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The integral Hodge conjecture for the total space of one-parameter families of cubic threefolds

Jean-Louis Colliot-Th´el`ene CNRS

Universit´e Paris-Sud ⊂Paris-Saclay Algebraic Geometry Conference Arnaud Beauville’s 70th birthday

Oct. 23-27, 2017, Beijing

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X/Cprojective and smooth.

LetHHodge2i (X(C),Z(i))⊂HBetti2i (X(C),Z(i)) be the inverse image of Hodge classes inHBetti2i (X(C),Q(i)).

The cycle mapcli :CHi(X)→HBetti2i (X(C),Z(i)) lands in HHodge2i (X(C),Z(i)).

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The (rational) Hodge conjecture asserts that the group Z2i(X) :=HHodge2i (X(C),Z(i))/Im(CHi(X)) is a finite group, equal to the torsion subgroup of HBetti2i (X(C),Z(i))/Im(CHi(X)).

This is so fori = 1 (Lefschetz).

IfZ2i(X) = 0, one says that the integral Hodge conjecture holds for cycles of codimensioni onX, or in (cohomological) degree 2i. Atiyah and Hirzebuch gave examples withZ2i(X)6= 0.

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In this talk we shall concentrate onZ4(X).

In that degree,Z4(X) is a birational invariant in X (Voisin).

Koll´ar gave examples of hypersurfacesX ⊂P4 of suitable (high) degree for whichZ4(X)6= 0.

ForX a threefold, Voisin (2006) proved Z4(X) = 0 ifX is uniruled orX is Calabi-Yau.

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For rationally connected varieties, the rational Hodge conjecture for cycles of codimension 2 holds (Bloch-Srinivas). Voisin (2007) asked whetherZ4(X) = 0 holds for any such variety.

ForX of any dimension at least 6, a negative answer was given by CT-Voisin 2012, using work of CT-Ojanguren 1988.

The question whetherZ4(X) = 0 holds for rationally connected varieties of dimension 4 and 5 is open.

In dimension 4, the following special results are known :

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TheoremThe integral Hodge conjecture for cycles of

codimension 2 holds for smooth projective fourfolds X with a dominant morphism X →Y to a smooth projective Y if : (i) dim(Y) = 2, and the generic fibre is a del Pezzo surface of degree d at least 5 (CT-Voisin 2012 when fibre is a quadric surface ; CAO Yang 2017).

(ii) dim(Y) = 1, and the generic fibre is a smooth complete intersection of two quadrics inP5 (Voisin 2010 when bad fibres have ord. quad. singularities ; CT 2012).

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Theorem (Voisin)

The integral Hodge conjecture for cycles of codimension 2 holds for :

(a) (2007) smooth cubic hypersurfaces inP5;

(b) (2010, J. Alg. Geom. 2013) varieties X with a fibration X →Γ to a curveΓ, whose generic fibre is a smooth cubic in P4 and whose special fibres have ordinary quadratic singularities (implies a)).

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In this talk, I will describe the proof of : Theorem (CT-Pirutka, 2017)

The integral Hodge conjecture for cycles of codimension 2 holds for fourfolds X with a fibration X →Γ to a curveΓ, fibration whose generic fibre is a smooth cubic inP4.

The improvement over Voisin’s result is that we impose no restriction on the singular fibres. Our proof combines geometric ideas in her paper with tools from algebraicK-theory (motivic homology, unramified cohomology).

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Unramified cohomology of degree 3 and integral Hodge conjecture

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F a field, char(F) = 0

X/F variety ,n∈N,n>0,i ∈N,j ∈Z. Let Hi⊗jn ) be the Zariski sheaf associated to the presheafU 7→Heti (U, µ⊗jn ).

Definition of unramified cohomology ofX

Hnri (X, µ⊗jn ) :=HZar0 (X,Hi⊗jn )) LetQ/Z(j) =colimnµ⊗jn .

AssumeX/F smooth. Hnr1(X,Q/Z) =Het1(X,Q/Z).

Hnr2 (X,Q/Z(1)) =Br(X).

We shall be concerned withHnr3 (X,Q/Z(2)).

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Theorem (Bloch-Ogus 1974, Gersten’s conjecture for ´etale cohomogy)For X/F smooth connected, with field of functions F(X), there is an exact sequence

0→Hnri (X, µ⊗jn )→Hi(F(X), µ⊗jn )→ ⊕x∈X(1)Hi−1(F(x), µ⊗j−1n ).

Here, for any point x of codimension 1 ofX, the map Hi(F(X), µ⊗jn )→Hi−1(F(x), µ⊗jn −1)

is the residue map associated to the DVROX,x (with residue field κ(x)).

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CorollaryFor X/F connected, smooth and proper, the group Hnri (X, µ⊗jn ) is an F -birational invariant, hence sometimes denoted Hnri (F(X)/F, µ⊗jn ). If X is stably F -rational, then

Hi(F, µ⊗jn )→' Hnri (F(X)/F, µ⊗jn ).

ForX/F smooth and proper, Hnri (X, µ⊗jn )⊂Hi(F(X), µ⊗jn ) may be computed by using all DVR’sR of F(X) withF ⊂R.

For algebraically closed fieldsk ⊂K, andX/k smooth and

projective, for torsion coefficients, one has the “rigidity theorem” : Hnri (X,•) =Hnri (XK,•) (CT, Jannsen ; Suslin’s method)

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Using results of Merkurjev–Suslin, Rost, Voevodsky, one proves : Theorem (CT-Voisin 2012)Let X/Cbe a smooth projective variety. The quotient of Hnr3(X,Q/Z(2)) by its maximal divisible subgroup is finite and it is equal to the torsion subgroup of HBetti4 (X(C),Z(2))/Im[CH2(X)], hence also to the torsion subgroup of Z4(X).

[Compare : the quotient ofHnr2(X,Q/Z(1)) by its maximal divisible subgroup is finite and is equal to the torsion subgroup of HBetti3 (X,Z).]

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CorollaryIf X is a rationally connected variety, or a uniruled threefold, there is an isomorphism of finite groups

Z4(X)'Hnr3 (X,Q/Z(2)).

Starting from theorems obtained via geometry and Hodge theory, one gets results onHnr3 (X,Q/Z(2)) such as its vanishing for uniruled threefolds.

Starting from results in algebraicK-theory (e.g. computation of unramified cohomology of quadrics over arbitrary ground fields, Kahn, Rost, Sujatha), one gets results on the integral Hodge conjecture.

This accounts for some of the results mentioned above.

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Galois descent on Chow groups : some long exact sequences

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LetF be a field,char.(F) = 0. Let F be an algebraic closure of F andg=Gal(F/F). For a Galois moduleM, letHi(g,M) be its Galois cohomology groups.

LetX be a smooth, geometrically integralF-variety. We write X =X ×F F.

Recall that Quillen has associated groupsKi(A) (i ≥0) to any commutative ringA. On a given schemeX, sheafification of the Zariski presheafU 7→Ki(Γ(U,OU)) defines the Zariski sheaf Ki on X. ForX smooth over a field, a celebrated formula, conjectured by Bloch and proved by Quillen, identifiesHZari (X,Ki) with the Chow groupCHi(X) of codimensioni cycles modulo rational equivalence.

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Theorem A .Let X/F be as above. Assume that H1(X,OX) = 0 andPic(X) =NS(X) has no torsion. Assume X(F)6=∅. Then there is an exact sequence

0→Ker[CH2(X)→CH2(X)g]→H1(g,H1(X,K2))→ N(X)→Coker[CH2(X)→CH2(X)g]→H2(g,H1(X,K2)), where

N(X) =Ker[Hnr3 (X,Q/Z(2))/H3(F,Q/Z(2))→Hnr3 (X,Q/Z(2))].

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Special case of a general sequence without assumption on the Picard group. Parts of this sequence : Bloch, 1970’s ; CT-Sansuc and CT-Raskind 1980’s. Whole sequence :B. Kahn 1996 (via Lichtenbaum’sZ(2)’s) CT-Kahn 2013 and CT 2013.

The proof relies on theorems of Merkurjev and Suslin and on the Gersten conjecture (Quillen forK-theory, Bloch-Ogus for ´etale cohomology). Most of the sequence may be established in a pedestrian manner, combining 1993 results of B. Kahn with the Galois cohomology of the complex

K2(F(X))→ ⊕

x∈X(1)F(x)×→ ⊕

x∈X(2)Z,

the homology groups of which are precisely the groupsHi(X,K2).

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There is a natural map

Pic(X)⊗ZF× →H1(X,K2).

A special case of CT-Raskind results (1985) – building on works of Bloch, Merkurjev, Suslin – gives that this map is an isomorphism if X is rationally connected and Br(X) = 0. We thus get :

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Theorem B.Let X/F be a smooth, projective, geometrically connected variety. Assume X(F)6=∅and :

(a) X rationally connected, hencePic(X)is a lattice ; (b)Br(X) = 0;

(c) Hnr3 (X,Q/Z(2)) = 0.

Then there is an exact sequence

0→Ker[CH2(X)→CH2(X)g]−→Hα 1(g,Pic(X)⊗F×)→

→Hnr3(X,Q/Z(2))/H3(F,Q/Z(2))→

→Coker[CH2(X)→CH2(X)g]−→Hβ 2(g,Pic(X)⊗F×).

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Corollary.Let K =C(Γ)be the function field of a curve. Let X/K be smooth, projective, geometrically rationally connected variety of dimension at most 3. AssumeBr(X) = 0. Then

Hnr3 (X,Q/Z(2))→' Coker[CH2(X)→CH2(X)g].

Corollary.Let K =C(Γ)be the function field of a curve, and let Y/K be a smooth, projective, geometrically rational surface, for example a smooth cubic surface inP3K. Then

Hnr3 (Y,Q/Z(2)) = 0.

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An aside on some birational invariants

Extending the ground fieldCof X to an arbitrary overfield F

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Theorem B and rigidity of unramified cohomology imply : Theorem C.Let X/Cbe a connected smooth projective variety.

Assume

(a) X is rationally connected, hencePic(X) is a lattice.

(b)Br(X) = 0.

(c) Hnr3 (X,Q/Z(2)) = 0.

Then for any field F/C, with algebraic closure F , letting g=Gal(F/F), we have an exact sequence

0→Hnr3 (XF,Q/Z(2))/H3(F,Q/Z(2))→

→Coker[CH2(XF)→CH2(XF)g]−→Hβ 2(g,Pic(X)⊗F×).

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One way to look at this theorem is as an ordered search to establish the nonrationality ofX.

Indeed, if any of the hypotheses (a), (b) or (c) is not fulfilled, then X is not rational.

For any fieldF/C, the groupCoker[CH2(XF)→CH2(XF)g] is a birational invariant ofX/C.

For any fieldF/C, the first two groups in the sequence are birational invariants ofX/C, and vanish ifX is rational.

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Theorem D.Let X ⊂P5Cbe a smooth Fano hypersurface. Assume that the integral Hodge conjecture holds for codimension 2 cycles on X . Then for any field F/C, one has

H3(F,Q/Z(2)) =Hnr3(F(X)/F,Q/Z(2)).

Proof. The hypothesis impliesHnr3 (X,Q/Z(2)) = 0, hence (rigidity)Hnr3(X×CF,Q/Z(2)) = 0. Theorem C then gives an embedding

Hnr3 (F(X)/F,Q/Z(2))/H3(F,Q/Z(2)),→Coker[CH2(XF)→CH2(XF)g].

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For codimension 2 cycles overX as above over an algebraically closed field, rational equivalence, algebraic equivalence and homological equivalence coincide. ThusCH2(X)→' CH2(XF).

HenceCH2(XF)→CH2(XF)g is onto. Hence H3(F,Q/Z(2)) =Hnr3(F(X)/F,Q/Z(2)). QED

ForX ⊂P5C a cubic hypersurface, the integral Hodge conjecture in degre 4 holds (Voisin 2007) and the conclusion of the above theorem is due to her (2015).

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What aboutsmooth cubic hypersurfaces X ⊂P4C ?

None is rational (Clemens-Griffiths) but could some, all, be stably rational ? Could none be ?

For any suchX and any fieldF/C, using Theorem C one may show :

Hnr3 (F(X)/F,Q/Z(2))/H3(F,Q/Z(2))→' Coker[CH2(XF)→CH2(XF)g].

Could this group be non zero for some suitableF (hence X not be stably rational) ?

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The relevant fieldF to look at is the field of rational functions of the intermediate jacobianJ3(X). This is an abelian variety which parametrizes cycles of codimension 2 onX which are homologically equivalent to zero. There is an obvious class inCH2(XF)g and one wonders whether it comes fromCH2(XF), thus defining on

X×J3(X) what C. Voisin (2014) calls a “universal codimension 2 cycle”. She shows that the existence of a universal codimension 2 cycle onX is actually equivalent to

H3(F,Q/Z(2)) =Hnr3(F(X)/F,Q/Z(2)) for any fieldF/C.

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C. Voisin also shows that there exist cubic hypersurfacesX ⊂P4C for whichH3(F,Q/Z(2)) =Hnr3 (F(X)/F,Q/Z(2)) for any field F/C, and indeed for which thestronger property

CH0(XF)'Z

holds for everyF/C (CH0-triviality, integral decomposition of the diagonal).

I have given a simple proof that this stronger property holds for any cubic hypersurfaceX ⊂P4C given by a partially diagonal equation

f(x0,x1,x2) +g(x3,x4) = 0.

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More generally, one has the following result, which applies for instance to the Fermat hypersurfacePn

i=0Xi3 = 0.

Theorem.Let X ⊂PnC, n≥4, be a nonsingular cubic hypersurface given by a form

F(X0, . . . ,Xn) =

r

X

i=1

Gi(X0, . . . ,Xn)

where the Gi’s are forms in at most three explicit variables and two different Gi’s have no explicit variable in common. Then X is CH0-trivial : for any field extension F/Cthe degree map degF :CH0(XF)→Z is an isomorphism.

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The proof uses :

Theorem.Let k be a field and X a smooth, projective, connected variety with a k-point. Assume H1(X,OX) = 0. If there exists a smooth, projective, connected curveΓwith a k-point and a k-morphismΓ→X such that over any overfield F of k the

induced map CH0F)→CH0(XF) is onto, then over any overfield F of k, the degree map degF :CH0(XF)→Zis an isomorphism : the k-variety X is universally CH0-trivial.

End of the (long) aside on some birational invariants.

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The title theorem and its proof

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Theorem (CT-Pirutka, 2017)Let Γbe a smooth curve and K =C(Γ) its function field. The integral Hodge conjecture for cycles of codimension 2 holds for fourfolds Y/Cwith a fibration Y →Γwhose generic fibre X/K is a smooth cubic threefold in P4K.

Such a varietyY is dominated by the product ofP3C and a curve, hence the rational Hodge conjecture holds in degree 4

(Bloch-Srinivas). Using the CT-Voisin result

Hnr3 (X,Q/Z(2))/maxdiv '[HBetti4 (X(C),Z(2))/Im(CH2(X))]tors, it is thus enough to proveHnr3 (X,Q/Z(2)) = 0.

NowHnr3 (Y,Q/Z(2))⊂Hnr3 (X,Q/Z(2)). The result thus follows from (i) in the following :

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Theorem (CT-Pirutka 2017).Let K =C(Γ)be the function field of a complex curveΓ. Let X ⊂P4K be a smooth cubic threefold over K . Then

(i) One has Hnr3(X,Q/Z(2)) = 0.

(ii) The map CH2(X)→CH2(X)g is onto.

Over the cohomological dimension 1 fieldK =C(Γ), Theorem B gives

Hnr3(X,Q/Z(2))→' Coker[CH2(X)→CH2(X)g].

We shall prove thatCH2(X)→CH2(X)g is onto.

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Letk be a field of char. zero,k an algebraic closure,g=Gal(k/k).

LetX ⊂P4k be a smooth cubic hypersurface, let X =X ×k k.

Algebraic and numerical equivalence coincide onCH2(X). There is a natural exact sequence of Galois modules

0→CH2(X)alg →CH2(X)→Z→0,

where the mapCH2(X)→Z is given by the intersection with a hyperplane.

The groupCH2(X) is then the disjoint union of the sets CH2(X)d consisting of classes of degreed ∈Z.

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The groupCH2(X)alg =CH2(X)0 is “the group of k-points of the intermediate jacobian ofX”. It can be given an algebraic structure via the Prym construction (Mumford, Murre, Beauville 1977) attached to a conic bundle structure on a blow-up ofX along a (general) line. This depends on the choice of a line onX, and such a line need not exist overk.

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For cubic threefolds, another presentation ofCH2(X)alg goes back to Murre and can be followed overk. LetS/k be the Fano variety of lines onX. It is a smooth projective surface.

LetV ⊂S ×k X be the incidence variety consisting of pairs (L,x) withx ∈X lying in the lineL. One then has the Galois equivariant map

pS,∗◦pX :CH2(X)→CH1(S) =PicS/k(k).

LetJ :=Pic0S/k.

Murre : This map induces an isomorphism of Galois modules CH2(X)alg

' J(k).

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For eachd, there exists a principal homogeneous spaceJd of J and an isomorphism of Galois setsCH2(X)d

' Jd(k).

One wants to prove that ifk =C(Γ) is the function field of a complex curve, then each mapCH2(X)d →CH2(X)gd is onto.

From this point on, the proof uses many geometric ingredients from the paper of C. Voisin (JAG 2013).

The traceh of a plane on X gives a class in CH2(X)3. A simple argument (consider±c+nh) then shows that it is enough to prove the surjectivity statement ford = 5 andd = 6.

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Some moduli spaces of curves of genus 1 lying on a cubic hypersurface X ⊂P4k

Ford ≥1 letMd,1(X) be the union of (reduced, closed) components of the Hilbert scheme ofX whose general point parametrizes smooth, connected curvesC ⊂X ⊂P4 of genus 1, of degreed, and which spanP4. Thek-points of these spaces

correspond to (possibly) reductible projective curves of degreed overk.M5,1(X) is geometrically irreducible (Markushevich, Tikhomirov ; Harris, Roth, Starr). ForX general,M6,1(X) is geometrically irreducible (Voisin).

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One fixes desingularisations ˜M5,1(X)→M5,1(X) and

6,1(X)→M6,1(X). Using the universal family of curves over Md,1(X), ford = 5,6, one gets k-morphisms ˜Md,1(X)→Jd. These will be called Abel-Jacobi morphisms.

Theorem (Iliev, Markushevich, Tikhomirov ford = 5 ; Voisin for d = 6)Let k =Cand X ⊂P4C be a very general cubic threefold.

Then for d = 5 and d= 6 the Abel-Jacobi morphisms

d,1(X)→Jd are surjective and their generic fibre is geometrically rationally connected.

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All the previous constructions were done over an arbitrary fieldk of characteristic zero.

One may globalize them over the parameter spaceP ⊂P34C of cubic threefolds and the universal familyX →P : at the generic point of P we get the above construction over the function fieldk =C(P).

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One has the familyS →P of Fano surfaces of lines, global correspondences, components of the relative Hilbert scheme HilbX/P, irreducible familiesM5,1 andM6,1 overP of

nondegenerate curves of genus 1 and degreed = 5,6, with the propertyMd,1,t ⊂Md,1(Xt) for t∈P(k). One fixes

desingularizations ˜Md,1 → Md,1 for d = 5,6. One then finds globalized Abel-Jacobi morphisms (d = 5,6) overP :

ϕd : ˜Md,1 → Jd =PicdS/P

which are proper, surjective and whose geometric generic fibre is smooth and rationally connected (by the above theorem).

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A theorem of A. Hogadi and C. Xu 2009 then guarantees that over any schematic pointx of the scheme Jd, with residue field κ(x), the fibre ofϕd contains aκ(x)-subvariety which is geometrically rationally connected. Ifx corresponds to a point of dimension 0 or 1 onJd, thenκ(x) =C orC(Γ) (Γ a curve). By the

Graber-Harris-Starr theorem, the fibre atx contains aκ(x)-point.

SinceX →P is the universal family of cubic fourfolds, we conclude : forK =C(Γ) the function field of a curve and any smooth projective cubic threefoldX ⊂P4K, and d = 5,6, the map

CHd2(X)(K)→Jd(X)(K) =CHd2(X)g is onto. QED.

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Over finite fields

Finite fields may sometimes be viewed as “simpler” analogues of function fields in one variable overC. They both have Galois cohomological dimension 1.

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Theorem (CT, Sansuc, Soul´e ; K. Kato) (1983)

Let X be a smooth projective connected surface over a finite field F. Then Hnr3 (X,Q`/Z`(2)) = 0.

This is one special result in higher class field theory (Bloch, Kato, Saito in the 80s, later Jannsen, Saito ...).

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Theorem (CT-Kahn 2013)Let X be a smooth, projective, geometrically connected variety over a finite fieldF. Let G =Gal(F/F). Let M be the finite Galois module

M =⊕`H3(X,Z`(2))tors. (H3 is for Het3 for`6=char(F)).

There is an exact sequence

0→Ker[CH2(X)→CH2(X)]→H1(G,M)→

→ker[Hnr3 (X,Q`/Z`(2))→Hnr3 (X,Q`/Z`(2))]→

→Coker[CH2(X)→CH2(X)G]→0.

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The following theorem parallels the result by CT-Voisin overC. Theorem (Kahn ; CT-Kahn 2013)Let X/Fbe a smooth projective, geometrically connected variety over a finite fieldF. The quotient of Hnr3 (X,Q`/Z`(2)) by its maximal divisible subgroup is finite and is equal to the torsion subgroup of

cycX :Coker[CH2(X)⊗Z`→H4(X,Z`(2)].

If Tate conjecture holds (coefficientsQ`), that cokernel is torsion.

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Threefolds over a finite field

Finite fieldsFand function fields C(Γ) in one variable over the complex field have some properties in common. Here is one more.

Theorem.Let X ⊂P4F be a smooth cubic hypersurface over a finite fieldF of odd characteristic p. Let` be a prime,`6=p.

(i) The map CH2(X)[1/p]→CH2(X)G[1/p] is an isomorphism.

(ii) One has Hnr3(X,Q`/Z`(2)) = 0.

(iii)The cycle map CH2(X)⊗Z`→H4(X,Z`(2)) is onto.

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Proof. LetY denote the Fano surface of lines onX. It is a

smooth, geometrically integral surface, hence contains a zero-cycle of degree 1. For our statements, we may thus assume that there exists a line defined overFonX. Intersection with a hyperplane thus induces a split exact sequence of Galois modules :

0→CHf2(X)→CH2(X)→Z→0,

The universal line inducesCH0(Y)→CH2(X) and similarly for CHf2 and for the groups over F.

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The mapCHf0(Y)→CHf2(X) factorizes as a composite of isomorphismsCHf0(Y)→' AlbY(F)→' CHf2(X) (the first one, Roitman ; the second one, identification of the intermediate jacobian).Higher class field theory of the surfaceY/F (Kato, Saito, 1980s) gives that the mapCHf0(Y)→CHf0(Y)G is onto.

One then deduces thatCHf2(X)→CHf2(X)G is onto. Hence CH2(X)→CH2(X)G is onto.

From this one deducesHnr3(X,Q`/Z`(2)) = 0 and then cycX :CH2(X)⊗Z` →H4(X,Z`(2)) onto.

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One may also prove the above result by reduction to a conic bundle situation.

Theorem (Parimala & Suresh, 2012)Let Fbe a finite field Fof odd characteristic. Let X →S be a conic bundle, with X and S smooth, projective varieties overF, dim(X) = 3 and dim(S) = 2.

Then for any prime`6=char(F), Hnr3 (X,Q`/Z`(2)) = 0.

The proof of this theorem relies onhigher class field theory of surfacesand on many delicate arguments, some of them inspired by work of D. Saltman on unramified cohomology.

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Theorem (Pirutka)Let Fbe a finite field. Let X =C ×F S be the product of a smooth, projective curve C/Fand a geometrically rational smooth projective surface S/F. Then for any prime

`6=char(F), Hnr3 (X,Q`/Z`(2)) = 0.

[This would be obvious ifS was birational to P2F overF.]

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Questions (already raised in various conferences and papers) : (1) IsHnr3 (X,Q`/Z`(2)) finite for any smooth projective variety X over a finite field ?

(2) IsHnr3 (X,Q`/Z`(2)) = 0 for any smooth projective 3-fold or 4-foldX over a finite field ? (Not so for 5-folds – A. Pirutka) (3) Special case : LetX ⊂P5F a smooth cubic hypersurface.

IsHnr3(X,Q`/Z`(2)) = 0 ?

IscycX :CH2(X)⊗Z`→H4(X,Z`(2)) onto ? Known forX =X ×FF(Charles-Pirutka).

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