The joint distribution of Q-additive functions
onpolynomials
overfinite fields
par MICHAEL DRMOTA et GEORG GUTENBRUNNER
RÉSUMÉ. Soient K un corps fini et
Q
~K[T]
unpolynôme
dedegré
au moinségal
à 1. Une fonctionf
surK[T]
est dite(com- plètement) Q-additive
sif(A
+BQ) = f (A)
+f (B)
pour tousA, B
~K[T]
tels quedeg(A) deg(Q).
Nous montrons que les vecteurs(f1(A), ... , fd(A))
sont asymptotiquementéquirépartis
dans l’ensemble
image {(f1(A),...,fd(A)) : A
~K[T]}
si lesQj
sont premiers entre eux deux à deux et si les
fj : K[T] ~ K [T]
sont
Qj-additives.
En outre, nous établissons que les vecteurs(g1(A), g2 (A) )
sont asymptotiquementindépendants
et gaussienssi g1, g2 :
K[T] ~ R
sontQ1-
resp.Q2-additives.
ABSTRACT. Let K be a finite field and
Q
~K[T]
apolynomial
of positive
degree.
A functionf
onK[T]
is called(completely) Q-additive
iff(A
+BQ)
=f (A)
+f (B),
whereA, B
~K[T]
anddeg(A) deg(Q).
We prove that the values(f1(A), ... , fd(A))
are
asymptotically equidistributed
on the(finite)
image set{(f1(A),..., fd(A)) :
A ~-k[T]}
ifQj
are pairwise coprime andfj : K[T] - K[T]
areQj-additive. Furthermore,
it is shownthat
(g1 (A), 92 (A))
areasymptotically independent
and Gaussian if g1,g2 :K[T] ~ R
are Q1- resp.Q2-additive.
1. Introduction
Let g > 1 be a
given integer.
A functionf :
N - I18 is called(completely) g-additive
iffor a, b E N and 0 a g. In
particular,
if n E N isgiven
in its g-aryexpansion
This research was supported by the Austrian Science Foundation FWF, grant S8302-MAT.
then
oJ - -
g-additive
functions have beenextensively
discussed in theliterature,
inparticular
theirasymptotic distribution,
see[1, 3, 4, 5, 6, 7, 8, 9, 11, 12, 14, 15].
We cite three of these results(in
aslightly
modifiedform).
We want toemphasise
that Theorems A and C also say that different g-aryexpansions
are
(asymtotically) independent
if the bases arecoprime.
Theorem A.
(Kim [13]) Suppose
that gl, ... ,gd >
2 arepairwise coprime integers,
ml, ... , mdpositive integers,
and letfj,
1j d,
becompletely
gj -additive
functions.
SetThen H is a
subgroup of
X ~ ~ ~ X andfor
every(al’...’ ad)
E Hwe have
where 6 =
l~(120d2g3m2)
withand the O-constant
depends only
on d and 91, ... , ,9d.Remark. In
[13]
the set H isexplicitly
determined. SetFj
= andif and
only
if thesystem
of congruences ajmod dj ,
1j d,
has asolution.
Theorem B.
(Bassily-Katai [1])
Letf
be acompletely g-additive func-
tion and let
P(x)
be apolynomial of degree
r withnon-negative integer coefficients. Then,
as N ~ 00,and
where
and
Remark. The result of
[1]
is moregeneral.
It alsoprovides asymptotic normality
iff
is notstrictly g-additive
but the variance growssufficiently
fast.
Theorem C.
(Drmota [6]) Suppose
that 2 andg2 >
2 arecoprime integers
and thatfl
andf2
arecompletely
gl- resp.92-additive functions.
Then,
as N - 00,Remark. Here it is also
possible
toprovide general
versions(see
Steiner[17])
but - up to now - it was notpossible
to prove a similarproperty
forthree or more bases g~ .
The purpose of this paper is to
generalize
these kinds of result topoly-
nomials over finite fields.
Let
Fq
be a finite field of characteristic p(that is,
qI
is a power ofp)
and let denotes thering
ofpolynomials
overFq.
The set ofpolynomials
inFq
ofdegree
k will be denotedby Pk
={~4
EFq [T] :
degA
Fix somepolynomial Q
EFq[T]
ofpositive degree.
Afunction
f :
~ G(where
G is any abeliangroup)
is called(com- pletely) Q-additive
iff (A
+BQ)
=f (A)
+f (B),
whereA, B
EFq [T]
anddeg(A) deg(Q).
Moreprecisely,
if apolynomial
A EFq[T]
isrepresented
in its
Q-ary digital expansion
where
DQ,j (A)
EP~
are thedigits,
thatis, polynomials
ofdegree
smallerthan =
deg Q,
thenFor
example,
thesum-of-digits function
sQ :Fq[T]
-Fq[T]
is definedby
Note that the
image
set of aQ-additive
function isalways
finite and that(in
contrast to the
integer case)
thesum-of-digits
function satisfiessQ (A+ B) = sQ(A)
+sQ(B).
2. Results
The first theorem is a direct
generalization
of Theorem A.Then H is a
subgroup of Pm!
x ... XPmd
andfor
every(.R1, ... Rd)
E Hwe have
Since the
image
sets offi
are finite we can choose thedegrees
mi ofMi sufficiently large
and obtainwhere
In
particular
this theorem says that if there is A EIF9(TJ
withfi(A)
=R, (1
id)
then there areinfinitely
many A EFq[T]
with thatproperty.
The next theorem is a
generalization
of Theorem B.Theorem 2.2. Let
Q
EFq [T], k
=deg Q >
1 be agiven polynomial,
g :
Fq[T]
- lI8 be aQ-additive function,
and setand
where
In
denotes the setof
monic irreduciblepolynomials of degree
n.Finally
wepresent
ageneralization
of Theorem C.Theorem 2.3.
Suppose
thatQl
EFq[T]
andQ2
EFq[T]
arecoprime
polynomials of degrees kl
> 1 resp.k2 >
1 such that at least oneof
thederivatives
Q’, Q’
is non-zero. Further suppose that 91 :Fq[T]
- R andg2 : - R are
completely Ql-
resp.Q2-additive functions.
Then,
as n -~ 00,Furthermore,
Theorems 2.1 and 2.3 say thatQ-ary digital expansions
are(asymptotically) independent
if the basepolynomials
arepairwise coprime.
3. Proof of Theorem 2.1
Throughout
the paper we will use the additive character E definedby
that is defined for all formal Laurent series
with k E Z
and aj
EFq.
The residueRes(A)
isgiven by Res(A)
= al andtr is the usual trace tr :
IFP.
Let
Qi , Q2, ... , Qa
andMl, M2, ... , Md
be non-zeropolynomials
inFF [T]
with
deg Qi
=ki, deg Mi
= mi and(Qi, Qj)
= 1 for i=I=- j.
Furthermore letfi
becompletely Qi-additive
functions. For everytuple
R =(Rl, ... , Rd)
EProposition
3.1. and .R =(R1,
... ,Rd)
be as above. Then we either haveWe will first prove
Proposition
3.1(following
the lines of Kim[13]).
Theorem 2.1 is then an easy
corollary.
3.1. Preliminaries.
Lemma 3.1. Let
H fl 0, H, G
E and let E be the characterdefined
in
(3.1),
then:The next lemma is a version of the
Weyl-van
derCorput inequality.
Lemma 3.2. For each A E let UA be a
complex number,
with1,
thenProof.
Since(Pl, +)
is a group we haveHence, using
theCauchy-Schwarz-inequality
The desired result follows from
I UA
== l. DLemma 3.3. Let
f
be acompletely Q-additive function, K,
R EFq [T]
withdeg R, deg K deg Qt.
Thenfor
all N Esatisfying
N -
R mod Qt
we haveProof.
Due to the aboveconditions,
N = A -Qt
+ R for some A EJFq[T].
Since
f
iscompletely Q-additive,
anddeg(R + K) deg(Qt),
we have3.2. Correlation Estimates. In this section we will first prove a corre-
lation estimate
(Lemma 3.4)
which will beapplied
to prove apre-version (Lemma 3.5)
ofProposition
3.1.Let
Q
EFq[T] of deg o
=k, MEFQ[T] ofdegm=
m,and f
be a(completely) Q-additive
function. Furthermore for R EPm
setg(A)
:==E
(-3fA» .
Unless otherwise
specified, n and 1
arearbitrary integers,
and D CFq[T]
arbitrary
as well. We introduce the correlationfunctions
and
Lemma 3.4.
Suppose
that 1. ThenProof.
Webegin by establishing
some recurrence relations for andnamely
for
polynomials K, R
with R EPk. By using
the relationg(AQ
+B) = g(A)g(B)
andsplitting
the sumdefining
+R) according
to theresidue class of A modulo
Q
we obtainThis proves
(3.8).
Next observe that
and
consequently
Since
I
Hence,
if n and 1 aregiven
then we can represent them as n = ik +r, 1
=ik + s with i =
min( [n /k] ,
andmin(r, s)
k.By
definition we haveand
consequently
Remark. We want to remark that
I =
1 is a rare event. Inparticu- lar,
we haveThus,
there exists R withI
1 if andonly
if there existA,
B EPk
with
g(A-I- B).
Next we prove a
pre-version
ofProposition
3.1.Proof.
SetBj
=Q jJ
and suppose thatbj
=tj deg Qj
satisfies that rbj
remainder theorem we have for
Furthermore set S :=
Pbl
x ... XPbd . By
Lemma 3.3 we obtain forT T ~ ~ !1 1
According
to Lemma 3.2 we obtain forHolder’s
inequality gives
For
some j
we haveI (Dkj (Rj) I 1,
so that Lemma 3.4 isapplicable
andthus
as r =
l/(3d)
-> oo. For allother j
wetrivially
estimateby
1 and obtain3.3. Proof of
Proposition
3.1. As above weset ~
We
split
up theproof
into several cases.Case 1: There
exist j and A, B
EPk,
with9Rj (A)9Rj (B) fl 9R, (A
+B).
This case is covered
by
Lemma 3.5(compare
with the remarkfollowing
Lemma
3.4).
Case 2: For
all j
and for allA, B
EPk,
we havegR) (A)gR) (B) ==
9Rj (A
+B).
In this case we also have
(due
to theadditivity property) (A)gR) (B) = 9Rj(A+B)
for allA,
B EFq [T]
andconsequently g(A)g(B)
=g(A+B)
forCase 2.1: In addition we have
g(A)
= 1 for all A EFq[T].
This case is the first alternative in
Proposition
3.1.Case 2.2: In addition there exists A E
Fq[T]
with 1.For
simplicity
we assumethat q
is aprime
number.Thus,
if A =Consequently
there existsHence,
if 1 > i wesurely
haveIf q
is aprime
power the can argue in a similar way. Thiscompletes
theproof
ofProposition
3.1.3.4.
Completion
of the Proof of Theorem 2.1. We define two(addi- tive)
groupsand
Furthermore,
setNow, by applying Proposition
3.1 wedirectly get
More
precisely
the coefficientF(S)
characterizesHo.
Lemma 3.6. We have
Proof.
It is clear thatF(S)
= 1 if S EHo.
Now suppose that
S ~ Ho.
Then there existsit follows that
F(S)
= 0.Finally, by summing
up over all ,S’ EPml
X ~ ~ ~ X it follows that In fact we have now shown that(as
1 ~oo)
if S =
(Sl, ... , ,3d) f/.: Ho.
The finalstep
of theproof
of Theorem 2.1 is to show thatIn
fact,
if S EHo
then wetrivially
have S E H.Conversely,
if S E H then there exists A E withfl(A)
==S, mod Ml,
... ,fd(A) - Sd
modMd.
Inparticular,
it follows thatMoreover,
for all R E G we haveConsequently,
S EHo.
Thisproves H
=Ho
and alsocompletes
theproof
of Theorem 2.1.
4. Proof of Theorem 2.2
4.1. Preliminaries. The first lemma shows how we can extract a
digit
with
help
ofexponential
sums.Lemma 4.1.
Suppose
thatQ
EFq [T]
withdeg Q
= k > 1. SetThen
Proof.
Consider theQ-ary expansion
Then it follows that for H E
Pk
Consequently,
for every D we obtainThe next two lemmas are
slight
variations of estimates of[2].
Lemma 4.2.
Suppose
thatQ
EFq [T]
hasdegree deg Q
= l~ > 1 and that P E apolynomials of degree deg P
= r > 1. ThenCorollary
4.1. Letnl/3 j
+1 ~ - n1~3.
Then there exists a constantc > 0 such that
uniformly
in that rangeA similar estimate holds for monic irreducible
polynomials In
ofdegree
Lemma 4.3. , and H be a
polynomial
coprime
toQ.
ThenWith
help
of theses estimates we can prove thefollowing frequency
esti-mates.
Lemma 4.4. Let m be a
fixed integer jl j2
...and
uniformly for
allDl,
... ,Dm
EPk
andfor
alljl,
... ,jm
in the mentioned range.Proof. By
Lemma 4.1 we havewhere 1: *
denotes that wesum just
over all(His, ... , (o, ... , 0) .
Inorder to
complete
theproof
wejust
have to show that S =O(e-" 1/3 ) -
Let l be the
largest
i with 0 thenwhere
By
ourassumption
we haveHence
by
Lemma 4.2 the first result follows., . , . ,
’1’he proot tor A E ln is completely the same. U
4.2. Weak
Convergence.
The idea of theproof
of Theorem 2.2 is to com-pare the distribution of
g(P(A))
with the distribution of sums ofindepen-
dent
identically
distributed random variables. LetYo, Yl, ...
beindepen-
dent
identically
distributed random variables onPk
with =D]
=q-k
for all D E
Pk.
Then Lemma 4.4 can be rewritten asNote further that this relation is also true if
jl, ... , jm
vary in the range and are not ordered. It is even true if some of them areequal.
In
fact,
we will use a momentmethod,
thatis,
we will show that the moments ofg(P(A))
can becompared
with moments of the normal distri- bution.Finally
this will show that thecorresponding (normalized)
distri-bution function of
g(P(A))
converges to the normal distribution function4’(Z).
It turns out that we will have to cut off the first and last few
digits,
thatis,
we will work withinstead of
g(P(A)).
Lemma 4.5. Set
Then the rra-th
(central)
momentof g(P(A))
isgiven by
Proof.
For notational convenience wejust
consider the second moment:The very same
procedure
works ingeneral
andcompletes
theproof
of thelemma. 0
Since the sum of
independent identically
distributed random variables converges(after normalization)
to the normal distribution it follows from Lemma 4.5Because of
I y ’" I
This
completes
theproof
of Theorem 2.2.5. Proof of Theorem 2.3
5.1. Preliminaries. As
usual,
let v(A)
=deg(B) - deg(A)
be the valu-ation on
IFq (T ) .
Lemma 5.1. For a, b E
lE’q(T)
we haveMoreover, if v(a) ~ v(b),
thenFurthermore,
we will use thefollowing
easyproperty (see [10])
that isclosely
related to Lemma 3.1.Lemma 5.2.
Suppose
that > 0 and that n >v ~ C ~ ,
thenAnother
important
tool is Mason’s theorem(see [16]).
Lemma 5.3. Let K be an
arbitrary field
andA, B,
C EK[T] relatively prime polynomials
with A + B = C.If
the derivativesA’, B’,
C’ are not allzero then the
degree deg
C is smaller than the numberof different
zerosof
ABC
(in
a properalgebraic
closureof K).
We will use Mason’s theorem in order to prove the
following
property.Lemma 5.4. Let
Ql, Q2
EFq[T]
becoprime polynomials
withdegrees deg(Qi)
=ki
> 1 such that at least oneof
the derivativesQ’, Q2
is non-zero. Then there exists a constant c such that
for
allpolynomials Hi
EPk,
and
H2
EPk2
with(HI, (0, 0)
andfor
allintegers
ml, m2 > 1 we haveProof.
Set A = =H2Qml,
and C = A + B. If A and Bare
coprime by
Mason’s theorem we havedeg(A) no(ABC) -
1 anddeg(B)
whereno(F)
is defined to be the number of distinctzeroes of F. Hence
and
consequently
This shows that
(in
thepresent case)
c =2ki + 2k2
issurely
a proper choice.If A and B are not
coprime
thenby assumption
the common factor D issurely
a divisor ofH1H2. Furthermore,
there exists 0 such thatD2
is a divisor of
Consequently
we haveand
by
areasoning
as above weget
or
Since there are
only finitely possibilities
forHl, H2,
and D the lemmafollows. L7
5.2.
Convergence
of Moments. The idea of theproof
of Theorem 2.3 iscompletely
the same as that of Theorem 2.2. We prove weak convergenceby considering
moments. The first step is toprovide
ageneralization
ofLemma 4.4.
Lemma 5.5. Let ml, m2 be
fcxed integers.
Then there exists a constantInstead of
giving
acomplete proof
of this lemma we will concentrate onthe cases ml = m2 = 1 and ml = m2 = 2. The
general
case runsalong
thesame lines
(but
the notation will beterrible).
First let ml = m2 = 1. Here we have
Now we can
apply
Lemma 5.4 and obtainThus,
there exists a constant c’ > 0 such thatThis
completes
theproof
for the case ml = m2 = 1.Next suppose that ml = m2 = 2. Here we have
Of course, if
Hll
=H12 - H21
=H22
= 0 then we obtain the main term() ’A - "I--
For the
remaining
cases we willdistinguish
between four cases. Notethat we
only
consider the case where allpolynomials Hll, H12, H21, H22
arenon-zero. If some
(but
notall)
of them are zero the considerations are still easier.Case 1.
i2 - il Cl, j2 -
C2 forproperly
chosen constants cl, c2 > 0.In this case we
proceed
as in the case ml = m2 = 1 and obtainfor some suitable constants
c(ci, c2)
andC(Cl, c2).
Case 2. i2 - il >
cl, j2 - jl
> C2 forproperly
chosen constants cl, c2 > 0 First we recall thatFurthermore
Thus,
if ci and c2 are chosen that(cl - 1)kl
> c and(c2 -
> c thenand
consequently by
Lemma 5.1Case 3.
i2 - il ::; c1, .72 -
c2 forproperly
chosen constants cl, c2 > 0 First we haveFurthermore,
Hence,
if c2 issufficiently large
thenCase 4. i2 - il >
cl, j2 -
c2 forproperly
chosen constants cl, c2 > 0 This case iscompletely symmetric
to case 3.Putting
these four casestogether they
show that(with suitably
chosenconstants Cl,
C2)
there exists a constant c such that for allpolynomials
Thus,
there exists a constant c’ > 0 such thatThis
completes
theproof
for the case ml = m2 = 2.As in the
proof
of Theorem 2.2 we can rewrite Lemma 5.5 aswhere
Y
andZj
areindependent
random variables that areuniformly
dis-tributed on
P~1
resp. onIf we define
then Lemma 5.5
immediately
translates toLemma 5.6. For all
positive integers
ml, m2 we havefor sufficiently large
nOf course this
implies
that thejoint
distributionof 91
and§2
is asymptot-ically
Gaussian(after normalization).
Since the differencesgl (A) - 91 (A)
and
g2(A) - g2(A)
are bounded the same is true for thejoint
distribution of gl and g2. Thiscompletes
theproof
of Theorem 2.3.References
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Michael DRMOTA
Inst. of Discrete Math. and Geometry
TU Wien
Wiedner Hauptstr. 8-10 A-1040 Wien, Austria
E-mail : michael . drmotaetuwien. ac . at URL: http : //www . dmg . tuwien . ac . at/drmota/
Georg GUTENBRUNNER
Inst. of Discrete Math. and Geometry
TU Wien
Wiedner Hauptstr. 8-10 A-1040 Wien, Austria
E-mail : georgogut enbrunner . c om