J
OURNAL DE
T
HÉORIE DES
N
OMBRES DE
B
ORDEAUX
M
ARK
D. C
OLEMAN
The Hooley-Huxley contour method for problems in
number fields III : frobenian functions
Journal de Théorie des Nombres de Bordeaux, tome
13, n
o1 (2001),
p. 65-76
<http://www.numdam.org/item?id=JTNB_2001__13_1_65_0>
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
The
Hooley-Huxley
Contour
Method for
Problems in Number Fields III:
Frobenian Functions
par MARK D. COLEMAN
RÉSUMÉ. On se donne une fonction
multiplicative
définie surl’ensemble des idéaux d’un corps de nombres. On suppose que les valeurs prises par cette fonction sur les idéaux premiers ne
dépendent
que de la classe de Frobenius des idéaux premiers dansune certaine extension
galoisienne.
Dans ce texte, nous donnons une estimationasymptotique
du nombre d’idéaux d’un corps denombres
lorsqu’ils
varient dans un"petit
domaine" . Nous nousintéressons
particulièrement
aux cas de la fonction 03C4 deRamanu-jan dans de petits intervalles, ainsi
qu’à
la fonction norme relativepour des éléments d’un module d’une extension
galoisienne
variant dans de petits domaines.ABSTRACT. In this paper we
study
finite valuedmultiplicative
functions defined on ideals of a number field and whose values on
the prime ideals
depend only
on the Frobenius class of the primesin some Galois extension. In
particular
wegive asymptotic
results when the ideals are restricted to "smallregions" . Special
cases concernRamanujan’s
tau function in small intervals and relativenorms in "small
regions"
of elements from a full module of theGalois extension.
In the earlier papers of this
series,
[1]
and[2],
weapplied
theHooley-Huxley
contourmethod,
as described in[9],
to sums of arithmetic functionsdefined on the
integral
ideals of a number fieldK,
say. The contour method allows the restriction of the sums to smallregions
ofideals,
S(x,
00,
t) ,
defined below. In[2]
we consideredmultiplicative
functions that areFrobe-nius with
respect
to some Galois extension L of K. Thatis,
the functionshave the same value on all unramified
prime
ideals whose Frobeniussym-bols lie in the same
conjugacy
class ofG(L/K).
Inparticular,
in§2.2
of[2]
we looked at when these functions are non-zero. In the present paper we introduce the ideas ofOdoni,
see[7]
forinstance, and, assuming
thearithmetic functions are
finite-valued,
examine when these functions take agiven
value. It will easereading
of this paper to have[1]
and[2]
to hand.Let n =
nK =
degK/Q, n L
=degL/Q
andnL/K
=degL/K.
Let I denote the group of fractional ideals of K and let P =~(a)
E I : a EK*,
Q >-0~.
Let(À1,À2’
...,Àn-1)
be a basis for the torsion-free characters on P thatsatisfy
=1,1
in -1,
for all units E >- 0 inOK,
thering
ofintegers
of K.Fixing
an extension of eachAi
to a character on I thenai (a),1
i _ n -1
are defined for all fractional ideals a. So for such idealsof K we can define
1/1
a
=(V)j
a
Eyn-1
by
Aj a
= Then we of K we candefine
)
=())
CTT"-T
y
a()
=e2(
Then we define our smallregion
ofintegral
ideals asfor 0 ~
1/2, ’l/Jo E
’~’n-1. This differs from the definition
in[1]
and[2]
inthat we have not excluded ideals with
prime
divisors thatramify
in L.Let O be a Frobenius
multiplicative
function withrespect
to G =Gal(L/K)
and with values in some finite commutative monoid M =say.
(See [7],
§6D).
So if the unramifiedprime ideals p and
qsatisfy
[(L/ K)/p] = [(L/ K) /q]
then e(pn) =
O(qn)
for all n > 1.In our main result we
give
anasymptotic
result forfor any q E M. Let
0(C)
denote the value takenby
all unramifiedprimes
with Frobeniussymbol
in theconjugacy
class C.Further, given 7
E Mdefine
where the sum runs over all
conjugacy
classes C for whichO(C)
occurs in some factorization of ~y.Theorem 1. > 0 be
given
and assume that tsatisfies
where
R(x) _
for
some constant K1. Thene
(S,
y)
is afinite
sum(over
isay)
of
expansions
where
J(x) _
for
some constant K2, ai e (C andare
polynomials.
In adl caseslail
andif
ai =for
some i then is
of degree
zero and infact a
realnumber,
so noA version of this result can be
given
with the truncation of the seriesin
(2)
at any Jc log x along
with the inclusion of anappropriate
errorterm
depending
on J. Such a result is seen in Theorem 6 of[2]
andjust
like there we can an upper bound for the in
(2),
this time of theform where c and the
implied
constantdepend
on themodule M.
This result
generalises
Theorem 3 of[6]
whichgives
anasymptotic
result(but
withouttruncation)
for~1
n x,(n, E)
=1,
8( n) =
1’}
where Ois
multiplicative
and Frobenius withrespect
to some extensionL /Q
unram-ified outside E. As Odoni describes in
[6]
his result was discoveredduring
work on coefficients of modular forms. We can
apply
our result to the sameproblems
and inparticular
wegive
thefollowing
result onRamanujan’s
taufunction,
T.Corollary
1. Let m > 691 beprime
and b E N becoprime
to m. Thenfor
we have
, ,
where
3
=m/(m~ 2013
1)
andco is
independent of
m.Summing
over 1 b m - 1 we recovercorollary
3 of~2~.
Of courseit is unnecessary to introduce Groessencharacters to prove Theorem 2 but later in the paper we
give
anapplication
to ranges of ideals(see
[8])
thatuses the full force of Theorem 1.
Proof of Theorem 1. From sections 4 and 5 of
[1]
and the references therein it can be seen that8( S,
7)
differs fromby
an amount that can be madearbitrarily
small at the cost ofdemanding
x issufficiently large.
Here n~ E(NU{0})~’~
= max1in-1mi,c >
1,
and at and§(s)
areweights
while W = To deal with the conditionO(a) _ ~y
we look at allt-tuples
v=(vl,
...,vt)
ofnon-negative
integers
such that~y11...~yt t
_ ~y. Itmight
be that for somei,
vi = 0 in all these vectors. In this case we let ,~l = be the set of i for which this doesn’thappen,
cardinality a,
say and consider all vectors written without adornment to bea-tuples
indexedby ,A.,
so now v We followOdoni,
see[7]
forexample, by introducing
the formal power series oversuch v,
where z = and z’ =
zi 2.
Then the idea of Odoni is to use Hadamard’s convolution of power series whichgives
where 0 p
1, z-ldenotes
the vector andTo find the
regions
of z and s for which this Eulerproduct
is defined weexpand
formally
theproduct
over unramifiedprimes
in(6)
as a Dirichletseries to
get
where the sum is over
integral
ideals divisibleby
no ramifiedprimes
and." v ,
in the notation of
[2].
The series(7)
is aparticular
instance ofF(s, !A, z )
from
[2],
with9 - l,
and fj
= wj forall j
E,,4,
in the notation of thatpaper. So we can
quote
from[2]
that the seriesand,
since theproduct
overramified
primes
in(9)
is a finiteproduct,
thatA(s, nt,
z)
are defined for allni,
z and Re s > 1. Butfurther,
from[2],
equation
(4),
we can also deducethe result that
say. Here
Ao(s, m,z)
convergesabsolutely
anduniformly
for all!A,
for allIlzll
A for anygiven
A and when Re s > for any (71 >1/2.
The firstproduct
in(8)
is overconjugacy
classes C of G. For eachclass,
C,
wecharacters of
(g),
thecyclic
groupgenerated by
g. The L-functions in theproduct
are definedby
where E is the fixed field of
(g),
XE is the character on G inducedby X
on(g)
but considered as a character on the narrow ideal classesmodxf
of Efor some
conductor f
and the sum is overintegral
ideals of Eprime
tof.
Finally,
theexponents
a(C,
X,z)
in(8)
aregiven
by
X(g)zc/ ~G~ ,
wherezc is the value of for any
prime
idealsatisfying
[L/ K)/p]
= C. Note that acomponent
zi, i EA,
canonly
arise as one of these zC if there exists asiregle
power of aprime
p such that8(1’) =
Let B C ,,4 denote thisset of i and let x* denote a vector indexed
by B,
so x* _ Then we can writeL(s,
W, z*)
inplace
ofL(s,
z)
and furthersay, where C N i if
[(L/K) /p]
= Cimplies
8(p) =
~y2.To evaluate the
integrals
in(5)
we need toquote
from p. 390 of[7]
whereit is shown that
for some
polynomial
P(q, z )
and constantsej, j
E A. Thepoles
ofG(q,
z)
are
seperable
so the circles ofintegration
in(5)
can bemoved,
oneby
one,to circles
= p’, p’ >
1.Then,
for each subset Ll C A we obtain a numberof terms of the form
Here u ,
(zu)j
is ac;-th
root ofunity
andGu(-y, zu)
is theresidue of
z)
at these roots. If we first consider thespecial
case whenthe numerator
P(-y, z)
ofG(-y, z)
is amonomial,
then it iseasily
seen onchanging
variables to Wj =1/ Zj
forall j
E U that if thepoles
atinfinity
of
zu)
atzj, j
EL~,
are ofsufficiently large
order then theintegrals,
now around theorigin, give derivatives,
withrespect
to these wj, of theintegrand
which are then evaluated at wj = 0 forall j
E Lf. This in turngives
a sum of derivatives ofA(s,
m, wu)
say, wherefor j g
U we have(wu)j =
(z~). ~)
acj-th
root ofunity.
Thegeneral
P(y,
z)
isjust
a sum ofmonomials and so
(11),
and thus(5),
are linear sums ofevaluated at w = ~
where Tij
is either 0 or acj-th
root ofunity
in whichcase we must
have kj
= 0. From(8)
and(10)
we see that(5)
is,
infact,
a finite linear sum over(k,
’Tl)
of termswith coefhcients
ni,
k,
71),
say, that areholomorphic
in Re s >1/2
anduniformly
bounded for all nt and Re s >1/2+6
forany 6
> 0. Theproduct
of L-functionsoccurring
in(12)
is ofexactly
the form to which we canapply
the
Hooley-Huxley
methodthough
none of ourprevious
applications
haveall the features of
(12).
In[1]
theHooley-Huxley
method isapplied
tointegrals
containing
products
as in(12)
though
the L-functionsoccurring
have
only
E = K. In[2]
we have L-functions of thetype
(9)
but withno
logarithms
of L-functions. Nonetheless the methods of[2]
give
thefollowing
version ofpart
of Theorem 1 of[1].
Let1-
col
traversed in the anti-clockwise direction. Here CO is chosensuch that no
L(s,
0
k*, r~*)
that appears in(5)
has asingularity
on theboundary
or interior of the circle s - 1 =3co.
Thenfor £
satisfying
(1)
and whereThe terms of the inner double sum can be written as
where
and H
(s, k, q)
areanalytic
in (s
-1)
3co.
If
q*
=1*,
thennecessarily
k* = 0 and there are nologarithmic
termsin
(12).
In this case theintegrals
in(13)
have been evaluated in[2]
giving
anexpansion
of the form(2),
with nolog log
factors and with main termc(2f)nx(log x )-(1-0:)
wherewhich reduces to the form
given
in the statement of the theorem. Note that the constant c =might
be 0since,
if ,Ci~ A,
itmight happen
thatIf
c ~
0 theq*
= 1 contribution willgive
the dominant term. For the cases when1]*
~
1* we haveRe a(I* )
1 where the strictinequality
follows from the definition of ,Ci which ensures that
I:Crvi
ICI/IGI
~
0 foreach i E B. We can use the ideas of
[1]
to estimate the innerintegrals
of(13).
Infact,
since Rea(~*)
1 theintegral
on a circle such asCo
tendsto zero as the radius of the circle tends to 0. Thus we are left with an
integral along
the realaxis,
which weinterchange
with theintegral
over y.Then each
(k, q)
in the summation in(13)
contributesHere
and
The situation can now be
compared
with theproof
of Theorem 5 of[1].
Since
H6(1 - s, k, q)
isanalytic
forIsl [
3co
it can beexpanded
as a powerseries and truncated as
for r
2co
and some aj =aj (b,
k,
1])
G(1 /2co)j.
Multiplied through by
(log 1/r)a
from(14)
we havethen,
in(15),
aspecial
case ofequation
(12)
in[1].
Compared
toequation
(11)
in[1]
theintegrals
in(14)
arecomplicated
by
the r-a factor but since~a~
1 this iseasily
dealt with. So each termwith
J(x)
and as in Theorem 1. Here is apolynomial
ofdegree
at most a. 0Note.
(i)
The way in which(14)
is evaluated is tocomplete
theintegral
to oo and then to consider it to be the difference of two
integrals
whoseintegrands
differ inhaving
(x(l +t)) 1-r
in one and in the other.This
difference,
which wemight
write as(2~)-1(I(x(1
+f)) -
I(x(1 - f))),
will have a main term that is
independent
of £ and an errorwhich,
if t issufficiently small,
for instanceexp(-R(x))
>~,
can be absorbed into the error in(2).
If t islarger
than this then the numerators of each term in thesum in
(2)
willdepend
on both t andlog log
x. This reaches its extremewhen t is a
constant,
for instance t =1/2,
when weget
anexpansion
as in(2)
but withQij(X)
different to those in(2).
(ii)
In theproof
of Theorem 1 above a new version ofpart
of Theorem1 of
[1]
isgiven.
A similar version of theremaining
part
of this result from[1]
can beproved by
the methods of[2].
So,
forwe can say that
Then,
with m and b as inCorollary
1 but withlog h
3ill/ /
((m2 -
1 )
(132 -
m)
+3)
1 >logx
> 1((m2 -
1)(m2 -
m)
+3)
we have for almost all x that n x +
h, r(n) ==
b(modm))
[
has anexpansion
as in(3).
Proof of
Corollary
1. In this case M =Z/mZ.
Sinceb #
0,
we cannever have 0 in any factorization of b unlike any other element of
M,
hence .A =(Z/mZ)*
and a = m - 1.In
[3]
it is shown that there exists a field extensionK,",,
of Q
and anirre-ducible two-dimensional
complex
linearrepresentation
p : suchthat,
forprimes
p unramified inKr",,
T(p) ( mod m).
Further,
if m > 691 the map p is abijection.
Notonly
doesthis
imply deg K,",,
=(m2 -
1) (m2 -
m)
but also thatevery
possible
valueof
T(n)(modm)
is attained with nprime.
Thus ,13 = .A in the notation earlier. So it remains to examineG(b,
z)
where z is an m -1-tuple.
Obviously
G(b, z)
=zai)
where ai
is the order of i mod m andThen
say, where
z(’)
= ThusThere are no
poles
atinfinity
so nolog log
terms in any of theasympototic
expansions
that arise. The maincontribution, which,
because ,t3 = A has a non-zerocoefficient,
arises from thepole
at z = 1. The residue ofG(b, z)
at z = 1 isH(1,
YetH(1,1)
is the number of solutionsof
IIp-i i°i -
c~ ai. Let k be aprimitive
root modm. Then for any choices of
k, 0
ci ai we canuniquely
solve1
(mod m)
for ck. All solutions of 1(mod m)
arisein this way. So
H(l, 1)
=I Aka-
= and hence the residueequals
1/(m -
1).
Finally,
theexponent,
fl,
of thelogarithm
in(3)
is theproportion
of the elements ofGal(Km /Q)
that have trace zero under themap p.
By
asimple
counting
argument
this ism~(m2 -
1)
asgiven.
0An
application
of Theorem1,
when K is notnecessarily
Q,
is to therange of ideals.
Let f
be anintegral
ideal in L and denoteby
A(L, f ),
orjust .,4,
the narrow ideal class group(mod"f ).
LetH(f )
be the class field(mod"f ),
that is the maximal Abelian extension of L ramifiedonly
atf,
and let
F/K
be the Galois hull ofH / K.
For ideals al aOK
define therange to be
where
[a2l
is the narrow idealclass,
(mod’ f ),
containing
a2. SoR(al)
=0
if al is notco-prime
to This definition of the range of an ideal isgiven
in§3
of[5]
though
the definition of the range of a rationalinteger
is
given
in[4].
As noted in[5]
the function R ismultiplicative,
Frobenius withrespect
toF/K
and takes values in the power set of ,A. The power set2A
is a commutative moniod ondefining
XY =f xy :
x EX, y
EYI
for allnon-empty
X,
Y E2A and XY
= 0
if either X or Yempty.
So from Theorem 1 we deduceCorollary
2. Assume tsatisfies
if
F/K
abelian otherwise. Thenfor
R* E2A,
R* ~
0
has an
asymptotic expansion
of
the(2)
witha(R*)
nolarger
thanâ,
the Dirichlet
density of
prime
ideals p
aOK
for
whichR(p) 54
0.
Similar results have been
given
in[8]
forR(n)
=R*} ~ with
anextension L of
Q.
Thequestion
then examined in that paper is for which R* do we havea(R*)
= 8 ? To answer the samequestion
for(17)
we needonly
look at the t =1/2
case for which weknow,
by
note(i),
that thereis a result similar to
Corollary
2. Wedo,
though,
alsogive
results valid inthe interval
(16).
Let e be the
product
of allprime
ideals of K thatramify
in L. DefineHe
to be the
subgroup
of2A consisting
of those classes that contain fractional idealsprime
to e and of norm 1. Then to prove ananalogue
of Theorem 1of
[8]
we need look atfor any a E A. The condition
R(a)
9aHe
iscaptured
by demanding
thatR(a)He
=aHe
which in turn can becaptured by
a linear sum ofchar-acters of ,,4 that are trivial on
He.
In this way we are led to a sum over a EOol
i),
a + e =OK,
ofx(R(a)He).
This can be estimatedby
The-orem 1 of
[2]
togive,
for either t =1/2
or tsatisfying
(16),
anasymptotic
expansion
for this sum as in(2),
though
with nolog log
terms. Theexpo-nent of the
logarithm
will be 1 - ax with ax =Ec
in the obvious notation sinceR(p)
is constant on theconjugacy
classes C ofG =
Gal(F/K).
So thelargest
value of ax will occurwhen X -
1 when weget
a.Summing
over the characters of .A weget
our result for(18)
of thetype
(2)
with thelargest
aequal
to 0.In
fact,
Theorem 1 of[2]
can beapplied
to theproofs
of a number ofanalogues
of results in[8].
Forinstance, given
alOK,
a1 +e =OK
definewhere X
is a character on A. Then Theorem 1 of[2]
gives
anasymptotic
result for
where
A(ai)
= 0 ifr(a)
=0,A(ai)
=r(a)-2
otherwise. This should becompared
to the(weighted)
sumWx
inequation
(6.6)
of[8].
The t =1/2
case of
(19)
is sufficient for us to follow thearguments
of§6
of[8],
deduce that bothhave the same main term as we would
get
for(18)
when t =1/2
and conclude that(17)
has anexpansion
witha(R*)
=,Oif,
andonly
if,
R* is a coset ofHe,
a so-called e-maximal range. Agood
deal of[8]
is concernedwith
showing
thatHe
can bereplaced
with asubgroup
that does notdepend
on e.
Finally,
with ouranalogues
of Theorems 1 and 2 of[8],
valid for ~satisfying
(16)
we can deduce that almost all norms~),
prime
to e, have an e-maximal range.Ranges
have been used in otherproblems
and for instance we can prove ananalogue
of Theorem 5 of[5].
Suppose
.M is a fullOK-module
inOL.
For a
principal
ideal ai =(a)
=aOK
definero(al)
to be the number ofprincipal
ideals a2 =(A)
=ILOL,
Ec E M such that al =NLIKa2.
Define theconductor f
of Nl to be thejoin
of all ideals ofOL
contained in M. Then we can define the Galois extensionF/K
as before.Corollary
3. Assume isatisfies
(16).
Thenhas an
expansion
as in(2)
with dominant termhaving
aequal
to theDirichlet
density
of the
setof
prime
ideals piof
OK expressible
asNL/KP2
for
someprime
ideal ~Zof
OL-Proof.
Follow[5]
indefining
aprime
ideal ofOL
to be bad orgood
re-spectively
if it divides or fails to divideNL f .
An ideal ofOL
is bad orgood respectively
if all itsprime
ideal factors are bad orgood.
Apply
thesame
terminology
to the ideals ofOK.
Each ideal a of eitherOL
orOK
isuniquely expressible
as a =bg
with b bad and ggood.
Lemma 1.1 of[5]
shows that if thegood
ideals g andg’
ofOL
are in the same narrow idealclass
(mod" f )
and b is a bad ideal ofOL
such thatbg
=I-IOL,
for some~ E .M then
bg’ =
forsome >’
E Jvl. Thus we canpartition
the setof ideals counted in
(20)
according
to the range of thegood
factors of thethat for all
good
ideals gi withR(gl)
= R we havebi0i
=NL/K(ltOL),
forsome It EM. Then
It is
possible
toapply Corollary
2 to each summand but it issimpler
to goback to
(4)
andreplace
the Dirichlet seriesby
Since bad ideals have
only
a finite number of differentprime
ideal factorsthe Dirichlet series over
bi
E~R
converges and isregular
for Re s > 0.It can be absorbed into
Ao(s, W, z)
of(8)
that arises from theanalysis
of the Dirichlet series over
R(gl )
= R. Henceby
the method ofproof
ofTheorem 1 we obtain
Corollary
3. DWhen M =
C~K
this is a result about the relative norms ofprincipal
inte-gral
ideals. This can becompared
with the results of§2.1
of[2]
concerning
the relative norm of fractional and
integral
ideals.References
[1] M.D. COLEMAN, The Hooley-Huxley contour method for problems in number fields I:
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[9] K. RAMACHANDRA, Some problems of analytic number theory. Acta Arith. 31 (1976), 313-324. Mark D. COLEMAN Mathematics Department UMIST, P. 0. Box 88 Manchester M601QD England E-mail: coleman@fsl.ma.umist.ac.uk