A NNALES DE LA FACULTÉ DES SCIENCES DE T OULOUSE
A LEXEI N. S KOROBOGATOV
On a theorem of Enriques - Swinnerton-Dyer
Annales de la faculté des sciences de Toulouse 6
esérie, tome 2, n
o3 (1993), p. 429-440
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- 429 -
On
atheorem of Enriques - Swinnerton-Dyer(*)
ALEXEI N.
SKOROBOGATOV(1)
Annales de la Faculté des Sciences de Toulouse Vol. II, n° 3, 1993
RESUME. - On propose ici une nouvelle demonstration de l’énoncé
classique suivant : chaque surface sur le corps k qui, sur la cloture algébrique de k devient isomorphe a un plan projectif avec quatre points
en position generale eclates, a un point rationnel. Nous retrouvons toutes
ces surfaces comme les "quotients" d’une variété de Grassmann
G(3, 5)
par rapport a l’action de tores maximaux du groupe linéaire
GL(5).
ABSTRACT. - We propose a new proof of the following classical state-
ment : every surface over a field k , which over an algebraic closure of k becomes isomorphic to the projective plane with four points in general position blown-up, has a rational point. In fact all such surfaces can be obtained as "quotients" of a Grassmannian variety
G(3,
5) by the actionof maximal tori of the general linear group
GL(5).
1. Introduction
Let k be a
perfect
field. The aim of this note is togive
a newproof
ofthe
following
statement formulatedby Enriques [3]
in 1897 andproved by Swinnerton-Dyer [11]
in 1970.THEOREM .
Any
del Pezzok-surface of degree
5 has a{ * ~ Resu le 12 mai 1992
(1) Institute for Problems of Information Transmission, The Academy of Sciences of Russia, 19 Ermolovoy, 101447 Moscow
(Russia)
Laboratoire de Mathematiques Discretes, U.P.R. 9016 du C.N.R.S., Case 930,
13288 Luminy Cedex 9
(France)
Partially supported by the Russian fundamental research foundation
(project
93- 012-458)This statement is
usually
used to prove thek-rationality
of such a surface.The
proof
of[11]
isindirect,
so it appears that thepresent proof,
which isconceptually
verysimple,
is of someinterest(2).
Recall that a del Pezzo surface of
degree
5 is defined as a k-form of theprojective plane IP2
with 4points
ingeneral position blown-up (we
shall callthis a
split
del Pezzo surface ofdegree 5; ‘‘general position" simply
meansthat no three
points
arecollinear).
Infact,
we prove that for any del Pezzo k-surface X ofdegree
5 there exists a maximal k-torus T CGL(5),
suchthat X is
isomorphic
to the orbit space of T on the set of semistablepoints
of the natural action of T on the Grassmannian
G(3, 5).
If k is infinite wehave
plenty
of semistablek-points
since semistablepoints
form a dense open subset ofG(m, n).
Forarbitrary
k the existence of ak-point
on X followsfrom a
simple
statement known as the lemmaof Lang -
Nishimura([6], [9]).
The action of the group of
diagonal
matrices ofGL(n)
onG(m, n~
isbriefly
discussed in Section 2. In Section 3 we show that for m = 3 and n = 5 thecorresponding
space of(semi)stable
orbits is no other thanP~
with fourpoints blown-up,
a factprobably
well known toexperts
( c,f. ~2~ ).
Note that theautomorphism
group of thesplit
del Pezzo surface ofdegree
5 isprecisely
theWeyl
groupW(A4), isomorphic
to the group ofpermutations
on five elements. We prove the main theorem in Section 4(Theorem 4.4) by combining
thesegeometric
facts with a formalargument
in Galois
cohomology.
2. Torus action on Grassmannians : the
split
caseLes V = 1~ (B ... (B
l~, dim(V)
= n, be the vector space with a fixeddecomposition
into the direct sum of one-dimensionalsubspaces.
LetSL(n)
be the group of linear transformations of V with determinant1,
and D CSL(n)
be thesubgroup
ofdiagonal
matrices. Consider the GrassmannianG(m, n)
of m-dimensionalsubspaces
of V with the natural(right)
action ofSL(n).
The restriction of this action to D was studied in aseries of papers
by
I. M. Gelfand and hiscolleagues (see,
forexample, [4]).
Let us recall some of their constructions. In what follows A C B means
that A C ~ B.
~ After this paper has been sent to a journal, the author became aware that N. I.
Shepherd-Barron has recently obtained another simple proof of this theorem ( "The rationality of quintic del Pezzo surfaces - A short proof." Bull. London Math.
Soc. 24
(1992),
pp. 249-250).Let
In
:={1, 2,
...,, n~.
Choose ei e V to be a vector whose i-th coordinate is non-zero, and all the other coordinates are zeros. For I çIn
define
VI
ç V as thesubspace generated by ei,
i E I. Letf
be a functionfrom the subsets of
In
tonon-negative integers.
Define a constructiblealgebraic
setU f
CG(m, n)
whosepoints
are thesubspaces
S C V suchthat
dim(S
nVI)
=f(l) )
for all I çIn.
We have adecomposition G(m, n)
=U f U f. Obviously, Uf are
D-invariant. Theunique
dense open setUo
=U fo parametrizes
thesubspaces
S ingeneral position
withrespect
to all
VI.
It isgiven by
It is often
simpler
to work not withf
but with another function definedby:
Let S C V be the
subspace corresponding
to apoint
ofG(m, n).
Choose a basis in
S,
anddecompose
it withrespect
to the coordinatesystem
V = k (B ... ~ ~ k. Let M be theresulting
matrix. One checks that for a subset I CIn
the valuer(I)
is the rank of the submatrix of .V of size(m
x#I) consisting
of the columns with numbers in I(see,
e.g.[4, (1.1)]).
In
particular,
the functionrQ(I =
m -fo(In ~ I = m~
describesthe matrices whose every m columns are
linearly independent.
We are interested in "the
quotient"
ofG(m, n) by
D. For this reason weconsider stable and semistable
points
ofG(m, n)
withrespect
to theample
sheaf
0(1) corresponding
to the Pluckerembedding. (This
makes sensebecause
SL(n) )
actslinearly
onV,
thus0(1)
has anSL(n)-linearization,
see
[8, Chap. 4, § 4].)
LEMMA 2.1 . - The set
G(m, n)S (resp. G(m, of
stable(resp.
semistable ) points of G(m, n)
u,ithrespect
to D andC’~(1)
~is the unionof U f for f satisfying f(I) (m/n) ~-‘I (resp. f(I) (m/n) ~-‘I~ for
all I CIn.
Proof.
- This follows from theproof
of~8, Prop. 4.3~ .
DIf m and n are
coprime
then(m/n) ~I
is never aninteger
for~I
n,and the lemma
implies
thatG(m, n)S
=The condition of
stability
can be reformulated as follows:r(I)
>(m/n) ,~I
for allnonempty
I CIn .
.(1)
This
implies
that M does not contain a zero column.By geometric
invarianttheory [8, (1.10)]
there exists aquasiprojective
scheme
Y’,
and amorphism ~ :
:G(m,
--~ Ysatisfying
=t E D,
which is the universalcategorical quotient [8,
Def.0.5]. According
to the remark
following
theproof
of[8, (1.11)],
Y is proper over k.Moreover,
there is an open setY~
C Y such that~-1 (Y~)
=G(m, n)s,
and
(~ : : G(m, n)S
--~Y~
is the universalgeometric quotient ~8,
Def.0.6]. Y~
has the
property
that every fibre EY’,
is an orbit of D. Note that up to anisomorphism,
Yand Y’
do notdepend
on the choice of adecomposition V
= k ~ ~ ~ ~ (B1~,
or,equivalently,
on the choice of asplit
maximal torus D C
SL(n).
LEMMA 2.2. - Let ~ E
GL(n)
be adiagonal
matrix [~i03B4ij], ~i E k*.Define
thedecomposition In
=Jr
such that ~i = ~~if
andonly if
~i, j~
CJr for
some r. Asubspace
S C V is e-invariantif
andonly if
Let i :
SL(n)
-PGL(n)
be the canonicalisogeny
such thatKer(i)
isthe center of
SL(n).
Let T :=COROLLARY 2.3. - Let x ~
U f
CG(m, n).
. Then the stabilizerof
~ inT is trivial
if
andonly if
there does not exist adecomposition
In
particular,
this is truefor
thepoints of G(m, n)S .
.PROPOSITION 2.4.- The restriction
of ~
to --~Y’
endowsthe structure
of
aY’-torsor
under T. . Inparticular, Y’
issmooth.
Proof.
- If~I
= m the conditionr(I =
m defines an invariant dense open setZI
CG(m, n) (given by
thenon-vanishing
of thecorresponding determinant,
or in otherwords,
thecorresponding
Pluckercoordinate).
These form an open
covering
ofG(m, n).
Let us construct afamily
ofinvariant open subsets of
ZI
such that each of them is a trivial torsor under T.In
fact,
we shall use the constructions ofchapter
3 of the book[8].
AssumeI =
~1,
...,m~.
Define anR-partition
of{1,
...,m}
as an ordered set ofsubsets
6’!,
...,Sn-m
which cover{1,
...,m~,
and such that([8,
Def.3.3]):
To each
R-covering
we associate an open setZR
çZI
defined as theintersection of
ZI
with all such thatOne then checks
similarly
tolloc. cit.]
thatIt is not hard to
verify
that the union ofZR’S
for allpossible permutations
of
In
coincides with the subsetof G(m, n) consisting
ofpoints satisfying
thecondition of
corollary
2.3( cf. [8, Prop. 3.3]).
These two factsimply
theproposition. 0
COROLLARY 2.5. - Let m and n be
coprime.
Thenand Y =
Y’
is a smoothprojective variety.
Remark 2.6. - Let jV be the normalizer of D in
SL(n),
then theWeyl group VV
=7V/D
of the rootsystem .4n-l
is thesymmetric
group
En permuting
thecomponents
of thedecomposition
V = k (B ... (B k.It acts on
D,
and thus on T.Clearly G(rrz, n~s
andG(m,
are invariantunder
N,
thus W actsby automorphisms
on Y andY’.
The
following
trivial remark will beimportant
in what follows. The groupEn
ofpermutations
of thecomponents
of thedecomposition
V = k ® ~ ~ ~EB k
is
naturally
asubgroup
ofGL(n~.
This makes itpossible
toidentify
W witha
subgroup
ofGL(n).
Assuch,
itnaturally
acts onG(m, n).
This action preservesG(m, n~s
andG(m,
and thecorresponding morphisms
to Yand
Y ~
areW-equivariant.
3. Del Pezzo surfaces of
degree
5: thesplit
caseDEFINITION 3.1. - j4
split
del Pezzosurface of degree
5 isdefined
as theb low in 9 - u p of IP2
inpoints (1 :
0 :0), (0 :
1 :0), (0 :
0 :1)
and(1 :
1 :1).
Note that we could as well define a
split
del Pezzo surfaces ofdegree
5as the
blowing-up
of fourpoints
inp2,
no three of them collinear.Indeed, PGL(3) acts transitively
on suchquadruples. By
the universalproperty
ofblowing-up ~5, II.7.15],
there is aunique isomorphism
of thecorresponding blowings-up extending
this action.PROPOSITION 3.2. - Let
(m, n)
=(3, 5),
then Y =Y~
is asplit
del Pezzosurface of degree
5.Proof.
- Thestability
condition(1) implies
that every two columns arenot
proportional.
Let I CI5, ~I
= 3. The condition that the columns of with numbers in I arelinearly independent
defines a dense open setZj
=ZI
nG(3, 5)S.
It isD-invariant,
so itsimage ~(ZI)
is also open.Define a dense open set Z C
G(3, 5)S
as the intersection of theZsI’s
forall
possible
three-element subsets of{1, 2, 3, 4}.
Now let S C V be thesubspace corresponding
to apoint
of Z. From the way we defined Z it follows that:. every three out of the first four columns of .M are
linearly independent ;
. no two columns are
proportional.
Changing
thebasis,
andmultiplying
the columns of Mby
non-zeronumbers
(this
is the actionof D),
we can arrange that M is of thefollowing
form: _ _
Here x, y, z are
uniquely
determined up tomultiplication by
a commonnon-zero constant.
Conversely, taking
anypoint
one checks
immediately
that thecorresponding
matrix M satisfies thestability
condition(1),
and so the spacegenerated by
its rows defines apoint
inG(3, 5)S.
Thus the map which sends S to(x
: y :z)
EIP2
is anisomorphism
of~( Z )
c Yonto ~ 2 B ~ ( 1 :
0 :0), (0 :
1 :0), (0 :
0 :1),
(1 : 1 : 1)}. By Corollary 2.5,
Y is a smoothprojective surface,
and thisisomorphism
extends to a birationalmorphism u
Y -~IP2 (Zariski’s
MainTheorem
[5, V.5.2]).
Let us denote
L~
=Y B
I CI5, ~I
= 3. We now prove that:(a)
(b)
everyLI
isisomorphic
toIt follows from
(a)
and(b)
thatY B ~ ( Z )
is thedisjoint
union of four smooth proper curves of genus 0. Thus is theblowing-up
of the above fourpoints
inIP2 ( cf. ~5, V.5.4]),
and theproposition
will beproved.
Note that the
stability
condition(1)
has it thatr(K)
= 3 for any 4-element subset K C
I5.
To prove(a)
one checks that#(I
UJ)
= 4 andr(I)
=r(J)
=r(I
nJ)
= 2automatically imply
thatr(I
UJ)
=2,
which isnot
possible.
In order to prove
(b)
we can assumeby symmetry
that I ={3, 4, 5}.
Then covered
by
thefollowing
open sets:Choose a
point
in~-1 (A),
and a basis in thecorresponding
vector space S.Let M be the matrix obtained
by decomposing
this basis withrespect
to the standard basis of V = We haver({1, 2, 3})
=3, r({1, 2, 4})
= 3.It follows from
(a)
thatr ~~1, 3, 4~)
=3, r {~2, 3, 4~~
= 3. This means thatevery three out of the first four columns of M are
linearly independent.
Onthe other
hand,
the last three columns arelinearly dependent.
Nowchanging
the
basis,
andmultiplying
the columns of Mby
non-zeronumbers,
we canarrange that M is of the
following
form:Here x E k is
uniquely defined,
and 1 would do. This proves that A isisomorphic
toP 1
minus twopoints.
We leave to the reader the routine verification thatA, B,
Cglue together
toproduce pl.
Thiscompletes
theproof
of theproposition. D
From now on we fix the notation Y for the
split
del Pezzo surface ofdegree
5. Recall that Y containsprecisely
10exceptional
curves of the first kind(see, e.g., [7, Chap. 4]).
COROLLARY 3.3. -
(of
theproof)
The genus zero curvesLi
are excep- tional curvesof
thefirst
kind on Y. There are 10of these, therefore
everyexceptional
curveof
thefirst
kind on Y coincides withL i for
some I~ I5,
~I=3.
~’roof
. The curvesLI
for I C~1, 2, 3, 4~
can besmoothly
blown downas it follows from the
proof
ofProposition
3.2.By symmetry,
the same istrue for any
LI.
0The
following
statement seems to be well known toexperts ( cf. ~2, VII]).
PROPOSITION 3.4. - The natural map
is an
isomorphism
onto the groupof automorphisms of Pic(Y") leaving
inuariant the canonical class
Ky
EPic(Y)
and the scalarproduct (.,. ) given by
the intersection index. The group03BD(Aut(Y))
isisomorphic
to theWeyl
group W =W(A4),
,implying Aut(Y)
’_-‘’ W.Proof.
- We know from Remark 2.6 that W acts on Y. We prove thatKer(v)
=1, Im(v) ==
W.Indeed,
let a EKer(v),
then a fixes the classes[LI] G Pic(y) )
ofexceptional
curves of the first kind. SinceLI
is theonly
curve in its class of linear
equivalence, LI
is a-invariant.By
theproof
ofProposition 3.2,
thecomplement
in Y to the union of for I C~1, 2, 3, 4~,
is
isomorphic
toIP 2 B ~(1 :
0 :0) , (0 :
1 :0) , (0 :
0 :1) , (1 :
1 :1)}.
Thusa defines a birational
automorphism
which is in factbiregular by
Zariski’s Main Theorem. It follows that a comes from an element of
PGL(3) fixing
the fourpoints
as above. Thus a must be theidentity
map. Next weconsider
v ~Aut (Y ) ~
. This group fixes the canonical classKy
EPic (Y )
. Onthe other
hand,
the scalarproduct ( ~ , ~ ) given by
the intersectionindex,
is also
v(Aut(Y))-invariant.
The restriction of( . , . )
to theorthogonal complement Kf
isnegative definite,
and theelements
with norm -2form a root
system A4 [7, IV]. By [7, IV.1]
thesubgroup
ofAut (Pic(Y))
leaving
invariantKy
and( ~ , ~ )
is theWeyl
group W =W(A4).
Thusv(Aut(Y))
ç W.By
Remark2.6, v (Aut (Y ) )
containsv( W ) ’-_‘’ W, implying
that W. . 0
4. Del Pezzo surfaces of
degree
5 and Galoiscohomology
Let us recall some standard facts on forms and Galois
cohomology [10,
1.5 ; 2.1; 3.1].
Let X be avariety
over k. We denoteby k
thealgebraic
closure := X x
~,
and r := is the Galois group. The groupAut(X)
ofk-automorphisms
of J~ isequiped
with a continuous invariant action of F:In what follows this action comes from an action of a finite factor of
I‘,
sowe shall make this
assumption
from now on.If k C K then x is the set of fixed elements
ofAut(X)
with
respect
to the Galois groupGal(l~/1~~.
IfK/k
is a Galoisextension,
a1-cocycle
a EZ1 (~/~ ~ Aut(X
x is a continuous mapsuch that ast = as The
cocycles
a anda’
arecohomologous
if thereexists b E
Aut(X
xkK)
such thatas
=6’~ ’
as This is anequivalence relation,
and thepointed
set of orbits isH1 (~7~ , Aut(X x kK)) (the
neutralelement comes from the zero
cocycle).
A
k-variety
Z is aK/k-form
of X if Z x~
isisomorphic
to X xkK.
Let
X) )
be thepointed
set of such forms considered up to anisomorphism,
with theisomorphism
class of X as the neutral element. LetK / k
be a finite Galois extension. Then there is a canonicalinjection
ofpointed
setsLet Z E
E(K/k, X),
then a1-cocycle
a E can be chosen in thefollowing
way. Fix anisomorphism
and take a =
(as)
to be the functionAut (X
xkK)
such thatthe natural action of
Gal(K/k )
on Z x~.K (via
the secondfactor)
translatesas its twisted action on X x
~.K:
The
cohomology
class of a does notdepend
on p.If X is a
quasiprojective k-variety,
andK / k
is a finite Galoisextension,
then 8 is
bijective ~10, III.1.3~.
Infact,
thecorresponding
form is thequotient
scheme
(X
x~K)/ Gal( K / k)
withrespect
to the twisted action ofGal(K / k).
PROPOSITION 4.1.2014 Let X be a
quasiprojective k-variety.
Assume thatAut(X)
= and that this group isfinite.
LetInn(Aut(X))
be thegroup
of
innerautomorphisms of Aut(X),
and letbe the set
of
orbitsof
onAut(X))
withrespect
to thenatural action. Then there is a canonical
bijection of pointed
setsProo, f .
Since = this group has a trivial action of I‘.Thus
1-cocycles
are no other thathomomorphisms,
and theequivalence
relation of
1-cocycles
isjust
theconjugation.
Ahomomorphism
F -Aut(X)
has a finiteimage,
thus thecorresponding
form can be recoveredas a
quotient scheme,
and so 8 isbijective. []
DEFINITION 4.2. - A del Pezzo
surface of degree
5 isdefined
as aform of
thesplit
del Pezzosurface of degree
5.COROLLARY 4.3. - There is a natural
bijectian
between thefollouting pointed
sets:~i~
the setof isomorphism
classesof
del Pezzok-surfaces of degree
5with the class
of
thesplit surface
as the neutralelement;
the
pointed
setW);
the
pointed
setof
orbitsHom(r, W)/ Inn(W)
with the trivial homo-morphism
as the neutral element.Proof.
-By Proposition
3.4 we haveAut(Y)
’-_"W,
but we also haveAut(Y)
’’-_’ Wby
the sameresult,
so we are in the situation ofProposi-
tion 4.1. ~
THEOREM 4.4. -
Any
del Pezzo~-surface of degree
5 has a1~-point.
Proof.-
Let us consider a twisted version of the wholeset-up
of Section 2. Let usidentify
W with the group~5
ofpermutational
matricesin
GL(5).
. Fix ahomomorphism h
: F -W ’~’ E 5 .
Define thefollowing
action :
This
obviously
induces an action of r onG(3, 5)
xkk ,
and thus onG(3, 5)S
xkk. By
thegeneral theory,
we can consider thecorresponding k /k-forms hG(3, 5)
andhG(3, 5)S.
The
map ~ : G(3, 5)S
--; Ygives
rise to: hG(3, 5)S
->hY (recall
thatW normalizes the torus
D,
andhence $
isW-equivariant). Clearly hY
is aform of Y. Since
~5
normalizes thediagonal
torus ofGL(5),
weget
from(2)
that thecorresponding
twisted action of F on Y isgiven by
Thus
hY
is a del Pezzo surface ofdegree
5 whosecohomology
class isrepresented by h
EHom( I‘, W ) .
It follows fromCorollary
4.3 that we obtainall del Pezzo surfaces of
degree
5 in this way.Now let us go back to
hG ( 3, 5 ) .
This is ahomogeneous
space ofGL ( 5 )
twisted
by
acocycle h
: r --> W. Due to the fact that W E5E5 naturally
liesin
GL(5),
thecocycle
h lifts to acocycle
with coefficients inGL(5). Any
such is a
coboundary by
Hilbert’s Theorem 90. It follows thathG(3, 5)
isisomorphic
toG(3,5).
If k is
infinite,
thenk-points
are Zariski dense onG(3,5),
and so thereis a
k-point
on~G(3, 5)S,
and hence onhY. Following (11~
we may end theproof
in the finite field caseby refering
to ageneral
theorem of Weil[12]
that a smooth
projective
rational surface defined over a finite field kalways
has a
k-point (see
also[7, 23.1]). However,
asimple general argument
isavailable,
which I owe to J.-L. Colliot-Thelene:LEMMA
(Lang [6],
Nishimura[9]).2014 If f
: X -~ Z is a rational mapof integral k-varieties,
w~ere Z is proper and X has a smoothk-point,
then Zhas a
k-point.
Applying
this with X =G(3, 5)
and Z =hY
we prove the theorem. 0- 440 -
One can
interprete ~~(3, 5~S
as an ‘‘almost universal" torsor onhY:
itis a torsor under the
algebraic
k-torus dual to the r-moduleKY
.(Recall
that a universal torsor is a torsor under the dual torus of the whole Picard group
Pic(Y),
see the details in[1].)
Thus it is notsurprising
that in ourproof k-points
are first traced onhG(3, 5~5:
this agrees with thephilosophy
of the descent
theory [1]
that the universal torsors over a rationalvariety
ina certain sense "untwist" its arithmetic.
A cknowledgment s
I would like to thank V.V.
Batyrev
fordriving
my attention to the connection between rational surfaces andhomogeneous
varieties oftype
G/P.
I amgrateful
to V. V.Serganova,
J.-L. Colliot-Thelene and J.-J. Sansuc for many warm discussions.References
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