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Clinical outcomes of biliary drainage of malignant biliary obstruction due to colorectal cancer metastases : a systematic review

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European Journal of Internal Medicine xxx (xxxx) xxx

0953-6205/© 2021 The Author(s). Published by Elsevier B.V. on behalf of European Federation of Internal Medicine. This is an open access article under the CC

BY license (http://creativecommons.org/licenses/by/4.0/).

Original article

Clinical outcomes of biliary drainage of malignant biliary obstruction due to colorectal cancer metastases: A systematic review

Janine B Kastelijn

a

, Maria ATC van der Loos

b

, Paco MJ Welsing

c

, Elisabeth Dhondt

d

, Miriam Koopman

e

, Leon MG Moons

a

, Frank P. Vleggaar

a,*

aDepartment of Gastroenterology and Hepatology, University Medical Center Utrecht, Heidelberglaan 100, Utrecht, CX 3584, the Netherlands

bDepartment of Internal Medicine, Amsterdam University Medical Center, De Boelelaan 1117, Amsterdam, HV 1081, the Netherlands

cDivision of Internal Medicine and Dermatology, Univeristy Medical Center Utrecht, Heidelberglaan 100, Utrecht, CX 3584, the Netherlands

dDepartment of Vascular and Interventional Radiology, Ghent University Hospital, Corneel Heymanslaan 10, Ghent 9000, Belgium

eDepartment of Medical Oncology, University Medical Center Utrecht, Heidelberglaan 100, Utrecht, CX 3584, the Netherlands

A R T I C L E I N F O Keywords:

Biliary tract Colorectal cancer Gastrointestinal endoscopy Neoplasm metastasis Obstructive jaundice

A B S T R A C T

Background and aims: Malignant biliary obstruction is an ominous complication of metastatic colorectal cancer (mCRC). Biliary drainage is frequently performed to relieve symptoms of jaundice or enable palliative systemic therapy, but effective drainage can be difficult to accomplish. The aim of this study is to summarize literature on clinical outcomes of biliary drainage in mCRC patients with malignant biliary obstruction.

Methods: We searched Medline and EMBASE for studies that included patients with malignant biliary obstruction secondary to mCRC, treated with endoscopic and/or percutaneous biliary drainage. We summarized available data on technical success, clinical success, adverse events, systemic therapy administration and survival after biliary drainage.

Results: After screening 3584 references and assessing 509 full-text articles, seven cohort studies were included.

In these studies, rates of technical success, clinical success and adverse events varied between 63%-94%, 42%- 81%, and 19%-39%, respectively. Subsequent chemotherapy was administered in 17%-56% of patients. Overall survival varied between 40 and 122 days across studies (278-365 days in patients who received subsequent chemotherapy, 42-61 days in patients who did not).

Conclusions: Successful biliary drainage in mCRC patients can be challenging to achieve and is frequently associated with adverse events. Overall survival after biliary drainage is limited, but is significantly longer in patients treated with subsequent systemic therapy. Expected benefits of biliary drainage should be carefully weighed against its risks.

1. Introduction

Malignant biliary obstruction is an ominous complication of meta- static colorectal cancer (mCRC) and is associated with a poor prognosis.

[1–3] It has been reported to occur in 10% of patients with known mCRC.[1] Malignant biliary obstruction can be caused by either intra- hepatic metastases or extrahepatic lymph node or peritoneal metastases located at the liver hilum or along the extrahepatic bile duct. It signif- icantly impacts clinical outcomes and is often treated in palliative set- tings. Median survival after the onset of jaundice is only around one

month when treated with supportive care.[1–3] Improved palliative systemic therapy regimens, along with increased use of hepatic re- sections, showed improved overall survival in mCRC patients. Some agents however, in particular irinotecan, are contraindicated in patients with obstructive jaundice and hyperbilirubinemia.[4–6]

Biliary drainage aims to lower the hyperbilirubinemia, either to relieve jaundice related symptoms or to enable administration of sys- temic therapy.[7] Different modalities are available for biliary drainage such as endoscopic retrograde cholangiopancreatography (ERCP), percutaneous transhepatic cholangiography (PTC) and endoscopic

Abbreviations: mCRC, metastatic colorectal cancer.

* Corresponding author at: Department of Gastroenterology and Hepatology, Room F02.650, University Medical Center, PO Box 85500, Utrecht 3508GA, the Netherlands.

E-mail address: f.vleggaar@umcutrecht.nl (F.P. Vleggaar).

Contents lists available at ScienceDirect

European Journal of Internal Medicine

journal homepage: www.elsevier.com/locate/ejim

https://doi.org/10.1016/j.ejim.2021.03.032

Received 15 January 2021; Received in revised form 2 March 2021; Accepted 15 March 2021

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ultrasound (EUS). Usually ERCP is the first choice, but PTC or EUS can be considered if ERCP fails or is not feasible, for example due to surgi- cally altered anatomy or duodenal obstruction.[8] Effective biliary drainage can be difficult to achieve, especially in case of complex hilar strictures. In addition, biliary drainage carries the risk of adverse events such as cholangitis, pancreatitis or stent dysfunction. These events may negatively impact survival and the quality of the last phase of patients’ life. The potential benefit of biliary drainage should be weighed against the risks of biliary drainage. This is especially relevant for mCRC pa- tients, since survival can be significantly improved by currently avail- able palliative treatment regimens.[5,6] However, little is known about the technical and clinical results, adverse event rate, survival benefit, and the prognostic factors associated with successful biliary drainage and clinical outcomes in mCRC patients.

Therefore, we conducted the first systematic review to identify available literature, to quantify technical success, clinical success, adverse events, systemic therapy administration and survival after biliary drainage in mCRC patients, and to summarize determinants that influenced these outcomes.

2. Methods

This systematic review was conducted according to a predefined protocol, registered prospectively in the international prospective reg- istry for systematic reviews (PROSPERO): CRD42019132671. Our study adhered to the Preferred Reporting Items for Systematic reviews and Meta-Analyses (PRISMA) checklist (Appendix 1).[9]

2.1. Search strategy and selection criteria

We searched Medline (via PubMed) and EMBASE (via EMBASE) for studies published from January 1, 2000 until August 1, 2019, that met our predefined eligibility criteria. (Appendix 2). We applied the following eligibility criteria: 1) description of 10 or more adults, with 2) malignant biliary obstruction, secondary to 3) CRC metastases, treated with 4) biliary drainage by either ERCP, PTC, EUS or a combination of these procedures. Studies describing a subset of mCRC patients as part of a larger cohort of patients undergoing biliary drainage were included if outcomes for mCRC were provided separately. We included articles that were written in English, published in peer-reviewed journals and re- ported original data from clinical trials or observational studies. Ab- stracts or conference correspondence were excluded, because these may lack peer-reviewed evaluation.

2.2. Study selection

Two authors (JK and MvdL) independently screened titles and ab- stracts identified by our search. Subsequently, full-text articles were independently assessed for final inclusion in this study. We cross- checked reference lists of included studies and screened references that cited the included articles identified using Scopus. Consensus was reached in a meeting with senior authors (LM and FV) in case of un- certainty about eligibility.

3. Data collection

Two authors (JK and MvdL) used a predesigned data extraction form to extract relevant data from included studies independently. Dis- agreements were resolved by discussion between the two authors. If no agreement could be reached, it was discussed with senior authors (LM and FV). In studies reporting various malignancies of which mCRC was a subgroup, data were extracted for the mCRC patients only. Prognostic factors, however, were extracted from studies regardless of whether these were determined in mCRC patients only or in mCRC patients as subset of a larger cohort.

We extracted the following data: 1) Study characteristics: author, year

of publication, study design, design of data-collection, study years, country where study was performed, study setting, number of study centers, number of included patients, number of patients with mCRC; 2) Patient characteristics: age, sex, previous lines of chemotherapy, WHO/

Eastern Cooperative Oncology Group (ECOG) performance status; 3) Disease characteristics: previous oncologic treatment, indication for drainage, fever, ascites, peritoneal carcinomatosis, location of obstruc- tion (as reported by authors, e.g. intra- or extrahepatic or by the Bismuth-classification [10]), extent of hepatic tumor involvement; 4) Procedural characteristics: type of intervention (ERCP, PTC, or EUS), number of interventions performed, percentage of liver volume drained, unilateral or bilateral drainage; 5) Outcomes: technical success, clinical success, adverse events, systemic therapy administration after biliary drainage and overall survival.

Prognostic factors that were significantly (p<0.05) associated with outcomes in multivariable analyses were extracted. We extracted risk ratios, odds ratios or hazard ratios, as provided.

When relevant data were not reported or incomplete, we contacted authors to request additional data. Of the three authors contacted, one author provided additional numerical data on outcomes of the mCRC subgroup and two authors did not respond.

3.1. Outcome measures and definitions

The outcomes of interest for this study were technical success, defined as adequate positioning of the stent across the stricture; clinical success, as defined by authors, but at least involving bilirubin level and/

or resolving cholangitis; adverse events, defined as adverse events related to biliary drainage; survival, defined as days of survival after biliary drainage, overall and with or without systemic therapy after biliary drainage.

3.2. Risk of bias assessment

Two authors (JK and PW) independently assessed the quality of the included studies at study level, using the QUality In Prognostic Studies (QUIPS) tool.[11] The risk of bias was assessed using the following components: Study participation, study attrition, prognostic factor measurement, outcome measurement, study confounding, statistical analysis and reporting. The component ‘Statistical analysis and report- ing’ was assessed for outcomes (i.e. calculation and reporting preva- lences) and for prognostic factors (i.e. strategy for statistical model building) separately. Consensus was sought in case of discrepancies.

3.3. Summary measures and synthesis of results

A quantitative data synthesis for the occurrence of outcomes and the influence of patient and disease characteristics was performed. We summarized numbers and ranges of the prevalence of the outcomes of interest and provided effect estimates of adjusted prognostic factors.

4. Results

After screening 3584 abstracts and assessing 509 full-text articles, seven studies were included (Fig. 1, Appendix 3).[1,2,12–16] All studies were cohort studies without comparison group and patients were iden- tified retrospectively. Five studies were single-center and two were multicenter studies. Study characteristics are provided in Table 1. In- clusion criteria used by each included study are specified in Appendix 4.

In total, 257 patients were included. The number of mCRC patients included ranged from 28 to 69 per study. Two studies reported mCRC patients with malignant biliary obstruction initially treated with ERCP.

[14,15] Three studies reported treatment with PTC, of which two studies included patients after ERCP had failed, was insufficient or anatomically not possible.[12,13,16] In two studies either ERCP or PTC was initially used.[1,2] EUS was performed in two patients described in one study in

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whom initial ERCP failed.[2] Patient and disease characteristics are provided in Table 2. We refrained from pooling the available data because of considerable heterogeneity between studies.

4.1. Technical and clinical success

Technical success of biliary drainage in mCRC patients was reported in three studies.[2,14,16] Rates of cumulative technical success were 63%, 94% and 100%, but multiple attempts and different drainage modalities were frequently required.[2,14,16] In a study of 33 mCRC patients, ERCP had an initial technical success rate of 13 (39%) after the first attempt and an additional 3 (9%) after repeat ERCP. Fifteen (45%) patients eventually required a combined endoscopic-percutaneous approach. Of these 15 patients, 14 (93%) had a Bismuth type II or III stricture, indicating involvement of at least the hepatic duct bifurcation.

A permanent external drain was required in two (6%) patients to achieve decompression.[14] In another study of 69 patients, the vast majority

(86%) was treated with ERCP only, 2 (3%) patients with PTC and 8 (12%) with an additional intervention with PTC and/or EUS.[2] Tech- nical success was achieved in 42 (63%) patients, in whom all biliary strictures needed to be drained before the definition of technical success was met. In 21 (31%) patients partial technical success was achieved, defined as the persistence of dilated undrained areas, and in four (6%) patients technical success was not achieved.[2] Treatment with PTC in 28 mCRC patients with a biliodigestive anastomosis rendering them unsuitable for ERCP, or in whom previous ERCP failed, was technically successful in all patients after one attempt.[16] (Table 3)

Clinical success rates were reported in six studies and varied between 42% and 81%.[1,2,12,14–16] (Table 3) Different definitions were applied, though all definitions included decrease of bilirubin level to some extent (Appendix 5).[1,2,12,14–16] One study provided clinical success rates of initial ERCP or PTC separately and found clinical success in 9 (50%) patients after ERCP compared with 6 (35%) after PTC, but indications for the chosen treatment modality and the disease severity of Fig. 1. Flow chart.

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these patients were not reported.[1] With regard to the number of in- terventions, Nichols et al. reported a mean number of 2.1 (range 1-5) attempts to relieve jaundice.[1] Other studies did not report the num- ber of procedures performed as an attempt to achieve clinical success.

4.2. Adverse events

Adverse events after biliary drainage were reported in four studies and varied between 19% and 39%.[1,2,14,16] Three of these studies reported adverse events occurring within 30 days after the initial Table 1

Study characteristics.

Author, year Number of mCRC patients treated with biliary drainage (% of total included patients)

Country Study design Data

collection Treatment

years Number of

centers Modality initially described in study

Valliozis, 2000

[14] 33 (100) Australia Cohort study without

comparison group Retrospective 1992-1996 2 ERCP1 Van Laethem, 2003

[15] 16 (46) Belgium Cohort study without

comparison group Retrospective 1993-1998 1 ERCP1

Kasuga, 2012 [12] 32 (35) Japan Cohort study without

comparison group Retrospective 2005-2011 1 PTC1 Vandenabeele,

2017 [16] 28 (30) Belgium Cohort study without

comparison group Retrospective 2007-2013 1 PTC2

Niemela, 2018 [13] ¨ 43 (7) Finland Cohort study without

comparison group Retrospective 1999-2016 1 PTC3

Nichols, 2014 [1] 36 (58) USA Cohort study without

comparison group Retrospective 2004-2010 1 ERCP or PTC1

Sellier, 2018 [2] 69 (100) France Cohort study without

comparison group Retrospective 2005-2014 2 ERCP or PTC1 Abbreviations: mCRC: metastatic colorectal carcinoma

Footnotes:

1Reasons for initial modality of choice were not specified

2Indications for PTC were previously failed ERCP or the presence of a biliodigestive anastomosis

3Indications for PTC were unsuccessful, insufficient or infeasible ERCP

Table 2

Patient and disease characteristics.

Author, year Type of biliary drainage

performed, n patients (%) Age in

years1 Male sex,

n (%) Previous lines of

chemotherapy, n patients (%)

WHO status, n

patients (%) Location of obstruction,

n patients (%) Hepatic

tumor load

Valliozis, 2000 [14] ERCP: 16 (49)

ERCP+PTC: 17 (51) 65 (37-

81)1a 23 (70) NR NR Bismuth I: 11 (33.3)

Bismuth II: 11 (33.3) Bismuth III: 11 (33.3)

3: 15 (45)3

>3:18 (55) Van Laethem, 2003

[15] ERCP, ERCP+PTC: 16 (46)2 NR

mCRC NR mCRC First-line: 6 (38)

NR: 10 (63) NR Hilar NR

Kasuga, 2012 [12] PTC: 32 (35) NR

mCRC NR mCRC NR mCRC NR mCRC NR mCRC NR mCRC

Vandenabeele,

2017 [16]* PTC: 28 (30) 60.3

(13)1b 18 (64) Chemo-naïve: 2 (7) WHO 0: 0 (-) NR NR

First-line: 8 (29) WHO 1: 13 (46) Second-line: 4 (14) WHO 2: 12 (43) Third-line: 9 (32) WHO 3: 2 (7) Fourth-line: 2 (7) WHO 4: 0 (-)

≥Fifth-line: 3 (11) WHO Unknown:

Niemel¨a, 2018 [13] PTC: 43 (7) NR 1

mCRC NR mCRC NR NR mCRC NR mCRC NR

Nichols, 2014 [1] ERCP: 17 (47) PTC: 18 (50) ERCP+PTC: 1 (3)

NR 32 (52) NR mCRC NR Intrahepatic: 14 (39)

Extrahepatic: 22 (61)( NR Sellier, 2018 [2] ERCP: 59 (86)

PTC: 2 (3) ERCP+PTC: 5 (7) ERCP+EUS: 1 (1) ERCP+PTC+EUS: 2 (3)

71 (31-

93)1a 48 (70) Chemo-naïve: 6 (9)

First-line: 15 (22) WHO 0: 19 (28)

WHO 1: 22 (32) <50%: 46 (69)4

Second-line: 13 (19) WHO 2: 20 (29) CHD: 20 (29)

≥Third-line: 35 (51) WHO 3: 7 (10)

WHO 4: 1 (2) Secondary bile ducts:

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Abbreviations: NR: not reported in the study; NR mCRC: not separately provided for mCRC patients treated with biliary drainage; CHD: Common hepatic duct.

Footnotes:

*Additional unpublished data for the mCRC subset was provided by the author of this study

1Age was reported in median (range)1a or mean (±standard deviation)1b

2Exact number of patients undergoing ERCP or ERCP combined with PTC not provided for mCRC patients separately

3Number of patients (%) with ≤3 (including porta hepatis lymph node metastases) or >3 intrahepatic metastases

4Number of patients (%) with <50% hepatic tumor involvement.

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treatment,[2,14,16] one study did not specify the timeframe in which adverse events occurred.[1] Cholangitis was most commonly reported and occurred in around 20% of patients. [1,2,14,16] Other adverse events included pancreatitis, acute renal failure, pneumonia and duodenal ulceration due to a metal biliary stent.[2,14] Duodenal perforation and stent migration were reported as peri-procedural adverse events in two (3%) patients.[2] Bleeding, biliary leakage, ab- scess, sepsis, hypovolemic shock and pain after PTC were also reported.

[16]

Stent dysfunction was reported in two studies.[14,16] One study reported clogging requiring stent replacement in 16 (48%) patients who were initially treated with ERCP and plastic stent placements.[14] In the other study, involving patients treated with PTC and metallic stent placement, 3 (10.7%) patients required one (in 2 patients) or two (in one patient) additional PTCs because of stent obstruction.[16]

4.3. Survival and chemotherapy administration

Median overall survival after biliary drainage was reported in all seven studies and varied between 40 and 122 days. Survival across studies did not appear to be different for the different drainage modal- ities.[1,2,12–16]

Four studies reported rates of chemotherapy administration after biliary drainage.[1,2,15,16] These rates varied between 17% and 56%.

[1,2,15,16] Across studies, median survival varied from 278 to 365 days in patients treated with chemotherapy, compared with 42 to 61 days in patients who did not receive subsequent chemotherapy.[1,2,15,16] In two studies that specified reasons to refrain from chemotherapy, 17of 48 (29%) patients indicated for chemotherapy did not receive it due to a poor performance status, despite successful drainage.[2,16]

4.4. Prognostic factors

Multivariable analysis was performed in three studies.[2,12,13]

Predictors of unsuccessful PTC were hepatic hilar bile duct stricture and larger hepatic tumor load (presence of >5 liver metastases, largest diameter >5 cm).[12]

Survival was significantly improved after clinical success, previous hepatectomy, absence of fever and fewer lines of chemotherapy. A 1.6 times increased risk of death with each additional line of chemotherapy was found.[2] Predictors of poor survival after PTC included poor

performance status (WHO>1)[12,13], ASA class ≥3, and post-drainage bilirubin value ≥60 umol/L (≥3.5mg/dL).[13] Patients treated with PTC in an earlier time period (before 2010) had poorer outcomes than those treated at a later period.[13] Larger hepatic tumor load (presence of >5 liver metastases, largest diameter >5 cm), multiple prior chemotherapy lines, ascites, undifferentiated type histology, and high serum CA19-9 levels were also identified as factors that are associated with a poor prognosis after PTC.[12] (Table 4)

4.5. Risk of bias

Where provided, median age and sex ratio were comparable between studies and deemed representative for the population of mCRC patients, but representativeness of other patient and disease characteristics could not be determined since these were not always reported for mCRC pa- tients separately. Measures of disease, such as hepatic tumor load, extent of strictures, and performance status, were only reported in two studies.

[2,14] Therefore, selection bias based on disease status, possibly influ- encing outcomes, could not be ruled out. There was a moderate to high risk of bias by confounding in all studies, because confounders were not or only partly taken into account in analyses. In addition, we included all provided prognostic factors that were reported to be statistically sig- nificant in multivariable analysis. Some of these, however, were deter- mined by studies that included CRC along with various other types of malignancy, potentially introducing bias. (Table 5)

5. Discussion

Despite increasing treatment options and improved overall survival for mCRC patients, occurrence of malignant biliary obstruction during the course of the disease frequently entails a difficulty that is challenging to solve and has major clinical consequences. Biliary drainage is often performed, yet little is known about the clinical benefits and challenges of biliary drainage in mCRC patients. This is the first study aiming to summarize data on clinical outcomes of biliary drainage in patients with malignant biliary obstruction due to mCRC.

Rates of clinical success of biliary drainage varied widely between the included studies, from 42% to 81%.[1,2,12,14–16] This might be explained by differences in patient selection and in the required extent of bilirubin level decrease after biliary drainage to meet the definition of clinical success. Low clinical success rates could be attributed to the hilar Table 3

Outcomes.

Author, year Technical

success, n (%) Clinical

success, n (%) Adverse

events, n (%) Chemotherapy

administration, n (%) Survival after attempted biliary drainage in days (95%CI) (n patients)

With subsequent

chemotherapy Without subsequent

chemotherapy Overall

Valliozis, 2000 [14] 31 (94)1 13 (45) 13 (39) NR 81 (-) NR NR

Van Laethem, 2003

[15] NR mCRC 13 (81) NR mCRC 6 (38) 122 (-) (n=16) 365 (n=6)2 61 (n=10)3

Kasuga, 2012 [12] NR 26 (81) NR NR mCRC 122 (-) NR mCRC NR mCRC

Vandenabeele, 2017

[16]* 28 (100) 21 (75) 10 (36) 9 (32) 67 (40-94) (n=28) 316 (0-760) (n=9) 57 (44-70)

(n=19)4

Niemela, 2018[13] ¨ NR NR NR NR 40 (22-56) NR NR

Nichols, 2014[1] NR 15 (42) 7 (19) 6 (17) 45 (-) (n=36) 293 (n=6) 42 (n=30)

Sellier, 2018[2] 42 (63)5 44 (65) 20 (29) 38 (56) 115 (72-208) (n=69) 278 (n=38)6 42 (n=31)7

Abbreviations: NR: not reported in the study; NR mCRC: not provided for metastatic colorectal carcinoma patients separately.

Footnotes:

* Additional unpublished data for the mCRC subset was provided by the author of this study

1Thirteen (39%) after the first attempt, 3 (9%) after repeat ERCP, 15 (45%) required a combined ERCP+PTC procedure.

2Chemotherapy administration after complete resolution of jaundice, all 6 patients received second-line chemotherapy.

3Of these 10 patients, jaundice failed to resolve in 3 patients (median survival 30 days), 7 patients achieved complete resolution of jaundice (median survival 61 days)

4Reasons to refrain from chemotherapy: insufficient decrease of bilirubin (n=12); poor condition (n=5); indication was symptom relief, not chemotherapy (n=2).

5In addition, 21 (31%) patients reached partial technical success, defined as the persistence of dilated undrained areas

6Thirty-two patients had clinical success, 6 patients did not.

7Twelve patients had clinical success, 19 patients did not.

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location and often complex nature of CRC metastases, which, like other hilar malignant strictures, can be difficult to reach and technically challenging to drain effectively.[12,17,18] Valiozis et al reported that higher rates of initial technical success and clinical success (30% fall in bilirubin by 7 days) were found in patients with a Bismuth type I stric- ture than in type II or type III stricture (p<0.05).[14] Additionally, larger hepatic tumor load seemed associated with lower clinical success rates.[2,12] Previous reports on drainage of obstructive jaundice due to various malignancies showed that the presence of liver metastases was associated with a lower rate of successful drainage[19,20] and that

serum bilirubin level rarely normalizes in patients with an extensive hepatic metastatic tumor burden, as a result of mechanical biliary obstruction and parenchymal replacement.[21] It illustrates the often advanced stage and severity of the disease when obstructive jaundice becomes manifest.

Adverse events occurred in 19% to 39% of patients and was mostly cholangitis.[1,2,14,16] Post-ERCP cholangitis was observed in approx- imately one out of five patients. This was higher than the 1% generally reported for other indications of ERCP,[22,23] but was in line with frequencies reported for drainage of hilar cholangiocarcinoma.[24,25]

Combined percutaneous-endoscopic procedures, hilar strictures, and incomplete or failed biliary drainage are frequently seen in mCRC pa- tients and are identified as risk factors for post-ERCP cholangitis.

[26–28] Routine antibiotic prophylaxis before ERCP is not recom- mended, but can be considered in patients with anticipated incomplete biliary drainage.[29] In addition, Sellier et al found that partial tech- nical success, defined by persistence of dilated undrained areas, resulted in a worse prognosis compared with complete failure.[2] Taken together, this stresses the importance of careful pre-drainage assessment of the location, level and extent of the obstruction of the biliary tree with computed tomography (CT) or ideally magnetic resonance chol- angiopancreatography (MRCP), to define the best treatment strategy, cannulate selectively to avoid unnecessary contrast injection, and perhaps even abstain from drainage in some patients with multiple complex intrahepatic stenoses that are unlikely to be fully drained.[12, 17,18]

Survival was around one month in case biliary drainage clinically failed and jaundice did not resolve.[2,15] This poor prognosis could be related to the difficulty of effective drainage of extensive and complex hilar strictures, where failed drainage further worsens survival.[17,18, 30] It could, however, also be the result of a poor performance status and the advanced and metastasized malignant disease itself.[7,12,13,16,31]

Survival benefit of successful biliary drainage alone, without (considering initiating) subsequent systemic therapy remains contro- versial.[1–3,15] In the included studies, chemotherapy after biliary drainage was administered in 17% to 56% of patients. Patients able to undergo systemic therapy showed improved survival up to approxi- mately one year.[1,2,15,16] Series about various other types of advanced malignancies have also reported improved survival in patients who received chemotherapy after biliary stenting.[19,20,32,33] How- ever, patients eligible for systemic therapy often have a better perfor- mance status, resulting in improved survival.[12,13,16,31] Improved survival after systemic therapy could therefore be confounded by the selection of patients for systematic therapy.

When palliative biliary drainage is indicated to relieve symptoms of jaundice, such as pruritus, without any plans to initiate further onco- logic therapy, some suggest that considerable improvement of symp- toms could be provided.[15,34] Others question the added value of biliary drainage to overall quality of life, because of the high rates of Table 4

Prognostic factors of clinical success and survival.

Author Prognostic factors for clinical

success HR (95%CI) Modality

used Kasuga, 2012

[12] Hilar bile duct stricture 4.049 (1.173-

13.977) PTC

>5 liver metastases, largest

>5cm 5.893 (1.750-

19.840)

Author Prognostic factors for survival HR (95% CI) Modality used Sellier, 2018

[2] Clinical success 0.29 (0.15-

0.56) ERCP/PTC

Previous hepatectomy 0.41 (0.22- 0.75) Fever before drainage * (1.39-6.36) Increased previous

chemotherapy lines 1.68 (1.36- 2.06) Kasuga, 2012

[12] >5 liver metastases, largest

>5cm 3.254 (1.793-

5.906) PTC

Prior chemotherapy >first

line 2.661 (1.554-

4.556)

Ascites 2.381 (1.383-

4.101) Histology, undifferentiated

type 2.402 (1.398-

4.128) CA19-9 (iU/ml) >500 1.663 (1.043-

2.653) ECOG performance status >1 2.830 (1.538-

5.209) Niemela, 2018 ¨

[13] ECOG performance status PTC

2 vs 0-1 2.3 (1.8-2.8)

3-4 vs 0-1 3.5 (2.8-4.4)

ASA class 4 vs 1-2 2.1 (1.5-2.9 Bilirubin after drainage 60

umol/L 1.3 (1.1-1.6)

Intervention time period 1.4 (1.1-1.7) 1.4 (1.2-1.8) 2005-2010 vs. 2011-2016

1999-2004 vs. 2011-2016

Abbreviations: ECOG PS =Eastern Cooperative Oncology Group Performance Status

Footnotes: * Reported HR was omitted as it did not fall within the confidence interval.

Table 5

Risk of bias assessment using the QUIPS tool.

Author, year of publication Van Laethem, 2003

[15] Valliozis, 2000

[14] Kasuga, 2012

[12] Vandenabeele, 2017

[16]* Nichols, 2014

[1] Niemel¨a, 2018

[13] Sellier, 2018

[2]

QUIPS components

1. Study participation L/M L L/M L L/M L/M L

2. Study attrition L L L L L L M

3. Prognostic factor

measurement L L L L L L L

4. Outcome measurement L L L L L L L

5. Study confounding H H M H H M M

6. Statistical analysis and reporting:

- Prognostic factors H H M H H M M

- Occurrence of outcomes L L L L L L L

Abbreviations: L=Low risk of bias; M=Moderate risk of bias; H=High risk of bias.

*Additional information about the mCRC subset was provided by the author.

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concomitant morbidity and short-term mortality. Especially the discomfort and risks of an external PTC-drain should not be under- estimated.[3,16,35–37]

The optimal drainage modality for mCRC patients cannot be deter- mined with the available data, due to the lack of large observational studies and randomised clinical trials. For malignant biliary obstruction in general, ERCP is recommended for extrahepatic strictures and Bis- muth type I and II strictures.[8] For advanced and complex malignant hilar strictures, however, evidence is less clear. In Bismuth type III and IV strictures, PTCD seems to be superior to ERCP, showing significantly higher drainage success and lower rates of cholangitis.[38] Overall adverse events were comparable for both modalities, but higher rates of postprocedural bleeding complications were reported for PTC.[38] In these patients, the preferred modality depends on several factors, such as the locally available expertise, patients’ characteristics and prefer- ence, and the characteristics of the biliary obstruction.

5.1. Strengths and limitations

The strengths of this review are its prespecified protocol and exten- sive, systematic literature searches. It provides the first overview of clinical outcomes of biliary drainage for malignant biliary obstruction due to CRC metastases and of associated prognostic factors.

This study has several limitations. Included studies were observa- tional and retrospective series with small sample sizes. Selection criteria of the included studies varied. Selection of patients in the included studies was mostly restricted to those who underwent biliary drainage and patients deemed ineligible for biliary drainage with reasons to refrain from biliary drainage were not described. There was no controlled population. Inclusion of patients who were ineligible for systematic therapy prior to biliary drainage might have influenced rates of subsequent chemotherapy administration in some studies. This is supported by the fact that the study reporting the highest percentage (56%) of chemotherapy administration was a study in which patients without any possible further oncologic treatment were excluded.[2]

Relevant baseline characteristics, such as performance status or disease extent, were not provided consistently or not provided for the subset of mCRC patients separately, potentially hampering comparability of the included studies. Reasons to refrain from palliative chemotherapy after biliary drainage were not always specified, and patients unfit for chemotherapy could have had a shorter survival due to poor perfor- mance status, rather than failed biliary drainage or the absence of sys- temic therapy. Reasons for choosing the primary drainage modality or for switching to another modality are known to vary according to local practice and expertise, but were often not clearly stated or predefined in the included studies. It is therefore not possible to draw conclusions on potential differences in effectiveness between the different modalities.

Some of the prognostic factors were identified in studies that included various types of malignancies and generalizability to mCRC patients might be hampered. Prognostic factors were not always adjusted for all potential confounders and were determined in small sample sizes.

Considerable heterogeneity between studies precluded performing a valid meta-analysis. Inclusion of articles was restricted to reports written in English and relevant non-English studies might have been excluded.

Interventions were performed in various time periods between 1992 and 2016, and improvement of procedural techniques and systemic thera- pies over time might have influenced outcomes. The limited number of studies and aggregated data on outcomes, however, did not allow sub- group analyses for treatment period. Volume and expertise were not assessed in included studies.

5.2. Implications for clinical practice and future research

This systematic review provides an overview of available literature with clinical outcomes of biliary drainage in mCRC patients with ma- lignant biliary obstruction. The guidelines on biliary drainage for

malignant strictures is applicable to mCRC patients, but it remains un- clear which drainage strategy is most effective in these patients specif- ically.[8] For treatment decisions, patients should be evaluated in a multidisciplinary hepatobiliary team, to discuss patient and disease characteristics, radiographical findings, drainage options and probabil- ities of starting systemic therapy. The identified prognostic factors may guide patient selection in clinical practice.

In future research, standardization of definitions of outcomes, in particular clinical success, should be pursued to improve comparability of studies. More homogeneous and larger studies are needed to confirm identified prognostic factors for clinical success and survival after biliary drainage. Prediction models to predict outcomes after biliary drainage might help focus treatment towards patients who benefit most from it.

Prospective and comparative studies with randomized treatment allo- cation are warranted to determine the best drainage modality in mCRC patients. Symptom relief and quality of life, major goals of palliation, should also be assessed.

6. Conclusion

This systematic review identified seven small-sized observational studies demonstrating that effective drainage of malignant biliary obstruction in mCRC patients can be challenging to achieve and often requires repeat ERCP or a percutaneous approach. Large variation was found in rates of technical and clinical success. Adverse events, espe- cially cholangitis, occurred frequently after biliary drainage. Survival after biliary drainage was limited, but significantly improved in patients who received subsequent systemic therapy. Prognostic factors, such as disease extent and performance status, may guide selection of patients who are most likely to benefit from biliary drainage.

Funding

This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors.

Authors’ contribution

Conception and design: FV, LM, JK; Data extraction: MvdL, JK, PW;

Interpretation of the data: JK, FV, LM, MK; Drafting of the article: JK;

Critical revision of the article for important intellectual content and final approval of the article: all authors.

CRediT authorship contribution statement

Janine B Kastelijn: Conceptualization, Data curation, Writing - original draft. Maria ATC van der Loos: Data curation, Writing - review

& editing. Paco MJ Welsing: Data curation, Methodology, Writing -

review & editing. Elisabeth Dhondt: Data curation, Writing - review &

editing. Miriam Koopman: Supervision, Writing - review & editing.

Leon MG Moons: Conceptualization, Supervision, Writing - review &

editing. Frank P. Vleggaar: Conceptualization, Supervision, Writing - review & editing.

Declaration of Competing Interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

Acknowledgement

The authors are grateful to P. Wiersma, information specialist, Uni- versity Medical Center Utrecht, The Netherlands, for her help defining the literature search.

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