R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
M ATT D. L UNSFORD
A note on indecomposable modules over valuation domains
Rendiconti del Seminario Matematico della Università di Padova, tome 93 (1995), p. 27-41
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Over Valuation Domains.
MATT D.
LUNSFORD (*)
1. Introduction.
This note was motivated
by
the results ofLuigi
Salce and Paolo Za- nardo on the existence and the structure ofindecomposable finitely generated
modules andindecomposable
finite rank torsion-free mod- ules over valuation domains.Zanardo
[Z]
introduced theconcept
ofu-independent
sets of units ina maximal immediate extension of R and used them to construct finite-
ly generated indecomposable
modules M of thefollowing
twotypes:
1 )
M hasarbitrary
finitelength greater
than one and has Goldiedimension
equal
to one, and2)
M hasarbitrary
finite Goldie dimensiongreater
than one andhas
length equal
to oneplus
its Goldie dimension.Until now, these were the
only explicit examples
ofindecomposable finitely generated
modules over valuation domains.In order to obtain
indecomposable
modules without restrictions onthe Goldie
dimension,
we introduce the notion ofquadratic u-independ-
ence. We show that in most valuation domains there exist
quadratically u-independent
sets ofarbitrary
finitecardinality. Quadratically
u-in-dependent
sets andcompatible triples
of ideals are used to construct(*) Indirizzo dell’A.:
Department
of Mathematics, TulaneUniversity,
New Orleans, LA 70118. This paper is taken from the author’s dissertation which wasunder the direction of Professor Laszlo Fuchs. The author’s current address is:
Department
of Mathematics andComputer
Science, UnionUniversity,
Jackson,TN 38305.
new
examples
offinitely generated
modules with localendomorphism ring.
Infact,
it follows from our construction that over most valuationdomains, indecomposable finitely generated
modules M exist such that theonly
condition on the two numerical invariants of M(its length
andits Goldie
dimension)
is the necessary condition that the Goldie dimen- sion of the module M must be less than itslength.
Interestingly,
in the finite rank torsion-freesetting,
the same con-cept
ofquadratic u-independence
facilitates the construction of inde-composable
modules of a newtype. Analogous
to thefinitely generated
case, our construction reveals that over most valuation
domains,
inde-composable
torsion-free modules M of finite rank exist such that theonly requirement
on the rank of the module and the rank of its basic submodules is theobviously
necessary condition that the basic submod- ules must have rank less than- the rank of M.For references on modules over valuation
domains,
we refer toFuchs and
Salce [FS].
2. Preliminaries.
Throughout,
R will denote a valuation domain(i.e.
a commutativeintegral
domain whose ideals aretotally
orderedby inclusion).
P willdenote the
unique
maximal ideal ofR,
S a maximal immediate exten- sion ofR, and Q
the usual field ofquotients
of R.U(T)
will denote themultiplicative
group of units of the domain T.For an ideal I of
R,
let 7r,: S -S/IS
be the canonical map from S on-to
S/IS.
Theimage
of R under this map is asubring
ofS/IS
which is iso-morphic
toR/I. We will identify
thissubring 7r¡(R)
ofSIIS
withR/I.
Evidently, R/I:S:; S/IS.
Ofprimary
concern will be the casewhen
R/I
isproperly
contained in itscompletion.
We recall the definition of the breadth ideal of a unit u E ,S. The breadth ideal of u is the ideal of R defined
by
We note that if u E
U(R ),
thenB(u)
isgenerated by
theempty
set andthus is
equal
to the zero ideal. In thefollowing discussions,
we assume that u EU(S)BR.
The
equality S
= R + PSimplies
thatB(u) :s:;
P and thatB(u)
is av-ideal,
i.e. it is the intersection of the idealsproperly containing
it.Hence,
the valuationring R/B(u)
is Hausdorffin
itsR/B(u)-topolo-
gy.
From the definition of the breadth ideal of u, it is clear that
B(u) S
+ R. For every r gB(u),
there exists anelement ur
EU(R)
such that u - ur E r,S. The collection
I Ur I r o
is called a setof
ap-proximations
for the unit u.Furthermore, u
+B(u)
S is the limit inS/B(u) S
of theCauchy
net Asu + B(u) S E
E
S/B(u) S
but is not an element ofR/B(u),
it follows thatR/B(u)
is notcomplete
in theR/B(u)-topology.
3.
Quadratic u-independence.
DEFINITION 1. We say that the
set I ul, ... , un }
CU(S)
isqua,drat- ically u-independent
over an ideal I of R if1)
forall i,
and2)
for everypolynomial
ofdegree - 2, f (ul , ... , implies f E P[XI, ..., Xn].
Some
important properties
ofquadratic u-independence
aregiven
in the
following
lemma.LEMMA 1. Let I be an ideal of R. is a set of
quadratically u-independent
units overI,
then1) 1 Ul , - - -,
isu-independent
overI,
2)
everynon-empty
subset ... , isquadratically
u-in-dependent
overI,
and3)
1 is aprime
ideal of R.PROOF. The first two statements are obvious from the above defi- nitions. To prove the third
statement,
we suppose that I is not aprime
ideal and show that no
singleton {u}
cU(S)
isquadratically u-indepen-
dent over I.
Assuming
that I is notprime,
there exists .an element t ERBI
suchthat t2
E I.B(u)
= Iimplies
that u e tS +R,
i.e. thereexists an a E
U(R)
such that u - a E tS.Hence, u2 -
2ua +a2
=(u -
-
a)2 E
E c I,S.Consequently,
the is notquadratically
u-inde-pendent
I.If ~ u1, ... ,
is a set of units in S which isu-independent
over aprime
idealI,
then one can concludethat I ul
+IS, ... ,
un +IS } c S/IS
is
linearly independent
over the valuation domainR/I (see[SZ3]).
Moreover, if f ul , - - .,
isquadratically u-independent
overI,
thenwe have the
following
conclusion:LEMMA 2. Let be
quadratically u-indepen-
dent over I. For every
polynomial f E R[Xl ,
ofdegree £ 2,
implies f E I[Xl ,
...,Xn ].
PROOF. Let be of
degree
2 such thatThe
quadratic u-independence
off ul,
..., guar- antees thatf E P[XI,
... ,Xn ]. By
way ofcontradiction,
assume thatthere exists at least one coefficient
of f which
is not in I. Pick such a co-efficient a E
PBI of f with
minimal value in the value group.Multiplying f ( ul ,
... ,un ) by yields
By
Lemma1, I
is aprime
ideal ofR,
thus aI = I and hence I,S = IS.Therefore,
but... , Xn ].
This contradictioncompletes
theproof.
We now
give
atypical example
to indicate that there exists alarge
class of valuation domains R such that S contains
quadratically
u-inde-pendent
sets ofarbitrary
finitecardinality.
EXAMPLE. Let R be a valuation domain such
that,
for someprime
ideal I of
R, R/I
is Hausdorff and notcomplete
in itsR/I-topology.
Fur-thermore,
assume that thecompletion
ofR/I
is transcendental overR/I. (For example,
takeR/I
=Zy ,
whereZp
is the localization of thering
ofintegers Z
at some non-zeroprime
ideal p. In this case,(R/I~
isisomorphic
to thering
ofp-adic integers J~
which is transcendentalover
Zp.)
Choose u EU(S)BR
such that u + I,S E and ~c + IS istranscendental
overR/I. Then,
it isreadily
seen that the set~ ~ 2z -1 I 1 ~ i ~ n }
isquadratically u-independent
over I for every choice of n e N.4.
Finitely generated
modules.For a
finitely generated
R-moduleM,
we consider two numerical in-variants for M. The
length
ofM,
denotedby f(M),
is defined as the car-dinality
of a minimalgenerating
set forM;
this coincides with the di- mension of the vector spaceM/PM
over the fieldR/P.
The maximal number of summands in a direct sum ofcyclic
submodules contained in M is called the Goldie dimensionof M
and is denotedby ~(M).
It is wellknown
(see [SZI])
that~(M) f(M)
for afinitely generated
R-moduleM.
Furthermore,
M is a direct sum ofcyclics
if andonly
if~(M) =
=
f(M).
We state the next lemma in the more
general setting
of commuta-tive local
rings.
It will be useful whenexamining
theendomorphism
ring
of afinitely generated
module.LEMMA 3. Let R be a commutative local
ring
with maximal idealP,
and M afinitely generated
R-module with minimalgenerating
set... ,
For f E EndR M,
we can writef is
anautomorphism
of M if andonly
if the coefficient matrix C =]
is invertible in the matrixring Matn (R).
PROOF. See
Matsumura [Mt,
pp.8-9].
The matrix C
appearing
in the statement of the lemma is known as an associated matrix of theendomorphism f.
The
following
definition is due to Salce andZanardo [SZ].
RecallDEFINITION 2.
Let A, J,
I be ideals of R. We say that(A, J, I)
is acompatible triple of
ideals of R if thefollowing
are satisfied:2)
I = A : J for every and3) R/I
is notcomplete
in theR/I-topology.
We are now
ready
tobegin
our construction.Let Given a
set I uij ( 1 ~ i ~ h; 1 ~ j ~ l~ ~
cU(S)BR
withB(uij )
= I for every i andj,
let[ 0 #
r EJ)
be a set ofapproxima-
tions for the unit Uij E ,S for each i and for each
j.
We define afinitely generated
R-modulewhere the
generators
aresubject
to the relations:The
following
observations are immediate consequences of the defi- nition of M.(a)
Thelength
of M is h + k.(b)
The idealsAnn xi
andAnn yi
areequal
to A for every i andj.
(c)
The submoduleBA
= of M isisomorphic
to adirect sum of k
copies
ofR/J.
(d)
The ideal Ann(y~
+BA)
isequal
to J for everyj.
(e) BA
is a pure submodule of M.We conclude that M is a pure extension of
BA by M/BA.
Infact,
Mhas a
pure-composition
series of the formwhich
yields
thefollowing
annihilator sequence:Next,
we show that under an additionalassumption
on the set ofwe can reach a
stronger
conclusionregarding
the submod-ule BA.
LEMMA 4.
If I uij 1 ~ i ~ h, 1 ~ j ~ 1~ ~
isu-independent
overI,
then
BA
is a basic submodule of M.PROOF. It suffices to show that M has no
cyclic
pure submoduleisomorphic
toR/J.
Let z E M and write z + ... + rh xh + Sl Yl ++ ... + sk yk with all ri, sj E R.
Suppose
Rz= R/J. Then,
at least one ofthe Sj
is non-zero. Thedefining
relations on Mimply
that for every non-zero r E
J,
Thus,
0 = rz eBA
=Rzi
?... ?RXh
for every r E J. Since the annihila- torof xi
isequal
to A for alli,
it follows thatuij
is the limit modulo IS =n
AS of itsapproximating
so we can take limits to obtain
The
u-independence
of the over I forces allri, sj
E P. There-fore,
z e PM and hence Rz is not pure in M.We turn our attention to the
ring
ofR-endomorphism
of the module M constructed above. Ourgoal
is to show that under anappropriate
condition on the
units I uij 1,
M will have localendomorphism ring (which guarantees
theindecomposability
ofM).
Let Y) E EndR
M. We can writewhere the set T
b2p ,
c;m ,djp 11 :s:; i,
m -h; 1 j , ~ ~ /c}
of coef-ficients is contained in R.
Using
thedefining
relations forM,
the endo-morphism
q of M mustsatisfy
anxi =y)(axi)
= 0 for every a E A(this
iseasily
seen as the annihilator of M isequal
toA) and,
moresignificant- ly,
for every non-zeror E J,
Thus,
for every 0 ~ r E J and for every mand j
such that 1 ~ m -h;
1 :s:; j :s:; k,
we have anequation
inRxm
of the form:Recalling
that the annihilator of xm isequal
toA,
we arrive at thefollowing
inclusion which holds for every 0 # r E J and for every mand j:
is an
approximating
set for the unit u2~ E S for every iand j,
we can take limits to obtain the
following
condition:The
proof
of the next lemma is immediate from the above discus- sion.LEMMA 5.
Let 1): {Xl’ ...,
9 Xh i ... , - M be a map defined onthe
generating
set of Mby (1)
and(2)
where Tb2p , Cjm, djp I
1 ~
i,
7n £h;
1j, ~ 1~~
c R. The map 77 extends to an endomor-phism
of M if andonly
if the entries of its coefficient matrixsatisfy
condition(3)
above.Hence,
we have characterized the matrices inwhich,
with
respect
to the minimalgenerating
xh ,... , yk }
areassociated to an
endomorphism
of M.For fixed m
and j,
we view condition(3)
as aquadratic equation
modulo IS in the
unknowns {uip|
with coeffi- cients from R. If we assume that the isquadratically
u-inde-pendent
overI,
then we can conclude(after collecting
liketerms)
that
Since these conditions must hold for every m and for
every j,
we havethat
and
Thus we have
proved
thefollowing
lemma.LEMMA 6. Let M be as above. If the
1 ~ i ~ h; 1 ~ j ~ k ~
is
quadratically u-independent
overI,
then every matrixC E Math + k (R)
associated to anendomorphism
of M is of the formC = rE + D,
wherer E R, E
is theidentity
matrix ofMath + k (R),
and
D E Math + k (P).
COROLLARY 1. Under the
assumptions
of the abovelemma,
theendomorphism ring
of M is a localring.
PROOF. A matrix C = rE + D
(r, E,
D as in the statement of Lem-ma
6)
is invertible inMath + k (R)
if andonly
ifr E U(R).
If qi, Y)2 EEndR
M arenon-units,
thenby
Lemmas 3 and6,
each has an asso-ciated matrix with entries in the maximal ideal
P; hence,
the sum ++ r~ 2
has an associated matrix of the same form and is thus also a non-unit.
Therefore, E ndR M
is local.We can now prove the main result of this section.
THEOREM 1. Let R be a valuation
domain, (A, J, I)
acompatible triple
of ideals ofR,
and m n apair
ofpositive integers.
If thereexists a set a of units contained in a maximal immediate extension S of R which is of
cardinality m(n - m)
and isquadratically u-independent
over
I,
then there exists afinitely generated
R-module M with local en-domorphism ring (and
henceindecomposable)
such thatf(M)
= n and~ (M)
= m.PROOF. Choose h = m and k = n - m.
Using
the set a, form the R-moduleM h, k. Clearly Mh, k
haslength h
+ 1~ = n andby
Lemma4,
the Goldie dimension of
Mh, k
is m;Mh, k
has localendomorphism ring by Corollary
1.5. Finite rank torsion-free modules.
The
following generalization
of the notion of acompatible triple
ofideals is due to Salce and
Zanardo [SZ4].
Recall that for two submod- ules L and H ofQ,
L : H= ~ q e Q I qH :s:; L}
is also a submodule ofQ.
IfL
H,
then L: H coincides with theideal
e RL}
of R.DEFINITION 3. Let
L, H,
I be R-submodules ofQ.
We say that(L, H, 1)
is acompactible triple of
submodulesof Q
if thefollowing
aresatisfied:
1) 0LH,
2)
1 = L : H and I > rL for every r E R withHBL,
and3) R/I
is notcomplete
in theR/I-topology.
Let
(L, H, I)
be acompatible triple
of submodules ofQ.
Then I is a v-ideal of R and is
necessarily
the zero ideal when H =Q.
Infact,
if R isnot
complete
in itsR-topology
and if 0 LQ,
then(L, Q,
I =0)
is al-ways a
compatible triple
of submodules. If L and Hhappen
to be idealsof
R,
then(L, H, 1)
is a’compatible triple
of ideals.For our purposes, it suffices to consider
compatible triples
of theform
(R, RI , I),
where I P is aprime
ideal of R and72/
is the valua- tion domain obtainedby localizing
R at I. Thefollowing
lemmagives
anecessary and sufficient condition for this kind of
compatible triple
toexist.
LEMMA 7. For a
prime
ideal I P ofR, (R, RI , I )
is acompatible triple
of submodules ofQ exactly
whenR/I
is notcomplete
in itsR/I-topology.
PROOF. We must show that the
triple (R, RI , I )
satisfies condi- tions1)
and2)
of Definition 3 for aprime
ideal I P.Trivially,
0 R
RI .
Since I is also an ideal ofRI , r E I implies
I R.Moreover, if r g I ,
then for every s EPBI,
E72/
but R .Hence I = R :
RI . Finally,
it is clear that I Rr for every r EPBI (i.e.
for every r E R such that
r -1 E RI ~R ).
From now on, we assume that I is a
prime
ideal of R such that I P and(R, RI , I )
is acompatible triple
of submodules ofQ.
We note thatI =
f1 Rr,
where the intersection is taken over all R EPBI.
AsR/I
isHausdorff and not
complete
in itsR/I-topology,
I is the breadth ideal ofsome unit in S.
We
begin
our construction of torsion-free modules.For each
pair h, k
ofpositive integers,
let be the freeRrmodule
with
basis {x1,
... , xh , y1,..., yk} and1 j k }
be a set of units in
SBR
withB(uij)
forevery i
andj.
Choose aset I u
ofapproximations
for the unitu2~
E S. Consider the R-submoduleMh, k
ofFh, k
defined as follows:where
The
following properties
areeasily
seen to hold for the R-module M =Mh, k
for every choice ofh,
a)
M has rank h + k.b)
For s ER, xi
E sM for some i or Yj E sM forsome j exactly
ifs E
U(R).
c)
For s ER, rzjr
E sM if andonly
if Rr % Rs.d)
The submodule B = ?... 0Rxh
of M is a free R-module of rank h and thequotient
moduleM/B
isisomorphic
to the direct of kcopies
of thering RI.
e)
The submodule B =Rx,
?... ?Rxh
is pure in M.LEMMA 8. Let M be as above. B is a basic submodule of M when-
ever
1 ~
I Kh; /C}
isu-independent
over I.PROOF. As the
quotient
moduleM/B
istorsion-free,
it is immedi- ate that B is pure in M.Now,
suppose that the of units of S isu-independent
over I. We show that in this case, M has no pure rank-one submodule
isomorphic
to7X/
from which it follows that B is basic in M. Let z e M and write z = rl xl + ... + rh xh + sl yl + ... +where,
without loss of
generality,
we can assume that all ri ,Further,
suppose that
RI z (the cyclic Rrsubmodule generated by
z in the freeRrmodule
F =Fh, k )
is an R-submodule of M. For every r EPBI,
we canre-write z in the
following
form in which thegenerators yj
of M do notappear
explicitly
and where at least one of the Sj is non-zero:As z e rM and
z’
+ ... +rM,
for every r EPBI ,
thepurity
ofthe submodule B = ?... ?
RXh
in Mimplies
that the coefficients of xisatisfy:
Recalling
that Uij is the limit modulo IS =n
r,S of itsapproximating
we can take limits to obtain PBI
The
u-independence
of the over I forces all ri and Sj E I. There-fore,
z E IM and hence is not a pure submodule of M.Let 1)
be anendomorphism
of M. Forconvenience,
we assumethat 77
satisfies
This is no loss of
generality,
for therealways
exist an r EPBI
such thatrq is of this
form,
and then wereplace
qby
rq. Under thisassumption,
we can write
where For
every r E
PBI ,
theimage
ofzj’
under theendomorphism
Y) can be ex-pressed
in terms of the maximallinearly independent
set of M:Therefore,
we obtainSince B =
Rx,
0 ... is pure in = 0 ...EÐRrxh.
This observation
yields
an inclusion in of the form:Thus,
the coefficient of Xm mustsatisfy:
For each i
and j,
we take the limit modulo IS of theCauchy
net +to arrive at the
following
condition:We are now able to state a very
important
lemmaregarding
the en-domorphism ring
of M.LEMMA 9. Let C E
(RI )
begiven by:
If C
represents
anendomorphism
ofM,
then condition(4)
above holds for the entries of C.Conversely, represents
an endo-morphism
of Mexactly
if its entriessatisfy
condition(4).
PROOF. From the above
discussion,
it followsimmediately
thatcondition
(4)
is necessary and sufficient for the matrix C EMath
+ k(R)
to
represent
anendomorphism
of M.Suppose
C EBMath
+ k(R).
There exists r EPBI
such that the matrix(rE)
C =rC,
where E is theidentity
matrix ofMath
I k(RI ),
has all of its entries in R.If C
represents
anendomorphism
ofM,
then so does rC and hence con-dition
(4)
holds for the entries of rC.Using
the fact that I is aprime
ideal of
RI ,
it follows that condition(4)
also must hold for the entries of C.To characterize the
endomorphism ring
ofM,
we now assume thatuij 1 ~
i :s:;h; 1 ~ ~ ~ k)
isquadratically u-independent
over I. Not-ing
that for each mand j,
condition(4) yields
aquadratic equation
mod-ulo IS in the unknowns with coefficients from
R,
we musthave
As the above inclusions must hold for every m hold for
every j,
wecan further conclude
(after collecting
liketerms)
thatand
We have the
following
lemma.LEMMA 10. Let M be as above
and f uij I quadratically u-indepen-
dent over I. The
endomorphism ring
of M is asubring
ofMath
I k(R)
and every C EMath
I k(R) representing
anendomorphism
of M must beof the form
C = rE + D,
wherer E R, E
is theidentity
matrix ofMath
I k(R ),
and D EMath
I k(I ).
PROOF. Let Y) E
EndR
M haverepresentative
matrixC E The above remarks
imply
that C = rE + D for somer e
72/
and D EMath + k (I ).
We claim that r must in fact be an element ofR;
for ifnot,
then-sincer~(x1 ) -
rxl E IMimplies
that rzi E M we would have rxl E M with which isimpossible. Thus,
C is in fact of the desired form.Under the
assumption that {Uij [1 ih;1pk}
I 5h;
1p k}
isquadrati- cally u-independent
overI,
the above lemmas combine togive
the fol-lowing
corollaries.COROLLARY 2. An
endomorphism q
of M is anautomorphism
ifand
only
if itsrepresentative
matrix C is invertible inMath + k (R ).
PROOF.
Clearly,
anautomorphism
of M isrepresented by
an in-vertible matrix.
Moreover,
for an invertible matrix C = rE + D(r, E,
D as in the statement of Lemma10),
condition(4)
holds or fails si-multaneously
for the entries of C and for the entries of its inverse This observationcompletes
theproof.
COROLLARY 3. The
endomorphism ring
of M is a localring.
PROOF. A matrix C = rE + D
(r, E,
D asabove)
is invertible inMath + (R) exactly
when r EU(R).
So if r 1, Y)2 EE ndR M
arenon-units,
then each is
represented by
a matrixhaving
its entries in the maximalideal P
(where,
of course, the elements off thediagonal
are fromI);
hence,
the also isrepresented by
a matrix of this form and thus also a non-unit.Therefore,
M has localendomorphism ring. *
We now state the main result of this section.
THEOREM 2. Let R be a valuation domain and I a
prime
ideal of Rdifferent from P such that
(R, RI , I )
is acompatible triple
of submod-ules of
Q.
For apair
ofpositive integers
m n, if there exists a set a of units of,SBR
which is ofcardinality m(n - m)
and isquadratically
u-in-dependent
overI,
then there exists a torsion-free R-module M with lo- calendomorphism ring (and
henceindecomposable)
suchthat t(M)
= nand = m.
PROOF. Take h = m and = n - m.
Using
the set a, form the tor-sion-free R-module
Mh, k .
ThenMh, k
has rank h + k = n, andby
Lem-ma
8,
the basic submodules ofMh, k
are of rank rn;Mh, k
has local endo-morphism ring by Corollary
3.’
REFERENCES
[FS] L. FUCHS - L.
SALCE,
Modules over Valuation Domains, Lecture Notes in Pure andApplied
Math., 97, Marcel Dekker, New York (1985).[Mt] H. MATSUMURA, Commutative
Ring Theory, Cambridge
Studies in Math., 8,Cambridge
Univ. Press,Cambridge,
1986.[SZ1] L. SALCE - P. ZANARDO,
Finitely generated
modules over valuationrings,
Comm.Alg.,
12 (1984), pp. 1795-1812.[SZ2] L. SALCE - P. ZANARDO, On
two-generated
modules over valuation do- mains, Arch. Math., 46 (1986), pp. 408-418.[SZ3] L. SALCE - P. ZANARDO, Some cardinal invariants
for
valuation do- mains, Rend. Sem. Mat. Univ. Padova, 74 (1985), pp. 205-217.[SZ4] L. SALCE - P. ZANARDO, Rank-two
torsion-free
modules over valua-tion domains, Rend. Sem. Mat. Univ. Padova, 80 (1988), pp. 175-201.
[Z] P. ZANARDO,
Indecomposable finitely generated
modules over valua-tion domains, Ann. Univ. Ferrara, Sc. Mat., 31 (1985), pp. 71-89.
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