A NNALES DE L ’I. H. P., SECTION A
E RIC G OLES
Sand pile automata
Annales de l’I. H. P., section A, tome 56, n
o1 (1992), p. 75-90
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75
Sand pile automata
Eric GOLES(*)
Departamento de Ingenicria Matematica,
Facultad de Ciencias Fisicas y Matematicas, Universidad de Chile,
Casilla 170/3, correo 3, Santiago, Chile Poincaré,
Vol. 56,~1,1992 Physique theorique
ABSTRACT. 2014 We
study dynamical aspects
of a class of Cellular Auto- mata : itsperiodic
and transient behavior. This class is related to thetemporal
evolution of somespatially
extendedphysical systems,
as forexample
a sandpile.
RESUME. 2014 Nous étudions Ie
eomportement periodique
et transitoire d’une classe d’automates cellulaires. Enphysique,
ces automates modélisent1’evolution
temporel
d’unepile
de sable.~.. INTRODUCTION
Let G =
(V, E)
be an undirected connectedgraph
withoutloops
withsites in
V = { 1, 2, ..., n, ...}
andlet E
V x V be the set oflinks.
Eachsite ~ ~’~‘ is connected to a
finite
set ofneighbors
where di ==
As aparticular
case weget
the usual latticeZd
with nearestinteractions links.
(*) Research support m part by and
Henri Poincaré - Physique 0246-0211 1
Vol. 56/92/Ot/75/16/$3,6C/0
Let us consider natural
numbers,
calledthresholds,
Theautomata that we will
study throughout
this paper is related with thefollowing
local transition rule: Let us supposethat,
for anyi E V,
aninteger
x~ is
assigned
to site i. If z1, one maychange
theconfiguration
vas follows:
A site such that will be called a
firing
site. Theprevious
rule canbe
interpreted
as thefollowing
game: alegal
move(the application
of thelocal
rule)
consists ofselecting
a site which has at least as manychips
asits threshold z~, and
passing
onechip
to each of itsneighboring
sites.For this
rule,
twodynamics
can be defined: thesequential
and theparallel update.
Thesequential
one consists toupdate sites,
one at atime, randomly
or in aprescribed
order.For the
parallel dynamics,
all thesites,
areupdated synchronously.
Thissituation is the usual one in the context of Cellular Automata. The
parallel update
can be written as follows:where 1
(u)
is the Heavesidefunction,
i. e. 1(u)
= 1 iff and 0 otherwise.Equation ( 1. 2)
isinterpreted
as follows: a site iloses zl chips
if itsnumber of
chips
is at least zi and receives onechip
from eachfiring neighbor.
This model was
proposed
in[2]
to simulate someaspects
ofsand-piles.
The
particular
case has beenproposed
in[1]
and somedynamical aspects developped
in[4]
and[7]. Also,
in this case, the number ofchips
is conserved under thesequential
or theparallel dynamics
i. e.i
Example. -
Let us consider the one dimensional finitelattice,
with sitesV={0, 1,2,3,4}
and linksE = ~ (i, j) E V/ ~ i - j I =1 ~,
i. e. the links aredefined
by
the usual nearest interactions. Thethresholds,
zi, are thedegrees
of each site:
Zo=~= 1, z~==~= 1, z~=2,
fori =1, 2,
3. Given the initialconfiguration
x =(3, 0, 0, 0, 0,) ;
i. e. threechips
in site0,
several evolutions may occurdepending
in the choice of thefiring
site as well as theupdate
mode. The
sequential
and theparallel
evolution are showed inFigure
1.In this paper we shall
study
transient times andperiodic
behavior ofsuch a class of Automata Networks. First we
study
the one-dimensional model and itsinterpretation
as asandpile dynamics.
Later weanalyze
theperiodic
behavior ofhigh
dimensional cases. We provethat,
for trees(cellular
spaces withoutcircuits,
as a finiteCayley lattice),
thedynamics
Annales de l’Institut Henri Poincaré - Physique theorique
(i) 3* 0 0 0 0 (ii) 3* 0 0 0 0
2* 1 0 0 0 2* 1 0 0 0 (iii) 3 0 0 0 0
1* 2 0 0 0 1 2* 0 0 0 2 1 0 0 0
0 3* 0 0 0 2* 0 1 0 0 1 2 0 0 0
1* 1 1 0 0 1* 1 1 0 0 1 1 1 0 0
0 2* 1 0 0 0 2* 1 0 0 0 2 1 0 0
1 0 2* 0 0 1* 0 2 0 0 1 0 2 0 0
1* 1 0 1 0 0 1 2* 0 0 0 2 0 1 0
0 2* 0 1 0 0 2* 0 1 0 1 0 1 1 0
1* 0 1 1 0 1* 0 1 1 0 0 1 1 1 0
0 1 1 1 0 0 1 1 1 0
FIG. 1. - Sequential and parallel dynamics in a one-dimensional finite lattice. Evolution (i)
and (ii) are sequential, (*) denotes the firing site. Evolution (iii) corresponds to the parallel update.
converges to
cycles
ofperiod
1 or 2. In other cases wepresent examples
with non-bounded
periods (in
the size of the set ofsites, I V I).
2. THE ONE-DIMENSIONAL SAND PILE MODEL
The one-dimensional
sandpile
model was introduced in[2]
and[3]
tostudy temporal
evolution of somespatially
extendedphysics systems.
A one-dimensionalsandpile
is modelized on the lattice~={1,2,3,...~...}
with nearest interactions. The
grains
of sand arerepresented by
a non-increasing
sequence ofnon-negative integers hl >__ h2 > h3 >__ ... > hn > 0.
Each
integer, hi, corresponds
to the number ofsand grains
in the i- thposition (see Fig. 2)
FIG. 2. - The one-dimensionnal sandpile.
(8,7,7,5,4,4,4,2,1,0,...).
We define the
height
differences between succesivepositions along
thesandpile
as follows:Vol. 56, n° 1-1992.
For
instance, given
thesandpile h = (8, 6, 3, 2, 2, 0, ... )
theheight
differences vector is
~=(2, 3, 1, 0, 2, 0, ... ).
The sand
pile dynamics
is defined from the introduction of a local rule which takes into account a critical thresholdz~2.
When theheight
difference becomes
higher
than z, onegrain
of sand tumbles to the lower level. The thresholdrepresents
the maximalslope permitted
withoutprovoking
an avalanche. The local rule is written as follows:then
In terms of
height differences, (2.1)
isequivalent
to thefollowing
rule:If xi>z
thenFor
instance, given
thesandpile
h =(6,0, 0, ... )
onegets x = (6, 0, 0, ... ).
Somesequential
andparallel evolutions,
forz = 2,
are showed inFigure
3.(i) 6* 6* (ii) 6* 6* (iii) 6 6
5* 1 4* 1 5* 1 4* 1 5 1 4 1
4* 2 2* 2 4 2* 2 2* 4 2 2 2
3 3* 03* 4* 1 1 3* 0 1 3 2 1 111 1 321 I 111 1 321 1 111 I
sand height sand height sand heigh
pile diffe- pile diffe- pile diffe-
rences rences rences
FiG. 3. - (i ) and (ii ) are sequential dynamics, (iii) is the parallel dynamics.
It is clear that rule
(2.1),
on a sandpile,
isequivalent
to the rule(2 . 2),
for
height
differences. It suffices to establish themorphism
...,
hi, ...)=(~i, ~2. - ..~ - .)
whereThis fact is
important
because theheight
differencedynamics given by (2.2) (parallel
orsequential)
is aparticular
case of the evolutions definedby
rule(1.1)
of the introduction.Now we will
study
thedynamics
of a sanspile.
That is to say the convergence of a sandpile
to a fixedpoint
from thehighest
sandpile, given by (r~, 0, 0, ... ). Also,
westudy,
forN,
the relaxation timeAnnales de l’Institut Henri Poincaré - Physique theorique
to attain the fixed
point
and wegive
a characterisation of it. For that weneed some notation and definitions.
Let
be the set of sand
pile configurations
associated to aninteger Clearly S~
is the set ofnon-increasing partitions
of theinteger n
E For instancefor n = 6 one
gets
Given w, there exists a
legal
transition from w to w’ iff there exists~ E ~l , ~ >_ 1,
such thatIn this case we note ...,
1, ... ). Clearly,
if
z~z’
and there exist alegal
transition for the threshold z, then it also exists forz’,
Fromprevious remark, given
adynamical
sequence of sand-piles
forz~2, {w’},~
suchthat M~=T~~1, ~.
then
~-w~+~2. Hence,
sincez~2,
the samedynamic
sequence isproduced
for the threshold z = 2. From this fact one concludes that thelargest
transient sequences appear for the critical threshold z = 2.Through-
out this
paragraph
we will focus our attention in this case.A fixed
point
is aconfiguration
where nolegal
moves may bedone,
such
~-/!,+~1.
It is clear that all n~N can be written as
For instance: 2
In this context we define the fixed
points
as follows:and,
Vo!.56,n°I-1992.
It is easy to see that
s~k’ k~~
ESn
are fixedpoints;
i. e.si+’ i~~ __ 1,
V~
1.For
instance, given k = 4 ~=20142014+0=10
weget
thefollowing
fixedpoints:
The main theorem of this
paragraph
is thefollowing:
THEOREM 1. - Given z = 2 the critical
threshold, and
then any
sequential trajectory, from
the initialsandpile (n, 0, ... )
ESn,
converges, in
exactly
T(n) =(k+1 3)
+kk’-(k’ 2
)
steps,
to thefixed point s(k,k’).
Since the
parallel dynamics
consists in thesynchronous update
of anylegal
move, onegets directly
thefollowing corollary;
COROLLARY 1. - For z = 2 and n E
N,
theparallel update applied
to(n, 0, ... )
ESn
converges to thefixed point
k~) and the transient time is boundedby
T(n). .
In order to prove theorem 1 we need some definitions and lemmas.
Given hE
Sn,
we define the energy of h as follows:LEMMA 1. - Given which accepts a ’
legal move for an
then:
Proof. -
We have ...,w~ -1, w~ + 1 + 1, ~+2- - -)
hencei-i-1
COROLLARY 2. -
Any sequential trajectory
, converges to afixed point.
Proof -
Let us suppose that there ’ exist acycle
ofperiod
T >1;
i. e. asequence " of
sandpiles:
Annales de l’Institut Henri Poincaré - Physique theorique
hence
E (w’)
... which is a contradiction..LEMMA 2. - Given the initial
sandpile
anyseqnential trajectory
converges to theProo, f : -
Fromcorollary
2 we know that anytrajectory
from w, con-verges to a fixed
point.
Let us suppose that there exist two fixedpoints
x, y E
Sn
that are attained from w. That is to say we have twotrajectories
which
depend
on theupdated legal
moves:since
x ~ y,
there exists a commonsandpile
to bothtrajectories; W= ~,
suchthat, ws + 1
andhm + 1
do not have a common immediate succesor:where j, ~ l, j ~ k,
are indices associated withlegal
moves.If
~~’+2
onegets:
and
so, we can
apply
thelegal
moveTk
toIn a similar way, for hm = ws:
and
That is to say, the
sandpile
is a common succesorand
ws+ 1,
which is a contradiction.The other case is
k = j + 1;
i. e.TJ
and arelegal
moves. So:since
Tj,
arelegal
moves: and2~2
hencehm+1j-hm+1j+1=wsj-wsj+1+1~3
andws+1j+1-ws+1j+2=wsj+1+1-wsj+2~3.
SoVol. 56, n° 1-1992.
one can
applied
thelegal
movesT j + l’ T
tows+ 1, hm + respectively:
which is a common successor of
w~ + 1
andhm + ~,
which is a contradic-tion. []
We can also say that
legal
moves commute:LEMMA 3. - Given
n = k(k+ 1)
, there asequential trajectory
2
which
converges to the fixed point s(k, 0) = (k, k-1,
...,4, 3, 2, 1, 0, ... ).
Proo, f : --
The idea consist totransport
eachgrain
of sand from therightmost
activesandpile
of(k, k -1, ...3, 2, 1, 0 ... )
to the first oneuntil
obtaining {n, 0, ... ). First,
one translates theunique grain
of k-thpile
as follows:After
that,
one translates the twograins
ofpile k -1,
and ingeneral,
when one
gets
the situationcorresponding
to translatepiles
~-1, ...,~-~+2:
one translates the s
grains
ofposition
k-s+ 1 as follows:For j~{ 1, ..., s}:
we construct the sequence:Any
transition in the sequencecorresponds
to alegal
move. Infact, given
two consecutive
configurations
/!’«- h:l’Institut Poincaré - Physique theorique
we obtain
==(/+!)-(/-1)=2
henceh’ = Tk .~ t _ ~ (h).
So wehave
generated
asequential trajectory
from(n, 0, ... )
to0)..
In a similar way we have:
LEMMA 4. - Given
n = k (k + 1 ) + k’
,1~k’k,
, thereexists a sequential trajectory
which converges tothe fixed point s(k, k’).
Proof . - By using
the sameprocedure
of theprevious proof
webuid a
sequential trajectory, ~°1
between(n, 0, ... )
and the sandpile w=(~+~,~-1,~-2, ...,4, 3,2, 1,0...),
wherewa=0,
From w to the fixed
point
3 we build thefollowing sequential trajectory, ~2:
After,
wegenerate,
forSo the
trajectory L1~ L2
goes from(n,
o... )
tok’).
[]From
the uniqueness
of the fixedpoint (lemma 2)
and theprevious
lemmas 3 and 4 we conclude:
COROLLARY 3. -
Any sequential trajectory from (n, 0,
... ,o)
ESn
con-verges to the
fixed point k’),
where n = k(k + 1 ) + k’; 0~
k’ k. .
Also we may calculate the
sequentiai
transient time:LEMMA 5. - Given
(n, 0,
... ,0) E sequential
transient time xo get thefixed point
is:Vol. 56, n > 1-1992.
Proof . - Directly
from lemma 1 and lemma4,
since the energy increasesexactly
one unitstep by step,
the transient time isgiven by:
Remarks.
1. The
proof
of Theorem 1 followsdirectly
fromprevious
results.2. In all the cases the relaxation transient time is 0
(n
e. it is afast
dynamics.
3. For any other critical treshold z > 2 the convergence, from the initial
configuration (n, 0, ... )
to a fixedpoint
isfaster,
and the sameanalysis
can be done.
Taking
into account themorphism
between one dimensionalsand-piles
and
height
differences wehave, directly
fromtheorem-1,
thefollowing
result:
THEOREM 2. - The
sequential trajectories of
the automatondefined by rule (2 . 2) :
converges in
exactly
T(n)
steps to thefixed point ( 1, 1,
... ,1 ) f or
second
case, the
component zeroappears in position
k - k’ + 1.Proof . -
Direct from theore 1 and themorphism:
cp (w 1,
w2,..., ~ ...)=(~i"~2.
~2-~3. - - ’~~’~+1. ’ ’ -) *
In
Figure
4 wegive,
forn =18,
anexample
of asequential
and theparallel dynamics
of a sandpile
and theheight
differences.3. HIGH DIMENSIONAL CASES
Here we shall
study
theasymptotic
behavior of theparallel
iteration of the automatongiven by
rule( 1 . 2);
i. e.:where V is the set of sites and Recall that
|Vi| is
thedegree
"of site i.
Annales de l’Institut Henri Poincare - Physique " theorique "
SAND PILE AUTOMATA
(i ) sand height (ii ) sand height
pile diffe - pile diffe -
rences rences
18 180 18 18
171 161 171 161
162 142 162 142
153 123 1521 1311
144 104 1431 1121
135 85 1332 1012
126 66 12411 8301
117 47 11421 7211
108 28 10431 6121
99 09 9522 4302
981 171 85311 32201
972 252 75321 22111
882 062 65421 11211
873 143 65331 12021
864 224 64422 20202
855 305 553311 020201
8541 3131 544221 102011
8532 3212 543321 110111
8442 4022
8433 4103
w= 84321 1 41111 1 75321 22111 1 74421 1 30211 1 74331 31021 1
74322 31102
743211 1 311101
653211 121101
644211 1 202101 643311 1 210201 1 643221 1 211011 1 553221 1 021011 1
544221 102011
fixed point 5 4 3 3 2 1 1 1 0 1 1 1
FIG. 4. - Sand pile dynamics for
n=18=5.6 2
+ 3, k = 5, k’ = 3. (i) A sequential update with n =18and T (n) = 32. (ii) The parallel update.
Let
Clearly
if there exists afiring
site i[i. e.
jEVi
with hence this site receives at
most di chips
ad loses zi, that it tosay
S (t+ 1) S (t).
From this remark it is easy to see that thesteady
stateonly
admits fixedpoints.
Hence the critical case, whichpermits periodic behavior,
isgiven by
the situation for any In this caseS (t) = c,
V
~0,
i. e. the network does not lostchips.
Clearly, given
an initial conditionx (0) E ~J,
thedynamics
occurs in thefinite set We shall say that a finite connect
graph
t
Vol. 56, n° 1-1992.
without
loops
G =(V, E)
is a tree iff it does not contain circuits. In thiscontext our main result is the
following:
THEOREM 3 . - 1. Given the automaton with rule
(1 .2)
on a tree.Then,
in the
steady
state, the limitcycles
haveperiod
1 or 2.2.
I. f ’
G is not a tree,cycles
whichperiod depends of
n= 1 V I
may appear.Proof. -
To prove 2 it suffices to take aone-dimensional
torus G =(V, E),
where V= ~ 0, 1,
... ,n -1 ~
and the set of linksIn this context, the
configuration (0, 2, 1,
...,l)e{0, 1, 2}" belongs
toa
cycle
ofperiod
n. Two-dimensionalexamples
may be seen in[4]..
To prove
( 1 )
we need some definitions and lemmas.Let
(~(0),
... ,~-1))
a limitcycle
withperiod
T. We define localcycles
as follows:and the local traces:
where xi (t)
= 1(xi (t)
-di).
Traces are
coding steps
withfiring
sites. In this way, for any i E V wedefine:
pi
Clearly
supp(xi)
=U Ci
whereCi
are maximal sets of[0, T - 1] codding
k=1
blocks of l’s in the i-th trace, i. e.:
such that and
For the
particular
case ac~-=1
or0 (i.
e. the localcycle
isalways
or neverfired)
onegets C~==[0, T -1 ]
andV~e[0, T -1 ], respectively.
The same definition can be done for maximal set
coding
blocks of 0’s.If
(supp
is thecomplementary
set of the i-thsupport,
wedefine,
forany i~V:
where
D~
are maximal setscoding
blocks of O’s.From that we define the maximum number of consecutive
Fs, M,
and0’s, N,
in thenetwork,
as followsAnnales de l’Institut Henri Poincaré - Physique " theorique " t
SAND
and
For
instance, given V={ 1, 2, 3, 4}
and the local traces(0001 111 10),
~=(001111110), ~=(010101000), ~=(111111000),
onegets M=6,
N=4.
Clearly,
1~M,
In the extreme cases;z.~.,
M or Nequal
1 orT,
the
steady
state is a fixedpoint. So,
theinteresting
case toanalyze
is2~M,
LEMMA 6. - For any finite
connected graph G = (V, E), a limit cycle of
rule
(1.2)
1.
7~
=Õ
~r1,
T =1; ~
e. ~~M
2. Let
[s
-k, s]
supp(xi) be a maximal set,
then there exists a site j~Vi;such that [s-k-1, s-1]supp(xj).
3. Let
[s-k, s]supp(xi))c,
then there existsj~Vi
such that1. We prove the case
~=0,
the other one isanalogous.
Clearly
it suffices to prove that forany j~Vk (i.
e. theneighbors
of sitek) Õ.
From the definition of local rule(1.2),
we have:hence ’ so for any
T -
1],
i. e. the site 1~ is a local fixed 0point.
let us suppose that thereexists j~Vk
and 0 such thatxj(t*)=1.
So:which is a contradiction
because xk
is a fixedpoint.
2.
By
inductiveapplication
of rule(1.2)
onegets:
since
[~2014~, sJ
is maximal~(~2014~20141)=0,
soVol. 56s I~~ . 1-1992.
Let us suppose that the
property
does nothold,
i. e.with Hence:
so then which is a contradiction
because s E supp
3. This
property
isproved
in a similar way to theprevious
one. NRemark. - The
previous
lemma holds forarbitrary graphs.
LEMMA 7. - Let
G=(V, E) be a
tree then:i. e. when the limit
cycle is
nota fixed point (cases M, T),
themaximal blocks
of
1 ’s and 0’s are6~
size 1.We prove for
M, (for
N theproof
issimilar).
Let us supposeM~2.
leti0~V
be a site where a maximum set of 1’s occurs, i. e.:t + M - 1 ],
whereC°
is a maximal set. Fromprevious
lemma 6.2 there exists such that
t+ M - 2].
Furthermore,
since M codes the maximumlength
of a set of1 ’s, C1
is maximal.Also,
from lemma 6.2 there exists such thatt + M - 3]
a maximal set andbecause,
sinceimplies
which is a contradiction.By
recursiveapplication
of Lemma 6.2 and since G is a finite tree, one determines a finite sequence of differentsites {i0, il, ... ,
suchthat is
is a
1,V~= { is-1 ~ )
and:Now,
Lemma 6.2applied
to the maximal set CSimplies
that a maximalset
[~ 2014 ~ 2014 1, ~ + M 2014 (~ + 2)]
must be contained in hence1 (t - s)
=1 which is acontradiction, because is-1~ Cs-1. []
Remark. - Let us suppose that there exists a
cycle (~(0),
...,x (T -1 ))
with
period
T > 1. We have to prove that T = 2. From lemma 6 weget M = N =1,
i. e. theperiod
of the traces is 1 or2;
that is to say,Vz’eV,
Proof of Theorem
3 . -Directly
from lemma6,
if(~(0),
...,x (T -1 ))
is not a fixed
point,
henceM = N =1,
i. e. theperiod
of the traces is 1 or2;
that is to say,~(~+2)=~(~).
Annales de l’Institut Henri Poincaré - Physique theorique
Now, let i~V, t~[0, T-1]
such thatxi(t)=1,
withexactly m firing neighbors, x~ (t) =
1. From the twoperiodic property
of traces onegets:
Similarly
ifxi (t) = 0
we obtain~(~+2)=~(~),
then~(~+2)=~(~. N
Examples
oftwo-periodic
behavior aregiven
inFigure
5.4. CONCLUSIONS
We have studied some
aspects
of thedynamical
behavior of local rulesmodeling temporal
evolution ofspatially
extendedphysics systems.
In the one-dimensional case we studied both the transient and thesteady
statebehavior and exact transient times were calculated.
Furthermore,
our theoretical framework can beeasily adapted
tostudy
finitesandpiles
withboundary
conditions introduced in[2], [3]; i.
e. the evolution in the lattice{1,
...,m ~
with nearest interactions and theparticular update rule,
forthe
rightmost site,
m,accordingly
toequations (3.2)
or(3 . 3).
Equation (3.2) represents
a non-conservative model. Eachupdate
of sitem diminishes the number of
grain
in thesystem.
On the otherhand, (3 . 3)
is conservative. In this last
situation,
as aparticular
case of a finitetree,
theparallel update
converges to fixedpoints
or twocycles.
For the two-dimensional model we have
proved
that thedynamical
behavior of the
parallel update
in trees isindependent
of the lattice size:periods
one or two. In moregeneral cases, i.
e.graph
withcircuits,
thereexist
counter-examples
whereperiods depend
on the size n= I V I
of thelattice. In any case,
computer experiments
and theproperty
2 of lemma 6seem to indicate that for any finite lattice the
period
is boundedby n ([4], [6]).
Vol. 56, n° 1-1992.
It is
important
to remark that for theparticular
tree G =(V, E),
V= {1,
... ,h ~ E= {(~, ~’)/() i - j ~ = ~ ~ (i.
e. a finite one-dimensional lattice with nearestinteractions),
theparallel dynamics
of the traces is drivenby
the
Lyapunov
functional:that is to say,
A,E=E(~))-E(~- 1))~0.
Theproof
is direct from the definition of the local rule and the fact thatgraph
G is undirected withdegrees __ 2 [4].
We
point
out thatexpression (3.1)
has also been determined for theparallel update
ofIsing
models andsymmetric
Neural Networks[5].
Inthis context, the
parallel dynamics
of finite one dimensional sandpiles
isnot to far of
Ising
models.Nevertheless,
thisanalogy
is nolonger
true formore
general
trees becauseexpression (3 .1 )
is not aLyapunov operator.
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( Manuscript received August 28,. 1990;
revised version received November 22, 1990.)
Annnles de l’Institut Henri Poincaré - Physique theorique