrangian (45)
and(./)-(~).
The matrix(43’)
is discarded forphysical
andgeometrical
reasons.The
potential V(ç,
whencompared
with apotential
of the same topo-logical
type, that isadmits the
following interpretations :
There is an information of « mass
degeneracy »
stored in thesingularity Uo(ç)
==Vo
=1/4 ç4.
Thecorresponding
mass-matrix(39),
i. e.has
diagonal
elements 0 a22= mk
= O. These(n - nl)
vani-shing
masses areregarded
ascorresponding
toGoldstone-particles.
The universal
unfolding family [3 ],
whichcorresponds
to thegiven potential (3"),
i. e.decodes the information of mass
degeneracy
stored inU o( ç).
So we conclude that Thom’s
catastrophe theory
issusceptible
to describethe
Higgs
effect.REFERENCES
[1] SZE-TSEN HU, Homotopy Theory, Academic Press, New York, 1959.
[2] C. von WESTENHOLZ, Differential forms in Mathematical Physics, North Holland
Publishing Comp., Amsterdam, 1978.
[3] R. THOM, Stabilité structurelle et morphogénèse, W. A. Benjamin, Inc., Reading Massachusetts, U. S. A.
[4] E. KREYSZIG, Differentialgeometrie, Akademische Verlagsgesellschaft, Geest and Portig, Leipzig, 1957.
[5] C. VON WESTENHOLZ, Ann. Inst. H. Poincaré, XXIX, t. 3, 1978, p. 285-303.
(Manuscrit reçu Ie 8 1 decembre 1978)