R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
R. G ÖBEL
B. G OLDSMITH
On almost-free modules over complete discrete valuation rings
Rendiconti del Seminario Matematico della Università di Padova, tome 86 (1991), p. 75-87
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over
Complete Discrete Valuation Rings.
R. GÖBEL - B. GOLDSMITH
(*)
1. Introduction.
It is well known that torsion-free modules over a
complete
discretevaluation
ring R
have many niceproperties
notpossessed by
torsion-free modules
(even
those overincomplete
discrete valuationrings)
overgeneral
domains:indecomposable
R-modules have rank one and reducedcountably generated
R-modules are free.Despite this,
it hasbeen established
(see
e.g.[ 1]
and[4])
that most of the standardpatholo- gies
ofdecomposition
associated with Abelian groups also occur in this class of modules. This was achievedby showing
that a wide range of R-algebras
A could berealized,
modulo the ideal of finite rank endomor-phism,
as theendomorphism algebra
of a torsion-free reduced R-mod- ule. Theinvestigations
in[1], [4]
were carried out in ZFC settheory.
The main aim of the
present
work is to establishsimilar,
but in somesenses
stronger,
resultsworking
under the additional set-theoreticalhypothesis
V = L.(See [5]
or[10]
for further details of this and other set-theoretical termsused.) Specifically
the modules involved in our realization of analgebra
A willalways
bestrongly
x-freequi A-module;
recall that a module is
x-free,
for a cardinal x, if every submodule of car-dinality
less than x is contained in a free module and G is said to bestrongly
x-free if it is x-free and every submodule of infinitecardinality
less than x can be embedded in a submodule U of the same
cardinality
with
G/ U
x-free.(*) Indirizzo
degli
AA.: R. G6BEL: Fachbereich6, Mathematik,
Universitat, EssenGHS,
D-4300 Essen 1,Germany;
B. GOLDSMITH: Dublin Institute of Te-chnology,
KevinStreet,
Dublin 8 and Dublin Institute of AdvancedStudies,
Du-blin 4, Ireland.
This work was written under contract SC/014/88 from
Eolas,
the Irish Scien-ce and
Technology Agency.
In order to
give
aprecise
statement of our first main result we fixsome notation. R shall
always
be a(commutative) complete
discretevaluation
ring
withunique
maximal idealpR
and A shall denote an ar-bitrary
unitalR-algebra
which is torsion-free and Hausdorff in the p- adictopology. (All topological
references shall be to thistopology.)
Re-call also the notion of inessential used
extensively
inprevious
work onthe so-called «realization
problem»:
anR-homomorphism ~:
F~G,
be-tween two reduced torsion-free modules F and G is said to be inessen- tial if the
unique extension p of 0
to thecompletion
F of F has the prop-erty
thatF§ %
G.(We
shallnormally identify
theextension p
withp.)
It is well known that set of inessential
endomorphism
of such a moduleF form a two-sided ideal Ines
F,
in theendomorphism ring ER (F).
Wecan now state:
THEOREM 1
(V
=L).
Let R be acomplete
discrete valuationring
and let A be an
unital, torsion-free,
HausdorffR-algebra. Then,
foreach
regular, not-weakly compact
cardinal there exists astrongly
x-free A-module H ofcardinality x
such thatREMARK. The above theorem is stated for a
single
A-module H butour results have been derived in such a way that the transition to re-
sults about the existence of
essentially-rigid
families of maximal size andessentially-rigid
proper classes(cf. [8, 1])
can beeasily
made. Inparticular
we have derived bothStep-Lemmas required
for such a con-struction but in the interests of
clarity (and
since additional work re-quired
istotally standard)
we shall be content to state(without proof)
the full version of our work in Theorem 3.
Notice that the module constructed in Theorem 1 is
only strongly
x-free
qui
A-module and moreover the ideal of inessentials has not beentightly prescribed.
We can overcome these defectseasily by imposing
further restrictions on the
algebra
A. Recall(see
e.g.[1], [4])
that anR-module M is said to be
Ro-cotorsion-free provided
M does contain asubmodule
isomorphic
to thecompletion
of a free R-module not of infi-nite rank.
THEOREM 2
(V
=L).
Let R be acomplete
discrete valuationring
and A a unital
R-algebra
which isKo-cotorsion-free qui
R-module.Then,
for eachregular, not-weakly compact
cardinalx > ( A ~ ,
thereexists a
strongly
x-free A-module H of rank x such thatwhere
Eo (H )
denotes the ideal of finite rankendomorphisms
of H.Moreover H is
No-cotorsion-free qua
R-module.If,
inaddition,
A is freequa
R-module then H is astrongly
x-free R-module.PROOF. Let H denote the A-module constructed in the
proof
ofTheorem 1. Then H is
certainly
astrongly
x-free A-module.If,
how-ever, H contains the
completion
of a free R-module of infiniterank,
then
certainly
H has a submoduleisomorphic
to thecompletion
of a freeR-module of countable rank. Since H is x-free this would
imply
thatsuch a submodule is contained in a free A-module which is
clearly
im-possible
since A is~o-cotorsion-free.
So H isKo-cotorsion-free qua
R-module. It
only
remains to show that every inessentialendomorphism
has finite rank since
clearly Eo (H )
Ines H.Now,
as observed in theproof
of Lemma5, § 3,
cfimplies H
==
U Ha
and soif ~
is inessential then is a submodule of H and has« x
~
cardinality
x. Hence is of finite rank since it issimultaneously complete
andKo-cotorsion-free.
Thus if S= ~ v
has finiterank},
then S is unbounded in x and so it follows from[8,
Lemma5]
that~
has finite rank. The final conclusion of the theorem is immediate since A is then freequa
R-module.We remark that then the above result can be derived in ZFC as e.g. in
[ 1 ] (cf.
remarksin §
1 of[8]).
As mentionedearlier,
wenow state
(without proof)
a moregeneral
version of the above theorem which can beeasily
derived from the constructiongiven
in thispaper.
THEOREM 3
(V
=L).
Let R be acomplete
discrete valuationring
and A a unital
R-algebra
which is freequi
R-module.Then,
for eachregular not-weakly compact
cardinal x >A ~ ,
(i)
there existsstrongly
x-free R-modulesHX (« 2x )
of rank x such that(ii)
if~: H," ~ H~
is ahomomorphism
and(a, X) ~ ([3, À) then §
hasfinite rank.
We conclude this introduction with two further remarks:
(a)
The condition that x beregular, not-weakly compact
cannot be weakened: if x issingular
orweakly compact
then astrongly
x-freemodule is
free,
see e.g.[5].
(b)
As noted in[8]
it follows from an easy modification of results ofEklof [5]
onKi-separable
groups in ZFC + MA + --i CH that the results obtained above areindependent
of ZFC.2. The
algebraic preliminaries.
Before
developing
the usualStep-Lemmas
associated with a con-struction in
V = L,
we introduce some additional notation and conven- tions. Let F be a freeA-module,
F =O ei A
and X E F. Thesupport
of xi e I
(with respect
to thegiven decomposition
forF),
is definedby M =
=
li
EI
aim # 0 where x= E ei ai } . Clearly [x]
is a finite subset of I.Moreover if y E F then it is well known that y may be
represented
asy
= E
ei ai , where{ai }
is a null sequence of elements ofA
and so thesupport
of y may besimilarly
defined. In this case[y]
is a countablesubset of I. More
generally
if X is a subset of F we may define[X ]
=and G is an A-submodule of F then we define the
~-closure
of G as follows:Let and set
Then the
~-closure
of G is definedby Clearly
G ~and the latter is a canonical summand of F
which
is invariant under~.
Moreover if G has infinite rank then
GCrf;
has rankequal
tork (G).
Algebraic terminology
follows the standard works of Fuchs[7]
withthe
exception
that maps are written on theright
and thesymbol c
isused to denote a direct summand. Notice that if C is a submodule of G then we write
C *
for the pure submodule of Ggenerated by
C.Let F be a free
A-module,
with astrictly increasing
chain of summands
{F.,, 1,
sayFn + 1= Fn
03Dn .
Then an element y E F is said to be a bracnch(relative
to the chain ofsummands)
if there exist basiselements en
EDn
such that y= 2:
Apair
of elements(z, y)
issaid to be branch-like
(relative
to the chain ofsummands)
if y is abranch and z = x
+ y
where xE F
and[xl
n[y] =
0. Note that x will then have the form x= 2:
ek ak where is a null sequence of ele- ments ofA. Finally
wesay that
the free module F has a chain of sum- mands oftype
Iif,
for each element y ED,
where D = ODn ,
thereexists a branch
y’ e D
with[y]
n[y’]
= 0. It seems worthremarking
onthe
similarity
between the branch elements introduced above and theconcept
of branch used in ZFC constructions such as[1];
animportant
difference in the V = L construction is the
necessity preserving
agiven
of summands.
LEMMA 1. If F is a free A-module with a
strictly ascending
chainof summands
{Fn }
and y EF
is abranch,
then F’ =(F, yA ~ * ~
F is a free A-module andFn r
F’ for all n.PROOF. Let hence and
Suppose
that is a branch. We may write observe thatthat. where . Define elements
We shall show that is
equal
to F’ . That thesum in X is direct is a
simple (and standard)
exercise inelementary
lin-ear
algebra.
Moreover since it is immediate that F ~ X. Thepurification
of~F, yA~
ensures that X is contained in F’and so we establish the reverse inclusion.
If g E F’
thenp N g =f + ya
for some
a E A, f E F
and N ~. But now+ eN -lpN -1)
and( g - y N a)
E F. It followsby purity
of F in F thatg
= yN
a+ fo
for somefo E
F. Since F ~ X thisgives
F’ ~ X and henceequality.
Itonly
remains to prove that eachFn
is a direct summand ofX = F’ . It
clearly
suffices to show that is a direct summand of We establish thisby showing
thatThe sum on the RHS of the above
expression
is direct since ifthen it follows
immediately by examining supports that
theare zero. Also it is clear
(compare
the earlierargument relating
toF)
that the RHS c LHS. So wecomplete
theproof
of the lemmaby
es-tablishing
that for in, y
e RHS. Observe thaty n -1-
= andso
y n -1 E RHS.
But then we have and soy n - 2 E RHS. Continuing
this processcompletes
theproof.
LEMMA 2. If F is a free A-module with a
strictly ascending
chainof summands and the
pair (z, y)
isbranch-like,
then F’ ==
(F, zA ) * %
F is a free A-module andFn
is a direct summand of F’ for all n E w.PROOF.
Using
the samenotation
as in Lemma1,
suppose F =with y
E B and x E F*. Let.(and
then were K is a countable set and we have used basis elements
,~k purely
for notational convenience.Clearly
we mayidentify
K with c~. Since is a null sequence, for each n w there is an inte- gerNn
such forall j ~ Nn .
SetXO
= x and foreach n ,1,
setwhere u n is still to be defined. The definition of
u’~
requires
us to look at the «fine structure» of thealgebra
A. Since Ais an
R-algebra
and R is acomplete
discrete valuationring,
there is afree R-module S such that
S ~ * A ~ *
S. Thus we may writeaj =
= 2: sjvrvpnjv
where v rangesthrough
a countable set(again
without losswe may take 00 as v - 00, rv E R and the
sw
are basis elements of S. Now foreach n,
there exists vn such that nnjv
for all v > vn . De-fine and observe that for
each n,
Define ~ and observe the
following relationship:
On
applying (*)
to theseexpressions
we see thatNow claim is free and
equal
towhere We show this in a number of
simple steps
(i)
The sum in X is direct. It sufficesclearly
to show thatreally
is direct. Nowimplies
But the sup-ports
of the termsy n
lie in B while other terms havesupports
in F* andso I yn «n
= 0.Thus,
as observed in Lemma1,
«n = 0 for all n. This inturn forces an = 0 for all n and so the sum is direct.
(ii)
F ~ X:Clearly
it suffices to show that B X.Now,
for eachHowever as
observed above : and hence
then ;
, some i Butand so Hence
and so, since follows from
(iii).
It
only
remains to show that for all n. To do this it suffices to show that for each n. ClaimObserve
firstly, by
asimple support argument,
that this sum is directand that the RHS is
certainly
in X . Theproof
will becomplete
if weshow for i n. However
where RHS.
Similarly
This
completes
theproof
of Lemma 2.REMARK. The reader familiar with the realization
problem
in ZFCwill see an immediate
relationship
between theconcept
of «branch- like» introduced above and thetechniques
usedby
Corner and G6bel toproduce
the«Recognition
Lemma»in § 3 of [1]
or the earlierconcept
ofx-high
element usedby Dugas
and thepresent
authorsin § 2
of
[4].
STEP-LEMMA A. Let F be a free A-module with a
strictly
ascend-ing
chain of summands(Fn )
oftype
I. Then if~:
F ~G,
a torsion-freeA-module,
is ahomomorphism
which is not inessential then there exists a free A-module F’containing
F such that(i) F’ /F
is a torsion-free divisible rank one A-moduleisomorphic
to
Q © A,
(ii) ~
does not extend to ahomomorphism :
PROOF. If there exists a
branch y
inF
such that G then wechoose F’ =
(F, yA) * --.k
and the result follows from Lemma 1 and the observation thatF’/F
is divisible of rank 1. Hence we assume thatE G for all
branches y
in F. If there is an element X EFo
such thatG
then, writing Fn +
1 =Fn
0Dn
and D =EÐ Dn ,
choose a branck- likepair (z, y)
where y E D is a branch.Now, by
ourassumption
onbranches,
z = x + y has theproperty
that So if we set F’ ==
(F, zA ) * ~
F the result follows from Lemma 2. If no such x exists inFo then,
since F =Fo O D,
we conclude that there is an element X E D with G. Since the chain of summands is oftype
I we may choose abranch y e D with
[x]
n[y] = 0.
But then if we set z = x + y and choose F’ =(F, zA ) * F,
the result follows from Lemma 2.LEMMA 3. Let F be a free A-module of infinite rank and assume
that §
EE (F ) B A
0Ines F,
then there exists a canonical summand P of F such thatPROOF.
Suppose
not and let B be any countable rank summand of F. SetBo
=BIO,
the~-closure
of B.Clearly Bo
is a canonical summand of F and satisfies(i)
and(ii). So ~ ~ Bo
E A ? InesBo .
Observe that thismeans there is a
unique-
a e A such thatBo (~ - a) Bo . (If
two suchelements existed then subtraction would force
Bo (a2 - a1)
to liein
Bo
which isimpossible.) Since § - a I Ines F,
there exists x eF
such that LetB1=
a canonical summand of F whichclearly
satisfies(i)
and(ii). By assumption then p |B1 E A O Ines B1.
This however leads to a contradiction since we can establish that
~1 (~-
for all b E A. To see this suppose, on thecontrary,
thatfor some b E A. However since
~
B1
nBo = Bo .
Theuniqueness
of the element a then forces b = a. But then x EB1
andx(~ - b)
=B1-contradiction.
This establishes the lemma.Any
summand Psatisfying
the conditions(i)
to(iii)
in Lemma 3 will be called a~-canonical
summand of F.LEMMA 4. If F is a free A-module of infinite rank then A O Ines F is pure in
E(F).
PROOF. Since F has infinite
rank,
the sum A + Ines F iscertainly
direct.
Assume pn p E A O Ines F
for some n. Thus there is an a inessential i.e.a) ~
F. Since the term on the LHS of thisinequality
iscomplete
and F is free of infiniterank,
we concludea) ~
F is a finite rank A-module. Choose a canonical summand xA of F such that xAa)
= 0. But thena)
++ xa and a
simple support argument So pnp - a = pn(p - - a’),
where a’ E A. But nowF(p - a’)
F since F is pure inF, and
soA 0153 Ines F as
required.
STEP-LEMMA B. Let F be a free A-module with a
strictly
ascend-ing
chain of summands{Fn ~
andsuppose ~
EE(F ) ~ A
0153 Ines F. Then if F has a~-canonical
summand of infinitecorank,
there exists a free A-module F’
containing
F such that(i) F’ /F
is atorsion-free,
divisible rank one A-module isomor-phic
toQ0A,
(ii) ~
does not extend to anendomorphism
ofF’,
PROOF.
By assumption
we may write F = P O B where P is ap-
canonical summand and B is of infinite rank. To prove the lemma it suf- fices(see
Lemmas 1 and2)
to find either abranch y
in B with( B, yA ~ * B
or a branch-likepair (z, y)
such thatzep ft
E F, zA>* F.
If we can find such a branch y then we choose this and we are fin- ished. If
not,
then for everybranch y
inB
there exists apair (n, a)
x A such thata)
E B. However it follows from Lem-ma 4 that
a) 0
Ines P for anypair (n, a)
and so we can deducethat there exists an element
Xna E P
with Nowconsider the branch-like
pair (z, y)
where z = y + Xna . We claim(F, zA)
*. For ifnot,
there exists apair (m, c)
x A such thatBy absorbing appropriate
powers there is no loss ingenerality
inassuming
m = n. Thus we have(y
+c)
E B O P and since weget
onsubtraction,
thaty(a - c) +
+
c)
E B O P. However since y is a branch inB, y(a - c)
EE BBB.
Butand is
disjoint
from[y(a - c)]
and so we must conclude that a = c whichgives
in B O P n P = P-contradiction.This
completes
theproof
ofStep-Lemma
B.3. The
proof
of Theorem 1.Having
obtained thealgebraic step-lemmas
we are now in aposition
to carry out the
by
now standard construction of therequired
A-mod-ule. It is
only
at thispoint
that we make use of V =L;
in fact weonly
use Jensen’s Diamond
Principle 0
which is known to hold in V = L.(See [5]
or[10]. )
The construction is via induction and is similar to pre- viousproofs
in[2], [3], [6], [9]
andespecially [8].
Let x be thegiven
reg-ular, not-weakly compact cardinal > |A| I
and let H =U H«
be a x-fil-tration of a set H of
cardinality
x such thatIHo I = JAI. Choose,
as wemay since we are
assuming V = L,
a sparsestationary
subsetE c
{A xl m)
andpartition
E intopairwise disjoint stationary subsets,
E= Ee u Ek
uU Ea . (For
aproof
of thepermissibility
of thissee e.g.
[10].)
Thenassuming Ox(Ea)
for a E{ e, 7~ ~
u x, we derive a se-quence of Jensen functions and Jensen sets ,
and sets of the form these latter sets are
supposed
to guess the additive and scalarmultiplicative
structure onHa
andhomomorphisms
of these modules.(Thus
+ac Ha etc.;
see[8]
for further
details.)
For each a x we
defines
an A-module structure onHa
and our de-sired module shall be
Our inductive construction
proceeds
as follows:1) Ho
=(DA,
a free A-module of rankSo
and eachH« (« x)
is a free A-module.2)
If « is a limit then3)
If« ~3 x
and thenHa
is a proper summand ofHa .
4)
IfH«
has been defined let(4. o) H« + 1= H« O+ A except
in thefollowing
cases(4.1)
If « EE,
and~« : H« -~ H«
is anR-homomorphism
not inA (B
Ines H,,,
andH«
has aql-canonical
summand of corank at leastthen we choose a sequence «n E
xBE
which isstrictly increasing
to «.Since
an ft E
it follows from(3)
thatHaft
c c ... cHa.
Nowapply Step-Lemma
B to obtain a free A-module F’ =H« + 1 ? H«
suchthat ~,,
does not extend to an
endomorphism
Notice thatStep-Lemma
B ensures that
(3)
remains satisfied at this(« + 1)
ststage
sinceif y
«and r ft
E then there exists anwith y
an . Thus(4.2)
If and is a submodule then letx: be the canonical
projection.
If x is ahomomorphism
which is not inessential and
Ha
has a chain of summands oftype
I thenwe
apply Step-Lemma
A to obtain an extension Moreoverif «n is
strictly increasing
with limit a then + 1 and n does not liftto an
R-homomorphism
fromHa + 1.
Then as in(4.1) above,
we have en-sured that
(3)
remains satisfied at thisstage.
(4.3)
If « EE’,
for some y E x and(H,,,,
+~,its
an A-modulesuch that
(Hrl,
+« ,~« )
is ahomomorphism
which is not inessen-tial,
then we constructH« + 1
viaStep-Lemma
A as in(4.2)
above.Once
again (3)
ispreserved.
Finally
we showthat,
if a is a limitordinal,
ther is free.Since E is sparse, « n E is not
stationary
in « and so there exists a cub with But then and since e EC,
is a sum-mand of
HY
forany e
y aby 3).
ThusHa
is the union of a chain ofsummands,
and so is free.The inductive construction is thus consistent and we obtain the de- sired A-module . It follows rather
easily easily (see
e. g.in
[9])
that H is astrongly
x-free A-module. It remains to show thatE(H)
= A 0 Ines H. Beforeshowing
this we derive thefollowing
sim-ple,
butuseful,
lemma.LEMMA 5. Let be a x-filtration of a torsion-free A-mod- ule F and
~: F -~
G anR-homomorphism
into the torsion-free A-module G. If S ={ v F,
isinessential)
is unbounded in x andcf(x)
> ~,then ~
is inessential.PROOF. We prove
firstly
that if X E F then x EF«
for some « x.Now x E
F implies
x = lim xn where xn E F and so xn EF CXn
for some«n x. If the sequence is unbounded in x then there exists a strict-
ly increasing subsequence
which we may, withoutloss,
label as«1 «2 .... However
cf(x)
> w and since S is unbounded there existsv E S
with «n
v for all n. But then X EFv
asrequired.
But it then fol- lowsimmediately
from the fact that S is unbounded thatF~ ~
G.We are now in a
position
to establish Theorem 1.Clearly
Suppose
there Letand note that C is
clearly
a cub in x. Denoteby Co , C1 respectively,
the setsand
Ines Hex
and
Hex
does not havea p|Ha-canonical
summand ofClaim
Co
andC1
are bounded.C1
is bounded since it follows from Lem-ma 3 that
~-canonical
summands are of countable rank and the con-struction in
(4.0)
ensures that for any « EC1
anappropriate
canonicalsummand exists at the
stage
oc + to.For each v E
Co
there exists a, E A such that(~ - Hex
is inInes H,,,.
Thus if then and areboth inessential and so,
by subtraction,
we obtain that ay - all- isinessential on
Hv-impossible unless av
=a, (= a say).
But then(p -
-
a) | Hv
is inessential for all v ECo .
IfCo
were unbounded then it would follow from Lemma 5that ql - a
is inessential-contradiction. ThusCo
is bounded.
Let
Now
applying 0,, (E,)
we have that is sta-tionary
in x. But then we can conclude that there exists « ED,
n C *. SoH« : H« --~ Ha. By
the construction(4.1) Pa
does not lift to a ho-momorphism 0’: T~+i2013~~+i.
However we know from the construc-tion of via
Step-Lemma
B that is divisible. It follows from our construction of H thatH / H a + 1
is a x-free A-module and sois the closure of
Ha
in H. Thisimmediately
ensuresthat 0
will ex-tend
uniquely
to ahomomorphism H« + 1
~H« + ~
andso P I H« _ Pa
lifts-contradiction.
Clearly
nosuch 0
exists and soThis
completes
theproof
of Theorem 1.REMARK. The
proof
of Theorem 3(ii) requires
a similarargument
to the above but
using Step-Lemma
A. In this case the setC1
is re-placed by C2
=~«
is not inessential andH«
does not have achain of summands of
type Again
this set is bounded since the con-struction in
(4.0)
ensures that anappropriate type
I chain can be foundat
stage
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