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HAL Id: jpa-00211114

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Submitted on 1 Jan 1989

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Polymer adsorption : bounds on the cross-over exponent and exact results for simple models

E. Bouchaud, J. Vannimenus

To cite this version:

E. Bouchaud, J. Vannimenus. Polymer adsorption : bounds on the cross-over exponent and exact results for simple models. Journal de Physique, 1989, 50 (19), pp.2931-2949.

�10.1051/jphys:0198900500190293100�. �jpa-00211114�

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Polymer adsorption : bounds on the cross-over exponent and

exact results for simple models

E. Bouchaud (1) and J. Vannimenus (2, 3)

(1) ONERA, 29 av. Division Leclerc, B.P. 72, 92320 Chatillon Cedex, France

(2) Institut Laue-Langevin and Laboratoire Louis-Néel (*), 38042 Grenoble Cedex, France

(3) Laboratoire de Physique Statistique de l’ENS (**), 24 rue Lhomond, 75231 Paris Cedex 05, France

(Reçu le 28 février 1989, accepté sous forme définitive le 5 juin 1989)

Résumé.

2014

Nous donnons des bomes supérieure et inférieure pour l’exposant 03A6 de cross-over, dans le problème de l’adsorption d’un polymère sur une surface attractive impénétrable. Ces

bornes sont bien vérifiées pour des modèles exactement résolubles, le polymère réside sur un

réseau fractal. Dans l’un de ces modèles nous observons également un point multicrique, une

transition d’effondrement en volume coexiste avec une transition d’adsorption en surface. Une méthode simple de renormalisation dans l’espace réel est présentée pour le réseau carré, elle donne 03A6 = 0,48, en bon accord avec la valeur présumée exacte 03A6 = 1/2, qui coincide avec notre

borne supérieure.

Abstract.

2014

We provide an upper and a lower bound for the cross-over exponent 03A6 in polymer adsorption on an impenetrable attractive surface. These bounds are shown to be verified for

exactly solvable models where the polymer resides on a fractal lattice. In one of these models we

also find a multicritical point where a bulk collapse transition and a surface adsorption transition

coexist. A simple real-space renormalization scheme is presented for the square lattice, it gives 03A6

=

0.48, in close agreement with the presumably exact value 1/2, which coincides with our upper bound.

Classification

Physics Abstracts

36.20E

-

64.60A

-

82.65

Introduction.

Polymer adsorption on a rigid, impenetrab’le substrate provides a nice example of a situation

where contact can be made between a domain of practical and technological importance [1]

and the powerful methods of modern statistical physics. This has motivated much fundamental work in the recent years [2, 3], in particular for the limit of high dilution in a good solvent,

where only one chain interacting with an attractive wall is considered. This case is well

(*) Laboratoire propre du CNRS.

(**) Permanent address : Unité de recherches associée au CNRS et à l’Université Pierre-et-Marie Curie.

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:0198900500190293100

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understood physically by now as a surface critical phenomenon : there exists an unbinding temperature, analogous to a tricritical point, and in its vicinity a cross-over regime is observed where simple scaling laws hold. The polymer forms a self-similar adsorbed layer with a slowly decaying (power law) density profile and the corresponding critical exponents can be computed using renormalization methods [4] or numerical approaches [5, 6]. Recent work has made this picture still more quantitative, with conjectures for the exact values of some critical exponents in two dimensions [7, 8] and detailed studies of the case of a 0-solvent, where subtle

logarithmic corrections appear [9].

In the present paper we contribute several more pieces to that general frame : first, we provide a lower bound on the cross-over exponent 0 which governs the region where critical

scaling holds, by comparing the cases of penetrable (e.g., fluid-fluid) and impenetrable (solid wall) surfaces. For a space of fractal dimension dF and an adsorbing surface of dimension

ds, this bound is ~> 1 - (dF - ds ) v , where v is the gyration radius exponent for the polymer

in the swollen coil state in bulk solution. An upper bound, ~ ds/dF, is obtained as a

consistency condition for adsorption to occur when the self-repulsion energy is of the same order as the attractive energy due to the interface. That bound is reached in the case of chains in bad solvents which form collapsed globules in bulk solution. For adsorption at the (Euclidean) surface of a standard (Euclidean) space of dimension d, the upper bound is

(d -1 )/d, and in two dimensions, it coincides with the value 0 = 1/2 recently obtained through a conformal invariance argument by Burkhardt et al. [8], thus giving some insight into

the physical meaning of this striking result.

Two models of polymer adsorption with excluded-volume effects are solved exactly in the

second and third parts. The only solvable models of adsorption until now are restricted to Gaussian chains [10] or to directed walks [11], so they do not take excluded-volume effects into account and cannot be used to test some of the basic physical features of the scaling approach. In the models considered here the polymer is represented by a self-avoiding walk (SAW) restricted to the bonds of a fractal lattice, such as a Sierpinski gasket. We find that an adsorption transition does occur on these lattices, when one boundary of the fractal is made attractive, and the cross-over exponent satisfies the bounds derived in the first part. These bounds turn out to be rather narrow, so these results provide a stringent test of the scaling assumptions made in their derivation

-

e.g., 0.7925 0.7481 -- 0.720 for the 3-d

Sierpinski gasket.

Moreover we are able to study the behaviour of the adsorbed polymer at a 0-point, when a collapse transition occurs in the bulk phase due to attractive monomer-monomer interactions

[12]. The surprising finding is that the standard symmetric multicritical point which would be

naively expected is unstable. The unbinding transition at the 0 temperature is associated with

a novel type of anisotropic multicritical point.

In the last part a simple real-space renormalization group (RSRG) approximation is presented for adsorption on the square lattice, using three parameters in the recursion relations. This scheme has the advantage over the previously proposed two-parameter approximations [13] of being more physically transparent and it gives a result 0

=

0.48 close

to the presumably exact value 0 = 1/2 [8]. We discuss briefly the relation of that approach

with the study of real-space renormalization groups for surface problems made by Burkhardt

and Eisenriegler [14].

1. The cross-over exponent : physical meaning and bounds.

1.1 THE PROBLEM OF ADSORPTION. - In this section, we extend previous theories of

polymer adsorption [6, 17] to the case where the polymer is constrained to lie on a fractal

lattice of fractal dimension dF, in the vicinity of an attractive surface of fractal dimension

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ds. The usual situation for a d-dimensional Euclidean lattice is recovered for dF

=

d and ds = d - 1.

1.1.1 Description of the model.

-

The surface may be either impenetrable (solid wall) or penetrable (fluid-fluid interface). Each monomer coming in contact with the wall receives an

energy Es (Es 0), while all the others have an energy Eb. An infinite coil with one end attached to the surface will not

«

stick » to the surface (i.e. the fraction of monomers lying on

the surface will not be finite) unless the difference Es - Eb reaches a critical value 0394E. As we shall argue farther, this value is zero in the case of a penetrable interface, while it is

strictly negative in the case of an impenetrable wall. In any case we define the dimensionless parameter 6 as follows [15] :

where kB is the Boltzmann constant and T is the temperature. Adsorption corresponds to positive values of 8.

A finite chain will not undergo a sharp phase transition. The cross-over between the

adsorption and the depletion regimes will take place for values of 8 verifying :

where N is the total number of monomers (see Fig. 1). This inequality defines the cross-over

exponent 0. Adsorption corresponds to à > N -~

Fig. 1.

-

Schematic diagram showing the different types of polymer behaviour, according to the

number N of monomers and the interaction energy Es with the wall. In the adsorption regime, the

number of monomers in contact with the wall is proportional to N, while in the cross-over region it

behaves as N ~. A phase transition occurs in the limit N , oo, for a critical value Es - Eb

=

dE.

1.1.2 Structure of the adsorbed chain.

*

The cross-over region.

-

In this region, the number M of monomers in direct contact with the surface can be estimated in the following way. In the cross-over region defined above

(Eq. (2)), no

«

surface order

»

can take place because thermal fluctuations are dominant. This

means that the total excess surface energy M 8 kT is smaller than kT in this region, being precisely of order kT on the cross-over line. Then :

on this line, in agreement with the results of Eisenriegler et al. [6].

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A usual and intuitively reasonable assumption is that in this region the chain is roughly isotropic, having both parallel and perpendicular extensions of the order of the bulk

(dF-dimensional space) gyration radius R - aN ’ (where a is of the order of the monomer size or, equivalently, of the lattice spacing). This is indeed verified in the solvable models studied below. Thus the surface occupied by the chain is of order N vds

and the average number of

monomers at a distance z from the surface may be written as (N Jlds tP (z ) ). Let us also define p (z), which is the number of accessible sites on the fractal set, at a distance z from the fractal interface :

with

In fact, the well-behaved quantity would in general rather be the integrated density

(f p (z ) dz ), but this does not change the argument.

By analogy with the case of standard lattices, we assume that 0 (z ) has the following power- law behaviour

where 0 s is the surface fraction of monomers in contact with the adsorbing subspace :

Writing that N is the total number of monomers, we get the relation

which leads to a relation between m and 0

consistent with the condition m +x * 1 assumed in its derivation. Note that when

dF is equal to (ds + 1), we recover de Gennes and Pincus’

«

proximal exponent » [16, 17].

*

The adsorption regime.

-

In the adsorbed regime, the number M of monomers which are

in direct contact with the surface is proportional to the total number N. In order to estimate M in the two regions, we make the following standard scaling assumption

which implies in the adsorbed regime

Let us consider the largest subpart of the chain which remains unadsorbed [18, 19]. Let D be

the size of this

«

blob », and g the number of monomers it contains (Fig. 2). By definition, its

surface excess energy is of order kT :

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Fig. 2.

-

A polymer on an attractive surface (hatched area) in the adsorption regime : flat regions in

contact with the wall (« trains ») coexist with unadsorbed isotropic

«

blobs

»

(delimited by dashed circles).

Being in the crossover region, this subpart of the chain is still isotropic, so

implying

The meaning of D is the following : at length scales smaller than D, the chain is isotropic, exhibiting a local dF-dimensional behaviour, while at larger length scales the behaviour is

ds-dimensional. Thus the perpendicular extension of the adsorbed

«

pancake

»

is of order D :

while its parallel extension RII is the radius of a ds-dimensional polymer having monomers of

size D :

where v’ is the ds-dimensional critical exponent.

1.2 UPPER AND LOWER BOUNDS FOR THE CROSS-OVER EXPONENT.

-

Until now, the value of the exponent 0 has remained undetermined. However, we have seen that it is of primary importance because it is needed to evaluate all the physical observables of the problem. In

this section, we determine the accessible values of 0 [19, 20].

1.2.1 Comparison between the cases o f the penetrable and the impenetrable surfaces : a lower

bound for 0.

-

We now come back to the comparison between the penetrable and the impenetrable surfaces. In the latter case, even when there is no gain in energy for a monomer

on the surface, i.e. when Es

=

Eb, there is an entropy loss per monomer on the wall because it is impenetrable : once a monomer lies on the wall, the following segment has a restricted orientational choice. In the former case, on the contrary, configurations spanning through the

surface are allowed, and there is no loss of entropy per monomer to take into account. Thus

Es

=

Eb also corresponds to a zero gain in free energy per monomer on the surface and the

adsorption threshold in this case is just

In the impenetrable case, the energy difference (Es - Eb) must compensate for the entropy loss :

JOURNAL DE

PHYSIQUE. -

T.

50,

N.

19,

lcr OCTOBRE 1989 149

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We now evaluate the number of monomers on the surface in the two situations. In the case of the penetrable interface, because AE is strictly zero, the surface, at threshold, is only a

fictitious ds-dimensional subspace intersecting an isotropic dF-dimensional SAW. The fraction of monomers lying on it is then proportional to the ratio of the surface of the intersection to the volume of the chain :

or :

O O

where 0 p is the cross-over exponent relative to the penetrable interface, so that finally

Note that this value corresponds to the result of Bray and Moore [21] when dF is equal to (ds + 1 ), in particular for Euclidean spaces.

Furthermore, using relation (6), we note that this value of 0 leads to a proximal exponent

m

=

0, i. e. , to a flat density profile (per accessible site), which is a natural consequence of the presence of a perfectly neutral interface. On the contrary, an impenetrable wall being already

attractive at threshold, one expects the density to start decreasing away from the wall, ,so the exponent m should be positive (or zero) in this case. This implies

This lower bound on 0 will be compared to the various results we further obtain by the exact

real space renormalization procedure on fractals.

Note however that this result appears not to be valid for a 0-polymer, according to the expansion in E

=

3-d obtained by Eisenriegler [9]. In fact a bulk 0-polymer remains swollen at the surface (the two-dimensional 6-temperature being smaller than the 3-d one) and this effect alone would lead to a density profile increasing with distance to the wall. Thus in this case we cannot predict how the density varies

-

i.e., the sign of m - when a 0-polymer is in the vicinity of an attractive surface.

1.2.2 An upper bound for 0.

-

We have seen that in the case of a penetrable interface we know 0 exactly as a function of v. We now return to the impenetrable case to determine an

upper bound. For this purpose, let us first define P (z ) as the monomer surface fraction at a

distance z from the wall, where the average is performed over the surface of a blob, i.e. over

Dds. The average number of monomers at a distance z from the surface is then

(D/a )dS 0 (z). Note that on the cross-over line D becomes of the order of R, and this definition of 0 (z) coincides with that given in section 1.1.2.

We now assume that the self-repelling energy FD per blob of the adsorbed coil can be

expressed as a function of P (z) and p (z), where p (z ) is the number of accessible sites defined in equation (4). By analogy with the case of bulk semi-dilute polymer solutions [12],

we write

where we make no a priori assumption on the exponent q. This expression should be valid as

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long as W (z) « 1. At equilibrium, the self-repelling energy should be of the order of the

adsorption energy per blob, which is itself of order kT, so we have to solve the equation

Furthermore, at equilibrium, this energy should be homogeneously distributed in the adsorbed layer. This means that the integral in equation (19) must be dominated by the upper

bound, i.e. that the exponent m obeys the condition : x + mq -- 1. In this case, equation (19)

has a solution only if

which is the simplest generalization of the classical result [12, 22] on bulk semi-dilute

solutions : q

=

v d / ( v d -1 ), to the case of a fractal lattice.

Using the relations x = 1 + ds - dF (Eq. (4)) and m = dF - ds + (0 - 1)/1, (Eq. (6)), the requirement x + mq * 1 then implies

In summary, the cross-over exponent 0 should lie between Pp and 0. :

For Euclidean lattices, this double inequality reads

Note that the two bounds are equal if the chain is in the form of a collapsed globule, since

v =1 /dF in this case. This leads to the value cp coll

=

ds/ dF, and in particular CPcoll

=

(d - 1)ld for standard Euclidean spaces. A simple way to interpret this result is to introduce the gyration radius RG of the (isotropic) globule and write equation (3) in the form

This means that the points of contact between the globule and the wall occupy a finite fraction of its projection onto the wall : the contact is

«

dense

».

The two bounds are also equal in one dimension : 0 1-d

=

0, which is consistent with the fact that no transition can occur in this case. For d

=

2, v

=

3/4 [23], and one must have 1/4 -- 0 - 1/2, but according to the results of Burkhardt et al. [8], the upper bound is reached.

This is rather surprising at first, since 0 = 1/2 is also the value for ideal Gaussian walks, suggesting that adsorption and self-avoidance effects somehow compensate. Our argument points to a different physical intepretation of this result : it corresponds in fact to the

saturation of the limit x + mq

=

1 in equation (18) (here, x

=

0, m = 1/3, q

=

3). For a larger

value of 0 the self-repelling energy would be concentrated in the region very close to the wall,

rather than being distributed in the whole adsorbed layer, and the polymer would not be in equilibrium.

Finally, for d

=

3, using the Flory approximation [12] v = 3/5, we obtain :

.

which is in agreement with the result of numerical investigations, 0 = 0.6 [5, 6].

Our derivation is based on plausible scaling assumptions and physical reasoning rather than

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rigorous arguments, so it is important to assess its reliability on the exactly solvable cases

which are studied in the following sections.

2. Adsorption on fractal lattices : 2-d gasket.

The asymptotic behaviour of large SAW can be obtained exactly on Sierpinski gaskets [24, 25], and the various usual exponents (gyration radius, number of closed loops, ...) exist and

are close to their Euclidean counterparts. The non-integral effective dimensionality of these

fractal lattices does not introduce pathological features, and these models are valuable to

study various bulk polymer properties or as crude representations of polymers in disordered environments like porous media [26]. Here we show how to extend this approach to surface problems.

2.1 DERIVATION OF THE RECURSION RELATIONS.

-

The first model we consider is described in figure 3 : a self-avoiding walk of N steps is restricted to the bonds of a Sierpinski gasket,

one side of which is an impenetrable attractive wall. As will be discussed below, it is necessary to introduce two new parameters in addition to the bulk fugacity in order to explore the full phase space of the polymer. Here the parameters chosen are the energies Es and Et denoting respectively the interaction with the wall of monomers in the surface layer and in

the adjacent one (the energy Eb of a monomer in the bulk is taken as the energy zero and an

attractive energy is negative). No monomer-monomer interaction is considered apart from the excluded-volume effect, because this brings no qualitative change in the case of the 2-d gasket.

Fig. 3.

-

A self-avoiding walk of N = 10 steps (wiggly line) on a 2-d Sierpinski gasket of order

k

=

2, in the presence of an attractive wall. The links lying on the wall (thick line) have an energy

Es, those on the layer next to the wall (dotted lines) have an energy E,.

Following the approach first used by Dhar to study the bulk properties of SAW on fractals [24], a closed system of recursion relations can be obtained between three functions (Fig. 4) :

-

the generating function

where x is the fugacity and 1B (k) (N ) is the number of configurations such that the SAW joins

two given vertices a k-th order gasket ;

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Fig. 4.

-

Diagrams representing the bulk generating function (B) and the two surface partition

functions (C and D), for polymers on the Sierpinski gasket.

- the partial partition functions

where w

=

exp (- ES/T) and t

=

exp (- Et/T) are Boltzmann factors, and the summations

bear on repeated indices. e (k)(N, M, R ) (respectively, 1) (k) (N, M, R» is the number of

configurations where both extremities of the polymer are fixed on the attractive surface at the vertices of a k-th order gasket (resp., only one fixed on that surface), and such that M

monomers lie on the attractive surface, R monomers being in the adjacent layer. It is useful to

note that the average number of monomers in contact with the wall, for SAW spanning a k-th

order gasket, is

whereas the number of these SAW is

If the leading singularity of C and D depends on w only through the critical fugacity xc(w), at fixed t, the fraction of adsorbed monomers is for large N

where Xc is the critical fugacity where the iterations start diverging. Using the relation between

conjugate variable N = (xc - x )-1, one recovers equations (2), (3) and (7b), if Xc is constant

for w w *

=

exp (DE/kT ), and has a singularity of the form

with a critical exponent related to the cross-over exponent by C

=

1/ cp .

It is technically convenient to use Dhar’s 3-simplex geometry where each vertex is split into

two, so there is no need to forbid the configurations where the polymer visits twice the vertex

joining two triangles, without intersecting itself. The asymptotic behaviour is not modified

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and the recursion relations are then easily obtained [25]. For example, to join the two vertices

on the attractive wall belonging to a (k + 1 )-th order triangle, the SAW can either go through

the vertex common to the two k-th order triangles adjacent to the wall, or visit the third

«

bulk » triangle

-

so the recursion for W (k)(N, M, R ) is

where for clarity the primed (resp., unprimed) quantities denote order k + 1 (resp., k). Such convolution-type relations yield simple algebraic relations between the three generating functions, which can be obtained directly using simple graphical rules for the diagrams of figure 4 [24] :

The first relation is the bulk equation studied by previous authors and is decoupled from the

other ones. Note also that D

=

D’

=

0 satisfies equation (27c), this reflects the fact that, if the surface is decoupled from the bulk, it remains so under iteration.

The initial conditions on the first-order gasket (an elementary triangle) are obtained by considering the two possible chains (with one or two steps) and their energy : for instance,

one has e (1)(1, 1, 0 )

=

1, C (1)(2, 0, 2 ) = 1. This gives

(Note that the present conventions are slightly different from those of Ref. [25]). More general initial conditions could be considered by allowing longer-ranged interactions with the

wall, but that would not alter the qualitative behaviour of the system.

2.2 PHASE DIAGRAM. - In the following we use as independent variables the parameters w and t, rather than the temperature T and the ratio Et/ES, this choice is convenient and does not alter the qualitative aspects of the phase diagram. The numerical study of relations (27)

and (28) shows that for an attractive surface (w > 1 ) an unbinding transition at a finite temperature exists only if t 1, i.e., when the interaction potential in the layer adjacent to

the wall is repulsive. For t > 1, the polymer is always adsorbed : this may be understood by noting that impenetrable walls exist in the bulk of the gasket, and the presence of the attractive wall does not entail a loss of conformational entropy for the polymer

-

the

situation is analogous to the case of a penetrable (fluid-fluid) interface. A repulsive part in the potential is essential to favor the desorbed state and restore a transition (an entropic effect is

then present because the number of available bonds varies with the distance to the wall).

For any fixed value of t > 1, the behaviour of the critical fugacity Xc (w ) is the following (see Fig. 5).

i) For w w*(t), i.e., at high temperatures, xc is constant and equal to the bulk critical

fugacity : Xc (w) = xb

=

0.4316834. The relevant fixed point is the bulk SAW point

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Fig. 5. - Critical fugacity Xc as a function of the attraction parameter w

=

exp (- ES/kT ), at fixed

t

=

exp (- Et/kT), for t

«

1.

The fraction of monomers in contact with the wall vanishes (Eq. (25)), the free energy per

monomer is independent of T, so the polymer is in the desorbed state.

The gyration radius exponent v can be obtained by noting that B(k), C (k) and

D(k) are in fact (unnormalized) correlation functions for distances Lk

=

2k and are expected to decay as exp (- Lkl e ) for large Lk. The correlation length e (x, T ) maya priori depend on the

function considered and diverges as (xc - x )- v close to the critical line. Consider now the recursion system very close to the fixed point (b *, 0, 0 ) : at first, the distance to the fixed

point varies with the order k as (A b)k SI’ where À b is the largest eigenvalue of the linearized system and 81 ’" (xc - x). This regime lasts until the distance becomes comparable to b *, and for k > K

=

In (b */81 )/ln A b the recursion enters the regime where B’ = B2 . B(k)

then decays as exp (- Lkl ), with

so

(the subscript b denotes bulk properties).

ii) If w

=

w * (t ), xc(w*) is still equal to Xb, but equations (27a-c) iterate towards a new

fixed point

where the three generating functions are equal and which corresponds to the « special »

transition in the conventional terminology. The existence of such an isotropic fixed point

follows from the requirement that when there is no surface potential (here, w = t = 1) one

must recover bulk behaviour and the three generating functions are identical by symmetry.

The relevance of this fixed point for a line in parameter space is in agreement with the conventional physical picture : the unbinding temperature corresponds to an exact (asymp- totic) compensation between the attractive and repulsive (or entropic) parts of the wall

potential and the polymer, though bound to the surface, behaves as in the bulk solution.

The largest eigenvalue of the linearized system remains the one associated with the bulk

relation, equation (28a) : A 1= A b, so the gyration radius is govemed by the bulk exponent.

The transverse correlation length g 1- (x), associated with D, and the parallel one gll (x), associated with C, are equal, showing that the polymer is isotropic. This is again in

total agreement with the accepted picture for non-fractal systems.

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iii) For w > w * (t ), one reaches first the fixed point corresponding to an adsorbed polymer

with vi = 1 and v_L

=

0, since 03BEII (x) = (xc - x )-1 and 03BE_L (x) = C t.

The critical fugacity now depends on w and close to the tricritical point one has (Eq. (26))

where the value of the cross-over exponent 0 can be obtained through the following argument. Consider initial conditions (Xi’ Wi, ti ) very close to the tricritical f.p. (b *, b *, b * ),

but that finally iterate towards (0,1, 0 ). As the dependence of B (1), C (1) and D (1) on x, w and t is invertible in this region and non-singular, the iterations define through equation (27) a

sequence (xk, wk, tk ). The relation for B (k) depends only on x, so one has

(Xb - Xk) - (k b )k (Xb -Xi), while the variation of w is dominated by the eigenvector

associated with the second largest eigenvalue at (b *, b *, b * ) : (Wk - W * ) - (À2)k(Wi - w*),

with À2 = {B/5 + (37 - 16 0)1I2} /2 =1.67096. The condition that the iterated points

remain on the critical line implies

This result can be checked numerically using the recursion equations. The free energy per

monomer is [27]

with

The value obtained for the cross-over exponent is not surprising : it is close to the value

cp = 1/2 for regular 2-d lattices [8], and it obeys the bounds derived in the first part. The fractal dimension of the gasket is dF

=

In 3 /In 2 = 1.585 and the dimension of the adsorbing

surface is ds = 1, so equation (21) yields for the present case

Two remarks are worth making :

-

another non-trivial fixed point exists, namely the « Surface-Bulk » point (b *, 1, 0 ), but

it plays no role in the phase diagram because it is too repulsive (all three eigenvalues are larger than 1). This means that the coexistence of an adsorbed polymer and a free one in

solution is unstable as soon as there is a non-zero coupling between the surface and the bulk ;

-

an interesting behavior occurs, for w

>

w * (t ), on a line x(w) where the generating

function C diverges but B goes to zero in such a way that the product BC --+ 1. The physical interpretation is the following [28] : if one forces the polymer to make a given angle w with the wall, it is necessary to apply a finite tension, until a critical line is reached which depends on 03C8.

By studying the relevant generating functions one sees that the line (BC ) * = 1 corresponds

to an angle 4f = 7r/3, the line (BC 2) * = 1 to 03C0 /6, etc.

Finally, it would be very instructive to compute the monomer density profile to check directly the scaling form and the relation between the exponents m and 0 (Eq. (6)). However,

this raises a technical problem because the number of sites at a distance z from the wall

decreases exponentially and with strong oscillations, and one has to extract a correction to this

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leading dependence. The calculation of the exponent yl associated with the number of open SAW of fixed length with one end attached to the surface [7, 29] is also cumbersome because twelve partial generating functions have to be taken into account.

3. Adsorption on the 3-d gasket.

Adsorption on a 3-d Sierpinski gasket with one attractive surface is more complex than for the 2-d case, but it presents an interesting new feature : when a monomer-monomer attraction

v

=

exp(- EiIT) is introduced to represent the effect of a bad solvent [12], a collapse

transition may occur in the bulk for a critical value v,,. Adsorption close to such a 8-point has

been studied in great detail using renormalization methods for Euclidean spaces [9] and a rich

multicritical behaviour is expected for effective dimensions lower than dc

=

3. Here the fractal dimension is dF

=

2 and that of the adsorbing surface (itself a 2-d gasket) is ds

=

In 3 /In 2.

3.1 RECURSION RELATIONS.

-

Without loss of generality one may restrict the monomer-

monomer interactions to act only within the first-order tetrahedra [25]. It is then sufficient to consider 5 partition functions to obtain a closed recursion system :

a) the two bulk functions, P and Q, introduced in previous work [24, 25],

where IS (k)(N, J) and a (k)(N, J) enumerate respectively the configurations where one N-step self-avoiding chain (two chains) spans a tetrahedron of order k with J self-interactions. These functions obey two coupled recursion equations, independent of the interaction v

which posssess three non-trivial fixed points [25]

-

a SAW f.p. :

-

a « collapsed globule » f.p. :

-

a « 0-chain

»

f.p. :

b) their surface counterparts Pw, Pt and q, which enumerate the three types of polymer configurations close to the wall, weighted according to their energy (see Fig. 6). These depend a priori on 5 variables and obey three new relations

The notation is chosen to emphasize the link with the surface interaction parameters w and t introduced in part 2, and to make apparent the correspondence between the terms in the two groups of equations

-

in particular, if pt

=

pw

=

P and q

=

Q initially, then obviously the equalitiés remain verified on iteration.

The system of 5 equations is rather complicated to analyze and has many fixed points, but

(15)

Fig. 6.

-

Diagrams representing the five basic partition functions for the 3-d Sierpinski gasket.

several of them can be identified by simple inspection

-

for compacity we denote a fixed point (f.p.) by its coordinates (P, Q ; ;P w, Pt, q ) :

-

if P

=

Q

=

0 (no polymer in bulk solution), a f.p. exists where Pw + pW = 1 (i.e.,

pw

=

b *, the critical fugacity for the 2-d gasket) and pt = q

=

0. It describes an adsorbed

polymer behaving asymptotically as a SAW on a 2-d gasket, and is denoted

-

if P and Q are at one of the three bulk f.p., one may have pt = q = 0 and

pw

=

b * (adsorbed SAW coexisting with a 3-d polymer) :

-

if P

=

0 and Q

=

QG (bulk collapsed polymer), equation (31c) is decoupled from (31d- e) and there is in addition a non-trivial f.p., where pw

=

b * but q

=

QG is non zero. This

would describe coexistence of adsorbed SAW, adsorbed globules and free globules :

-

a symmetric tricritical f.p., which corresponds to the usual special transition :

-

a symmetric

«

adsorbed and collapsed » f.p. :

(16)

In order to discover which of these fixed points, or possibly other ones, play an actual role, it is necessary to iterate equations (31) numerically, starting from initial values given in terms

of the bare physical parameters. The initial conditions on the first-order tetrahedron are

In fact one should take five independent parameters into account to explore the whole phase

space. For instance the monomer-monomer interaction v could have a different value vs

g

in the surface layer, but this should not modify the qualitative behaviour of the system

(unless a collapse transition occurs in the surface layer itself, which is excluded for the 2-d

gasket).

3.2 SAW REGIME.

-

For weak monomer-monomer interactions (v « vo = 1.8532), the

relevant fixed point is found to be (Ps, Qs ; 0, 0, 0), i.e., the polymer remains in the bulk SAW regime. There is only one relevant eigenvalue A b

=

2.79656, so

vb = ln 2/ln A b = 0.6740 (note that this value is different from the value vb

=

0.7294

incorrectly quoted in Refs. [24, 25]).

When the surface attraction parameter increases (at fixed t), the critical fugacity

x, reniains independent of w until w = ws (t ), where the recursion relations flow towards a new fixed point : (Ps, Qs ; Ps, Ps, Qs ). This is the expected symmetric « special » f.p., which

describes SAW at the unbinding transition, with a gyration radius exponent equal to

v b. The second largest eigenvalue is A 2

=

2.158360, so the cross-over and specific heat exponents are

in very good agreement with a direct numerical determination of the line Xc ( w) for

w

>

w,. In the latter case the relevant fixed point corresponds to the adsorbed SAW :

(0, 0 ; b *, 0, 0 ), as expected.

Here again the bounds on the cross-over exponent are verified

These bounds are quite narrow, and the lower one is very close to the exact value. Note that the value of 0 is very different from the accepted value for Euclidean 3-d systems,

~ = 0.6: this is reasonable since the 3-d gasket is a very open structure with a rather dense

adsorbing surface, and the bounds show that these two aspects are important in determining 0.

3.3 0 REGIME.

-

The collapse transition in the bulk solution occurs when the initial conditions are such that P (1) = Q (1) = 1/3. Solving equations (31a-b) for the critical par- ameters one finds xe

=

0.1681105..., v e = 1.8531999..., and a precise numerical study of the

recursion can be made for these values, as a function of the attraction parameter w, for fixed t.

For small w, the critical fugacity is constant and the polymer remains in solution, under the

form of a 0-chain. Its gyration radius exponent is given by the largest eigenvalue

A e = 100/27 : ve

=

In 2/ln À (J

=

0.52939. Note that the exponent for a purely random walk is

(17)

v

=

ln 2/ln 6

=

0.387 [30], so the polymer at the 8-point is very different here from a

Gaussian chain. The second « thermal » eigenvalue, k 0(2)

=

20/9, yields the specific heat

exponent of the bulk collapse transition :

The surprise is that at a critical value we (t ), the iterations go to a new fixed point which is

not the symmetric

«

adsorbed and collapsed » point (1/3, ..., 1/3) identified above, as one

would naively expect from experience with the SAW regime. In fact, this symmetric point has four eigenvalues larger than one, which makes it too repulsive to appear in the phase diagram, except may be as a higher-order multicritical point. The relevant fixed point has coordinates

and the linearized system has three repulsive directions, with a surface eigenvalue A s = 2.27115, in addition to the two bulk ones. As AsÀ03B8, the gyration radii RII and Rl remain both of the order of the bulk radius, but the anisotropy induced by the wall in the correlation functions pw(k) Pt (k) and q (k) does not disappear completely at large distance (k - oo ). A similar asymmetric fixed point has recently been found in a RSRG study of self- avoiding surfaces [20]. The ratios pwlp, ptl P and q 1 Q =1= 1, play here a role analogous to

universal amplitudes in usual critical phenomena.

For w > we (t ), the relevant f.p. is the adsorbed SAW point but one expects that the critical line xo - Xc ( W ) = (w - w 0)’ is characterized by a new exponent C = 1/~03B8. The connection

between ~0 and the eigenvalues is not direct, however, because the simple argument leading

to relation (29) is no longer valid, due to the existence of the second bulk eigenvalue

A J2). Numerically, we find 1/~03B8,

=

1.3-1.6, the large uncertainty being due to oscillations and to the difficulty of approaching very close to a strongly repulsive fixed point.

3.4 GLOBULE REGIME.

-

If the monomer-monomer interaction v is made still more

attractive, an unbinding transition occurs between an adsorbed SAW state and a free

collapsed globule phase for a critical value WG, but its nature changes. The fixed point at the

transition is (0, QG ; b *, 0, 0 ), signalling the coexistence between the adsorbed SAW and the

globule, and the slope dxc/dw of the critical fugacity is finite for w

=

WG + E, so the transition is first order (Fig. 7).

The situation changes again for larger values of v, where one recovers a continuous transition governed by the fixed point

The two largest eigenvalues are À 1 = 4 and À 2

=

3, so v

=

v G = 1/2 at the transition and the

cross-over exponent 0

=

In 3 /In 4, in agreement with the direct numerical determination and with the general result derived in part 1, ~

=

dsIdF in a globule regime where

v

=1 /dF. The phase diagram in the plane (v, w ) at fixed t 1 is summarized in figure 8.

4. Real space renormalization for the square lattice.

Contrarily to the previous examples where the recursion relations obtained from the real- space renormalization were exact, the method is only an approximation in the case of

Euclidean lattices. However, this type of approach has often proved useful for many polymer problems [31], and we propose here a simple procedure for the square lattice, which is very

analogous to the previous calculations and give good results.

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Fig. 7.. Fig. 8.

Fig. 7.

-

Critical fugacity for the 3-d gasket, when the monomer-monomer interaction v::> vo, the critical value for bulk collapse. The finite slope at w

=

WG signals a first-order transition.

Fig. 8.

-

Phase diagram in the plane (v, w ), at fixed t (= 0.5 ).The bulk collapse transition occurs at v

=

v 03B8 and the crosses indicate a first-order transition line.

Real-space renormalization schemes for polymers are usually expressed in terms of

«

effective weights

»

for the various types of steps that a SAW may take. Here it is natural to retain a weight u for steps along the surface, and a weight t for steps perpendicular to the surface, in addition to the bulk fugacity x (Fig. 9). To make the analogy with the calculation

on the 2-d Sierpinski gasket precise, it suffices to remark that these weights may be viewed as

a short-hand notation for the generating functions introduced in part 2. The correspondence

is the following with the bare quantities denoted xo, uo and to to avoid confusion,

the bulk generating function for walks spanning a cell (see Eq. (23a)),

the two surface generating functions for walks having both extremities or only one extremity

on the attractive wall respectively (see Eqs/ (23b-c)).

Fig. 9.

-

Renormalization scheme for the surface weights u and t, on a (2 x 2 ) cell of the square lattice.

(19)

If we now consider the renormalization of a (2 x 2 ) cell, as shown in figure 9, the recursion relations read :

These equations have a pure bulk fixed point : xb

=

0.466, u = t

=

0, and a pure surface one :

x = t = 0, u, = 1. The only non trivial fixed point describing an adsorption transition is here the isotropic fixed point :

As in the previous examples, the cross-over exponent 0 is obtained from the two largest eigenvalues, À b and A S, corresponding to the bulk relation (33a) and to the surface ones (33b- c) respectively :

which is in good agreement with Ishinabe’s numerical result (~ = 0.53 ) and is very close to the exact value 0 = 1/2 given by Burkhardt et al. [8].

This result is also somewhat better than the value 0 e--- 0.55 ± 0.15 obtained by Kremer [13], with a two-parameter renormalization including some extra constraints. Though only

one extra surface parameter appears to be relevant in the RG sense, the introduction of the third parameter t in equations (33) is rather natural physically, and it is also justified by the

exact calculations on fractals. A detailed study on larger cells would be necessary to see whether our method converges rapidly to the value 1/2. Extension to 3-dimensional cells would also be of great interest, but in this case the configurations would have to be enumerated by computer.

Finally, we note that for the magnetic analogue of the adsorption problem a real-space

renormalization scheme using three parameters has been proposed previously by Burkhardt

and Eisenriegler [14]. However, their approach is different from ours, in the sense that one of their parameters controls the penetrability of the interface, while we work directly with the impenetrable case. A full calculation including also the penetrable case would then require

the introduction of a fourth fugacity in our description.

Conclusion.

We have presented a generalization to fractal spaces of the theory of single-chain polymer adsorption, obtaining non-trivial bounds on the cross-over exponent valid in any space dimension

-

in particular, for 2-d systems, the exact value 0 = 1/2 saturates the upper bound. We have checked these bounds on several models, showing how exact recursion

relations can be obtained and solved to yield this exponent. Similar types of bounds also hold for adsorption of self-avoiding surfaces (SAS) [20], this suggests that the approach presented

here may be fruitful in a variety of situations. Another interesting finding is the existence of

an asymmetric fixed point for the 3-d Sierpinski gasket, when the polymer in bulk solution is at its 0-point. This surprising fact might be a peculiar feature of the fractal structure, but a

similar result is also found for the SAS adsorption problem in d

=

3 dimensions [20]. The possibility that such a situation is more general should be explored in detail, using for instance

real-space renormalization schemes more sophisticated than the simple one presented in the

last part.

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