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Complex-barrier tunnelling times

Fabio Raciti, Giovanni Salesi

To cite this version:

Fabio Raciti, Giovanni Salesi. Complex-barrier tunnelling times. Journal de Physique I, EDP Sciences,

1994, 4 (12), pp.1783-1789. �10.1051/jp1:1994220�. �jpa-00247032�

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Classification Physics Abstracts

73.40G 03.80 03.658

Complex-barrier tunnelling times(*)

Fabio Raciti and Giovanni Salesi

Dipartimento di Fisicaj Università Statale di Catania, Catania, Italy I.N F-N-j Sezione dl Catania, Catania, Italy

(Received 24 August 1994, received in final form 9 September 1994, accepted 20 September 1994)

Abstract. In this paper we calculate trie analytic expression of trie phase lime for trie

scattering of an electron off

a

complex square barrer As is well known trie (negative) imagmary part of trie potential takes into account, phenornenologically, trie absorption. We mvestigate trie Hartman-Fletcher elfect, and find that it is suppressed by trie presence of a (non negligible)

imagmary potential. In factj when a sufàciently large absorption is present, trie asyrnptotical

transmission speed is finite. Actually, trie tunnelhng time does increase lmearly with trie barrier width. A recent optical experirnent seerns to be

m agreernent with our theoretical expectation.

l. Introduction.

In recent titres trie longstanding question of trie tunnelling titres bas acquired new urgency because of the recent experimental results claiming for superluminal tunnelling speeds. The problem of defining tunnelhng times has a long history, since it arose in the foities and fifties [1-3] simultaneously with the fundamental problem of introducing lime as a quantum me-

chamcal observable and, m particularj of a definition (in Quantum Mechamcs) of the collision durations. Furthermorej a corpuscular picture of tunnelling is very hard to be realized be-

cause of the lack of a direct classical limit for the sub-barrer particle paths and velocities.

Nevertheless~ vanous typical definitions for the time spent by a particle in the classically for- bidden regions have been proposed [4, Si; we underline that the differences among them are not only merely formol but, on the contrary~ they are a consequence of different views, physical interpretations and experimental expectations. Let us quote, mcidentally, the most important definitions of the tunnelling times:

a) the dwell time [4-6]. i-e, the time spent inside the barrier, averaged over all the incoming particles,with no distinction between transmission and reflection channelsj

(* Work partially supported by INFN

© Les Editions de Physique 1994

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1784 JOURNAL DE PHYSIQUE I N°12

b) the local "Larmor times" [6]: 1e., the traversal time as measured by the spin precession of the tunnelling particle in a uniform infinitesimal magnetic fieldj

c) the "complex time approach" [Sj 7]: a quantum extension via path integral averages

over the classical paths of the classical complex time spent by the particle in the scattering

processj

d) the "Buttiker-Landauer" times là, 6~ 8] namely interaction times of the particle with a time modulated barrierj

e) the so called "spatial approaches" là, 9], based on the probabilistic quantum standard interpretation of the flux densities J[~, ii involved during transmission and reflectionj

f) the ordinary "phase times"~ il, 2, 4, Sj 11~] or group delays: 1-e-, the times taken by quasi-

monochromatic wave packets to appear on the other side of the barner~ as given by the sta-

tionary phase approximation.

Before going onj let us stress the important fact that many of those theoretical pictures do imply the so-called Hartman-Fletcher effect [11~]j that is to say the surprising occurrence, for sufliciently opaque barriers, of tunnelhng delays mdependent of the barr~er width. Namelyj

those delays imply traversal mean group velocities larger than the light speed in vacuum.

Recent optical expenment seem to confirm the existence of superluminal tunnelling speeds [11]. They can be grouped in 3 main classes:

1) evanescent wave propagation in a low dielectric constant region, separating two regions of higher dielectric constant or~ similarly, in optical devices allowing for frustrated total internal

reflection;

2) propagation of a Gaussian light pulse through an anomalous dispersion mediumj 3) evanescent microwaves in a wave guide below cut-off.

We are particularly interested in evanescent microwaves since the recent optical experiments by Nimtz et al. [12] agree with our quantum mechanical calculation. The analogy between quantum tunnelhng and propagation of microwaves in wave guides is based on the fact that the group velocity is obtained from the derivative of the transmission amplitude in both cases.

Moreover the Schroedinger equation is formally identical to the Helmholtz equation for the

propagation of a scalar field, electric or magnetic component of the wave:

d~~fildz~ + k~~fi

=

l~

where k is the wave number. Thus is possible to simulate quantum tunnelhng studying the

propagation of e.m. waves in wave guide, where the region below the cut off is the equivalent

of the quantum barrier [11]. The connection between the Schroedinger equation and the Helmholtz equation is also vahd for the Dirac equationj which is a relativistic equation. Using

the Dirac equation instead of the Schroedinger equation we obtain again the Hartman effect,

so that this effect is not a "wrong" quantum mechanical effect due to the fact that one is not using a relativistic equation (this has been showed by C.R- Leavens).

Dur proposal in this paper is studying the tunnelhng time and the Hartman-Fletcher effect

in the presence of absorption. To that purpose we introduce a complex square potential (with

a negative immaginary part) such non-real potentials are customary in scattering theory and

in nuclear physics (where they are named optical potentials). We shall show that the non

reality of the effective Hamiltonian (related to the existence of other interaction channels) does

in general destroy the Hartman-Fletcher effect. Superluminal speeds can be achieved only if the imaginary part of the Hamiltonian is chosen sufliciently small. Let us notice that these

theoretical predictions are in agreement with the experimental results obtained by Nimtz et al. at Cologne [12] employing evanescent microwaves in absorptive wave guides below cut-off.

In this context, the most suitable and natural theoretical approach for the evaluation of the

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global tunnelling times and of the mean tunnelling speeds is perhaps trie most "direct" one~

trie phase time approach already mentioned in f): thus, m trie following we are going to adopt such a theoretical approach.

2. Analytic calculation of trie phase time.

Following the ordinary procedures employed in references [11~], the group delay for quasi-

monochromatic packets m the stationary phase approximation~ is given by:

ôT(E)

=

&((arg AT) (la)

where E is the mcoming particle energy, AT is the (complex) transmission amplitude and is the reduced Planck constant. The global tunnelling time is given, as usualj by the sum of the

semiclassical traversal and delay time:

T

=

T~ + ôT(E) (16)

In order to find out the analytic expression for AT we have to solve the (stationary) Schroedinger equation with a potential different from zero only in the interval (l~,a)j namely:

V(~)

=

Vo ivi

j

z E (l~j a) (2)

Let us observe that:

lfiI

"

lfi>n + lfiR

"

e~~~ + BIe ~~~

and

film + lfiT

#

Àme~~~

as in the real potential case (with k~

=

2mE/&~)j while <II is obtained by solving the Schroedinger equation in the barrier region:

ÎÎ~ ~ Î~~ ~ ~ ~~~~ ~ ~~~

Thusj we get for ~fiiI the following expression:

4II

"

Alie~~°~ + BIIe~~~II~ (4)

'~~~~~

~ii + ~/2m(E vo + ivi)/à (Sa)

Let us notice that equation (Sa) implies that kII is a complex quantity:

kil + f + i~ (Sb)

where (, ~ are real numbers.

In the E < Vo case we get:

f

=

lw/&)~Î/(E Vo)~ + Vi~ IA E) 16a)

and:

~

=

(W/&) /(E vo)2

+ K~ + (Vo El (6bl

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1786 JOURNAL DE PHYSIQUE I N°12

Imposing the continuity boundary conditions for # and its derivative, 1e.:

lfiI10)

=

i~II(oli IfiII(tl)

"

4III(tl)1 lfil(o)

"

lfill(o)1 lfill(tl)

"

lfilII(tl)

we get, after some algebra, the expression for AT + AIII 4kkIIe~~iI~e~~~~

(7a)

~~ k2 + k)1(1 e2~~II~) + 2kkii(1 + e~~~~~~)

Since we are interested in determining # e arg AT let us express Aj~ in agebraic formj e-g-

~~~ ~~ Îkli ~~

~ ~~~ 2kÎi ~~ ~~~~

~~~~~'

A + ((k~ + kiikli) ~~~~

B + ~(kiikii k~) (8b)

C a 2kkiik(1 (8c)

z % sin fa cosh ~a (8d)

y + cos fa sinh ~a (8e)

w e cos fa cosh ~a (8f)

r + -sm fa sinh ~a (8g)

Thus we may write:

~ ~~~ ~~ ~~~~~~~ Î~ÎÎ+ ~~'

~~~~

After some manipulations, quantity # can be written as follows:

~ ~~~~~~~ ÎÎÎÎÎÎÎ

A Î~II~ÎÎÎ Î Î ~~'

~~~~

According to equation (16) the tunnelhng time is:

T(E)

=

Î + &£(arg AT

"

&£(arg AT + ka) (11~)

where ~

=

hk/m.

By inserting equation (9b) into equation (11~) we get~ after some elaborations (see trie Ap- pendix), the rather comphcate expression:

T

=

(11)

where

n e sin2(a[(-am~t/&~p~)(C~ B~ A~ + (A'C AC')]

+ cos 2(a[2BCam~/(&~p~ )] + sinh 2~a[(am( /&~p~ )(A~ + B~ + C~

+(BC' B'C)] + (2am(AC/h~p~ cosh 2~a + 2(A'B AB')(sin~ fa + sinh~ ~a)

(1la)

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an d

d + 2(A~ + B~ (sin~ fa + sinh~ ~a) + 2AC sinh 2~a

(11b) +2BC sin 2(a + 2C~ (cos~ fa + smh~ ~a)

Since we want to check the occurrence of the Hartman-Fletcher effect~ we are interested in

studying the opaque barrier limit. That is~ we are interested in the asymptotic condition:

akiik(1 » 1 (12)

(13)

~~~~~ ~~~~~~

T~~~

"

fi(/~~2)

that is~ T~~Y is directly proportional to the barrier width. In other words the mean tunnel speed ~i is asymptotically

~i +

~

"

~~~~ ~ ~~~

(14)

T~~Y In~

Thus, we do not obtain the Hartman-Fletcher effect and the saturation of the transmission times anylonger, but a limiting speed as it is shown in equation (14). Nevertheless, as we can deduce from (14), for sufliciently small values of (~ i-e- in the case of low absorption, we get:

~l

-

oQ

so that superluminal tunnelling velocities are not a priori forbidden.

3. Conclusion.

Most of the theoretical models proposed for the tunnelling time give rise to the Hartman effect~

1-e- to an anomalously short tunnelling time. In the very last years the phase time approach, as

well as the Hartman effect, has received experimental confirmation by several groups which ex-

pIoited the analogy between tunnelling particles and evanescent electromagnetic waves. Thus,

we propose to extend this approach to the case of a complex potential~ m order to introduce

an absorption charnel. Dur calculations shows that a strong absorption tends to destroy the Hartman effect and agree with the experimental results of Nimtz et al. However, although

aII those experiments do confirm the Hartman effect, there are controversial opinions about

the mterpretation of this effect and the possibility of superluminal signal transmission. In our

opinion~ for a better physical interpretation of this phenomenon one should also study the distributions of tunnelling times and the distortion of the wave packet. Work is m progress m

this direction.

4. Appendix.

Dur starting point will be the analytical expression for #, already written in (9b). Thus, we

can calculate the global tunnelling time (ll~) and obtain that in the general case:

((#+ka)=j

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1788 JOURNAL DE PHYSIQUE I N°12

~~~~~

n + (i / cosh~ fa) (sin fa cos ~a[a~'(C~ B~ A~)

+(A'C AC' )] + a~'BC(sin~ fa cos~ fa)

+ tanh ~ta[al'(A~ + B~ + C~) + (BC' B'C)]

+al'RC il + tanh~ ~a) + (A'B AB')(sin~ fa + tanh~

~a cos~ ~a)

and

~ ~ ~ ~ ~

de (A +B )(sin fa +tanh ~acos fa) + 2ACtanh~a +C~ (cos~ fa + sin~ fa tanh~ ~a) + ~~ ~~( ~~~,

cosh ~a

symbol i meaning derivation with respect to the energy.

At this point~ we can check our comphcated formula in the special case

=

l~. Let us observe that the assumption Vi

"

l~ implies:

i

=

o, i'

=

o~ ~'

=

-m/à2(1/~) k'

=

m/à2(1/k)

and also:

A

=

l~ A'

=

l~ B

=

~~ ~k~ B'

=

3~~~J' /k~ 2~kk'

C

=

2k~~ C'

=

2~~k' + 4~~'k

After some manipulations, we get the expression for the phase time in the particular case

Vi

"

l~:

~~~ ~ ~~~~"° ~~~~~~~~~ÎÎmÎÎ~)

ÎÎÎÎÎÎÎ~Î~Î~~~~ ~~~~ ~~~

If we define (2mVo/&~)~ e k( and D e [(2m/&~)V/ sinh~a~ + 4k~~~]~ we realize that our expression is identical with equation (12a) of reference [Si. After this check, we can now go back to the general expression (II) of the tunnelhng time which after further algebra

can be written:

r

=

~

d where now

n + s1n2(a[(-am~J/&~p~)(C~ B~ A~) + (A'C AC' ii

+ cos 2(a[2BCam~/(&~p~)] + sinh 2~a[(am(/&~p~)(A~ + B~ + C~) + (BC' B'C)]

+(2am(AC/h~p~) cosh 2~a + 2(A'B AB')(sin~ fa + sinh~ ~a)

and

~ ~ ~ ~

d a 2(A + B )(sin fa + sinh pa) + 2AC sinh 2~a + 2BC sin 2fa

+ 2C~ (cos~ fa + sinh~ ~a) Acknowledgments.

Special thanks are due to Prof. V.S Olkhovsky for having suggested this work~ and to Profs.

E. Recami and V.S. Olkhovsky for stimulating discussions and their continuous help. We also

thank Profs. S. Sambataroj R. Mignani and Drs. G. Andronico, G. Angilella, P. Falsaperlaj

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A.Lamagna, G-D- Maccarrone, R. Maltese. At lastj the collaboration of G. Navaj S. Parietti, Dr. P. Saurgnani and T. Venasco is also acknowledged.

References

Iii Eisenbud L,j "dissertation" (Princeton Univ.,1948).

[2] Bohrn D.j "Quantum Theory" (Prentice Hall; New Yorkj 1951).

[3] Wigner E.P., Phys. Reu. 98 (1955)145.

[4] Hauge EH. and Stoveng J A., Reu. Med. Phys. 61 (1989) 917.

[5] Olkhovsky V S. and Recami E.j Phys. Rep. 214 (1992) 340.

[6] Buttiker M., Phys. Reu, B 27 (1983) 6178;

Smith F T., Phys Reu 118 (1960) 349,

Olkhovsky VS., Sou. J. Part. Nucl. 15 (1984) 130-148

iii Sokolovski D. and Baskin L.M., Phys Reu A36 (1987) 4604.

[8] Buttiker M. and Landauer R, Phys. Reu. Lent. 49 (1982) 1739j Phys. Scr. 32 (1985) 429j IBM J. Res. Deu. 30 (1986) 451.

[9] Buttiker M. and Landauer R, J Phys C21 (1988) 6207j

Ohmura T., Progr. Theor. Phys. Sz~ppl 12 (1964) 108, Barton G., Ann. Phys (N. Y ) 166 (1986) 322.

[10] Hartman T.E, J. Appt 33 (1962) 3427;

Fletcher J-R-, J. Phys. C18 (1985) L55.

iii] Chu S and Wong S., Phys. Reu Lett. 48 (1982) 738j

Steinberg AM-, Kwiat P-G- and Chiao R-Y-, Phys. Reu. Lent 71 (1993) 708; Physica 8175

(1991) 257; Scientific American (Aug. 1993) p 38;

Enders A. and Nimtz G-j Phys, Reu 847 (1993)j J. Phys. I France 2 (1992) 1693j "Evanescent Mode Propagation and Quantum Tunnehng"j to appear m Phys. Reu. E (1993);

Ranfagni A,j Mugnai D. and Agresti A., Phys. Lent. A175 (1993) 334.

See also trie theoretical works. Sornrnerfeld A,j Z. Phys. 8 (1907) 1841j

Brillouin L., "Wave Propagation and Group Velocity" (Acadernicsj New York, 1960)j

Bosanac S, Phys. Reu. A28 (1983) 577j

Jackson J.D., "Classical Electrodynarnics" (J. Wiley lc Sonsj New Yorkj 1974);

Garrett C.G.B, and Mccumber D.E,j Phys. Reu. A1 (1970) 305j Martin Th. and Landauer R

j

Phys. Reu. A45 (1992) 2611.

il 2] Nimtz G

,

Proceedings of trie Erice International Course on: "Advances in Quantum Mechanics", 16-28 Febr, 1994,

Nimtz G

,

Spieker H, and Brodowsky H M., "Tunnehng with Dissipation"- prepnnt.

[13] Landauer R-j Martin Th.j Reu. Med Phys (January 1994)

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