Article
Reference
Cosmological constant and general isocurvature initial conditions
TROTTA, Roberto, RIAZUELO, Alain, DURRER, Ruth
Abstract
We investigate in detail the question whether a non-vanishing cosmological constant is required by present-day cosmic microwave background and large scale structure data when general isocurvature initial conditions are allowed for. We also discuss differences between the usual Bayesian and the frequentist approaches in data analysis. We show that the COBE-normalized matter power spectrum is dominated by the adiabatic mode and therefore breaks the degeneracy between initial conditions which is present in the cosmic microwave background anisotropies. We find that in a flat universe the Bayesian analysis requires
\Omega \Lambda \neq 0 to more than 3 \sigma, while in the frequentist approach \Omega
\Lambda = 0 is still within 3 \sigma for a value of h < 0.48. Both conclusions hold regardless of initial conditions.
TROTTA, Roberto, RIAZUELO, Alain, DURRER, Ruth. Cosmological constant and general isocurvature initial conditions. Physical Review. D , 2003, vol. 67, no. 063520
DOI : 10.1103/PhysRevD.67.063520 arxiv : astro-ph/0211600
Available at:
http://archive-ouverte.unige.ch/unige:958
Disclaimer: layout of this document may differ from the published version.
1 / 1
arXiv:astro-ph/0211600 v2 19 Dec 2002
R. Trotta, 1 ,
A. Riazuelo, 2,y
and R. Durrer 1,z
1
Departement de Physique Theorique, Universite de Geneve,
24 quaiErnest Ansermet, CH{1211 Geneve 4, Switzerland
2
Servie de Physique Theorique, CEA/DSM/SPhT,
Unite dereherheassoieeauCNRS, CEA/SalayF{91191 Gif-sur-Yvetteedex, Frane
(Dated: 27Novemb er2002)
Weinvestigateindetailthequestionwhetheranon-vanishi ngosmologialonstantisrequiredby
present-dayosmimirowavebakgroundandlargesalestruturedatawhengeneraliso urvature
initial onditions areallowed for. Wealso disussdierenes b etweenthe usual Bayesianand the
frequentistapproahesindataanalysis. WeshowthattheCOBE-normalizedmatterp owersp etrum
isdominatedbytheadiabatimo deandthereforebreaksthedegenerayb etweeninitialonditions
whihispresent intheosmimirowavebakground anisotropies. Wendthatin aatuniverse
theBayesiananalysis requires6=0tomorethan3 ,whileinthefrequentistapproah=0is
stillwithin3foravalueofh0:48. Bothonlusions holdregardlessofinitial onditions.
PACSnumb ers:PACS:98.70V,98.80Hw,98.80Cq
I. INTRODUCTION
Eversine theb eginningof mo dernosmology,one of
themostenigmatiingredientshasb eentheosmologial
onstant. Einstein intro duedit tondstatiosmolog-
ialsolutions(whih are, however,unstable) [1℄. Later,
whentheexpansionoftheUniversehadb eenestablished,
healledithis\greatest blunder".
Inrelativistiquantumeldtheory,forsymmetryrea-
sonsthevauumenergymomentumtensorisoftheform
g
for some onstant energy density . The quantity
=8 Ganb einterpretedasaosmologialonstant.
Typialvalues ofexp etedfrompartilephysisome,
e.g., from the sup er-symmetry breaking sale whih is
exp eted to b e of the order of
>
1TeV
4
leading to
>
1:710 26
GeV 2
, and orresp onding to
>
10
58
.
Here we have intro dued the density parameter
=
rit
==(8 G
rit
),where
rit
=8:1 10 47
h 2
GeV 4
is the ritial density and the fudge fator h is dened
by H
0
= 100hkms 1
Mp 1
, it lies in the interval
0:5
<
h
<
0:8. H
0
istheHubbleparameterto day.
Suharesult islearlyinontraditionwithkinemat-
ialobservations oftheexpansionoftheuniverse,whih
tellus that thevalueof
tot
, thedensity parameterfor
thetotalmatter-energyontentoftheuniverse,isofthe
orderofunity,O (
tot
)1. Foralongtime,thisappar-
entontraditionhasb eenaeptedbymostosmologists
andpartilephysiists,withthehindthoughtthatthere
mustb esomedeep, notyet understo o dreasonthat va-
uumenergy |whihisnotfeltbygauge-interations|
do es notaet the gravitational eld either, and hene
we measureeetively=0.
This slightly unsatisfatory situation b eame really
Eletroniaddress:rob erto.trottaphysis.unige.h
y
Eletroniaddress:riazuelospht.salay.ea.fr
z
disturbing aouple of years ago, as two groups, whih
hadmeasuredluminositydistanestotyp eIasup ernovae,
indep endentlyannouned thattheexpansion oftheuni-
verse is aelerated in the way exp eted in a universe
dominated by a osmologial onstant [2, 3℄. The ob-
tainedvalues areoftheorder O (
m
)O (
)1and
annotb eexplainedbyanysensiblehighenergyphysis
mo del. Trakingsalar elds or quintessene [4, 5℄ and
other similar ideas [6℄ have b een intro dued in order
to mitigatethe smallness problem| i.e., thefat that
10 46
GeV 4
. However, none of those is ompletely
suessful andreally onviningatthemoment.
After the sup ernovae Ia results, osmologists have
found many other data-sets whih also require a non-
vanishing osmologial onstant. The most prominent
fat is that anisotropies in the osmimirowave bak-
ground(CMB)indiateaatuniverse,
tot
=
m +
=
1,while measurementsof lustering ofmatter, e.g.,the
galaxyp owersp etrum,require h
m
'0:2. Butalso
CMBdataalone,withsomereasonablelowerlimitonthe
Hubbleparameter, like h > 0:6,have b een rep orted to
require
>0athighsigniane(see,e.g.,Refs.[7,8℄
andothers).
This osmologial onstant problem is probably the
greatestenigmainpresentosmology.Thesup ernovare-
sultsaretherefore under detailed srutiny. Forexample
Ref.[9℄ isnot onvined that the data an only b e un-
dersto o dbyanon-vanishingosmologialonstant. Cos-
mologialobservations areusually very sensitive to sys-
tematierrors whih are oftenvery diÆultto disover.
Therefore, in osmology anobservational result is usu-
allyaepted bythesientiommunityonlyifseveral
indep endent data-setsleadto thesameonlusion. But
this seems exatly to b e the ase for the osmologial
onstant.
This situation prompted us to investigate in detail
whether present struture formation data do es require
aosmologialonstant. Onemayaskwhetherenlarging
gate theosmologialonstant problem. There aresev-
eral ways to enlarge the mo del spae, e.g.one may al-
lowforfeaturesintheprimordialp owersp etrum,likea
kink[10℄. Inthepresent pap erwestudy the osmologi-
alonstantprobleminrelationtotheinitialonditions
fortheosmologialp erturbations. Inarststepwe re-
disuss the usual results obtainedassuming purely adi-
abatimo delsand we investigate to whih extent CMB
alone or CMB and large sale struture (LSS) require
6= 0 in a at universe. We shall rst present the
usual Bayesian analysis,but we also disuss the results
whih are obtained in a frequentist approah. We nd
that even if
= 0is exluded at high signiane in
aBayesian approah this isnolonger thease fromthe
frequentistp ointofview. Inotherwords theprobability
thatamo delwithvanishing
leadstothepresent-day
observed CMB and LSS data is not exeedingly small.
We then study how theresults aremo diedifwe allow
forgeneraliso urvatureontributionstotheinitialondi-
tions[11,12, 13℄. Inthisrststudyofthematterp ower
sp etrum from general iso urvature mo des we disover
thataCOBE-normalizedmatterp owersp etrum repro-
dues the observed amplitude only if it is highlydomi-
nated bytheadiabati omp onent. Hene theiso urva-
turemo desannotontributesigniantlytothematter
p ower sp etrum anddo notleadto adegeneray inthe
initial onditions for the matter p ower sp etrum when
ombinedwithCMBdata. Thisisthemainresultofour
pap er.
Thepap erisorganized asfollows: Inthenext setion
wedisussthesetupforouranalysis,thespaeofosmi
parametersandofinitialonditions,andwereallthedif-
ferene b etween Bayesian and frequentist approah. In
Se.3we presenttheresultsforadiabatiand formixed
(adiabatiandiso urvature)p erturbations. Se.4isded-
iatedtotheonlusions.
I I. ANALYSISSETUP
A. Cosmologialparameters
As it has b een disussed inthe literature, the reent
data-sets, BOOMERanG[7℄,MAXIMA [14℄,DASI[15℄,
VSA [16℄, CBI[17℄ and Arheops [18℄ are invery go o d
agreement up to the third p eak in the angular p ower
sp etrum of CMB anisotropies, ` 1000. Inour anal-
ysis we therefore use the COBE data [19℄ (7 p ointsex-
luding the quadrup ole) for the ` region 3 ` 20
andtheBOOMERanGdatatooverthehigher`partof
the sp etrum (19 p oints inthe range 100` 1000).
SineArheops hasthesmallesterror barsintheregion
of the rst aousti p eak, we also inlude this data-set
(16p ointsinthe range15`350). Inludingany of
theother mentioneddata do es notinuene ourresults
signiantly. TheBOOMERanG andArheops absolute
alibration errors (10% and 7% at 1 , resp etively) as
areinludedasadditionalGaussianparameters,andare
maximizedover. We makeuse of theArheops window
funtions found in Ref.[38℄, while for BOOMERanG a
top-hatwindowisassumed.
For the matter p ower sp etrum, we use the galaxy-
galaxyp ower sp etrum fromthe 2dFdata whih is ob-
tainedfromtheredshiftofab out10 5
galaxies[20℄.Wein-
ludeonlythe22deorrelatedp ointsinthelinearregime,
i.e.,intherange0:017k0:314 [hMp 1
℄,andthe
windowfuntionsofRef.[20℄whih anb efoundonthe
homepageofM.Tegmark[39℄.
Ourgridofmo delsisrestritedtoatuniversesandwe
assumepurelysalarp erturbations. Sinethegoalofthis
pap eris more to make aoneptual p oint than to on-
siderthemostgeneri mo del, we x thebaryon density
totheBBN preferred value
b h
2
!
b
=0:020[21℄. We
investigatethefollowing3dimensionalgridinthespae
of osmologial parameters: 0:80 n
S
(0:05) 1:20,
0:35h(0:025)1:00,0:00
(0:05)0:95,where
n
S
isthesalarsp etralindexandthenumb ersinparen-
thesisgivethestepsizeweuse. Thetotalmatterontent
m
+
b is
m
= 1
, and
indiates the
olddarkmatterontribution. Forallmo delstheoptial
depthof reionizationis =0and we have 3familiesof
massless neutrinos. For eah p ointinthe grid we om-
pute the ten CMB and matter p ower sp etra, one for
eah indep endent set of initialonditions (see Se. I IB
b elow).
B. Allowingforiso urvature mo des
We enlarge the spae of mo delsby inludingall p os-
sible iso urvature mo des. As it has b een argued in
Ref.[11℄,generi initialonditionsforauid onsisting
of photons, neutrinos, baryons and dark matter allow
for ve relevant mo des, i.e.,mo des whih remain regu-
larwhen goingbakwards intime. These are theusual
adiabatimo de(AD),theolddarkmatteriso urvature
mo de(CI),thebaryoniso urvaturemo de(BI),theneu-
trinoiso urvature density (NID)and neutrinoiso urva-
turevelo ity(NIV)mo des.TheCMBandmatterp ower
sp etrafromtheolddarkmatterandthebaryoniso ur-
vature mo des are idential (see the argument given in
Ref.[22℄) and therefore from now on we willjust on-
sideroneofthose,namelytheCImo de.Weassumethat
all these four mo des are present with arbitrary initial
amplitude and arbitrary orrelation or anti-orrelation.
The only requirement is that their sup erp osition must
b ea p ositive quantity,sine the C
`
's and matter p ower
sp etrum are quadrati and thus p ositive observables.
For simpliitywe restrit ourselves tothease whereall
mo des have the same sp etral index. Initial onditions
arethen desrib ed by thesp etral indexn
S
and ap osi-
tivesemi-denite 44matrix,whihamountstoeleven
parametersinstead oftwointhease ofpureADinitial
onditions. More details an b e found inRef.[13℄. For
metho ddesrib ed inRef.[13℄,with thefollowingmo di-
ation. We ndit onvenient toexpress thematrix A
desribingtheinitialonditionsas
A=UDU T
; (1)
where A2P
n
, U 2SO
n
, D =diag(d
1
;d
2
;:::;d
n )and
d
i
0, i2 f1;2;:::;ng. Here P
n
denotes the spae of
nnreal,p ositivesemi-denite,symmetrimatriesand
SO
n
isthespaeofnnreal,orthogonalmatrieswith
det =1. As explained ab ove, here we take n = 4. We
an write U as an exp onentiated linear ombination of
generatorsH
i ofSO
n :
U=exp 0
(n
2
n)=2
X
i=1
i H
i 1
A
; (2)
with
H
1
= 0
B
B
B
0 1 0 :::
1 0 0 :::
0 0 0 :::
.
.
. .
.
. .
.
. .
.
. 1
C
C
C
A
; (3)
and so on, with =2 <
i
< =2, i2 f1;2;:::;(n 2
n)=2g. In analogyto the Euler angles in three dimen-
sions,we anre-parameterize U intheform
U= (n
2
n)=2
Y
i=1
exp(
i H
i
); (4)
with some other o eÆients =2 <
i
< =2, i 2
f1;2;:::;(n 2
n)=2g,whosefuntionalrelationwiththe
i
's do es not matter. The diagonal matrix D an b e
writtenas
D=diag(tan(
1
);:::;tan(
n
)); (5)
with 0
i
< =2, for i 2 f1;2;:::;ng. In this
way, the spae of initial onditions for n mo des is ef-
iently parameterized by the (n 2
+n)=2 angles
i
;
j .
In our ase, n = 4 and the initial onditions are de-
srib edbythetendimensionalhyp erub einthevariables
(
1
;:::;
4
;
1
;:::;
6
). This isof partiularimp ortane
forthenumerialsearhintheparameterspae. Onean
thengobaktotheexpliitformofAusingEqs.(4),(5)
and(1).
For a given initial ondition determined by a p os-
itive semi-denite matrix A and a sp etral index n
S
we quantify the iso urvature ontribution to the CMB
anisotropiesbytheparameter denedas
X
X=CI;NIV ;NID
(`(`+1))C (X;X)
`
`
X
Y=AD ;CI;NIV ;NID
`(`+1)C (Y ;Y)
`
`
; (6)
wheretheaverage<;>istakeninthe`rangeofinterest,
inour ase 3 ` 1000,and where C (X;X)
`
stands for
theauto-orrelator oftheCMBanisotropies withinitial
onditionsX.
C. Bayesianor frequentist?
For the sake of larity, we briey reall two p ossible
p ointsofviewwhihoneantakewhendoingdataanaly-
sis,theBayesianandthefrequentistapproah,andhigh-
lighttheirdierene. Moredetails an b efound,e.g.,in
Refs.[23,24,25℄. Anotherp ossibilityisbasedonMarkov
ChainMonte Carlotehniques,whihwe donotdisuss
here;seeinstead [26℄andreferenes therein.
Whenttingexp erimentaldata,weminimizea 2
over
the parameters whih we are not interested in. This
pro edureisequivalenttomarginalizationiftherandom
variablesareGaussian distributed. TheMaximumLike-
liho o d(ML) priniple states that the b est estimate for
theunknownparameters isthe onewhihmaximizes
thelikeliho o dfuntion:
L=L
0
exp(
2
=2): (7)
Wethen draw1 ,2 and3 likelihoodontoursaround
theMLp oint,i.e.,theoneforwhihthe 2
isminimalin
ourgridofmo dels.Thelikeliho o dontoursaredenedto
b e 2
2
ML
=2:30,6:18,11:83awayfromtheML
valueforthejointlikeliho o dintwoparameters,=1,
4,9forthelikeliho o dinonlyoneparameter. Thisisthe
Bayesianapproah: inasomewhatfuzzyway,likeliho o d
intervalsmeasureourdegree ofb eliefthatthepartiular
setofobservationsusedintheanalysisisgeneratedbya
parametersetb elongingtothesp eiedinterval. Inthis
ase, one impliitlyaepts the ML p ointin parameter
spae as the true value, while p oints whih are further
awayfromitareless andless \likely"to havegenerated
the measurements. This is the ontent of Bayes' The-
orem,whih allowsus to interpret thejointonditional
probabilityL(xj)ofmeasuringxfor axed setofpa-
rameters as the inverse probability P(jx) for the
valueofgiventhemeasurementsx.
On the other hand, in the frequentist approah one
asksadierent question: Whatis theprobabilityofob-
taining the exp erimental data at hand, if the Universe
hassomegivenosmologial parameters,e.g., avanish-
ingosmologialonstant? Clearly,ifwewanttoanswer
thequestion whether aertainset ofexp erimentaldata
foresanon-vanishing osmologialonstant, this isa-
tuallytheorretquestiontoask. Totheextenttowhih
theC
`
'sanb e approximatedasGaussianvariables,the
quantity 2
isdistributedaordingtoahi-squareprob-
ability distribution with F = N M degrees of free-
dom(dof),whihwedenotebyP (F)
( 2
),whereN isthe
numb erofindependent(unorrelated)exp erimentaldata
p ointsandM is thenumb erof ttedparameters. From
thedistributionP (F)
oneanreadilyestimateondene
intervals. For agivenparameter set
~
with hi-square
~ 2
the probability that the observed hi-square will b e
largerthantheatualvaluebyhaneutuations is
Z
1
2 P
(F)
(x)dx1 : (8)
In other words, if the measurements ould b e rep eated
manytimes indierentrealizations of ouruniverse, the
estimated ondene interval would asymptotially in-
ludethetruevalueoftheparameters100%ofthetime.
It is ustomary inosmologialparameter estimation
topresentlikeliho o dplotsdrawnusingtheBayesianap-
proah. It ismisleadingthat suhBayesian ontoursare
usuallyalled\ondeneontours",whihprop erlydes-
ignate frequentist ontours. Likeliho o d (Bayesian) on-
tours areusually muh tighter thantheondene on-
tours drawn from the frequentist p oint of view. This
is a onsequene of the ML p ointhaving often a 2
=F
muh smaller than 1, b eause the data-sets are highly
onsistent with eah other andalso b eauseusually not
allp ointsareompletelyindep endent. Ifweonsiderthe
usualsituationinwhihlikeliho o dontoursaredrawnin
atwodimensionalplanewithallotherparametersmaxi-
mized,thefrequentistapproahismoreonservativethan
theBayesianone. Thisisb eauseingeneral,forreason-
ablygo o dMLvalues ~ 2
ML
<
O (F)andF >2,
Z
1
~ 2
F P
(F)
(x)dx= Z
1
~ 2
2 P
(2)
(x)dx (9)
onlyfor ~ 2
F
>~ 2
2
. When lo okingatlikeliho o dontours
one should thus keep in mind that a p oint more than
say3 awayfromtheML p ointisnotneessarily ruled
out by data, as we shall show b elow. In order to es-
tablishthis, one hastolo okatondene ontours, i.e.,
askthefrequentist'squestion. Inthefollowing,theterm
\likeliho o dontours"willrefer toontoursdrawninthe
Bayesianapproah,whiletheterm\ondeneontours"
willb ereservedforontoursomingformthefrequentist
p ointofview.
I I I. RESULTS
A. Adiabatip erturbations
Werst t CMB data only(N =42) bymaximizing
M =7parameters,i.e.,theBOOMERanGandArheops
alibrationerrors,BOOMERanGb eamsizeerror,n
S ,h,
andtheoverallamplitudeoftheadiabatisp etrum,
andwend(Bayesianlikeliho o dintervalson
alone):
=0:80 +0:10
0:35
at2 and
+0:12
0:80
at3 : (10)
Theasymmetryintheintervalsarisesb eausethevalue
of
for our ML mo del is relatively large. One ould
ahieve a b etter preision in determining the ML value
of
byusinganergridandvarying!
b
aswell,whih
hasextensivelyb eendoneintheliteratureandisnotthe
sop e ofthiswork. Moreover,thep osition oftheaous-
tip eaksinCMBanisotropies ismainlysensitiveto the
ageoftheuniverseatreombination,whihdep endsonly
on
m h
2
, and to the angular diameter distane, whih
dep ends on
m ,
and the urvature of the universe.
isweakly dep endenton therelative amountsof
m and
as so on as
is not to o large (see e.g. Ref. [27℄).
Hene, one an ahieve asuÆiently low valueof
m h
2
eitherviaalargeosmologialonstantorviaaverylow
Hubbleparameter,h
<
0:45.
We now inlude the matter p ower sp etrum P
m , as-
suming P
m
= b 2
P
g
, where P
g
is the observed galaxy
p ower sp etrum and b some unknown bias fator (as-
sumed to b e sale indep endent), over whih we maxi-
mize. Inlusion of this data in the analysis breaks the
, h degeneray, sine P
m
is mainly sensitive to the
shap eparameter
m
h. We therefore obtainsigni-
antlytighteroveralllikeliho o dintervalsfor
:
=0:70 +0:13
0:17
at2 and
+0:15
0:27
at3 : (11)
We plot joint likeliho o d ontours for
, h with AD
initial onditions in Fig. 1. From the Bayesian analy-
0.00 0.20 0.40 0.60 0.80
Ω Λ 0.40
0.50 0.60 0.70 0.80 0.90 1.00
Hubble parameter h
AD only
FIG.1: Jointlikeliho odontours(Bayesian),withCMBonly
(solid lines, showing 1 , 2 , 3 ontours) and CMB+LSS
(lled)forpurely adiabati initial onditions.
sis,one onludesthatCMBandLSStogetherrequirea
non-zeroosmologialonstantatveryhighsigniane,
morethan7 forthe p ointsinourgrid! Note that the
MLp ointhasaredued hi-square ^ 2
F=56
=0:59,signif-
iantlylessthan1.
The frequentist analysis, however, exludes a muh
smallerregionofparameterspae(Fig.2). Thefrequen-
tistontours mustb e drawn for theeetive numb erof
dof,i.e.,usingthenumb erofeetivelyindep endentdata
p oints. Weanthereforeroughlytakeintoaounta10%
orrelation, whih is the maximumorrelation b etween
datap ointsgivenin[7, 18℄,byreplaingF bytheee-
tive numb er of dof, F
e
= 0:9N M, and rounding to
thenext larger integer (to b e onservative). One ould
arguethat theBOOMERanGand Arheopsdatap oints
arenotompletelyindep endent,sineBOOMERanGob-
Arheops. This p ossible orrelationis diÆult to quan-
tify,butshould notb eto o imp ortantsine theskyp or-
tion observed by Arheops is afator of 10 larger than
BOOMERanG's andtherefore we ignoreit here. Fig.2
isdrawnwithF
e
=31forCMBaloneandF
e
=50for
CMB+LSS,butwe haveheked thatourresultsdonot
hangemuhifwe usea5%orrelation. Itisinteresting
tonotethatthereareregionsinFig.2whihareexluded
withaertainondenebyCMBdataalonebutareno
longerexludedatthesameondenewhenweinlude
LSSdata. Inotherwords,itwouldseemthattakinginto
aountmoredataand therefore moreknowledgeab out
theuniverse,do es notsystematiallyexludemoremo d-
els,i.e.,theCMB+LSSontoursarenotalwaysontained
intheCMBaloneontours. Thisapparentontradition
vanisheswhenone realizesthattheondenelimitson,
e.g.,
alone in the frequentist approah are just the
projetionoftheondeneontoursofFig.2onthe
axis. OneanreadilyverifyinFig.2thattheondene
limitsfortheombineddata-setarealwayssmallerthan
the ones for CMB data alone. There are p oints with
=0 and h'0:40whih are still ompatiblewithin
2 with b othLSSand CMB data, attheprie of push-
ingsomewhattheotherparameters. Intheb esttwith
=0shown inFig.3,one hastolivewitharedsp e-
tralindexn
S
=0:80. Furthermore,thealibrationofthe
BOOMERanG and Arheops data p oints is redued in
this t by34%and 26%, resp etively, i.e.,morethan 3
timesthequoted1systematierror.
0.00 0.20 0.40 0.60 0.80
Ω Λ 0.40
0.50 0.60 0.70 0.80 0.90 1.00
Hubble parameter h
AD only
FIG. 2: Condene ontours (frequentist) with CMB only
(solid lines, 1 , 2 , 3 ontours and F
e
= 31) and
CMB+LSS(lled,F
e
=50)forpurely adiabatiinitial on-
ditions.
Inb othases, itislearthatoneanexploitthe
,h
degeneray to t CMB data alonewith amo delhaving
= 0. For a at universe like the one we are on-
sidering, one hasthen to go to amuh smallervalue of
FIG.3: Best t with= 0 and purely AD initial ondi-
tions, ompatible with CMB and LSS data within 2 on-
dene level. Inthe lower panel, only the 2dF data p oints
leftofthevertial,dottedline|i.e.,in thelinear region|
haveb eeninludedintheanalysis. Notethelowrstaousti
p eakdue to thejoint eetof thered sp etralindex andof
the absene of early ISW eet. Inthis t, the alibration
ofBOOMERanG (red errorbars) and Arheops (blue error-
bars)hasb eenreduedby34%and26%,resp etively. Thisis
morethan 3times thequoted1 alibration errorsforb oth
exp eriments. To appreiate the dierene, we plot the non
realibrated value of the BOOMERanG and Arheops data
p ointsaslight blueandmagentarosses,resp etively. Inthe
upp er panel, green errorbars are the COBE measurements.
Even though the t is \by eye" very go o d, it seems highly
unlikelythatthealibration errorissolarge.
measurements,mostnotablytheHST KeyProjet [28℄,
whih gives h=0:720:08. The LSS data are mainly
sensitive to the shap e parameter 0:2. Hene LSS
with
m
= 1:0 would require an even lower value of h
whih isnotompatiblewith CMB.Therefore inlusion
of LSS data tends to exlude any atmo del without a
osmologialonstant. Summingup,forpurelyadiabati
supp ort to
6=0;inthemoreonservative frequentist
p oint of view, while
6= 0 annot b e exluded with
veryhighondene,presentLSSandCMBdatastartto
b e inompatiblewithaatuniverse withvanishing os-
mologialonstant. Theseonlusions areinqualitative
agreementwithpreviousworks[29,30,31,32,33,34,35℄.
Inthenextsetionweinvestigatethestabilityofthose
well known results with resp et to inlusion of non-
adiabatiinitialonditions.
B. Iso urvature mo des
We now enlarge thespae of mo delsby inluding all
p ossible iso urvature mo des with arbitrary orrelations
amongthemselves andthe adiabatimo deas desrib ed
intheprevioussetion. WerstonsiderCMBdataonly
andmaximizeoverinitialonditions. Thenumb erofpa-
rameters inreases by nine and the numb er of dof de-
reases orresp ondingly with resp et to the purely AD
ase onsideredab ove. Likeliho o d(Bayesian,seeFig.4)
andondene(frequentist,seeFig.7)ontourswidenup
somewhatalongthedegenerayline. Theenlargementis
lessdramatithanforotherparameterhoies,see,e.g.,
Ref. [13℄ where the degeneray in !
b
;h was analyzed.
Thisispartiallyduetoourpriorofatnesswhihredues
thespaeofmo delstotheoneswhiharealmostdegener-
ateintheangulardiameterdistane. Mostofourmo dels
havetherstaoustip eakoftheadiabatimo dealready
intheregionpreferredbyexp eriments. Heneinmostof
thetsiso urvaturemo desplayamo destrole,esp eially
intheparameterregionswithlarge
,h(fFig.9and
thedisussionb elow). Nevertheless, b eauseofthe
,h
degeneray,evenamo destwideningoftheontoursalong
thedegeneraylineresults inanimp ortantworseningof
thelikeliho o dlimits.TheMLp ointdo esnotdepartvery
muhfromthepurelyadiabatiase,butnowwe annot
onstrain
atmorethan1 (Bayesian,CMBonly):
=0:85 +0:05
0:35
at1 , (12)
andnolimitsfor0:0
0:95athigherondene.
InFig.5weplotthedarkmatterp owersp etraofthe
dierentauto-(upp erpanel)andross-orrelators(lower
panel)foraonordanemo del. Thenormofeahpure
mo de(AD, CI,NID, NIV) ishosen suh that the or-
resp onding CMB p ower sp etrum is COBE-normalized.
Theross-orrelatorsarenormalizedaordingtototally
orrelated sp etra,i.e.
A
(X;Y)
= p
A
X A
Y
=2; (13)
where A
(X;Y)
denotes the norm of the ross-orrelator
b etween the mo des X,Y and A
X
the normof thepure
mo deX. TheCMBp ower sp etrumfor thisset of os-
mologialparametersanb efoundinRef.[12℄. Aruial
resultisthattheCOBE-normalizedamplitudeoftheAD
0.40 0.50 0.60 0.70 0.80 0.90 1.00
Hubble parameter h
0.00 0.20 0.40 0.60 0.80
Ω Λ General IC
FIG. 4: Joint likelihoo d ontours (Bayesian) with general
iso urvature initial onditions, with CMB only (solid lines,
1 , 2 , 3 ) and CMB+LSS (lled). The disonneted 1
regionisanartiial featureduetothegridresolution.
largerthantheiso urvatureontribution.Themainrea-
sonforthisis theamplitudeoftheSahs Wolfeplateau
whihisab out 1
3
foradiabatip erturbationsand2 for
iso urvature p erturbations. Here is the gravitational
p otential. This dierene ofafator of ab out36inthe
p ower sp etrum on large sales is learly visible inthe
omparisonof P
AD and P
CI
(the dierene inreases at
smallersales). The ase of theneutrino mo desis even
worsesinetheystartupwithvanishingdarkmatterp er-
turbations. That the CDM iso urvature matter p ower
sp etrumismuhlowerthantheadiabationehasb een
knownforsometime(seee.g.Ref.[36℄). However,itwas
not reognized b efore that the same holds true for the
neutrinoiso urvature matterp ower sp etra aswell,and
{moreimp ortantly{ that this leads to awayto break
thestrongdegeneray amonginitialonditionswhih is
presentintheCMBp owersp etrum alone.
In an analysis with general initial onditions inlud-
ingLSS dataonly we obtain very broad likeliho o dand
ondene ontours whih exlude only the lower right
orner of the (
;h) plane. In ontrast to the CMB
p owersp etrum, thematterp ower sp etruman b e t-
tedwithextremelyhighadiabatiandiso urvatureon-
tributions, whih are then typially anelled by large
anti-orrelations b etween the sp etra. This b ehavior is
exempliedforamo delwithgeneral ICand
=0:70,
h = 0:65, n
S
= 1:0 in Fig. 6. The b est ts with LSS
data only are dominated by large iso urvature ross-
orrelations. Clearly,theresultingCMBp owersp etrum
ishighlyinonsistentwiththe COBEdata. Henesuh
\bizarre"p ossibilitiesareimmediatelyruledoutonewe
inlude CMB data. Conversely, mo derate iso urvature
ontributionsanhelpttingtheCMBdata,anddonot
FIG. 5: Dark matter p ower sp etra of the dierent auto-
(upp er panel) and ross-orrelators (lowerpanel) for aon-
ordane mo del with
= 0:70, h = 0:65, n
S
= 1:0,
!b = 0:020, with the orresp onding CMB p ower sp etrum
COBE-normalized (see the text for details). The olor
o des are as follows: in the upp er panel, AD: solid/blak
line,CI:dotted/greenline,NID:short-dashed/redline,NIV:
long-dashed/bl ue line; in the lower panel, AD: solid/blak
line (for omparison), < AD;CI >: long-dashed/mag enta
line, < AD;NID >: dotted/green line, < AD;NIV >:
short-dashed/red line, < CI;NID >: dot-short dashed/blue
line, < CI;NIV >: dot-long dashed/light-bl ue line, and
<NID;NIV>: solid/yell ow line. Theadiabati mo deis by
fardominant overallothers.
dominatedbytheADmo dealone. CombiningCMBand
LSSdata(see Fig.4)we ndnow(Bayesian,mixedIC):
=0:65 +0:22
0:25
at2 and
+0:25
0:48
at3 : (14)
Thelikeliho o dlimitsarelargerthanforthepurelyadia-
batiasebutitisinterestingthattheBayesiananalysis
stillexludes
=0atmorethan3 evenwithgeneral
initialonditions,forthelassofmo delsonsideredhere.
Beause of the ab oveexplained reason, the widening of
FIG. 6: Conordane mo del t with general IC and LSS
data only. The total sp etrum (solid/blak ) is the re-
sult of a large anellation of the purely AD part (long-
dashed/red) by the large, negative sum of the various or-
relators (dotted/magenta, plotted in absolute value). The
short-dashed/greenurveisthesumofthethreepureiso ur-
vaturemo des,CI,NIDandNIV.Notethattheresultingtotal
sp etrumislessthan onetenthofthepurely adiabatipart.
ombinationofCMBandLSSmeasurementsturnoutto
b e anideal to olto onstrainthe iso urvature ontribu-
tionto theinitialonditions.
Hubble parameter h
0.40 0.50 0.60 0.70 0.80 0.90 1.00
0.00 0.20 0.40 0.60 0.80
Ω Λ General IC
FIG.7:Condeneontours(frequentist)withgeneraliso ur-
vature initial onditions withCMB only (solid lines, 1 ,2 ,
3ontoursFe=22)andCMB+LSS(lled,Fe=41).
Fromthefrequentistp ointofview,onenotiesthatthe
regioninthe
;hplanewhihisinompatiblewithdata
at morethan3 isnearly indep endent on thehoie of
initialonditions(ompareFig.2andFig.7). Enlarging
thespaeofinitialonditionsseeminglydo es nothave a
outaosmologialonstant. Thereason forthis isthat
the(COBE-normalized)matterp owersp etrumisdom-
inatedbyits adiabatiomp onentand therefore there-
quirement
m
h0:2remainsvalid.InFig.8weplotthe
b esttmo delwithgeneralinitialonditionsand
=0.
Wesummarizeourlikeliho o dandondeneintervalson
(thisparameteronly)inTable1.
FIG.8: Besttwithgeneral ICand
=0. Asforpurely
AD, even with general IC the absene of the osmologial
onstant suppresses in an imp ortant way the height of the
rst p eak. Inb oth panels we plot the b est total sp etrum
(solid/blak ),thepurely ADontribution(long-dashed/red ),
thesumofthepureiso urvaturemo des(short-dashed/green)
and the sum of the orrelators (dotted/magenta, multiplied
by 1in theupp erpaneland inabsolute valuein thelower
panel). Thematterp owersp etrumisompletelydominated
by the AD mo de, while the orrelators play an imp ortant
roleinanellin g unwantedontributions intheCMBp ower
sp etrum at the level of therst p eakand esp eially inthe
COBE region. For this mo del wehave = 0:39, while the
BOOMERanGandArheopsalibrationsarereduedby28%
and12%,resp etively.
InFig.9we plottheiso urvature ontributionto the
rameter dened inEq.(6). Theb est t with
=0
hasaniso urvatureontributionofab out40%.
0.2
0.2
0.4
0.4 0.4
0.4 0.4
0.6 0.6
0.6 0.8
0.8
0.00 0.20 0.40 0.60 0.80
Ω Λ 0.40
0.50 0.60 0.70 0.80 0.90 1.00
Hubble parameter h
FIG. 9: Iso urvature ontent 0:0 1:0 of b est t
mo dels with CMB and LSS data. The ontours are for
=0:20;0:40;0:60;0:80fromtheentertotheoutside.
Itwouldb eofgreatinteresttoinvestigatewhetherthe
result
6=0isrobustwithresp ettoadditionofgeneral
initialonditionsinanop en universe [37℄.
IV. CONCLUSIONS
The onlusions of this work are threefold. Therst
one is not new, but seems to b e dangerously forgotten
inreent osmologialparameters estimationliterature:
namelythat likeliho o dontours annot b e used as \ex-
lusionplots". Thelatterareusuallysubstantiallywider,
lessstringent. Amorerigorousp ossibilityarefrequentist
probabilities,whihhowever suer fromthedep endene
onthenumb erofreallyindep endentmeasurementswhih
isoftenverydiÆulttoomeby.
Seondly, we have found that in COBE-normalized
utuations, the matter p ower sp etrum has negligible
iso urvatureontributionsandisessentiallygivenbythe
adiabatimo de. Henetheshap eoftheobservedmatter
p owersp etrumstillrequires
m
h'0:2,indep endentof
thehoieofinitialonditions. Duetothisb ehavior,the
ondition=
+
m
=1requireseitheraosmologial
onstantoraverysmallvaluefortheHubbleparameter,
indep endentlyfromtheiso urvature ontributiontothe
initialonditions.
The third onlusion fromourwork are thefollowing
results for thepresene of aosmologialonstant: For
atmo dels,alikeliho o d(Bayesian)analysisstronglyfa-
vors anon-vanishingosmologial onstant. Evenif we
allowforiso urvatureontributionswitharbitraryorre-
lations,avanishingosmologialonstantisstillexluded
at morethan3 . Ifwe wouldallowforop en mo dels, a
signiant ontribution from the NIV mo de whih has
therstaoustip eakat`=170inatmo dels,p ossibly
ouldatthesametimegiveago o dt toCMBdataand
allowfortheobserved shap eparameter withareason-
TABLE I: Results for the likeliho od (Bayesian) and ondene (frequentist) intervals for alone (all other parameters
maximized). Abar, ,indiates thatat thegivenlikelihoo d/ ond ene leveltheanalysis annotonstraint
in therange
0:0
0:95. Where the quoted interval is smaller than ourgrid resolution, an interp olation b etweenmo dels has b een
used.
ADonly
Bayesian
Frequentist d
Data-set 1 2 3 1 2 3 F
2
=F
CMB a
+atness 0:80 +0:08
0:08 +0:10
0:35 +0:12
<0:93 35 0:58
CMB a
+LSS b
+atness 0:70 +0:05
0:05 +0:13
0:17 +0:15
0:27
0:15<
<0:90 <0:92 <0:92 56 0:59
General IC
CMB a
+atness 0:85 +0:05
0:35
26 0:74
CMB a
+LSS b
+atness 0:65 +0:15
0:10 +0:22
0:25 +0:25
0:48
<0:90 <0:92 <0:95 47 0:67
a
COBE,BOOMERanGandArheopsdata.
b
2dFdata.
Likeliho o dinterval.
d
Regionnotexludedbydatawithgivenondene.
ase inaforthomingpap er[37℄.
The situation hanges onsiderably in the frequen-
tistapproah. There, even forpurely adiabatimo dels,
=0isstillwithin3foravalueofh0:48whihis
marginallydefendable. The onlusion do es nothange
verymuhwhenwe allowforgeneri initialonditions.
Aknowledgments
Wethank Alessandro Melhiorri, who partiipatedin
the b eginning of this projet, and AlainBlanhard for
stimulating disussions. RTwas partiallysupp orted by
the Shmidheiny Foundation. This work is supp orted
by the Swiss National Siene Foundation and by the
Europ eanNetworkCMBNET.
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