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Stopping power of protons in He at low energies

Y. Boudouma, A. Chami, H. Beaumevieille, M. Boudjema

To cite this version:

Y. Boudouma, A. Chami, H. Beaumevieille, M. Boudjema. Stopping power of protons in He at low energies. Journal de Physique I, EDP Sciences, 1992, 2 (9), pp.1803-1810. �10.1051/jp1:1992246�.

�jpa-00246661�

(2)

Classification

Physics

Abstracts

61.80M 79.20R

Stopping power of protons in He at low energies

Y.

Boudouma,

A. C.

Chami,

H. Beaumevieille and M.

Boudjema

Institut de

Physique,

U.S.T.H.B., B-P. 32, El-Alia, Bab Ezzouar,

Alger, Algeria

(Received 30 December 1991, revised 8

April

1992, accepted 1 June J992)

Abstract.

Using

the

Scattering Approach

for

Stopping

in an Elecdon Gas, the Local

Density Approximation

(LDA), an adiabatic criterion, and capture and loss condibutions to the elecdonic energy loss we have calculated the elecdonic

stopping

power of protons in helium and

hydrogen

gases at low

energies.

The combined model used

give

a

significant

deviation from the well known

velocity proportionality

of the

stopping

power at very low energy in the two cases. Our calculations

explain

quite well this striking deviation

reported

in recent papers. A good agreement is obtained with

experimental

values in case of He.

Introduction.

A variation of the

stopping

cross section

proportional

to the

projectile velocity

in the

region

of low velocities was

predicted by

theories

conceming

the electronic energy loss of

heavy

ions on

atoms

developed by

Firsov

[I]

and Lindhard and Scharff

[2].

Such a

dependence

is also obtained when the target is a

degenerate

free electron gas

[3-5].

This behavior is also used in

empirical

formulae deduced from the

compilation

of several

experimental

data

[6-8].

However,

in this energy range

(4-20keV

for

protons),

the cross sections cannot be considered to be final. This is due to the

large

uncertainties associated with the target

preparation

and to the energy measurement of scattered or transmitted

particles.

Some authors

[9]

noted

that,

in some cases, the

stopping

cross section values

brought

in

by

Andersen and

Ziegler [6]

seem too

high

at low energy. This was confirmed

by

the recent work of Golser and Semrad

[10]

who observed a

Significant

deviation from

velocity proportionality

in the

Stopping

cross sections of protons with energy lower than 20 kev in helium gas.

In the

following,

we

study

the proton

slowing

down in a free electron gas. The

generalization

to the atomic system is obtained

through

the local

density approximation

LDA. An

application

is afterwards

given

for the protons

slowing

down in helium target and

compared

to Golser and Semrad results

[10].

Likewise a test for H + H system is

presented.

We use, unless otherwise noted, the Hartree atomic units

(e

=

fi

= m =

1).

(3)

1804 JOURNAL DE PHYSIQUE I N° 9

Theoretical

approach.

The linear response

theory,

based

mainly

on the Bom

approximation,

underestimates the

increase of the

density

around a

positive

Static

point charge placed

in an electron gas

[I I].

This

limiting

case leads uS to think that when the

particle, undergoing

the

Slowing,

moves with low

velocity,

the

Screening

effect iS underestimated which leads to incorrect

Stopping

power.

Therefore the

hypothesis

of linear response iS not valid. It becomes necessary to use a non

linear

approach

of the response of electron gas.

Moreover, complied

to a low

perturbation

from an ion of low

velocity,

Some electrons of the electron gas

adapt

their motion to this

perturbation.

An alternative to these two

approaches

is constituted

by

the Ferrell and Ritchie

theory [12].

Studies in this sense have been conducted

by

different

authors,

either in the framework of the elastic

scattering

of the electrons on the screened

potentiel

induced

by

the host

particle (Binary

Encounter

Approximation BEA) [12-13],

and in the framework of the

Density

Functional

approach

DFA

[14].

These studies lead to cross sections which are

slightly

different from those obtained

by

the

linear

theory. However,

to our

knowledge,

these calculations have not been extended to

atomic Systems.

In this

work,

we use the BEA collisional

approach.

The basic formula to evaluate

Stopping

cross sections can be deduced

Simply

from kinematical considerations

[15].

We

briefly

recall

the

grounds.

Let a proton Of maSS

m~

and

velocity

v makes a collision with an electron Of

velocity

v' which

belongs

to an electron gas of

density

n.

In the reference frame connected to the

moving proton,

which is here the center Of the maSS System, w and w' are the velocities Of an electron before and after the collision

respectively.

The proton and electron masses

being

very

different,

we have

(w(

m

iw'i

For a

Scattering angle

o and

taking

into account the axial Symmetry around the direction defined

by

w, the value of the momentum transfer

averaged

over the azimuth is

(6p)

=

w(I

cos

o). (1)

Let

f(v'),

be the

velocity density

in

phase

space Of the electron gas. We have

If (v')

dv'

= n

(2)

v>

The number of scattered electrons

during

a time interval At is

(W( f(V')dV'dW(W, o)

At

where d« is the collisional differential cross section.

The momentum transfer for these electrons will be :

(6p)

=

f (v') dv'(

w At w

ld« (w,

o

) (

I cos o

) (3)

v, e

Following

the

collisions, only

the electrons that can go

beyond

the Fermi level can be excited

(4)

their velocities must then

satisfy,

at zero

temperature,

v~-v<

(w(

<v~+v, where v~ is the Fermi

velocity

of the electrons gas. The mean

slowing

force or the energy loss per

unit

length undergone by

the

heavy projectile

is :

~

lf(

')

~

'j

'

(

' ~

@)(j

@)

(~)

$

~ ~ ~ ~ ~ ~ ~ ~' ~~~

~ V'

~

using

relation

(2),

this

expression

becomes

~

= vv~ n«~

(v~)

in the case v « v

~

(5. I)

dr

~

=

v~ n«~

(v )

in the case v » v

~

(5.2)

dr

where «~ =

ld« (I

cos

o)

is the

transport

cross section.

With a

good approximation,

these two relations can be unified into one which presents the

advantage

to be

applicable

for any

velocity [15-16].

~

= vv~

n«~~(v~) (6)

dr

where v~ is the mean relative

velocity

between the proton and the target electrons of the gas

[17].

3 ~ ~ 2 ~

1

4

~~~

~ 3 v~ 15 v~

~ ~ ~~

~~'~~

V~(V, VF) =

11

+

~~

j

v m v~.

(7.2)

5 V

The transport cross section «~ can be Obtained in the framework of a non-linear response

by studying

the

scattering

of electron gas

by

a

potential

V

(r).

«~(v~)

=

[ ( (I

+

I) sin~ 18j(v~) 8j~ j(v~)1. (8)

k~ j=o

Where

8j

is the

phase

shift of wave I

computed

at

velocity

v~.

A low energy

hydrogen

beam

traversing

any

stopping

material can be considered as a three

charge

states system constituted

by H+, H°

and H- with constant fractions

(at equilibrium) 4+, 4°

and

4~.

These

equilibrium

fractions were

already

examined in detail

[18]

and it appears, that in the

case of helium gas,

4

is very small

(less

than I fb in our incident energy

range).

Furthermore

the energy loss

involving

the three

components

have a same Order of

magnitude.

This

consideration leads us to

neglect

the H- contribution.

The energy loss

including

capture and loss processes

(CL)

can then be written :

dW = 4 +

[(1-

« ~o)

dEjj

+

«jodejo]

+

~1°[(1 ~xoj) dEoo

+ «oj

deo~]. (9)

Where :

dEj~ (resp. dEoo)

is the energy loss in helium gas

computed

for H+

(resp. H°)

without C.L. processes.

(5)

1806 JOURNAL DE

PHYSIQUE

I N° 9

deja (resp. deoj)

represents the energy loss

occurring during

capture

by

H+

(resp.

ionization of

H°).

From the ionization

potentials

of H and He we assume that

dejo (resp, deoj)

is very close to lo eV

(resp.

13.6

eV).

The

equilibrium

fractions 4 + and

4

° are calculated

by using

the capture and ionization

cross sections

(«jo

and

«oj) reported by

Bamett

[18].

«jo

(resp,

~xoj) is the capture

(resp. loss) probability.

All these

quantities

are normalized to the same target thickness

lfl~at/cm~

in order to

obtain total electronic

stopping

cross section

~~~'.

N dR

The

computation

of

~~~

and

~°°

is made

through

the formula

(6),

the main

problem

is

r r

therefore the choice of

scattering potential.

As

long

as the incident proton have a

velocity

low

compared

to target

electrons,

we can treat its interaction with the

stopping

medium

through

a

screened

potential. Thus,

we choose the elastic

scattering potential

derived

by Apagyi

and

Nagy [13]

:

Vsc(r)

= e~ ~~ +

"

(10)

r 2

~x

(r~)

= no + ~xj

e~~"

+ ~x~

e~~~'(I

< r~

<15) (11)

where am

~x(r~)

is the

screening

parameter which

depends

on the electronic

spacing

parameter, r~ =

(3/4 wn)~'~,

introduced

by

the authors to assure the

self-consistency,

or in other words to

satisfy

the Friedel sum rule.

We use the same

potential

with «

=

2 in

equation (9)

in order to obtain the

scattering potential V~

relative to

hydrogen projectile.

We

adopt

the

Calogero

method

[19]

for the

computation

of

phase shifts,

put in

practice by

Ferrell and Ritchie

[12],

the

generalization

to

an atomic system constituted

by

a

slowing

atom is made

through

the local

density

approximation

:

~

=

14 wr~~ (r)

dr

(12)

N dR dr

where ~

(r)

is function of n

(r),

the electronic

density,

derived from the wave functions as dr

classified

by

Herman and Skillman

[20].

Lindhard and Scharff

[21]

have shown that the LDA

gives practically

the same results when

applied

to an

independent particle

model of the atom as well as to its classical orbital

picture

with resonance

frequencies.

Within the classical treatment of the atom, in the 4-20 kev energy range, the

projectile velocity

is lower than the mean orbital

velocity

of the helium atom electrons which is

approximately

1.6 a.u. in the Thomas-Fermi model. Hence the

target

electrons can

adjust

their motion to that of the

projectile

and

give

rise to a

polarization

force that

compensates

the force exerted

by

the

projectile

and thus a

negligible

energy loss : that is the so-called Bohr criterion

[22].

Then we consider that the

projectile

acts

mainly

as a screened proton rather than bare ion. In

fact,

the LDA allows to take into account of the energy loss due to the outermost

electrons in the

following

way : we divide the electronic

density

n

(r),

into

elementary portions

and we

study

the gas response in each of them. We

postulate

a cut-off criterion

analogous

to the Bohr's one and decide that those

portions

with v~ greater than the

projectile velocity

v do not contribute to the

slowing

down process. Such a condition is

equivalent

to a fair « shell correction » introduced in a

gradual

way. The introduction of this criterion in

equation (6)

has

(6)

as consequence the non consideration of

large impact

parameter collisions. The collective excitations are then

neglected.

This

approximation

is

justified

because our

computations

consider isolated atoms;

therefore the energy transfer

phenomena by

collective collisions is less

important

than in condensed matter.

To test this

method,

we have also carried out

computations

of

stopping

power for

hydrogen

in

hydrogen

up to 15 kev. This is

highly justified

since in this energy range the capture process is dominant and protons behave

mainly

as

hydrogen

atoms.

Results and discussion.

The protons

stopping

power in He has been

computed

from 4 to 40 kev

by treating

the target

as electron gas and

by using

the formalism

developed previously,

for the different

potentials Vsc

and

V~.

Our theoretical

predictions (cf. Fig. I)

show a

good

agreement with the

experimental

data of Golser and Semrad

[10]

and

Phillips [23],

as well as the theoretical calculations of Schiwietz

[24]

obtained above lo kev within the frame of a

coupled-channel theory.

They

are

drastically

different from the

semi-empirical

values classified

by

Andersen and

Ziegler [6]

and more

recently by Ziegler,

Biersack and Littmark

[7].

The

following

table shows the values of the

p

exponent as

reported by

different authors

using e(v )

~

VP which links here the

velocity dependence

of the

stopping

power between 4

and lo kev.

ml 0

fi

, , , ,

~ A

'

u A

'

-J 4

tl ~

~ ''

ul

l'~'

O

b

~

+w

,

TRIM 90

~

OJIIC~ COLSER-SEJfRA

~ ANBERSEN-ZIECLEII

~

i

AA AA A L#'

... pHILLIPS

Q$ O

OUR CALCULATIONS

'tl ' iZ

'tl

4 6 8 z 4 6 8

0 00

ENERGY (key)

Fig.

I.

Stopping

cross section of protons in He are shown some

experimental

results (o) [lo], (.) [23], recommended

empirical

values (- -) [6], (- -) [7], L-W- theoretical

predictions

(A ) [5]. The full line, inferred from

polynomial

fit, is obtained in

our combined model

through

the

use of

Vsc,

VH, and (CL) processes (see text).

(7)

1808 JOURNAL DE PHYSIQUE I N° 9

References

p

Andersen-Ziegler [6]

TRIM 90

[7]

0.5

Golser-Semrad

(experimental) [10]

3.34-2.23

Semrad

(theory) [25]

4

Our

predictions (theory)

2.20

The

experimental

data of Golser and Semrad include the energy loss

by

nuclear collisions. As

evaluated

by

the LSS

theory [26],

the nuclear

stopping

cross section is

equal

to

0, I x 10~ ~~

eV.cm~

for protons of 5 kev and becomes

rapidly negligible beyond

this energy.

In

figure

I the results are

reported.

The dashed lines represent the well known semi-

empirical

fits of Andersen and

Ziegler

and

Ziegler,

Biersack and Littmark.

We note

large discrepancies

between our

predictions

and those of the Lindhard and Winther

theory (LW) [5]

as well as with the fits

[6-7].

In the case of

hydrogen

gas target, our calculations

(cf. Fig. 2)

show a linear

dependence

with

hydrogen projectile

energy whatever the

potential used,

this is

roughly

the case of the

recommended values of

Phelps [27].

The results are somewhat different from

Phillips

values

[23] (the

values in

Fig.

2 are

reported

under the

assumption

of linear

additivity

of

stopping

cross

sections)

the

Phillips

values are, in our

knowledge,

the

only existing

ones derived

from classical energy loss

experiments

in the low energy

region.

However, the electronic

density

used here is that of free atom, while the

experimental

measurements deal with

H~

target gas. Hence, a

quite

different electronic distribution is needed at this stage. Moreover we

j

~

~

~

~ ~ ,,'''''''

'~ ,,'''

~ .,,"

-

-x'

Q .

,,'

-

~ '

++ . ,'

_

~ '

~ ,,''

/ '

~ ,,''

U _

~_,~,

,, -

0$ fi '~

~'

~~~ ~(~~~~ ~~~~~ ~c

73

' ... PIIELP.S'

~

xxxxx pjIILLII'S'

$z

ANDER,ih'N-ZIECLeR

7j

z 4 6 ~ z

10 ENERGY Ike()

Fig.

2.

-Stopping

cross section of

hydrogen

in

hydrogen.

Test of the combined model with two

scattering potentials

VH and

Vsc

are shown

experimental

results (x) of protons [23] and

hydrogen

(.) [27] in H2 (linear

additivity

of

stopping

is assumed here), and recommended

empirical

fit (- -) [6].

(8)

think that a refinement of the

potential

and

probably

the manner that electrons enter the

slowing

down process, could enable us to take account of the

experimental

results.

The

potentials

used to

compute

the electronical energy loss ask for some commentaries.

The

Vsc potential

is

derived,

under the

assumption

that the Friedel sum rule must be

verified.

However,

since we are concemed

by

outermost electrons

through

the

LDA,

the

electron response is no

longer

adiabatic in this case. The constraint linked to sum rule is then lifted.

We have,

through

the choice of

V~, implicitly neglected

the

eventuality

of interaction of

hydrogen projectile

in excited state, this seem reasonable since in gases of low

density

the excited states can

decay

to the

ground

one between consecutive collisions

[24].

We have also tested instead of

Vsc (Eqs. (10)

and

(11)),

a Yukawa type

potential

~- xr V

y

(r)

=

with « =

1.563/(r~)~'~

and

Vsc

with a =

I,

the results are

roughly equivalent

r

with a more

pronounced slope

for

stopping

cross section in the very low energy range. Since the present work deals with the

possibility

to describe a deviation from allowable

linearity

of

stopping

with v, it is not very

important

at this stage to

reproduce

the exact

experimental results,

but if Golser's and Semrad's ones are to be confirmed in the

future,

it is

always possible by

means of

improved screening parameter

of used

potentials

to take into

consideration

experimental

measurements.

Conclusion.

We have used the kinetic

theory

of

stopping,

the

scattering

of electrons waves and the local

density approximation

to

compute

the electronic

stopping

cross sections of protons in helium and

hydrogen

in

hydrogen.

The capture and loss processes are taken into account

through

semi

empirical corresponding

cross sections.

The

slowing

atom is

computed

in the LDA which allowed us to introduce an adiabatic criteria similar to Bohr's one. Thus we exclude from

slowing,

the electrons which are able to

react

adiabatically

to the

acting projectile

force. This appears as a convenient method to

generalize

the orbital as well as « shell correction »

concepts.

The

potentials

involved in

phases

shift calculations seem to

correctly

describe the mean interaction between the

projectile

and the

target

atom but are

likely

to be

improved,

thus

giving

results much closer to

experimental

ones.

In the case of

He,

our results are in

good

agreement with the data of Golser and Semrad and those of

Phillips.

The

striking

deviation from

velocity proportionality

showed

by

the measures in the lower energy

region

is

correctly explained.

As for the

hydrogen target

several

problems

are interelated

(validity

of

Bragg

rule, real electronic

density

of molecules and absence of recent

stopping measurements),

however in

spite

of

discrepancies,

our

predictions

show a behavior very similar to

Phelps's

data obtained in indirect manner.

The electronic

charge

distribution of

slowing

atoms is of

importance

in our model, thus in this later case a more realistic

description

of it is needed.

It is

important

to note that whatever the

scattering potential used,

our model exhibits a

non-proportionality

of the

stopping

power to the

velocity

v of the incident ion. This is in

good

agreement with the recent measurements

performed directly

or

indirectly

at low

energies.

The results in our combined model offer a

challenging problem

for further

investigations.

Acknowledgments.

The authors are indebted to Dr. A.

Bordenave-Montesquieu

for his

appreciable help.

(9)

1810 JOURNAL DE PHYSIQUE I N° 9

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Ziegler

Eds. 3

(Pergamon

Press, New York, 1977).

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Stopping

and

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of Ions in Solids », J. F.

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Colloq.

France 38 (1987) C 20, 1465.

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