C OMPOSITIO M ATHEMATICA
W. B. J OHNSON E. O DELL
Subspaces of L
pwhich embed into l
pCompositio Mathematica, tome 28, n
o1 (1974), p. 37-49
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37
SUBSPACES
OF Lp
WHICH EMBEDINTO lp
W. B. Johnson* and E. Odell
Noordhoff International Publishing Printed in the Netherlands
Abstract
If X is a subspace of Lp (2 p ~) and no subspace of X is isomorphic to l2, then X is isomorphic to a subspace of 1,. This main result combines with known facts to yield that a separable Yp space (1 p ~) either contains a subspace isomorphic to 12 or is isomorphic to lp.
1. Introduction
Kadec and
Pelczynski [5] ] proved
that for 2 p oo, asubspace
X of
Lp (= Lp[0, 1 ])
is eitherisomorphic
to12
or contains a smallersubspace isomorphic
tol p .
Thus if X contains nosubspace isomorphic
to
l2,
then X is modeled ratherclosely
on1 p.
The main result here estab- lishes that such an X embeds intolp.
The
principal application
of the main theorem is that for 1 p oo,a
separable 2 p
space which does not contain a copy of12
isisomorphic
to
1 p.
For 1 p
2,
a weaker version of the main result isproved:
if Xis a
subspace
ofLp
which has an unconditional finite dimensional de-composition,
then X embeds intolp provided
there is a constant K sothat every normalized basic sequence in X is
K-equivalent
to the unitvector basis for
lp.
Of course, thehypothesis
that X have an unconditional finite dimensionaldecomposition
isprobably superfluous,
butExample
1 shows that the condition on basic sequences in X cannot be weakened.
Finally,
in the last section anon-separable
version of the main result isproved; namely,
if X is asubspace of Lp(03BC)(2
poo )
for some mea-sure y, then either X contains a
subspace isomorphic
to12
or X is iso-morphic
to asubspace
oflp(0393)
for some set 0393.Our
terminology
is that of[4].
All spaces are assumed to be infinite di-mensional,
unlessexpressly specified
finite dimensional. For xEL l’
f x
denotes* The first named author was supported in part by NSF GP-33578.
2. The main result
The
technique
forproving
the main result is similar to theblocking technique
used in[4].
We first mention some notion. If A ~
[0, 1]
is a measurable set,lAI
denotes the
Lebesgue
measure of A and ~ A is thecomplement
of A in[0, 1].
If 1~ p
00 and 8 >0, Mp(03B5) = {f ~ Lp : |{t : If(t)1
~03B5~f~}|
~
03B5}.
TheMp(8)
sets were usedby
Kadec andPelczynski
in[5]
tostudy subspaces of Lp
for 2 p 00. We shall use the fact(cf. [5,
Theorem1])
thatif f ~ Mp(03B5)(2
p~), then ~f~2 ~ 8tllfllp.
If for each n,
Xn
is a Banach space withnorm ~·~n,
then(03A3 Xn)lp
denotes the Banach space of sequences
(xn), with xn
eXn
for each n suchthat ~(xn)~ = (03A3~xn~pn)1/p
00 .When we are
working
inL p ,
the sequence(hi)
shall represent the nor- malized Haar functions inLp.
These functions form an unconditional basis inLp
for 1 p 00([10]).
The
following
lemma is well known(cf.,
e.g.[12,
p.209]
forthe p
2case; the
proof for p
> 2 issimilar).
LEMMA 1:
If (xn)~n=
1 is a normalized unconditional basicsequence in Lp
with unconditional basis constant
À,
thenLEMMA 2:
If
Y is asubspace o, f Lp(p
>2) containing
nosubspace
isomor-phic
tol2 , then for any ô
>0,
there exists n such thatif
y= E ai hi
E Y and~y~
~1,
thenPROOF: We need
only
show that the inclusionmapping
of Y intoL 2
isa compact
operator. Suppose
not. Then there exists a sequence(y,,) g Y,
such that yn converges
weakly
to 0 inLp, but ~yn~2
does not converge to 0. We mayassume ~yn~2 ~
B > 0 for all n and some e. But then in theLp
norm asubsequence (yni)
isequivalent
to the unit vector basis forlp
by [5, Corollary 5],
while somesubsequence
of(yni) is, in K2, equivalent
to the unit vector basis of
12 (cf. [1 ]),
a contradiction.THEOREM 1:
If
Y is asubspace of Lp (2
p~)
such that no sub-space
of
Y isisomorphic
tol2 ,
then Y isisomorphic
to asubspace of lp.
PROOF:
By
lemma 1 we needonly produce
ablocking, Xn
=[hi]pn+1-1i=pn
of the Haar functions and a constant C oo such that if
03A3 yn ~ Y
withyn E
Xn
for each n, thenYis then
isomorphic
to{(yn)
E(S Xn)lp : L
y. EY}
and henceisomorphic
to a
subspace
oflp .
We first make the
simple observation,
(*) If E £ Lp,
dim E oo and s >0,
then there exists a 03B4 > 0 such that if A z[0, 1 ]
with1 AI ô,
thenLet A =
03BB(p)
be the unconditional basis constant of the Haar functions inLp.
Set 0 03B51(603BB)-1 andpi =
1.Inductively
wechoose Bn
>0, bn
>0,
andintegers
pi P2 P3 ... tosatisfy 03A3 03B5n (603BB)-1 and
(1) if x ~ [hi]pn-1i=1 and |A|
03B5n, thenwe
verify
that theblocking Xn
=[hi]pn+1-1pn
works.Assume y = 03A3 yn
e Y
with yn E Xn
for each n.Then, assuming
without loss ofgenerality
thatwe have
Recalling
thatSo
By (4),
or
In what follows we shall use the notation
L’
to mean summationover
only
those indices in J. Thusu’ shall have a similar
meaning.
For n E
J,
there existsLet
Then,
A1so, if
Since
and
we have from
(1)
thatThus
From
(6)
and(7)
whence
by (5),
COROLLARY 1 :
Suppose X is a separable 2pspace (1 p ~, p ~ 2)
and no
subspace of X
isisomorphic
to12.
Then X isisomorphic
tolp.
PROOF: It is known
(cf. [7])
that X isisomorphic
to acomplemented subspace of Lp. If p
>2, by
Theorem1,
X isisomorphic
to asubspace of l p .
Since X is2p, Corollary
1 of[4 ] yields
that X isisomorphic
tol p . Suppose p
2. X* isisomorphic
to acomplemented subspace
ofLq (1/p + 1/q = 1).
Now X* contains nosubspace isomorphic
tol2,
be-cause Kadec and
Pelczynski [5] proved
that everysubspace of Lq
iso-morphic
to12
iscomplemented
inLq .
Therefore X* isisomorphic
tolq
by
the first part of theproof,
whence X isisomorphic
tolp.
3.
Subspaces
ofLp(1
p2)
We first show that there is a
subspace
Xof L. (1
p2)
such thatevery normalized basic sequence in X contains a
subsequence
which isequivalent
to the unit vector basis oflp,
andyet X
is notisomorphic
to asubspace
oflp.
EXAMPLE 1: for 0 Â
1,
letXÂ
be thesubspace
of(lp
E912)zp spanned
by (Aen+c5n),
where(en) (respectively, (c5n)
is the unit vector basis forlp (respectively, l2). Since p 2, XÂ
isisomorphic
tol p .
Let X =
(03A3 X1/m)lp. Certainly
X is isometric to asubspace
ofLp
(since
as is wellknown, 12
is isometric to asubspace of Lp). By construc- tion,
there is for each M oo a normalized basic sequence(xn)
in X(namely, xn = m-1(1+mp)1/p[m-1en+03B4n]
inxl /m
for msuitably large)
such that no
subsequence (xnk)
of(xn)
isM-equivalent
to the unit vectorbasis of
lp (i.e.,
if T :[xnk] ~ lp
is the linear extension of xnk ~ ek then~T~ · ~T-1~ ~ M).
Thusby
a resultof Pelczynski’s [11],
X is not iso-morphic
to asubspace of l p .
That X has the other desired property follows from:PROPOSITION 1:
Suppose (Xn)
is a sequenceof subspaces of Lp
(1
p2)
and eachXn
isisomorphic
tol p .
Then every normalized basicsequence in X =
(03A3 Xn)’p
contains asubsequence
which isequivalent
to the unit vector basis
of lp.
PROOF:
Suppose (xn) ~ X, ~xn~
=1, (xn)
basic.For each n, let
Pn
be the naturalprojection
of X ontoXn.
Assume first thatThen a standard
gliding hump
argument shows that(xn)
contains a sub-sequence
equivalent
to the unit vector basis oflp .
If
(*)
isfalse,
we may assumeby passing
to asubsequence
of(xm),
that there is n and 8 > 0 so that
~Pnxm~ ~ 03B5
for m =1, 2, ...
Nowxm ~ 0
weakly by reflexivity
ofX,
hencePnxm ~
0weakly,
whenceby
aresult of
Bessaga
andPelczynski [1],
somesubsequence
of(Pnxm)~m=1
is
equivalent
to the unit vector basisof l p .
So assume(Pnxm)~m=1 is
itselfequivalent
to the unit vector basis oflp.
Obviously
X is isometric to asubspace
ofLp
andLp
has an uncon-ditional
basis,
so there is asubsequence (xmk)
of(xm)
which is an uncon-ditional basic sequence. As was noted in Section
2,
this means that03A303B1kxmk
convergeswhenever L |03B1k|p
oo .On the other
hand,
ifL
akxmk converges, sodoes s 03B1kPnxmk,
andhence E laklP
oo. Theiefore(xmk)
isequivalent
to the unit vector basisof
lp.
REMARK: The version of
Proposition
1 for2 ~
p oo is an immediate consequence of the results of[5].
EXAMPLE 2: J. Lindenstrauss has shown that
Proposition
1 is false if theassumption
that eachXn
is asubspace of Lp
isdropped.
We wish to thankProfessor Lindenstrauss for
permission
toreproduce
here hisexample.
For n =
1, 2,...
define anequivalent norm 1 . ln
onlp by
For
each n,
let(ec)’ 1
be the unitvector basis
ofXn .
Pick any sequence(ai)
ofpositive
scalarswith E 03B1pj
= 1. Chooseintegers
ni n2 ...so that
03B1kn1-1/pk
~ oo as k ~ oo and defineIt is clear that
(yk)
is a normalized basic sequence in X and(yk)
is1-equivalent
to each of itssubsequences.
Thus we need to showonly
that(yk)
is notequivalent
to the unit vector basis oflp .
But one seesby
pro-jecting
while the norm of the sum of the first nk unit vectors in
lp
isni!p.
Since03B1kn1
-1/pk ~ oo, thiscompletes
theproof.
We turn now to the main result of this section.We need a
preliminary
lemma which is
probably
known. Beforestating
thislemma,
we recall that the Rademacher functions(rn)
on[0, 1 ]
are definedby rn(t) =
sign [sin 2(n-1)2nt].
LEMMA 2:
Suppose
1 ~ Â 00 and ô > 0. Then there is a constant K =K(Â, ô)
so thatif (xn)
is a normalized unconditional basic sequence inLp (1 ~ p ~ 2)
with unconditional constant ~ Â and there exists apair-
wise
disjoint
sequence(Bn) of
measurable subsetsof [0, 1] satisfying
then
(Xn)
isK-equivalent
to the unit vector basis inl p .
PROOF: As was observed in Section
2,
of scalars. To get a similar
inequality going
the other way, we use the standardtechnique
ofintegrating against
the Rademacher functions(r.). (For
a morerevealing proof,
see remark 2below.)
We have
Thus K = 03BB203B4-1 is a
permissible
choice for K.REMARK 1: Our
original proof
of Lemma 2 used Khinchine’sinequality
and
produced
a worse value for the constant K. T.Figiel pointed
out tous that Khinchine’s
inequality
is not needed.REMARK 2: J. Lindenstrauss
pointed
out to us that theinequality
in the
proof of Lemma
2 is an immediate consequence of thefollowing
spe- cial case of a known(cf.,
e.g.[8,
p.22])
resultconcerning diagonals
oflinear operators:
Suppose
T :[x,,]
~(03A3 Xn)lp
is an operator,(xn)
is an unconditional basis with unconditional constant03BB,
and D is thediagonal
of T; i.e.D : [xn] ~ (03A3 Xn)lp
is definedby D(03A303B1nxn) = 03A303B1nPnTxn
wherePn : (03A3 Xn)lp ~ Xn
is the naturalprojection. Then ~D~ ~ 03BB~T~.
(Of
course, toapply
this result to derive the mentionedinequality,
one sets
Xn
=Lp(Bn)
and T :[xn] ~ Lp(~ Bn) = (:LLp(Bn))zp
is thenatural norm one
projection.)
In thé
proof
of the next theorem we use the truncation lemma of Enflo and Rosenthal[3]. Following
theirnotation,
we define for x~ Lp
and 0 k oo
Before
proving
Theorem2,
we mention someterminology.
Given af.d.d.
(En)
for X andintegers
1 = Pl p2···, let Xn
=[Ei]pn+1-1=pn.
(Xn)
isclearly
a finite dimensionaldecomposition (f.d.d.,
inshort)
for Xand is called a block f.d.d. of
(E.).
For 1
~ p
oo, let us recall(cf. [2])
that a f.d.d.(En)
is block p-Hilbertian
(respectively,
blockp-Besselian) provided
there is a constant0 K oo so that
for any block f.d.d.
(Xn)
of(En)
and any Xn EXn .
THEOREM 2:
Suppose
X is asubspace of L p (1
p2)
and thereexists
/3
co so that every normalized basic sequence in X contains asubsequence
which isp-equivalent
to the unit vector basisof lp. If
X admitsan
unconditional f.d.d. (En),
then X isisomorphic
to asubspace of lp.
PROOF:
By
lemma 1 in section2,
we have that(En)
isblockp-Hilbertian.
Suppose
0 ô03B2-1.
From[3]
it follows that(*)
for each k 00, there is aninteger
m so that if x e[Ei]~i=m
with~x~ = 1, then ~kx-x~ > 03B4.
Indeed,
if(*)
werefalse,
then there would exist k 00,integers
p1 p2 ... and xn E
[Ei]pn+1-1i=pn
with~xn~
= 1and ~kxn-xn~ ~
03B4.But
by
thehypothesis on X,
there is asubsequence (xnj)
of(xn)
so that(xnj)
isp-equivalent
to the unit vector basis oflp .
Thus for any sequence(03B1j)
ofscalars, Il 03A3 03B1jxnj~ ~ 03B2-1(03A3 |03B1j|p)1/p.
But thenby
Lemma 2.1of
[3], ~kxnj-xnj~
> 03B4 for all butfinitely many j.
This establishes(*).
Use the uniform absolute
continuity
of the unit balls of finite dimensionalsubspaces
ofLp
and(*)
to choose 0kl k1
...,integers
1 =ml m2 ..., and
03B4/2
> 03B51 > E2 > ... > 0 so that(1) if |A|
8n and x E[Ei]mn-1i=1,
thenSet
Xn
=[Ei]mn+1-1i=mn.
We will show that(X2n)
and(X2n-1)
are p-Besselian and hence
lp decompositions (since (En)
is blockp-Hilbertian).
But
(Xn)
is an unconditionalf.d.d.,
so it will also be anlp decomposition.
This,
of course,implies
the conclusion of the theorem.So suppose
xn ~ X2n.
LetAn
={t : k2n-1~xn~ |xn(t)|}
and setFrom
(2)
we have thatNow it is clear
that |An| ~ k-p2n-1,
hencewhence from
(1)
and(4)
it follows thatBut
(Bn)
ispairwise disjoint,
so if is the unconditional constant of(En)
and we set K =K(03BB, 03B4/2)
from Lemma2,
then we have from Lemma2 that
Ily xn~ ~ K-1(03A3 ~xn~p)1/p.
Thus
(X2n) is p-Besselian. Similarly, (X2n-1 ) is p-Besselian,
so theproof
is
complete.
4. The
non-separable
caseIn this section we show that Theorem 1 has a
non-separable analogue.
(The possibility
of such a theorem wassuggested
to usby
J. Linden-strauss. )
THEOREM 3:
Suppose
X is asubspace of Lp(p)(2
p~) for
somem easure y.
If no subspace of X
isisomorphic
to12,
then X isisomorphic
to asubspace of lp(r) for
some set r.PROOF: It is known that X has a normalized Markuschevich basis
(x., X:)exeA; i.e., IIxexll
=1, [x«] - X,
and(x*03B1)
separates thepoints
of X
(so
that[x*03B1]
= X*by reflexivity
ofX). Indeed,
Markuschevichproved
that
separable
spaces have Markuschevich bases so thegeneral
casefollows from this result and transfinite induction
by using
Lindenstrauss’decomposition
ofgeneral
reflexive spaces via’long sequences’
of pro-jections (cf. [6]).
As is well
known, Lp(p)
is isometric towith
each M,6
a finite measure(or, possibly,
dimLp(03BC03B2) = 1). For 03B2
E Adenote
by Po
the naturalprojection of Lp(03BC)
ontoLp(03BC03B2).
Given
fi
EA,
letN03B2 = {x03B1 : P03B2x03B1 ~ 01.
Observe thatNp
is countable.Indeed,
otherwise there is e > 0 and a sequence(x03B1n)
inNp
withP03B2x03B1n
EMp(03B5)
andinfn~P03B2x03B1n~
> 0. Now xan w0,
hencePpXCXn
w0,
whence
by Corollary
5 of[5],
we may assumeby passing
to a subse-quence of
(P03B2x03B1n)
that(P03B2x03B1n)
isequivalent
to the unit vector basis ofl2 . However,
since X contains nosubspace isomorphic
to12
and[xan ] isometrically
embeds intoLp,
it also follows from[5]
that some sub-sequence of
(XCXn)
isequivalent
to the unit vector basis oflp. This,
of course,is
impossible
for p > 2.For a E
A,
letAcx = {03B2
e A :P.8 x,, e 0}.
Sinceit is c lear that
039B03B1
is countable. Nowfor fi
EA,
defineNp
andL"
induc-tively by
Let
Certainly A03B2 andr,6 are countable,
while for03B21
~03B22,
eitherAu, = A03B22
and
039303B21 = rp2
orAp,
nA03B22 = ~ = roi
nrp2.
Thus A can be writtenas a
disjoint
union~03B3~0393B03B3
and there aredisjoint
sets(C03B3)03B3~0393 ~
039B so that(i) B.
andCy
are countableBy (i) Xy
isseparable
and thus isÃ-isomorphic
to asubspace
oflp (where
Âdepends only
onp) by
Theorem 1. But X =(03A3 Xy)zp(r) by (ii),
so X isÃ-isomorphic
to asubspace
of(03A3 lp)lP(0393) = lp(0393).
REMARK 1:
Suppose X
is a Banach space everyseparable subspace
of which
isomorphically
embeds intolp.
Then X embeds intoLp(03BC)
forsome measure y
by
the results of Lindenstrauss andPelczynski, [7].
If2 p oo, then X embeds into
lp(F)
for some I’by
Theorem 3. Wedon’t know if this result is valid also for 1
~ p
2.(It
does followeasily
from the truncation lemma of
[3 ]
that such an X isseparable
if 1~ p
2and Il is
finite. )
Added in Proof
REMARK 2: Since the truncation lemma of Enflo and Rosenthal
[3]
is valid for
L1,
theproof
of Theorem 2 shows that if X zL1
has anunconditional f.d.d.
(En)
and there is 03BB > 0 so that every normalized basic sequence in X has asubsequence 03BB-equivalent
to the unit vectorbasis
of l1,
then there is ablocking (Xn)
of(En)
with(Xn)
andh
decom-position.
Inparticular,
an unconditional f.d.d. for asubspace of ll
canbe blocked to be an
11 decomposition.
REMARK 3: THEOREM 4: Let 2 p oo,
let y be
afinite
measure,and let X be a
non-separable subspace of Lp(03BC).
Let a dens Xif
thedensity
characterof
X is the limitof
anincreasing
sequenceof smaller cardinals,
and set a = dens X otherwise. Thenl2 (a)
isisonlorphic
to a sub-space
of X.
PROOF: Assume
w.l.o.g. that y
isproduct
measureon {-1, 1}I
withmeasure {-1} = measure {1} - 2
in eachcoordinate,
and that{i
E I: xdepends
on i for some x~ X} =
I(so
that dens X =|I|).
It is sufficientto show that there is an unconditional basis set A in
X with |A|
= dens X.Indeed,
we then have that B - A nM,(e)
hascardinality
at least a forsome e
0,
henceby Corollary
4 of[5],
B isequivalent
to the unit vectorbasis for
12 (|B|).
By
Zorn’s lemma there is a subset A of X maximal with respect to(*)
every finite subset of A can be ordered to form amartingale
differ-ence sequence.
A is an unconditional basis set
by
theBurkholder-Gundy
Theorem(cf.
D. L. Burkholder: Distribution functioninequalities
formartingales.
Ann.
of
Prob. 1(1973) 19-42,
so wecomplete
theproof by showing JAI
= dens X.Let J =
{i
e I : xdepends
on i for some x eA}.
Since each xdepends
on
only countably many i, |J|
=|A| (the
argument below shows that A is infinite so thisfollows). Letting
P be the conditionalexpectation projection
onLp(03BC)
determinedby
thesub-sigma algebra generated by J,
we have that Px = x for each x e A and dens range P =
IJI.
Now ifdens X >
JJJ,
thenby
thereflexivity
of X the restriction of P to Xcannot be one to one.Choosing x
e X with x ~ 0 and Px =0,
we have thatA u
{x}
satisfies(*),
which contradicts themaximality
of A. Thus|J|
= dens X =|I|,
and theproof
iscomplete.
We wish to thank L. E. Dor for useful conversations
concerning
Theorem 4.
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[3] P. ENFLO and H. P. ROSENTHAL : Some results concerning LP(03BC)-spaces (to appear).
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and(03A3Gn)co.
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(Oblatum 17-IX-1973) The Ohio State University COLUMBUS, Ohio 43210 U.S.A.