R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
L EONARD R OTH
Improperly abelian varieties
Rendiconti del Seminario Matematico della Università di Padova, tome 23 (1954), p. 277-289
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Nota
(*)
di LEONARD ROTH( a Londra)
The
present
note continues thestudy
of thepseudo-Abe-
lian varieties initiated in
(7).
Webegin by recalling
thata
pseudo-Abelian variety of type
q(1
q , p-1)
is anynon-singular variety Wp
which is invariant under a conti-nuous group of ooq
automorphisms
whosetrajectories
form acongruences
system
of index1)
of Picard varietiesVq ;
it is thus a natural
generalization
of theelliptic surfaces,
and of the
elliptic
andhyperelliptic
threefoldspreviously
considered in
(8)
and(9).
Just as theelliptic
surfaces con-tain a
subspecies,
which we have elsewhere(9)
calledimpro- perly hyperelliptic,
and which mapirregular
involutions on a Picard surface(necessarily
ofparticular moduli, containing pencils
ofelliptic curves),
so theelliptic
andhyperelliptic
threefolds include
subspecies, namely
theimproperly
Abelianthe
principal types
of which have been determined in(10).
In this work the above results are
generalized
to the casep > 3. We first show that any Abelian
variety Wp having
some
plurigenus greater
than zero, which maps an involution ofsuperficial irregularity q ( 0
qp)
on a Picar-dvariety
V1"
ispseudo-Abelian
oftype q ; then,
from therepresentation
Df
Wp
obtained in(7)
we deduce thatWp
isimproperly Abelian,
i.e. isr-epresentable parametrically by
means ofAbelian functions -of genera less
than p:
mereprecisely,
weshow that the coordinates of the
general point
ofW,
areexpressible
asalgebraic
functions of Abelian functions of(*) Pervenuta in Redazione 11 12 Febbraio 1954.
genus q and other Abelian functions of genus p q, and
that,
in many cases, the genera of the functionsrequired
forthe
representation
may be lowered still further.We also remark that the classification of the
improperly
Abelian varieties is a recursive process
depending
on thedetermination of all
species
of lowerdimension
which map involutions on Picard varieties that aregenerable by
finitegroups of
automorphisms, including,
it should beadded,
thosespecies
which have all theirplurigenera equal
to zero. Itfollows from this that the classical discussion
(2, 4)
of thehyperelliptic surfaces,
which excludes all the rationaltypes,
forms an
inadequate
basis for the treatment of thehigher
Abelian varieties.
The note concludes with a brief account of the para- Abelian,
varieties,
which bear the same relation to the im-properly
Abelian varieties as do theparaelliptic
surfaces(10)
to the
improperly elliptic.
While these manifolds do not possess the group ofautomorphisms
characteristic of the im-properly
Abelianvarieties, they
have certain affinities with the latter:thus, they
are ingeneral superficially irregular,
and
they
arerepresentable
onmultiple product
varieties witha
particularly simple
kind of branchmanifold;
while theirsystems
of canonicalhypersurfaces
arecompounded
of con-gruences of Picard varieties.
1. The classification of Abeliais varieties. - We
begin by outlining
the process ofclassifying
the Abelianvarieties,
on which our work
depends, referring
to(2), (5), (10)
fordetails
and illustrations of the method. LetVp
be a Picardvariety (Abelian variety
of genus p and rank1)
which weassume to be free from
singularities
andexceptional
mani-folds ;
then any Abelianvariety Wp
of genus p and rank r > 1 may beregarded
as theimage
of asimple
involutionI.
on7p,
so that theproblem
ofclassifying Wp
isequivalent
to that of
classifying In .
We callWp properly
orimproperly Abelian, according
as thevariety
cannot or can be repre- sentedparametrically by
means of Abelian functions of ge-nus low er thou p. Thus
V 11
itself isproperly
Abelian(in
fact we shall find that it is the
only superficially irregular
proper
type); again,
among the propertypes,
we have theWirtinger variety (16):
this is of rank2,
and maps an invo- lution onVp
which isgenerated by
transformations of the second kind. We then have thefollowing
results.I. The pure canonical and
pluricanonical hypersur f aces 1) o f effective,
are allo f
order zero.For the canonical
system
ofV.,
which is of order zero, is the transform of the canonicalsystem
ofW,, together with
the coincidencehypersurface (if any)
of1,,.
It follows that thegeometric
genusPg
and theplurigenera
Pi ofWp satisfy
theinequalities P 1/ 1, Pi
~ 1.II. The
superficial irregularity
qof wp
is at nzostequal
to p.For a
generic
surface ofWp
maps an involution on asurface of
Vp
which is likewisegeneric
and hence of irre-gularity
p, whence the result(2). (Actually,
we shall seethat q = p
if,
andonly if, Wp
is a Picardvariety).
III.
I f
I n possessescoincidences,
then the georne- genus andplurzgenera o f Wv
are all zero.By hypothesis,
there is a coincidencehypersurface
onVp
and hence a branch
hypersurface B
onWp.
Consider a ge-neral linear
system 1 a I
ofhypersurfaces
onW ;
this mapsan irreducible
system I
onVp,
whichbelongs
to1",
andwhose
adjoint system 1 01’1 i
isequivalent
to the sum of thetransform of
C’ i
and the coincidencehypersurface.
Nowsince
Vp
has a canonicalhypersurface
of order zero, we haveC’1- 01,
from which it follows that C = C’+
B : thatis to say,
W,
possesses an anticanonicalsystem (11, 12).
Hence,
onWp,
the process of successiveadjunction always
terminates
(11),
so that’Wp
must havegeometric
genus andplurigenera
zero.-
The
group-theoretic
method ofclassifying
the varietieswhich was first
applied systematically
to the case p = 21) That is, varieties of dimension p -1.
by Bagnera
and De Franchis(2),
is based on the aboveconcepts,
used inconjunction
with thefollowing
theorem:IV.
I f W p
has someplurigenus greater
than zero, thenIn
can begenerated by
af inite
groupof automorphisms of Vp.
For,
in the firstplace,
it can be shown(3, 1) that,
onthis
hypothesis,
In cannot possess a unitedpoint
which isconjugate
to ahypersurface;
in the secondplace,
it follows from III that In can have at most coincidences.Hence, by
thetranscendental-topological argument
due toBagnera
De Franchis
(2)
and Andreotti(1),
it may be shown that In isgenerable by
a groupi3,,
ofautomorphisms
ofIt may be noted that the
conjecture that,
if the involut- ion 1~,~ has at most eop-2coincidences,
it can begenerated by
a group~n,
was first madeby
Lefschetz(6) w-ithout,
howe-ver, the additional
hypothesis concerning
theplurigenera
of
W~;
that thishypothesis
is essential may be shownby examples.
The converse theorems
suggested by
these results are not ingeneral
true.Thus,
in the case p =2, Bagnera-De
Franchishave shown that a rational involution
In
inay possess a finite(non-zero)
number ofcoincidences,
and have also indicated that an involution may be endowed with a coincidence curveand
yet
begenerable by
a finite group ofautomorphisms;
while Scorza
(13)
hasactually
obtained all the involutions -necessarily
rational - of thistype. And, generally,
it maybe shown that there exist anticanonical involutions
( i.e.
suchthat
~Vp
possesses an anticanonicalsystem)
endowed with coincidences which aregenerable by
finite groups ofautomorphisms.
In
order, however,
to obtain acomplete
classification of the varietiesWp
within the limits of thegroup-theoretic method,
it isevidently
necessary, in view ofIII,
to excludethose
types
for whichPi
= 0. In the case p =2,
this amounts to no more thanomitting
rational andelliptic
scrollar -sur-faces from the
scheme;
in the case p >2, however,
the pre- cise extent of such a limitation is not known. Even so, in -order to obtain aIl the members of this restricted class ofvarieties we shall see that it is still necessary to deter- mine those
types Wr ( r p)
with zeroplurigenera
whichmap involutions on
V,. generable by
finite groups of auto-morphisms.
2. The
superficially irregular
types. -Supposing that,
with the
customary notation,
thegeneral point
ofpp
hascoordinates ...,
u p ),
letWp
be an Abelianvariety
which
represents
any(simple)
involution 1Mgenerable by
agroup
ig. ;
then it may be shown(2, 5)
that!9,,
itself canbe
generated by
a finite set of substitutions of the formwhere and b ~ i are constants.
In the case where has
superficial irregularity q
>0,
we may show further
(2, 5) that q
of the above relations may be taken to beLefschetz
(5)
has remarkedthat, by modifying suitably
the
period
matrix ofVp,
theremaining
relations of the set(1)
may be reduced to the form
The
constants Ef
are called themultipliers
of thesubstitution;
and since the group
generated by (2)
and(3~
isfinite, they
must be roots of
unity,
other thanunity
itself.The first
stage
in the classification of the varietiesWp
consists in
determining
the finite groups of collineations re-presented by (2)
and(3);
the secondstage
consists in show-ing
that there existperiod
matrices forV,
of therequisite
kinds. In this process an
importante part
isplayed by
thetheorem:
V. A neeessary and
sufficient
condition that shouldhave
geometric
genusunity
is that each substitution in~n
s--ho-uld have mOdtl,lus
unity.
,The
necessity
of the condition isobvious,
forWp
mustthen possess a
p-ple integral du,
of the firstkind,
from which it follows that the Jacobian3( U’l’
...,~Z, be
equal
tounity.
The converse resultis likewise true
(2).
It is an immediate consequence of
(2)
thatIn
is invariant under a continuousgroup @
of oo q transformations of the firstkind; evidently S
iscompletely
transitive and permu-table,
so that itstrajectories Vq,
which are of course invariantunder
g,
must be Picard varieties(5);
thatis, Wp
is apseudo-
Abelian
variety
oftype
q(7).
HenceVI.
Every variety W p of superficial irregularity q ( 0
qp)
and with someplurigenus greater
than zero ispseudo-Abelian o f type
q.We may show further that
VII.
Every
Abelianvariety Wp of superficial irregularity
p M a Picard
variety.
This result is due to Severi
(15);
a shorterproof,
ofgeometrical character,
is as follows.Suppose,
ifpossible,
that
Wp
hasgeometric
genus zero; then(Severi, 14) W~
must contain a congruence of
irregularity
p, andconsequently VJI
must contain a congruence ofirregularity p
atleast,
incontradiction to the known fact that every congruence on
Vp
has
irregularity
less than p. Thuswp
hasgeometric
genusunity
and therefore possesses a pure canonicalhypersurface
of order zero
(1),
sothat, by (7, § 2),
it is a Picardvariety.
We have seen
that,
when q p,W p
contains a con-gruence ~
I
of Picard varietiesV~ .
Now this congruencecan arise
only
from a congruence of varieties onfrom the
general theory
of Picard varieties we know that this congruence must be of Picardtype
and that its mem-bers are Picard
varieties;
avariety V~ containing
such acongruence is said to be
special of type
q. We know also that"Pp
must contain a second Picard congruence of Picard varietiesV_.-,, ; evidently
these willgive
rise to a congruenceof varieties on Hence
VIII.
Every
Abelianvariety W! of superficiale irregula- ritg q (0
qp)
and with someplurigenu8 greater
zerois the
image o f
as involutions ou a Picardvariety V,
whichis
special of t ype
q ; ih addition, to the congruencesB o f trajectories Vq, W,
C0RgrU6PlC6 varie- tiesV..--..
In
previous
work(7)
the existence of this second con-gruence on a
pseudo-Abelian variety Wp
was esta-blished on the
assumption
that thetrajectories of (3
hadgeneral
moduli:here, however,
such anassumption
is notmade.
3. Further
properties
of Beforeproceeding
it willbe convenient to recall the
properties
ofpseudo-Abelian
varie-ties which will be
required
later. LetW,
be apseudo-Abelian variety
oftype
q whose congruence oftrajectories Vq
is )the varieties of the associated congruences
I
onWp
are transforms of one another under the
group @
and are thusbirationally equivalent. They
cut on thegeneric Vq
an invo-lution where the number d ^ is called the deter- minant of
W..
This involutions is withoutcoincidences,
fromwhich it follows
incidentally
thatI YIJ-f I
isnecessarily
anAbelian congruence of a restricted
type. Again,
while the ge- nerictrajectory ’~a
isirreducible,
there exist ingeneral
redu-cible members of
I V fit I
of the form where is itself a Picardvariety;
here the number s may apriori
beany divisor
of d, including
d. The varietiesgenerate
acertain number of irreducible manifolds whose dimensions may vary from q to
p 1.
In the case where d .
=1,
we mayevidently
mapWp
on theproduct Vq
X to obtain arepresentation
in the casewhere d >
I,
we first construct thevariety W p
=Yq
where
V~
and arebirationally equivalent to ~ t
andI V Q I respectively; then, making correspond
thegeneric point
ofwp
to the setE vq hp_q)
we have amapping
ofWp
on thed-ple variety W~.
From thisrepresentation
we deduce that thesuperficial irregularity
q, of satisfies theinequality
q2 ~
q2’ + Q2",
whereq2’
andqL"
denoterespectively
the irre-gularities
ofi Vl I
andI Vv-Q I .
It remains
only
to recall the nature of the branchvariety
of the
representation.
Now the sets define an invo- lutionI d
on~p
whose coincidence locus isgenerated by
the varieties
Vq~ s ,
each counted( s 1) times; then,
corre-sponding
to17 q, 8.
we have avariety Vts
of the congruence which mapsconstituting
an(.92013l)-ple
element of the branch locus. Such varietiesgenerate
a number of irreducible manifolds which may have any dimension from q top 1
in-clusive ;
and any componentof
the branch locus with dimension less thanp 1
will be fundamental in thecorrespondence
between and
W * .
4. ’The
improperly
Abelian varieties. -Suppose
nowthat the
variety T~p
has someplurigenus greater
than zero, and that it maps asimple
involutionIn
ofsuperficial
irre-gularity q ( 0 q p)
onVp ;
then the congruenceI V,7 t
onV~
ismapped, simply
ormultiply,
on the congruencet
and, in the latter case, there will
possibly
be(s - l)-ple
branch elements
Hence
is an Abelian congruence.Similarly,
the congruenceI
ismapped, simply
or mul-tiply,
on1 Vj,-,7 1, although
here therepresentation
is with-out branch elements
( § 3) ; thus,
asalready remarked, i V p-q I
is an Abelian congruence. It follows that the coordinates -of the
generic point
P* of thevariety Wp* of §
3 areexpressible
as rational functions of the -coordinates of two
points, lying
on Abelian varieties of genera q and p q
respectively;
hence the coordinates of the
generic point
P ofW,,
whichis
mapped
on thefl-ple variety W~,
areexpressible
as-alge-
-braic functions of the coordinates of P’~. Thus
IX.
Every
Abelianvariety Wp of superficial .irregGlarity q (0
qp)
and with someplurigenus greater
titan zero it’lrepresentable parametrically by
meanso f algebraic junctions o f
Abelianfunctions af
genus q and othe-r Abelianfunctions o f
genus p q.It is
by
virtue -of this result that we may callW,
an im-properly
Abelianvariety.
In many cases, one or both of thecongruences
t V q I
and are themselvesimproperly
Abe-lian,
and then the genera of the Abelian functionsrequired
for the
parametric representation
can be lowered further.The
precise
form of therepresentation
willevidently depend
on that of the
mapping
ofWp
onW;* ;
theproblem
of deter-mining
this form has so far been solvedcompletely only
for
p = 1.
5. The classification of
improperly
Abelian varieties.It will now become clear that the determination of all
possi-
ble
species
ofvariety lT7’p
is a recursive processdepending
on the dassificatioa of the Abelian varieties
p)
re-presenting
involutions which aregenerable by
finite groups ofautomorphisms..
In the case p =2,
the solution of thisproblem
is classical( 2) ;
forp = 3,
theprocedure
to be follo-wed has been outlined in
(10):
it must be added that ourpresent knowledge
of thetheory
of surfaces does not suffice for acompletely geometrical
solution in this case.As an illustration we consider the
particularly interesting
ease where
In
is free from coincidences. We observe first that in this caseW p
must besuperficially irregular ;
for theequations (3) always
admit solutionsand,
ifW,
were super-ficially regular,
thecorresponding
set ofequations (2)
wouldbe absent. Next we remark that
wp
and all itssubmanifolds
are
free from exceptional varieties;
for any suchvariety
con-tains rational curves
and,
since thecorrespondence
betweenVp
and1V p
is without branchpoints,
any rational curve onWp
would arise from some rational curve on
Vp : whereas,
as iswell
known,
such curves do not exist. _Suppose,
in the firstplace, that V q
andVp_q
both havegeneral moduli,
so thatI
and aregeneral
Picardcongruences; then
I
is a Picard congruence of Picard varieties. For ismapped
onI
without branchpoints,
and- ismapped
onVp-q
without branchpoints.
Again,
sinceI
isgeneral,
the congruence7p j I
is uni-quely specified: thus,
when p q ~1,
it is a rational pen-cil ;
when p q =2y
it is a Kummer surface or its genera-lization ; and,
forp q > 2,
it ismapped by
aWirtinger
manifold
(16),
or itsgeneralization, according
as regar-ded as a Picard
variety
has divisorsunity
or at leastone divisor
greater
thanunity.
With an obvious extension of theterminology
we may say thatI
is ageneralized Wirtinger
congruence. In any case it follows from the ge- neraltheory
that the number of varieties-t7,,.
is finite.If,
in the secondplace,
we allow either or both ofVQ
and to have
particular moduli,
agreat
number ofpossi-
bilities at once
present
themselves.Thus, supposing
thathas
particular m_oduli,
all that can be asserted aboutV p_Q
. is that it maps in a
correspondence
free from coinci-dences ; hence, by
the aboveopening remark,
is a super-ficially irregular
Abelianvariety. Again,
if the congruence hasparticular moduli, I
may beimproperly
Abelian of a
type
which maps an involution without coinci- dences. Andi Vz I
may apriori
be any Abelian congruencewith ooi branch elements
Vq,, (0 if,
inparticular i ~ p q 1,
the congruence is of anticanonicaltype ( § 1).
The fact that involutions of anticanonical
type
will act-ually
have to be considered is revealedby
the casep = 3, q..- 1 (10);
here we may have aW3
which contains anelliptic pencil IV.1
of Picardsurfaces,
and a rationalcongruence
I
ofelliptic
curves which possesses 001 curvesV1",
andcuts on each
Vg
a(rational)
involution endowed witha coincidence curve. As stated in
§ 1,
the involutions of thistype
have been classifiedby
Scorza.Continuing
theprevious discussion,
we next observe thatthe
congruence I
cuts on each an involution of orderd, having
for(8 - l)-ple
coincidences thepoints
whereV,,- q
meets each
variety Vq~ , . Now, by
aproperty
ofpseudo-
Abelian varieties
(7),
this involution isgenerable by
a finitegroup
lgd
ofautomorphisms
ofV" - 0: thus,
in ageometrical
treatment of the
problem,
werequire
to determine allpossible
groups
9_4
and their coincidence loci. WhenV~~,
is a Picardvariety,
thisproblem
willalready
have been solved in the recursive process ;when, however, Vp ~
isAbelian,
it maybe reduced to the consideration of
compound
involutions2)
on a Picard
variety
In
conclusion, then,
we seethat,
in order toobtain, by
the
group-theoretic method, a complete classification of
thetypes W,, it 18
necessary to determine all thetypes W,
(r p),
even those withplurigenera
zero,representing
invo-lutions which are
generable b y finite
groupsof automorphisms of ~.
6. Para-Abelian varieties. Consider the
variety Wp
con-structed
by analogy
with animproperly
Abelianvariety
inthe
following
manner. Instead of an Abelian congruence1 vg I
oftrajectories,
we suppose thatWp
contains a con-gruence
i V,2 1,
ofarbitrary character,
of Picard varietiesVa ;
and
that,
asbefore,
the irreducible members of the congruenceare
non-singular
andbirationally equivalent.
We suppose further thatWp
contains a second congruenceI
whichis of Abelian
type,
and such that its irreducible members arenon-singular
andbirationally equivalent $).
Asin § 3,
weshall then have on
wp
an involutionI d
of setswhere d = called the determinant of
TV,.
We now assume that
Wp
may bemapped
on thed-ple variety 11 p = V) x
whereVq
arebirationally equivalent
to1 respectively,
in such a way that the branch locus isgenerated by
varietiesT~
andV£--q
corresponding respectively
to members of}
and}
each counted a certain number of
times;
and we furtherassume that the
correspondence
betweenWp
andwp
possessesno
exceptional
features other than those which result from thesehypotheses.
A consequences of theseassumptions
is thatboth I
andI
will ingeneral
contain reducible va-’
2) In this connection we may note Andreotti’s result (1) that A compound involution on a Picard variety, even if it has soxge pluri- genus greater than zero, need not be generable by a finite group of automorphisms.
8) The variety cannot be chosen arbitrarily, since it must contain the involution cut on it by
rieties
V q,’
and say,corresponding
togenerators
ofthe branch
locus,
which arerespectively
andcomponents
of the coincidence locus of7~.
We shall call the
variety Wp
so defined apara-Abelian variety of type
q. It is clear thatwp
does not admit thegroup of
automorphisms
which characterizes thepseudo-Abe-
lian
varieties;
nevertheless it will appear that there are certain resemblances between the two classes ofmanifold, apart
from theirrepresentations
onmultiple product
va-rieties
wp .
To
begin with,
we observe that thesuperficiale irregularity
q2
of W p satisfies
theinequality q2 > q’2 -E- q2",
whereq2’
and
q,"
denote theirregularities
of the congruences on W*which map
I
andI respectively;
thusq2’
andq2..
are the
respective irregularities
ofI Vq land 1 V,,-o }.
Thisresult is
stricly analogous
to thatof §
3.Again,
we remark that everyvariety belonging
to1
is
para-Abelian (effective
orvirtual) o f type
q. This follows at once from the definition.Next, supposing (as usual),
that is free fromexceptio-
nal
varieties,
we see that the virtual canonicalsystem f
of Wp belongs
to also thatI X 1’-1 t
contains asfixed (s 1)-pte component
everyhypersurfaces generated by
va-rieties
Vq,.,
and passes(s-1)-ply through
everymanifold of
lower dimensiongenerated by
those varieties.This
proposition
may be establishedby
the method al-ready adopted
for thepseudo-Abelian
varieties(7);
it results from the fact that thevariety Vq
has a canonicalhypersurface
of order zero.
It has been shown in
(7)
that canonicalsystems } (k
=0, 1,
...,p 1~
of apseudo-Abelian variety wp
allbelong
to the
corresponding
congruencei
or else have order zero.But the
analogous property
does not hold forpara-Abelian varieties,
as isalready
clear from an examination of thecases p =
2y
3.Another essential difference between the
pseudo-Abelian
andpara-Abelian
varieties is as follows. On the formervariety
theinvolution id
cutby I
on thegeneric
isgenerable by
a finite group
Oil
ofautomorphisms:
on the latter this is not ingeneral
the case. Wenote, however,
that there existsa
subspecies
ofpara-Abelian variety having
theproperty
thatid
is sogenerable
and thistype,
from thepoint
of view ofthe
analytical representation,
is thesimplest
to dealwith;
the
discussion,
in thecyclic
case, of theanalogous subspecies
of
parahyperelliptic
threefold(10)
may with obvious modi-fications,
berepeated
here.REFERENCES
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