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Morphology and composition of Au catalysts on Ge(111)

obtained by thermal dewetting

S Hajjar, G Garreau, L Josien, Jean-Luc Bubendorff, D Berling, A Mehdaoui,

C Pirri, T Maroutian, C Renard, D Bouchier, et al.

To cite this version:

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Morphology and composition of Au catalysts on Ge(111) obtained by thermal dewetting

S. Hajjar, G. Garreau, L. Josien, J. L. Bubendorff, D. Berling, A. Mehdaoui, C. Pirri*.

IS2M, Université de Haute Alsace, CNRS-LRC 7228, 68057 Mulhouse, France

T. Maroutian, C. Renard, D. Bouchier

IEF, Université Paris-Sud, UMR 8622, Orsay, F-91405 and CNRS, Orsay, F-91405

M. Petit, A. Spiesser, M. T. Dau, L. Michez, V. Le Thanh

CINaM-CNRS, Aix-Marseille Université, Campus de Luminy, Case 913, 13288 Marseille Cedex 9

T. O., Mentes, M. A. Nino, A. Locatelli

Sincrotrone Trieste, Area Science Park, Trieste 34012, Italy

PACS numbers: 73.63 Kv, 68.37 Ef, 64.75.Jk, 61.46.-w

Abstract:

We investigate the chemical and morphological structure of the Au nanodots on Ge(111)

which serve as catalysts for the formation of epitaxial Ge nanowires. The spatial localization

of Au is investigated by X-ray spectromicroscopy and transmission electron microscopy. We

show that dewetting of an Au film on Ge(111) gives rise to a thin Au-Ge wetting layer and

Au-Ge dots. These dots are crystallized but not with a single crystallographic orientation.

Thanks to the spatially resolved X-ray and transmission electron microscopy measurements, a

chemical characterization of both binary Au-Ge catalysts and wetting layer is obtained at the

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I. Introduction:

The growth of nanowires by the vapor-liquid-solid (VLS) or vapor-solid-solid (VSS)

mechanism is a well-known and very nice bottom-up approach in the fabrication of

one-dimensional objects, which can be used in a very large variety of devices 1-5. The

experimental VLS approach needs alloys that can form nanoscale catalysts, which melt at low

temperatures thanks to the deep eutectic point in the bulk phase diagram. Most interesting is

that these alloys are also of interest in the overall microelectronic area as solder materials and

in all technological area in which low temperature and corrosion resistance are required, such

as space technology, gas sensor and medical devices. The nanowires geometry is ideal for

monolithic integration of semiconductor materials with different lattice constants due to their

ability to accommodate strain in two dimensions. As to nanowires growth, if an epitaxial

growth is required to perform devices, these catalysts are formed under ultrahigh vacuum on a

clean and crystalline substrate. In some case, their chemical and morphological properties

have been investigated. Nevertheless, the chemical reaction at the interface between the

deposited material, which serves to form the catalysts, and the semiconductor surface strongly

depends on their chemical nature. This point was extensively and is still studied in the

formation of thin layers (two-dimensional) interfaces but it becomes much more complex for

surfaces on which dots are formed. On one hand it needs particular tools for local

measurements and on the other hand, the reduced size of the catalysts and of the wires grown

through it highlights new phenomena. Numerous materials have been tentatively used as

catalysts, each with its own influence on the nanowires growth, such as nanowires crystal

orientation and growth orientation with respect to the semiconductor surface. Among these

catalysts, Au droplets have been extensively used5-42and a particular attention is given at the

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below 1 monolayer has thoroughly been investigated by photoemission, Auger electron

spectroscopy, LEED and X-ray diffraction 43-50. It is characterized by the formation of a √3 x √3 R30° superstructure (or wetting layer) associated with the formation of Au trimers on Ge(111)48-50. It is found to be stable at high annealing temperatures, up to the melting point of

germanium 45. In contrast, the Au/Ge(111) interface has only poorly been studied for Au

deposits above 1 monolayer. It is worth noting that Au catalysts are generally created by

dewetting a pure Au film of about 1 nm thick and up to now only few papers report on the

characterization of the Au droplets before nanowires growth.

In this work, we investigate both chemical and morphological structure of the Au

platelets on Ge(111), formed by annealing a pure Au film at a temperature below 300°C, and

of Au droplets, formed at higher annealing temperature, which serve as catalysts for the

formation of epitaxial Ge nanowires. This study is performed by using Scanning Tunneling

Microscopy (STM), X-ray Photoemission Spectroscopy (XPS) and X-ray Photo-Diffraction

(XPD), Reflection High Energy Electron Diffraction (RHEED), and finally by using X-ray

Photoemission Electron Microscopy (X-PEEM) and Transmission Electron Microscopy

(TEM) in both image and microanalysis modes.

II. Experiments.

The sample preparation, as well as the STM, RHEED and X-rays photoelectron

diffraction (XPD) measurements, were performed in UHV setup with a base pressure below 1

x 10-10 mbar. STM measurements were made in a room-temperature-operating microscope

(Omicron STM-AFM microscope), in the constant-current mode. Electrochemically etched, in

situ cleaned tungsten tips were used. The Au catalysts were grown on a clean Ge(111)

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and flashed afterwards at 720 °C to remove the native oxide layer. After repeated flashes at

720 °C for increasing durations (up to one minute), the substrate was cooled rapidly down to

860 °C and then more slowly (at a rate of 0.5 °C/s) down to RT. STM images taken on a clean

Ge(111) substrate show terraces larger than 200 nm and a quite defect-free c(2x8) surface

atomic structure. Au catalysts were formed by annealing Au layers evaporated on such a

Ge(111) substrate kept at room temperature. An effusion cell was used with a deposition rate

of about 0.05 nm / min. The Au layer thickness was set between 0.6 and 1.2 nm. This Au

amount gave us the opportunity to form Au-Ge droplets with a lateral size between 5 and 200

nm, then easily observable by STM for the smallest one, and by SEM and X-ray

spectromicroscopy for the largest. The deposition rate is controlled by a water-cooled quartz

crystal microbalance and the nominal Au thickness is given with a precision better than 10%.

The annealing temperature is monitored with an accuracy of ± 20°C. XPD measurements

were carried out using a hemispherical analyzer operating at an angular resolution of ±1°

(Omicron experimental set-up). XPD scans were obtained by measuring the intensity of the

Au 4f core level doublet excited with an Al Kα x-ray source (photon energy =1486.6 eV).

The local X-ray spectromicroscopy measurements are performed with the XPEEM–LEEM

microscope at Elettra laboratory in Trieste (Italy) on the Nanospectroscopy beamline, which

routinely works with spatial resolution of 40 nm in XPEEM mode. Details on the microscope

and the beamline are reported in ref.51, 52. Using synchrotron light as a photon source we

were able to select the photon energy for probing both Ge3d and Au4f core level emission

under optimal conditions. TEM and EDX were performed with a JEOL 3010 microscope

operating at 300 keV with a spatial resolution of about 2 nm.

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Figure 1a shows an image of a 0.8 nm thick Au layer deposited at room temperature

on Ge(111). The Au film is rather flat and covers quite uniformly the Ge surface. LEED and

RHEED pattern is 1x1 and shows that Au is ordered (in epitaxy) on Ge(111), in agreement

with previous findings 45,46. XPD Au4f7/2 line intensity scans versus polar angle θ along the

[11-2], [-1-12] and [10-1] directions of the Ge(111) crystal are shown in Figure 1b. The polar angle θ is defined with respect to the surface normal. These intensity modulations versus polar angle show intensity maxima at selected polar angles, consistent with the formation of a

face-centered cubic Au structure, with Au(111) // Ge(111), and with [11-2], [-1-12] and [10-1]

directions of Au aligned with that of Ge(111), as observed in ref. 45.

The Au layer is scattered into small islands upon a mild annealing at 300 °C, as shown

in Figure 2. This is the first stage of dewetting process. The STM image shows numerous flat

platelets with different lateral size and height. Their height varies from 2.5 to 4.5 nm for a

nominal deposit of 0.8 nm and an annealing at 300°C for 10 min. A line scan across two

islands is shown in Figure 2. As to their structure, Figure 2 also shows a XPD Au 4f7/2profile

(a) versus polar angle θ along the [11-2] direction of the Ge(111) substrate. It is compared to

that measured on the room-temperature deposited Au layer (b). This close similarity shows

that the Au platelets are still in epitaxy and single-oriented on the Ge(111) substrate. At this

stage, an estimation of the Au platelet volume, with respect to the initial Au deposit, suggests

that they are quite pure Au. Thus, we may assume here that the bare surface does not

significantly contribute to the Au4f modulations versus polar angle. The relevance of this

point will be discussed later.

Figure 3 shows a typical STM image acquired after a subsequent anneal at 325°C for

10 min. This extra anneal does not change the overall surface morphology. Nevertheless, a

close examination shows that several islands have changed their shape. A line scan across

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respectively). The line scan shows that the dome island height is at least twice that of the flat

island. The morphology change observed at this temperature can be attributed to the

formation of Au-Ge droplets at the eutectic composition and thus Ge incorporation. From

bulk Au-Ge phase diagram, the droplet could incorporate 28 at% Ge at the eutectic

temperature TE. This would increase the dome-like islands volume of about 33% if we assume

that the bulk phase diagram predictions are still correct for the small droplets and if the Ge

incorporated at TE remains within the islands at room-temperature. This latter point strongly

depends on the time used to decrease the sample temperature from 325°C down to

room-temperature. In the present experiments, this time was rather short (less than 5 minutes) and

we can assume that the droplet composition is quenched or partially quenched. This point will

be also discussed later on the basis of SEM experiments. Upon increasing the annealing

temperature up to 350°C, the surface morphology has completely changed, as evidenced in

Figure 4. This STM image is acquired after annealing the surface at 350°C for 10 minutes.

There is not a track anymore of platelets. All islands have now a dome shape. Upon

increasing the annealing time at 350°C, Ostwald ripening process induced a modification of

the sample surface: the islands density is reduced upon increasing annealing time, while their

height and diameter increases. In particular, it is shown that the mean droplet diameter

increases continuously, quite linearly, versus annealing time, even for durations as long as 12

hours. Figure 5 gives an STM image of the surface after 12 hours annealing at 350°C. Au

droplets as large as 100 nm are now formed. These droplets are crystallized and show facets.

At a first sight, all droplets do not show facets in the same crystallographic direction, as it

would be expected for Au island in epitaxy on Ge(111). A detail view of a droplet is shown in

Figure 5. Note that the ripening process is a limiting factor in the fabrication of nanowires

with low size dispersion. Despite the well defined crystallographic phases, the Au4f7/2

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more coherence between the droplets orientation after melt. Such a profile indicates the

formation of several nanocrystal orientations, as it is for a polycrystalline surface.

To summarize, an overview of the evolution of the surface morphology versus

annealing temperature at a given annealing time, versus annealing time at a given temperature

and versus Au layer thickness in a range generally used for nanowires growth is shown in

Figure 6. Figure 6A shows a set of STM images taken in the constant current mode for

different Au layer thickness annealed at 350°C (TE). Figures 6B, 6C and 6D show the mean

droplet diameter, the mean droplet height and the droplet density versus annealing duration at

350°C for an Au deposit of 0.8 nm, respectively,. It is shown that the droplet density

decreases as the mean droplet diameter and height increases, versus annealing time. In

particular, it was shown that the mean droplet diameter increases continuously, quite linearly,

versus annealing time, even for durations as long as 12 hours.

Some comment must be given about the in-situ determination of the solid-liquid

transition temperature of the droplets. We have chosen to estimate the transition temperature

TE by using the change on STM images acquired at room temperature. We have determined

the temperature at which the platelets transform into dome shape islands (droplets) and

assumed that it is TE, indeed. This temperature is estimated for annealing time longer than 1

hour. As shown below, RHEED can also confirm the structural transition from crystallized

platelets (2D crystals) to liquid droplets (3D liquid). RHEED measurement gives

complementary and valuable information on the droplets structure. Starting from a clean

Ge(111) surface characteristic by a c(2x8) or (2x1) pattern, a (1x1) streaky RHEED pattern is

observed for room-temperature Au deposition up to a thickness of 1.2 nm. This indicates that

the deposited Au film is relatively flat and epitaxial, in agreement with STM and XPD results.

Figure 7A displays a RHEED pattern taken along the [1-10] azimuth of a 1.2 nm thick Au

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as-deposited pattern, we observe here the appearance of three-dimensional (3D) spots, which can

be attributed to the transmission diffraction effect across Au platelets as observed in Fig. 3A.

The 3D spots are arranged in a pseudo-hexagonal symmetry and the fact the all these spots are

located along the (1x1) streaks confirms that these platelets are coherent and epitaxial. We

note that (1x1) streaks are still present, indicating that the Au wetting layer in between

platelets remains flat. When annealing at 350°C (Fig. 7B), 3D spots are still present but

interestingly they are distributed along concentric rings, a behavior similar to that observed

from electron diffraction of a polycrystalline structure 53-58. This is in line with STM

measurement, for which it is although difficult to have a good statistics over all orientation of

droplets. This is also in good agreement with the above XPD analyses depicted in the curve c

of Figure 5, which suggests that, when Au droplets are formed for annealing at temperatures

higher than TE, they are no longer epitaxial but exhibit a random distribution. In other words,

upon Ge incorporation the Au-Ge droplets are no longer made up of (111) planes parallel to

the (111) plane of Ge substrate but are randomly oriented.

An important question here is: is there still Au between the platelets and between the

droplets and how many Au? If it is so, this could also participate to the Au4f7/2 modulation

versus polar angle. This point has been addressed in the literature a long time ago. Indeed, the

formation of the Au/Ge(111) interface has been extensively studied in the 0-1 Au monolayer

range, in the two past decades. It has been shown that a √3 x √3 R30°-Au superstructure

appears upon annealing a monolayer Au deposit above 300°C. This superstructure was found

to be stable up to the melting point of Ge (958.5°C). Several atomic models have been

proposed for this superstructure. For all models, this superstructure consists of a surface on

which Au atoms replace the topmost Ge atoms of the substrate and form trimers. Au atoms

replace either the outermost Ge layer or the second Ge layer. This could be in line with the

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formation is generally out of thermodynamically equilibrium, with the formation of new and

metastable phases. Anyway, the nominal amount of Au involved in this reconstruction is of

one Au monolayer. It was also found that this superstructure induces strong distortion in the

deeper Ge layers, with most notably a buckling in the third and fourth Ge layers 50. For very

low coverage, the surface periodicity is more complicated since it was observed a “split”

(2x2) periodicity along with the √3 x √3 R30° superstructure45. For both Au positions on the

Ge(111) surface proposed in the literature, the XPS Au4f wave is not expected to experience

forward scattering and its contribution would not be detected at polar angles below 60° in

XPS profiles. Some small contribution, as an increase of the mean intensity, would be

detected at large polar angles, as it is shown for two-dimensional layers 63, 64. Thus, it can be

safely assumed that the “bare surface” does not significantly contribute to the Au4f XPD

profiles. The Au4f XPD profiles in Figures 2 and 5 are clearly representative of the Au

droplets or platelets, only. The regime of higher Au coverage (more than 1 Au monolayer) has

not been so extensively studied, the focus being on the √3 x √3 R30° itself, due to the

universality of its occurrence for the metal/semiconductors interfaces.

Figure 8 shows a SEM image collected at room temperature for a 1.2 nm Au deposit

after anneal at 350°C and 400°C for 1 hour. This deposit is slightly larger than that used for

STM, to be easily observed by SEM. STM shows that increasing the deposit from 0.8 to 1.2

nm does not significantly change the surface morphology. Figure 8 shows that each droplet is

crystallized, as shown by STM. Also shown in Figure 8 is the dispersion in the crystallized

droplets shape, in line with randomly oriented nanocrystals, as suggested by RHEED and

STM. Furthermore, one can see that the largest droplets are perched on a pedestal after

annealing at 350°C and 400°C. This pedestal could be due to precipitated Ge (or Au-Ge

alloy), suggesting that quenching of the droplet composition is not completely efficient. The

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liquid droplet form. Similar pedestal has already been observed for Au seeds melt on Si(111).

For the Au/Si(111), these pedestals were also attributed to Si precipitation and thus Au and Si

phase separation on the basis of selective etching experiments 65-67. However, the nice

experiments reported in ref. 65, 66 do not clarify the crucial point of Si-Au alloy formation

and composition. A chemical information has thus to be probed by using spectroscopic

investigations at a nanometer scale.

Chemical information on Au or Au-Ge nanocrystals is gained by using XPEEM and

TEM experiments. These techniques are used in both image and spectroscopy modes. EDS

spectroscopy used in TEM with a focalized spot allows a good spatial resolution in

cross-section images. Nevertheless, due to the large depth probed by the electrons, it is less suitable

for a chemical analysis in the in-plane mode. The analysis of the lateral distribution of Au is

more convenient by using a tool as nanospectromicroscopy XPEEM.

Figure 9A shows a PEEM image of the sample surface for 1.2 nm Au deposit annealed

at 350 °C for 12 hours. These experimental conditions are chosen to have droplets large

enough to be analyzed since the spatial resolution is about 40 nm in the XPEEM imaging.

This image was acquired in the X-ray absorption mode, at the Ge3d edge. The field of view of

this image is 4μm. Due to the presence of Ge overall sample surface and due to the large

depth probed at this photon energy, all parts of the sample appear with the same grey scale.

Nevertheless, thanks to the high photon beam angle, the Au islands are visualized, without

significant chemical contrast. The photon beam comes from the bottom-left, with an

illumination angle of 74° with respect to the surface sample. This image shows Au dots with a

diameter in the 150 - 200 nm range. The topographic contrast is also enhanced by a strong

emission of secondary electrons on the bottom-left side of the islands.

The presence of Au atoms between the islands is confirmed by XPEEM. The analysis

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imaging. Figure 9A shows a XPEEM image in the XPS mode. In order to maximize surface

sensitivity, the photon energy was set to 201 eV, corresponding to a kinetic energy of 113 eV

of the Au 4f electrons, which is close to the minimum of the inelastic mean free path for this

material. The droplets are visualized thanks to the illumination angle and to a slight difference

in the Au4f intensity between surface and dots. Figure 9B shows the Au4f line measured on

both droplets and surface in between. These spectra show normalized Au4f7/2 intensity versus

binding energy. The Au 4f binding energy EB measured on droplets is almost the same as for

bulk Au at EB = 84.0 ± 0.2 eV 49, 68-71. The binding energy is measured by also scanning

across the Fermi level EF. This suggests that the droplet surface is almost pure Au. The Au4f

lines are shifted each other by about 0.45 eV. This chemical shift is consistent with that

observed for Au4f measured on the Ge(111)-Au√3x√3 R30° surface and on bulk gold49. The

droplets, with a mean diameter of 150 nm, are large enough to neglect any final state effect on

the Au4f binding energy 68-71. Note that a straightforward determination of the Au to Ge

composition cannot be safely extracted from XPEEM data and it would be only a picture of

the droplets for a given growth condition. Indeed, it strongly depends not only on the

annealing temperature but also on the rate at which the temperature goes down when the

sample returns at room temperature. It will be shown below that a strong composition gradient

occurs along the surface normal since Ge precipitation is a diffusion limited process.

Cross-section TEM images give us more information about the droplet lateral size, the alloyed zone

at the Au/Ge(111) interface and the alloy extension in the droplet and beneath.

Figure 10 shows TEM images for a 1.2 nm Au deposit annealed at 350°C (A), (B) and

400°C (C). The sample temperature was decreased down to room temperature at of rate

higher than 10°C/min. These images show Au-Ge droplets of about 50-100 nm lateral size,

thus in the range used for XPEEM. It is shown that the dots height, with respect to the surface

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annealed at low temperature rest on a 1 nm thick wetting layer with a quite uniform thickness.

In contrast, the dots annealed at higher temperature penetrate more deeply in the Ge(111)

substrate. The wetting layer is still observed, with almost the same thickness, but the droplets

extent well below the Ge(111)/wetting layer interface. At a first sight, this shows a strong

pinning of the droplets when the annealing temperature is increased above TE. Such

self-pinning effect has also been suggested for the Au/Si(111) system by Ferralis et al. 66. The

present measurements give a direct proof of this effect. Chemical information is given by

EDX measurements performed on both droplets type and also on the wetting layer. Figures 10

D, E and F show the GeL, GeK and AuM lines intensity across the white line at selected

points, for the bare surface (wetting layer), the droplet annealed at 350°C and the droplet

annealed at 400°C, respectively. As to the wetting layer, a very small Au signal is detected, in

agreement with the formation of a diluted GeAu alloy. All models of the √3x√3 R30°

reconstruction include only one Au atomic layer on top of the Ge(111). Furthermore, the

strong interaction of that single Au layer with the substrate induces strong distortion of the Ge

network underneath, as shown by H. Over et al. by using dynamic LEED measurements 50.

These authors proposed Ge displacements up to the sixth atomic plane in the substrate. This

could be at the origin of the contrast observed by TEM. Nevertheless, the extent of the

wetting layer observed by TEM seems too large compared to that proposed in refs 48-50. A

part of the wetting layer observed by TEM could also be associated with in-plane Ge

precipitation. This point deserves further investigation.

As to the droplets, Figure 10E and 10F show Ge and Au signals on droplets annealed

at 350°C, i.e. close to the eutectic temperature TE, and at 400°C. Figure 10E shows that Au

signal is clearly sizeable for two points only, namely points 3 and 4, thus in the droplet and

above the wetting layer. In line with that, Ge signal is at his maximum for points 1 and 2, in

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Au content is almost the same at the droplet base and on the top of it. One can assume that the

Au to Ge composition is quite uniform in the droplet upon annealing at TE. In contrast, Figure

10F shows that the Au signal strongly depends on position in the droplet. Indeed, a large Au

signal is only measured at points 7 and 8 although the droplet extends from point 4 to point 8.

For points 5 and 6, a smaller Au signal is measured, larger that that at points 1 and 2, which

are located in the substrate. These measurements clearly show that the vertical growth of the

droplet is associated with a severe Au redistribution in it. The EDX profiles suggest that the

Ge to Au composition is quite the same at the points at which AuM line is at maximum. At

higher annealing temperature, a larger amount of Ge is incorporated in the droplet, which

increases in height. From bulk phase diagram, the alloy composition changes from Au78Ge28

to Au74Ge32 when the annealing temperature is increases from 350°C to 400°C. Ge

incorporated during the annealing process is now precipitated along the surface plane, to give

pedestal and/or wetting layer (this depends on the point of view, in-plane or cross-section) but

also serves to increase the Au droplet height, as show in Figures 10F. Nevertheless, the

composition variation from Au78Ge28 to Au74Ge32upon increasing the temperature at 400°C

seems too low to have such effect on the droplet shape and Ge distribution in it. This would

only explain a height increase of about 4%, i.e. far from that observed in Figure 10. This

seems also suggested by the SEM tilted image shown in Figure 8. The driving force for the

longitudinal droplet growth is then Ge incorporation process during temperature increase, thus

climbing the phase diagram liquidus/solidus (L-S) line, and Ge precipitation during

temperature decrease, thus going down the L-S line. Nevertheless, this process alone cannot

explain the large change in volume occupied by this extra Ge. Surface energy driven

agglomeration has to be considered. The bulk phase diagram is modified upon decreasing the

droplet size. Experimental evidence has been reported at the Au-Ge / Ge interface on top of a

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important change in the Ge at% is observed. This amounts at about 47 % at 450°C instead of

32% for bulk material for a Ge nanowire diameter of 32 nm. Nevertheless, this effect is much

weaker for droplets with diameter of about 200 nm or more, as it is in the present work. Some

important difference has although to be considered: in the present work, the droplet is in

contact with a two-dimensional surface instead of a wire in ref.28. The present experiments

suggest that this phenomenon could be enhanced on a two-dimensional surface. This opens

the way to large surface modification, via significant material transport across the surface by

using the peculiar properties of the binary or ternary alloys with a deep eutectic point in the

bulk phase diagram.

IV) Conclusion

We have investigated the formation of Au-Ge seeds formed by Au layer dewetting on

Ge(111) clean surface. We have shown that they are crystallized after melt and cooling down

to room temperature. The Au platelets are in epitaxy on Ge(111) but epitaxy is lost after melt.

As expected from bulk phase diagram, Au seeds incorporate Ge which precipitates to form a

pedestal upon cooling down the sample at room temperature. The interesting feature here is

that the Ge precipitated amount is larger (at least twice) that expected from bulk phase

diagram opening the way to large surface modification, via significant material transport

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Figures captions:

Figure 1: (A) STM image of 0.8 nm Au deposited onto a room-temperature (RT) clean

Ge(111). (B) Au 4f7/2 XPD profiles versus polar angle θ along the [11-2], [10-1] and [-1-12]

direction of the Ge(111) substrate.

Figure 2: (A) STM images of 0.8 nm Au deposited onto a room-temperature (RT) clean

Ge(111) annealed for 10 min at 300°C. Also shown in this image is a line profile across

islands. (B) Au 4f7/2 XPD profile versus polar angle θ along the [11-2] direction of the

Ge(111) substrate measured on the Au deposit annealed at 300°C (a) and on the

room-temperature deposited Au layer (b).

Figure 3: STM images of 0.8 nm Au deposited onto a room-temperature (RT) clean Ge(111)

annealed for 10 min at 325°C. Also shown in this image is a line profile which clearly

distinguishes flat and dome-like islands.

Figure 4: STM images of 0.8 nm Au deposited onto a room-temperature (RT) clean Ge(111)

annealed for 10 min at 350°C. Also shown in this image is a line profile across a dome-like

island.

Figure 5: (A) STM image of 0.8 nm Au deposited after 12 hours annealing at 350°C and (B) a

detail of a droplet. (C) Au 4f7/2XPD profiles versus polar angle θ along the [11-2] direction of

the Ge(111) substrate measured on the room-temperature (RT) (a), on the Au deposit

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Figure 6: A) STM images (2 μm x 2 μm) of an Au deposit of 0.4 nm, 0.8 nm and 1.2 nm

annealed at 350°C for 10 min. Also shown for a 0.8 nm Au deposit annealed at 350°C: B) the

droplets diameter versus the annealing time, C) the droplets height versus annealing time and

E) the proportion of the surface covered by droplets versus annealing time.

Figure 7: RHEED pattern measured on a 1.2 nm thick Au layer annealed at 350°C. The

primary energy is 30 keV and the angle of incidence is < 0.77° from the surface.

Figure 8: SEM images collected at room temperature for a 1.2 nm Au deposit after anneal at

350°C (A) and 400°C (B, C, D) for 1 hour. The topmost images (A) and (B) are 45° tilted

images to enhance the observation of the pedestal.

Figure 9:(A) XPEEM image of the sample surface for 1.2 nm Au deposit annealed at 350 °C

for 12 hours. This image acquired in the XPS mode. The sample is illuminated at photon

energy of 201 eV and the lateral distribution of the Au4f intensity is taken at a kinetic energy

of Ec= 113 eV, thus at the Au4f7/2line maximum. The field of view is 4μm. (B) Normalized

Au4f lines measured on droplets (a) and surface in between (b).

Figure 10: Cross-section TEM images for a 1.2 nm Au deposit annealed at 350°C and 400°C.

This figure also shows the GeL, GeK and AuMα lines intensity across the yellow line of the

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Figure 3

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Figure 4

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Figure 5

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Figure 7

1x1

1x1

A)

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