R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
S ILVANA B AZZONI
L UIGI S ALCE
Quasi-basic submodules over valuation domains
Rendiconti del Seminario Matematico della Università di Padova, tome 90 (1993), p. 53-66
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SILVANA BAZZONI - LUIGI SALCE
(*)
SUMMARY - We define two kinds of new invariants for
arbitrary
modules overvaluation domains. The first kind of invariants form a
complete
andindepen-
dent set of invariants for direct sums of uniserial modules,
including
the non-standard ones, and
they
are related toU-quasi-basic
submodules, i.e. maxi- mal pure direct sums of uniserial submodulesisomorphic
to a fixed uniserial U. The second kind of invariants is related toquasi-basic
submodules, i.e.maximal pure direct sums of
arbitrary
uniserial submodules.Uniqueness
up toisomorphism
of these submodules is alsoinvestigated.
Introduction.
This paper can be viewed as a
partial
refinement of the paper[FS1],
written a decade ago
by
L. Fuchs and the secondauthor,
and is moti- vatedby
thediscovery
of nonstandard uniserial modulesby
She-lah [S].
In the paper
[FS1]
the notions ofheights, indicators, Ulm-Kaplan- sky
invariants and basic submodules have beengeneralized
from thecontext of abelian groups to the more
general setting
of modules overvaluation domains.
At that time the existence of nonstandard uniserial
R-modules,
forsuitable valuation domains
R,
was still an openproblem.
After the firstexistence
proof by Shelah,
both the existenceproblem
and structuralproblems
have beenextensively investigated (see [BFS)
and referencesthere).
Since the notions of
prebasic
and basic submodules introducedgeneralize
these notionsmodifying
themby including
the nonstandard uniserials as well.By doing
so, we obtain a moregeneral
notion ofquasi-basic submodule,
which is the mainobject
of this paper.Quasi-basic
submodules are connected with some newinvariants,
introduced in the third
section,
and are ingeneral
notunique
up toisomorphisms.
Actually, uniqueness
isrecaptured
if we consider a «local»quasi-ba-
sic
submodule;
hereby
«local» wejust
mean «definedby
means of a sin-gle
uniserial module U». In this way we haveU-quasi-basic
submod-ules,
which are connected with some otherinvariants, investigated
insection
2;
these invariants form acomplete
andindependent
set of in-variants for
arbitrary
direct sums of uniserial modules.These facts remind the situation
occurring
in abelian groups, whenone passes from pure
independence
and basicsubgroups
in the localtheory
ofprimary
groups, to theanalogous concepts
ofquasi-pure
inde-pendence
and maximalcompletely decomposable
puresubgroups
inglobal
torsionfree abelian groups(see [G)).
1. Preliminaries.
We denote
by R
a valuationdomain, by
P its maximalideal,
andby Q
its field ofquotients,
that wealways
assume different from R. We re-call some notions introduced in
[FS11
anddeveloped
in[FS2].
Let M bean R-module and x E M an
arbitrary element;
then the submoduleof Q containing R
is the
height
of x in M. In the first case we say that x has a non limitheight,
in the second case x has a limitheight.
The set E of all theheights
isobviously totally ordered,
if we agree thatJ/R
>We will
always
denoteby a
a non limitheight,
andby
~- the corre-sponding
limitheight, slightly modifying
the notationin [FS1]
and[FS2].
The
following
arefully
invariant submodules ofM,
for each =J/R
(non limit):
A submodule N of M is called
equiheight
ifhN(x)
=hM(x)
Vx EN, equivalently
if M ~ rl N = N ~ and M ~ n N = N" N is pure ifHN(x) = HM(x) VXEN, equivalently,
if noticethat,
if N is pure inM,
then2~
fl N =N ~ +
For anarbitrary
R-module M and ideal I
R,
thefollowing fully
invariant submodules of M and aprime
ideal of R are definedwhere
AnnR(x)
denotes the annihilator ideal of x. Let 0" - =(J/R)-
be alimit
height; given
a proper ideal IR,
thefollowing quotient
modulesare all vector spaces over the field
RL /L,
where L =I #
UJ #
andRL
isthe localization of R at L:
The
larger
vector space is denotedin [FS1] by «M(~ -, I ),
the small-er one
by I ). Clearly,
the invariantsI )
andI )
are ad- ditive. Thefollowing
characterizations of the elements ofand of its
subspace I)
are in[FS1].
PROPOSITION 1. For a =
J/r
and I1~,
an eLement a E Mrepresents
a non zero element
I ) ((respectively of I )) if
andonly
if
itsatisfies:
uniserial
J/I, 0 I 1~ ~ J), if
there exists u E U such thatHu(u)
= Jand
AnnR ( u )
= I.Using Proposition
1 it is easy to seethat, given
a uniserial moduleU,
for each = and IR,
thefollowing equalities
holdFollowing [FS1],
aprebasic (or a-basic,
in theterminology of [FS2])
submodule of a module M is a pure submodule B of M which is a direct
sum of standard
uniserials,
such that for each standard uniserial sub- module V ofM,
either B fl V ~0,
or B E9 V is not pure in M.2. U-dimension and
U-quasi-basic
submodules.Our
goal
in this section is toinvestigate
moreclosely
the structureof the vector space
I ) (a
= and its connection with the ex-istence of different
isomorphy
classes[ U]
of uniserials oftype [JII],
i.e. in case non standard uniserials U of
type [J/I ]
exist. Let cr denote the class of all orderedpairs ( U, u),
with U uniserial and 0 ~ u E U.Consider the
quotient
setc~/ -,-,
where - denotes theequivalence
rela-tion defined
by
if there exists an
isomorphism ~:
U - V such that~u
= v .The
equivalence
classcontaining ( U, u)
will be denotedby [ U, u].
Forevery module M and every
element [U, u]
ina/ -
we setIt is
straightforward
to show that this set is well defined and that it is afully
invariant submodule of M. Moreover it is easy to see thatFor every in
a/-
such thatand
AnnR ( u )
=I , setting a
=J/R,
we define thefollowing subspace
ofClearly, aM(J II,
1 +I )
=aM(a, I),
so the vectorsubspace u )
ofI )
coincides with thesubspace
denotedby I ) in [FS1]
if U is standard oftype [J/I ].
From now on, we will writeaM(J/I,
1 +I)
instead ofaM(a, I).
We
complete
the result inProposition
1by
thefollowing result,
which
gives
also another characterization of the elements in«M(J/I,
1 +I ).
PROPOSITION 2. For U uniserial and u E U such that
Hu(u)
=J, AnnR(u)
=I,
an element a E Mrepresent
a non zero elementof aM(U, u) if
andonLy if
thefollowing facts
hold:i)
there exists aninjective homomorphism ~:
U- M such that~u=a,
ii)
theimage ~ U of
U is a pure submodulesof
M.PROOF. If a E M
represents
a non zero element ofu),
thenthere is a
homomorphism ~:
U ~ M such that~u
= a.Obviously, AnnR(a)
= I andHM(a)
=J, thus ~
is monic. In order to showthat ~ U
is pure in
M,
it isenough
to provethat,
for every r eRB I , HM ( ra ) _
=
Hu(ra) = r -1
J.Assume, by
way ofcontradiction,
thatHM(ra)
>r -1
J for some r ERB I;
then there is an element b E M such that ra = rb andHence
]
and a contradiction.Conversely,
if a E M satisfieds(i)
and(ii),
then If a Ethen there is an such that
HM(ra)
>> =
so ~U
cannot be pure inM,
a contradiction.An immediate consequence of
Proposition
2 is thefollowing
COROLLARY 3. In the notation
of Propositions
1 and2,
an elementx E M
represents
a non zero elementI )
not ina M( U, u) if and only if no multiple
rx = 0of x belongs
to a pure uniserial submoduleof
M
isomorphic
to U.PROOF. Assume that 0 ~ rX E V pure in
M,
with V = U. Thenrx = ry for some y E
U,
so that yrepresents
a non zero element of and yrepresent
the same element inI ),
sinceThe
quotient
vector spaceI )/a M(J/I ,
1 +I)
isisomorphic
tohence,
as notedin [FS1],
we have theisomorphism
In the notation of the
preceding Proposition 1,
let r ER B I
and con-sider the linear transformation induced
by
themultiplication by r
From
Proposition
1 it followsimmediately that tA,
is amonomorphism.
It is easy to find
examples where ,
is notepic, however,
as it isproved in [FS1],
induces anisomorphism
between the twosubspaces aM(J/I,
1+ I )
and note that[r-1Jlr-1 I,
1 + =
[J/7, r( 1 + I )].
Moregenerally,
we have thefollowing
PROPOSITION 4. In the above
notation,
induces asisomorphism
between
aM(U, u)
andaM(U, ru).
PROOF. If a E M
represents
a non zero element ofthen, by Proposition 2,
there exists a puremonomorphism ~:
U -~ M such that~u
= a, whereHu(u)
= J andAnnR(u)
=I ;
since r ER~ I,
ra rep- resents a non zero element ofru),
withçru
= ra,thus 03BCr
inducesa
monomorphism u )
intoru).
This map is onto:for,
let b E M
represent
a non zero element ofru).
Then there existsa pure
monomorphism
such that Yru = b. If a = then arepresents
a non zero element ofu),
wich is sentby ,
to thatrepresented by
b.The
preceding proposition
allows us todefine,
for each uniserial module U oftype [J/I ],
the U-dimension of M as the cardinal number which is the common value of the dimensions of all vector spaces«M( U, u)
with 0 # u E U:Notice that =
I] (where
o~ =J/R)
is the old in-variant defined
in [F S 1 ]. Clearly
the invariants]
areadditive;
they
take theexpected
values for a uniserial module M = V.LEMMA 5. Let V be a uniserial module
and [Ul
anisomorphy
class
of
uniserials modules. Thenfor
the U-dimensionof
V wehave
PROOF.
Clearly and,
ifV = U,
then the dimensionequals
1. Assume now =1; then, by Proposition 2,
there is an in-jective homomorphism ~:
V ~ U such that~V
is pure inU;
thisimplies that ~
isepic,
hence V = U.The
utility
of the invariants is shownby
the nextresult,
which
immediately
follows from theadditivity
of the invariants and Lemma 5.PROPOSITION 6. The U-invariants
a M [ U ], with [U] running
overthe
isomorphy
classesof
uniserialmodules, form
acomplete
and inde-pendent
setof
invariantsfor
the classof
direct sums Mof
uniserialmodules.
We introduce now the
following
DEFINITION. Given a uniserial module
U,
a submodule B of a mod- ule M is called aU-quasi-basic
submodule if it satisfies thefollowing properties:
(i)
B is a direct sum of uniserial submodules of Misomorphic
toU and it is pure in
M,
(ii) given
a uniserial submodule V ofMisomorphic
toU,
either0. or V ® B is not pure in M.
In order to prove the
uniqueness
up toisomorphism
ofU-quasi-ba-
sic
submodels,
we need a technicallemma,
which shows the connection between pure direct sums ofcopies
of U contained in M andlinearly
in-dependent
sets of elements of the vector spaceCtM(U, u).
LEMMA 7. Let M be a module and U a uniserial module. Assume is a
family of
pureinjections of
U into M. Then theadirectsumand ispure in M
if and only if for
is not direct. Then there exists a finite subset
F= {1,2,...,~} of x,
such that
for some U. Without loss of
generality,
we can assume~
Ruj
for alli,
thus there areelements ri
E R(i
=2,
...,n)
such thatThis relation
implies
that the Ex ~
islinearly dependent,
a
contradiction;
must show now that this~IEK
direct sum is pure in M. Let x E N
= ®~ E K ~ ~ ( U );
asbefore,
we can as-sume that
for some
elements ri
E R(i
=2,
... ,n)
and 0 ~ ui EU; setting
we have x = notice that
~:
U - M is anembedding. Computing
the
height
ideal of x in N we obtainAssume, by
way ofcontradiction,
thatHN (x);
then~G(U)
is notpure in
M, hence, by Proposition 2, x
= 0 inu ), equivalently,
is
linearly dependent, again
a contradiction.Conversely,
suppose that is a pure submoduleof M,
andassume,
by
way ofcontradiction,
that for a fixed 0 # u E U there existelements ri
ERL B L ( i
=1, 2, ... , n )
such thatis a
homomorphism
and each
Ker ri ç i
is zero,since ri
E induces anautomorphism
ofU. Thus we have seen
that ~
is monic. To reach the desired contradic-tion,
viz .§(u) # 0,
it isenough
to show that is pure in M and to ap-ply Proposition
2. Let 0 # v EU;
thenWithout loss of
generality
we can assumeRri
forall i,
sothat
the last
heigh
idealequals Hu(v),
sincer1 E RL "’-L,
henceand
~( U)
is pure in M.We
apply
now Lemma 7 to prove thefollowing
main result.THEOREM 8. Let M be an R-module and U a uniserial R-module.
Then every
U-quasi-basic
submodule Bof
M isisomorphic
to® « U,
with a =
a M [ U ],
the U dimensionof M.
PROOF. Let B =
Ui ( Ui
= U for all i EI )
be aU-quasi-basic
submodule of M. We must show that
III I
= For each i EI,
let~ i :
U-Ui
be anisomorphism. By
Lemma 7 we know that the setE
I }
islinearly independent
inCXM(U, u )
for each 0 ~ u E U.We shall prove that this set is indeed a basis of
aM( U, u).
Let 0 ~ x Ethen, by Proposition 2,
there exists a pureinjection
~:
U - M such that~(u)
= x. Themaximality
of Bimplies
that either B fl~(!7) ~ 0,
or B 0153~( U)
is not pure in M. In both cases, Lemma 7ensures that the is
linearly dependent,
hencex is contained in the
subspace generated by (U) I i E 11,
as de-sired. 0
3. The invariants
I )
andquasi-basic
submodules.It is easy to find
examples
of modules M suchthat,
for non isomor-phic
uniserials U’s of the sametype [J/I ],
thesubspaces a M ( U, u)
ofhave non trivial intersections and
AnnR(u)
=I ).
It is natural to ask how thesubspace generated by
all theu )’s
is related to M. This suspace is theobject
of theinvestiga-
tion in this
section,
so itrequires
a new notation:(in
the summation(U, u)
ranges over allpairs
such thatHu(u)
= J andAnnR(u)
=I).
In order to answer this
question,
it is useful to introduce thefollowing definition,
which extends the notion ofpre-basic
submoduleintroduced
in [FS1].
DEFINITION. A submodule B of a module M is called a
quasi-basic
submodules if it satisfies the
following properties:
(i)
B is a direct sum of uniserial submodules of M and it is pure inM,
(ii) given
a uniserial submodule U ofM,
either U n B #0,
oris not pure in M.
REMARKS.
1)
If there are no non-standard uniserialmodules,
the notion of
quasi-basic
submodule coincides with that ofpre-basic
submodule introduced
in [FS1],
andsubsequently
called a-basicin [FS2].
2)
Theterminology «quasi-basic»
is borrowed from abelian grouptheory;
infact, Griffith [G,
pg.93]
calls«quasi-pure independent»
asubset S of a torsionfree abelian group G if it is
independent
andis pure in
G, where Rs
denotes the rank one puresubgroup
of Ggenerated by
s.Extending
theterminology,
one could call«quasi-basic subgroup-
of G acompletely decomposable
puresubgroup
of G ob-tained
by
a maximalquasi-pure independent
subset. It is shownin [G]
that
quasi-basic subgroups
are notunique
up toisomorphism and,
moresurprisingly, they
can have also different cardinalities(whenever small).
LEMMA 9.
If
N is ac pure submoduleof
the moduLeM,
then thereare canonical
embeddings
PROOF. The two
embedding
follow from the firstisomorphism
the-orem and the
following equalities,
whichobviously
holdby
thepurity
of N in M:
In the
following
theorem we consider the canonicalembedding
ofLemma 9 as
inclusions,
and we show that thesubspace I )
ofI )
coincides with the(image through
the canonicalembedding
of
the) subspace a B ( ~ - , I )
for anyquasi-basic
submodule B of M.THEOREM 10. Let B be any
quasi-basic
subrnoduleof M. Then, for
and all ideals
I,
thefollowing equality
holds:(3 M( a - , I)
== OCB(9-, 1 ).
PROOF. In order to show we must
prove that
u ) ~ I)
for eachpair (U u)
such thatHU(u) = J (a
=J/R)
andAnnR(u)
= I. It isenough
to show thatSo,
choose aE M~U~ u~ B(M °~ [I + ] + M ~+[I ]);
thusHM(a) = J, AnnR(a) =
= I and a is contained in a pure uniserial submodule U’ = U of M. Since B is
quasi-basic, 0,
or U (B B is not pure in M. Now theproof
goes as in Theorem 15 and its Remark in[FS1], taking
into accountthe
following
facts:(a)
if rx = a E M is solvable inB,
then there is a solution in B withan element of
height
idealrHM ( a ), (b) if b E B,
then(this
is a weaker version of the «smoothness» used in[FS1]).
To prove the converse inclusion:
I ) ~ ~ u), pick
an el-ement b E B
representing
a non zero elementOf OCB (0- -, I );
so,by Propo-
sition
1, AnnR ( b )
=I, HB(b)
= J andHB ( rb )
=r -1 J
forall r g
I. Let B ==
®iEj Ui,
witheach Ui
uniserial. If b = U1 + ...(uj
E then wecan assume, without loss of
generality,
thatAnnR ( b )
=AnnR (ui )
andHB (b) = H B (Ui)
for all i(if
one of the twoequalities
fails for somei,
thenUi E B(1- [I + ] + B ~ [I ]).
Sinceobviously uj represents
an element ofui ),
brepresents
an elementof 2: u ).
Proposition
2 has thefollowing
immediate consequence.COROLLARY 11. For a module
M, f3M(a-, 1 ) = 0 (resp.
for
all non Limitheights a
and ideals Iif
andonly if
M does notcointain any pure
(standard)
uniserials submodule.Given a module
M,
we define the uniserialstypeset
of M as theset of
types t( U)
of those uniserial modules U such that M contains apure uniserial submodule
isomorphic
toU; therefore, owing
to the pre-ceding results,
we have:Since
purity
is a transitiveproperty,
it is obviousthat, given
aquasi-basic
submodule B ofM, 13(B)
The converse inclusion follows from Theorem10;
infact,
if U is a pure uniserial submodule ofM of
type)V/7L
thena M [ U ] ~ 0 implies
hence, by
theadditivity
ofa( 0’ - , I )
and(*)
in section1,
B contains asummand of
type [J/I ].
Thus we haveproved
the first statement in COROLLARY 12.1)
For a module M and anyquasi-basic
submod-ule B
of M,
we have13(M) = 13(B).
2) If B
= with theUi’s uniserials,
thenis
independent of
therepresentation of
B as a direct sumof
uni-serials.
PROOF. For
part
2 it isenough
to recall that any twodecomposi-
tions of B as direct sum of uniserials are
isomorphic.
EXAMPLES.
1) In[FS2], Chapter X.4,
a cohesive module M(i.e.
without elements of limit
heights)
is constructed such thatI )
_= 0 for all
heights a
and ideals I.2) In [SZ]
a module S(all
whose non zero elements have limitheight)
is constructedsatisfying I )
= 0 for allheights
a and ide-als
I,
and with the spacesa S ( ~ - , I )
of countable dimension for certain and I.3)
Thepure-injective
hull M of a uniserial module oftype J/I
hasthe
following
invariants: if a =J/R,
thenwith dimension
1,
for each U oftype [J/1] ,
For,
a pureinjective
module M iscohesive, by [FS2, XI.4.3],
thus for each p E 1J and L R we have:Clearly, «M( p, L)
= 0 if p = andHIL 4=- J/7,
hence we have to con-sider
only
the invariantaM(a, I ). By [FSI],
Theorem17, I )
== 1. Since every uniserial module U of
type [J/I ]
can be embedded as apure submodule in
M,
and M is thepure-injective
hull of each of thesesubmodules,
the claim is clear. Observe that any uniserial oftype [JII I
is a
quasi-basic
submodule M. Thisexample
shows that aquasi-basic
submodule is very far from
being
the direct sum ofU-quasi-basic
sub-modules,
Urunning
over the class of the uniserial modules.Let 13 denote the set of all
types,
i.e. of allisomorphy
classes of standarduniserials;
if B =ED Ui,
with theUi’s uniserials,
for each T E 13we set
B-r
is called thehomogeneous component of type
r ofB,
or, morebriefly,
the
r-component
of B.Clearly
B =The
preceding Example
3 shows that theisomorphy
class ofB-r
isnot an invariant for
M,
for aquasi-basic
submodule B of M. But its Goldie dimensiong(Bz)
is an invariant ofM,
as the next main conse-quence of Theorem 10 shows.
COROLLARY 13. Let B be a
quasi-basic
submoduleof M
and atype.
Then the Goldie dimensiong(B-r) of the r-component of B
does notdepend
on the choiceof
B.PROOF. It is
enough
to notethat,
for r =[J/I ]
and a =By
Theorem10,
this dimensiondepends
on Monly.
Corollary
13 allows us todefine,
for eachtype r
E’6,
the 1:-dimen- sion of a module M as the cardinal which is the common value ofg(B-r),
Brunning
over the set of all thequasi-basic
submodulesof M.
We close the paper
by proving
thatpure-injective
modulessatisfy
aparticular property,
that can beexpressed
in terms of the1:-dimension, showing
thatthey
are in a certain sense«homogeneous»
withrespect
to uniserial modules.THEOREM 14. Let M be a
pure-injective
moduLe and 1: E b atype.
Then, for
each uniserial Uof type
1:, the 1:-dimensionof M equals
the U-dimension
« M [ U ].
PROOF. In view of
[FS2, XI.4.9],
we can assume that M is thepure-injective
hull of its basic submodule B =fl3 Uj, with Ui
standarduniserial for each i. Let 0 # u E U such that
Hu(u)
= J andAnnR (u) =
= I. Since B is
pure-essential
inM,
hencequasi-basic,
we haveg~(M) =
=
g(B,~);
thus it isenough
to prove thatg(B-r) = « M [ U ].
Note that thepure-injective
hullPE(B-r)
ofBz
is a summand inM,
and it coincides with thepure-injective
hull of sincePE(J/I )
=PE(U).
Therefollows that
a M [ U ].
The converseinequality
isalways
true forarbitrary
modules.REFERENCES
[BFS] S. BAZZONI - L. FUCHS - L. SALCE, The
hierarchy of
uniserial modulesover valuation
domains, preprint.
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Manoscritto pervenuto in redazione il 19 marzo 1992.