A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
J OHANNES C. C. N ITSCHE
The regularity of the trace for minimal surfaces
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 3, n
o1 (1976), p. 139-155
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Regularity
JOHANNES C. C. NITSCHE
(*)
dedicated to Hans
Lewy
1. - This paper deals with the
regularity properties
of the free boundariesfor minimal surfaces under
assumptions
which are weaker than those ac-cessible heretofore.
Consider a
configuration
in Euclidean3-space consisting
of a surface Tand of a rectifiable Jordan arc .h =
(g = ~ (t) ; having
its endpoints
on
T,
but no otherpoints
in common with T. Denoteby
P the semi-discin the
( u, v ) -plane {~~;~-)-~1~>0}~ by
a’ P and a" P itsboundary
portions {~~;~+~==1~>0}
and{~~;20131~1~=0}~ respectively,
and
by
P’ the domain P U a’P. A surface S =IX
=X(u, v) ; (u, v)
E issaid to be bounded
by
theconfiguration,
orchain, F, T>
if itsposition
vector
v)
=v), y(n, v), z(u, v)l
satisfies thefollowing
conditions :ii) v)
maps the arc a’P onto the open arcIX = 6(t);
0 t
yr} monotonically
in such a way thatlim sin
0)
_x(o) ,
lim~(cos 0,
sin0)
_x(n) ;
o-+o 0-n-0
that
is,
there exists a continuousincreasing
function t =t(8)
which maps the interval 0 0 onto the interval 0 t n such that~(cos 0,
sin8)
=~C(t(8)) .
iii)
The relation n--vn)]
= 0 holds for every sequence ofpoints (un, vn)
in P’converging
to apoint
on a’ P.Here tET
I
denotes the distance between thepoint X
andthe surface T.
Pervenuto alla Redazione il 15 Settembre 1975.
Although
the distance functionv)]
is continuous in the closureP,
the same cannot
generally
be said about the vectorv).
Infact,
thetrace of S on
T,
thatis,
the set of limitpoints
on T for all sequences!(un, vn)
as iniii) above,
may well lookquite
bizarre.We shall denote
by %
the collection of all surfaces S =(g v) ;
(u, v)
EP’l
boundedby
the chainF, T)
whoseposition
vectorbelongs
toC°(P’)
nH2(P).
If the endpoints
of F can be connected on Tby
a recti-fiable Jordan arc, then the solution of Plateau’s
problem
for theresulting
closed contour
represents
a surface of class %. In 1938 R. Courantproved
that whenever the class 9t is not
empty
there exists in 52( a surface S mini-mizing
the value of Dirichlet’sintegral
see
[1], [2],
pp. 87-96 and[3],
pp. 201-203. It was later shown in[13]-and
this is crucial here-that the solution surface S has also the smallest
(Lebesgue)
area among all
disc-type
surfaces boundedby
the chain~h, T~.
Theposi-
tion vector of S possesses the
following
additionalproperties:
ii’ )
Themapping
of a’ P onto(F)
istopological.
iv) v)
is harmonic in P and satisfies in P the conditions 0.In the
terminology
of[10],
pp.231-232, S
is ageneralized
minimal surface.Naturally,
there may be more than one solution.For the last
thirty-five
years it has been aproblem
ofgreat challenge
to
study
theregularity
of the solution surface on its freeboundary
and thenature of its trace.
Today
alarge body
of results existsconcerning
thesequestions.
A detaileddescription
and acomplete bibliography
can be foundin
chapter
VI.2 and on p. 707 of[14].
In thesimplest
case, if T is aplane,
that
part
of the trace whichcorresponds
to the open arc a"P is ananalytic
curve, and the solution vector
è(u, v) permits
ananalytic
extension across a"P.This has been
proved by
I. F. Ritter[15].
The case of ananalytic
surface T was
subsequently
studiedby
H.Lewy [8].
It is obvious that the smoothness of the trace willdepend
on theregularity properties
of thesupporting
surface T. From[4]
and[13]
we know that the solution vectorv)
which minimizes Dirichlet’sintegral
in the class 9t has a continuousextension to the closure of each domain
Pa
=~u,
v; u2 + v2 Ca2,
v >01,
0 a 1, belonging
to the Holder classC°°’’(Pa),
if thesupporting
surfacesatisfies a chord-arc condition with constant c > 0. Here y =
2 (2 + C)-2.
For a
regular
surface T of class C’ it follows that~(u, v) belongs
towhere the
exponent P
can bearbitrarily
chosen in the open interval(0, 2 )
and is
independent
of a. In[6]
W.Jager proved
aKellogg-type
theorem:If T is an «admissible » surface of class
3, 0 a 1),
thenv)
EE if a >
0,
andg(u, v)
E forevery fJE (o,1 )
if a = 0.Jager’s proof,
as well as similar methodsemployed
in connection with relatedproblems, require,
among otherthings,
that the normal vector of thesupporting
surface T have continuous secondderivatives,
and thus losetheir
applicability
if T does not possess a certain«starting regularity » - C3
at least. If one wants to go
further,
new difficulties have to be overcome.Nevertheless,
it would be ofgreat
interest to settle the cases m == 2 andm = 1. After
all,
in the related situation of Plateau’sproblem
aKellogg- type
theorem is known to be valid for all see[11], [12].
It is the purpose of the
present
paper to extend thevalidity
ofJager’s
theorem to the case m = 2. Our result
provides
apartial
answer to thequestion
formulatedin §
921 of[14].
Theproof
consists of twoparts.
Inthe first
part
an initialregularity property
is ascertained which then per- mits anapplication
of thetransversality
condition in itsstrong
form. Thesecond
part
concerns itself with thehigher regularity.
Here the ideasof
[11], [12]
areemployed
in asuitably
modified form with the effect that any reference to thedifferentiability theory
for solutions ofelliptic systems
a formidable
subject
not amenable totransparent
demonstrations-can beentirely
avoided. Our result is as follows(the concept
of an admissiblesurface will be
explained
in section2):
THEOREM.
If
T is an admissiblesurface of
class C’,’(m 2, 7 0 a 1)
then the solution vector
v)
has a continuous extension to the closureof
eachdomain
Pa, 0 a 1, belonging
to the H61der classif
0 a1,
to theHilder class
C’,fl for
everyfl
c(0, 1) i f
0153 = 1 and to the HOlder classCm-1,0 for (o, 1 ) i f
a = 0.REMARK 1. For m > 2 the cases
om,O
and areessentially equiv-
alent. In
fact,
theconclusion X
E is an immediate consequence of theassumption
T Eom,l. Moreover,
aperusal
of ourproofs
will show that theC’,’-character-and then,
as a consequence, theC’,fl-character-of
the trace isalready
assuredby
theassumption
that Tbelong
to classCl°1.
It goes withoutsaying
that theimprovement
fromC2°°
to is lesssignificant
than the
improvement
from toCl~°‘
would be. Since our demonstration of thehigher regularity
rests inpart
on the function theoretic methodsdeveloped
in[11],
one could also resort to further facts known from thetheory
ofcomplex
functions andreplace
the various Holder conditionsby
suitable Dini conditions. For Plateau’s
problem
this has been doneby F. D. Lesley [7].
REMARK 2. It can be
proved
that the vector~(u, v)
is Holder continuous in the closure of all of Pprovided
the chain(7~, T)
itself satisfies a chord-arc
condition (see [4], [13])
sothat,
inparticular,
the arc .1~ meets the sur-face T
subject
to a « lift-off» » condition(see [13],
p.134).
It is not pos-sible to achieve a
higher regularity
forv)
near thepoints (u == :f: 1, v
=0)
even if rand T themselves should possess such a
regularity,
unless hmeets T
orthogonally.
This canalready
be observed in thespecial
casewhere the
supporting
surface is aplane.
Here the vectorv ) permits
an
analytic extension,
and the extended vector appears as a solution of Plateau’sproblem
for a contourconsisting
of .r and itsimage
under reflec- tion across T. Since this contour will have two corners, unless h meets Torthogonally,
the vectorg(u, v)
can at best be Holder continuous inP.
The trace
{~==~(~0);2013l~~~l}, however,
isrectifiable; by
the theorem ofFejer-Biesz (see [14], § 318)
itslength
is seen to bemajorized by
thatof T itself. A similar estimate holds
doubtlessly
also for moregeneral
sup-porting
surfaces T. A detailed discussion of thisquestion
will be thesubject
of an
independent investigation.
2. - A surface T imbedded in 3-dimensional Euclidean space is said to be admissible of class
(m>2,0~ocl)
if it satisfies thefollowing
conditions:
i)
For everypoint
zo = yo,~0}
of T there exist an opensphere containing
go and a function E=f (x,
y,z)
E withnon-vanishing
gra- dient such that thestatements X
E~’,
= 0and X
E T m 8 areequivalent.
ii)
There is apositive
number p = pT such that everypoint X
inthe
parallel
setT~ _ ~~ ; d~,[~ ] C p~
can beuniquely expressed
in the formThe vectors
a*(~), 9è*(!),
as well as the functions2*(~)
are of classin
T~ . a*(!)
defines apoint
of T(the
footof X
onT ), 91*(X)
is the unit normal vector of T in thispoint and 12*(X) =
iii)
There is apositive
constantCo oo
such thatNote that an admissible surface which is not
compact
cannot have finiteboundary points.
The reader may find it convenient to
represent
Tlocally
with the aidof isothermal Gaussian
parameters ~ and 77
in theform g
=t(~, q)
wheret2 = t2- t~ t~ --- .F’ = 0.
If* ($o , qo)
denotes the unit normal vector of the surface T at one of itspoints t(80, qo),
everypoint
r =~x,
y,Zi
in a
neighborhood
has arepresentation
This
representation
establishes a one-to-onecorrespondence
between thecoordinates x, y, z of the
point!
and thetriples ~, r~, ~ : ~
=~(x,
y,z),
77
-,:-- ?7(x,
y,z), ~ _ ~ (x,
y,z). Obviously,
A
simple computation employing
the differentialgeometric quantities L,
N(coefficients
of the second fundamental form ofT)
andH,
K(mean
andGaussian curvatures of
T)
shows thatHere
Consider a vector
X(u, v)
which has continuous first derivatives in a domain of the(u, v)-plane
and maps this domain into theparallel
setTp .
In the
representation
then the abbreviations
a(u, v)
=v)), v)
==~*(~C(u, v))
andÂ(u, v)
==v))
will be used.3. - We now assume that the
supporting
surface T is admissible of class C2(abbreviation
forC2~°).
The set W ofcomparison
surfaces isobviously
not
empty
in this case. Let S ={~
=v) ; (~c, v)
EP’}
be a solution sur-face whose
position
vector minimizes Dirichlet’sintegral subject
to theconditions
i), ii’), iii), iv)
of section 1.Setting u -~-
iv = w =eeio
we shallinterchangeably
use the notationsg(u, v),
or~C(w),
orX(g, 0) (and
lateralso
a(w) etc.)-whichever
is most convenient.Denoting by C(wo; e)
thedomain we introduce the abbreviation
From the remarks in the introduction it is clear that
v)
has aHlöder continuous extension to every domain
P,,
1 0 a1,
so thatfor Wl,
W2 E P a
andarbitrary flc-(O, 2 ). (The con-
stant
C, depends
on a andC, = C1(a, {3).)
We shall show here thatX(u, v)
satisfies in fact aLipschitz
condition:LEMMA. If
T is an admissiblesurface of
class C2-orof
class seeremark 1
of
section 1-then the solution vectorv)
has a continuous extension to each domainPa,
0 C a C1, belonging
to classIn view of a well-known lemma of C. B. MORREY
([9],
pp.134-135)
thislemma will be a consequence of the
following
assertion :For every number a in 0 a 1 there exist
positive
constants d and Msuch that
for
allWe
proceed
to prove this assertion.Choose a number d in the interval
0 d (1 - a) /2
which is so smallthat the domain
{~~;~+~(~+2~ 0 C v 2d~
ismapped
into theparallel
setTp
and that Now consider apoint
in
Pa.
For and0 e d
we have(see [13],
p.140)
Assuming
now that 0 vo d and vod,
we findFor a fixed
point
uo on 8"P and 0 r 1-luo we
shall introduce the ab- breviation0(r)
=D[X;
uo,r]. By
virtue ofiv),
Since
D,,[~] oo,
thefollowing
is true for almost all values of r in 1-1)
There are no branchpoints
of S on the arclr
={ = g(uo -- reie) ;
0 0 that
is,
+>
0 for 0 0 n.2)
The derivative exists and isequal
toFor such values of r let
Z(r)
be thelength
of the curveUsing
Schwarz’sinequality,
y we findVve shall next
modify
our surface S. Thepart
of S whichcorresponds
to the semi-disc
r)
=~u,
v;(~2013 2 -~- V2 r 2,
will bereplaced by
a
suitably
chosen surface2~.={~==t)(~6);0~~~ 0 c 6 c ~~
boundedby
the chain
Ar, T). (It
is immaterial here whether~lr
is a Jordan curve ornot,
or haspoints
in common with is a ruled surfacegenerated by
thenormals to T
through
thepoints
ofAr:
(Remember
the abbreviations10 - Annali della Scuola Norm. Sup. di Pisa
and thus
Now
Here a is an
arbitrary positive quantity. Differentiating
theidentity 6 )
=a (r, 0) + ~, (r, ~ ) ~ (r, 0)
we obtainand,
since ao and 9to are both vectorsorthogonal
to91,
so that
and
finally
A combination of the above
inequalities
leads towhere the number a is
again arbitrary
but restricted to the interval 0 a 1.Since the
point w
= uo has itsimage
on thesupporting
surfaceT,
weBy
ourassumption C,(a
+2d, -1
for 0 r 2d. We now chooseor =
IÂ I
wheneverA:A 0. Then,
wheneverA(r, 0)
-~0,
The function
p(r, 0)
in the lastinequality
is definedby
the relationFor the area
of
~
we now obtain the estimatesThe new
compound
constantC2 depends
in asimple
way onCi
and d.Since
I!o(r, 0) = 0) >
0 for 0 0 andsince, by (7), (8), (9), f.lo(r, 6)
is a square
integrable
function of0,
we can introduce the arclength
onAr
as
parameter
in theintegral.
ThenObviously,
y,us ~ 1.
We set and define a new functionv(a) :
(O(s)
denotes the inverse function of~(9)).
For theintegral
on theright
handside we now obtain
The function
v(a)
isanalytic
for and continuous forThe derivative
v’ (a)
is squareintegrable.
Since the endpoints
ofAr
lie onT,
also the
boundary
conditionsv(O)
= = 0 are satisfied. Under these as-sumptions
theinequality
holds;
see[5],
p. 185. It now follows thatThe
comparison
surface~S’ _ ~~C = ~(w) ; w E P’~
with theposition
vectoris bounded
by
the chainr, T>.
The vector islinearly
absolute con-tinuous in P’ with square
integrable
first derivatives so that the areaof g
curves to
Recalling
theminimizing property
of the surface([13],
theoremA~
forwhich
we are led to the
inequality
This
inequality
holds for almost all r in vo r vo+
d.Integrating
be-tween the limits r = vo
+ e
and r = vo+ d,
andrecalling
our current as-sumption
0 vod,
we obtainand therefore
where
We have now dealt with the cases
v > d
and 0 voe
d. For the lastcase combination of the
preceding inequalities gives
Since
Mo M,
we have in all casesOur
assertion,
and with it our lemma areproved.
4. - At the
present stage
we know that the vectorv),
which is har-monic in
P,
hasuniformly
bounded derivatives in eachdomain Pa,
0 a 1. From this fact it can be concluded that the limits lim v-+ o U
v),
lim
,(u, v)
as well as the derivatives0), 0)
exist and areequal,
v +0
respectively,
y for almost all u in - 1 u 1.According
to W.Jager [6],
the solution surface ={~ == v) ; (u, v)
EP’l
satisfies a certain weak
transversality
condition: For -1 u 1 and suf -ficiently
smallpositive v
the vectorv)
can beexpressed
in the formLet now be an
arbitrary
test vector withcompact support
in P V a" P. Then
Consider a
value u, -
1 u1,
for which the limit limv)
aswell as the derivative
0)
exist and areequal. (Almost
all u have thisproperty.)
In theneighborhood
of thepoint 0)
on T weemploy
therepresentation (3). Obviously,
Here the
arguments in X,
are u and v and thearguments
inE, t~, t~
are~(x(u~ v), y(u~ v~~ z(u, v))
andv), y(u, v), z( u, v)).
From the
transversality
condition(10)
it can be concluded that the vector0)
must beparallel
to the normal vector 91 of T at thepoint
0).
In other words :The solution
surface
,~S isorthogonal
to T in almost allpoints of
thetrace I
5. - We can now turn to the
proof
of our theorem for which we shall scrutinize theproperties
of theposition
vectorv)
in a fixed domainPa,
I0 a 1. Let T(a) be a
compact portion
of thesupporting
surface T which contains the subarc(g = X(u, 0) ; lul
of the trace of S on T. Consideran
arbitrary point
in T(a) and choose a coordinatesystem
for which thispoint
is theorigin
while thetangent plane
to T becomes the(x, y)-plane.
There exist
positive
constants r and C such that the connectedpart
of Tcontaining
the(new) origin
andlying
in thecylinder X2 + y2 r2
of(x, y, z)-space
has arepresentation z
=1p(x, y).
If T is an admissible sur-face of
class (m > 1,
the function1p(x, y)
possesses continuousderivatives up to those of order m and satisfies the relations
0) ==
=
0)
=v~,(O, 0)
= 0 as well asfor
x 2 -~- y 2 c r 2, x ~ -~- y 2 c r 2.
Here ak stands for anypartial
derivative of order k. The numbers r and C can be chosen to be the same for allpoints
in T~a~ and
depend
on the selection of T~a~only.
Let be a
point
on a"P in whoseneighborhood
wewish to
investigate
theregularity properties
of the trace of S on T. In thevicinity
of thepoint 0)
on T werepresent
the surface T in the formz =
1p(x, y)
asexplained
above. The transition to the newcoordinates,
achieved
by
a translation and arotation,
does not affect theharmonicity
or the
regularity properties
ofX(u, v).
A number E =8(a)
can be chosenso small that the
following
conditions are satisfied:iii)
For(U,V)EO(Uo;8)np
thepoints
are contained in theparallel
set(the neighborhood
of T in which therepresentation (1)
isvalid) .
Since we can now restrict the
investigation
ofv)
to the closure of the domainC(u,,; 8)
r1 P it is convenient to map this domainconformally
ontothe unit disc
Q
in a new w’=u’+ iv’-plane
in such a way that thepoints correspond
to thepoints w’ _ - i,
w’
= 1,
w’= i, respectively.
Thepoints w
= uo -E/2
and w = uo+ 8/2
will then be
mapped
onto certainpoints
andw’ = eiõ.
Thenumber
0, 0 9 yr/2, depends
on a, but does notdepend
on thelocation of the
point (uo, 0)
on a"P. The vectorl(u, v)
becomes aharmonic vector of the new variables
u’, v’
and retains allregularity properties, except
in thepoints w’ _ ~ i. (We shall, however,
restrict ourstudy
of theboundary
behavior to the subarc~w’ = eiO; (8 ~ c ~~
ofoQ.)
For the sake of
simplicity
we shallagain
denote the new variablesby u
and vand the new vector
by X(u, v). Introducing polar
coordinatesaccording
tow = u -~- iv = we
shall,
asbefore, interchangeably
use the notation!(u, v),
or!(w)
orX(e, 0).
The harmonic
components
of the vectorv)
arein Q
realparts
ofanalytic functions,
which
satisfy
the relationThe fact that the vector
v)
satisfies aLipschitz
conditionimplies
theinequalities
for~~9.
The constant N is inde-pendent
of the location of thepoint (uo, 0)
on thesegment
of a’Pand
depends only
on ac(and
on the choice ofT(a));
see «argumel1t .it »
in[11],
pp. 313-314. It then follows from the
theory
ofcomplex
functions that the derivatives as well as the radial limitslim
exist for al- most all values of 8 in -n/2
0~/2
and that0-1 i
for these values.
Let
60 ? ~80 ~ c 8, be
such agood »
value of 6. In thevicinity
of thepoint
on T thesupporting
surface T will now berepresented
in thespecial
form z =1p(x, y). Again
we retain the notationx(w)
for the trans-formed
(by
amotion) position
vector. We thenhave,
inparticular, x(eiOo)
=y(eieo)
=z(eiOo)
= 0. Note that in view of conditionii) above, x2(u, v) + y2(u, v) c r2 for (u, v) E Q.
The
transversality
conditionimplies
the relation!e( eiO)
= 0 foralmost all 8
in 2013~/20~/2.
Since the normal vector 9Z isproportional
to the vector
{2013
1pan - y~~ ,1 11
we see thatfor almost all 8 For the same values of 0 a differen- tiation of the
identity z(eie)
=y(eie))
leads toSince
1p(0, 0)
=1px(O, 0)
=1py(O, 0)
=0,
we find thatxe(eieo)
=y,(eio.)
== = 0.
Consequently,
for almost all 0 in10 I 6,
and
similarly
Since
it follows as in
[11],
esp. p.320,
thatThe constant
~3 depends on 0, N and C only.
Due to theanalyticity
of thefunctions
g,(w)
inQ,
theinequality (14) holds,
with the same constantCa,
for all
00, ~80~ c ~. Therefore, (see [11],
esp. p.322)
the vector6(eiO) belongs
to class for
~8 ~ ~ ~. Here fl
is anarbitrary
numbersubject
to the restric-tion 0 1. Thus the first
part
of our theorem(Ol’P-regularity
of the traceas consequence of the C2-character of
T)
isproved.
Assume next that the
supporting
surface Tbelongs
to class02,rx, Using
factsalready
known we findand
Let us first consider the case oc 1. We then choose and have
etc. and
finally
where
and similar relations for the differences
From these relations it can be concluded as in
[11],
esp. p.324,
that thethree functions
gj(w) satisfy
the conditionsTherefore,
the earlier conclusionsconcerning
the radial limits ofg§(eei°)
and the first derivatives of the vector
~(w) apply
now also to the radial limits of and the second derivatives ofDifferentiation of the relation
(121)
for agood »
value8o
in an intervalFrom the identities
(12,)
and(13)
we obtainsimilarly
and
Considering
thatit follows that the functions
gj(w) satisfy inequalities
and
further,
in a fashionpatterned
after theproofs
in[11], [12],
andby
now familiar to us, that the vector
belongs
to class02,a.
for~6.
If a
= 1,
we canchoose fl arbitrarily
and conclude thatbelongs
toclass in
(8 ~ ~ 8
for anyfl
E(0, 1).
The
higher
cases m =3, 4, ...
can be treatedanalogously by repeated
differentiation of the identities
(12), (13).
Acknowledgement.
Thepreceding
research wassupported
inpart by
theNational Science Foundation
through
Grant No. MPS 75-05418.BIBLIOGRAPHY
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