C OMPOSITIO M ATHEMATICA
E. B ALLICO P H . E LLIA
On the hypersurfaces containing a general projective curve
Compositio Mathematica, tome 60, n
o1 (1986), p. 85-95
<http://www.numdam.org/item?id=CM_1986__60_1_85_0>
© Foundation Compositio Mathematica, 1986, tous droits réservés.
L’accès aux archives de la revue « Compositio Mathematica » (http:
//http://www.compositio.nl/) implique l’accord avec les conditions gé- nérales d’utilisation (http://www.numdam.org/conditions). Toute utilisa- tion commerciale ou impression systématique est constitutive d’une in- fraction pénale. Toute copie ou impression de ce fichier doit conte- nir la présente mention de copyright.
Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
85
ON THE HYPERSURFACES CONTAINING A GENERAL PROJECTIVE CURVE
E. Ballico and Ph. Ellia
© Martinus Nijhoff Publishers, Dordrecht - Printed in the Netherlands
If C is a smooth curve
in PN
a naturalquestion
to ask is the number ofhypersurfaces
ofdegree
kcontaining
the curve C. This turns out to thestudy
of the natural map of restrictionrC(k): H0(PN, OPN(k)) ~ H0(C, OC(k)).
We say that C has maximal rank if forevery k
1rC(k)
has maximal rank as a map between vector spaces. In this paper we prove the
following
theorem.THEOREM 1: Fix
integers N, d,
g with N3,
g0, d max(2g - 1,
g +N).
Then ageneral
nondegenerate embedding of degree
din P N of
ageneral
curveof
genus g has maximal rank.The
proof
of Theorem 1gives
as abyproduct
thefollowing
result.THEOREM 2: Fix an
integer
N 3. There exists afunction
eN: N ~ N with limeN ( g )
= + 00 and with thefollowing property: for
allintegers d,
gg- + 00
with
g 0, d 2g - eN (g), a general embedding of degree
din P N of
ageneral
curveof
genus g has maximal rank.Both theorems are
particular
cases of the maximal rankconjecture,
which states that a
general embedding
of a curve withgeneral
moduli hasmaximal rank.
Previously
weproved stronger
results for N = 4([2])
and N = 3([3]).
We use in an essential way reducible curves and the
general
methodsintroduced in
[5]
and[7].
Thesmoothing
theorems we use wereproved
in[9]
and[6].
Notations
We work over an
algebraically
closed field. Fix a closed subscheme X ofa
projective
space K. LetrX,K(n): H0(K, OK(n)) ~ H0(X, OX(n))
bethe restriction map and let
gX,K
be the ideal sheaf of X in K. IfK = PN,
we will write oftenrX(n)
andgX
instead ofrX,K(n)
andgX,K.
Fix
integers d,
g, N with N3,
g0,
d > 0. LetZ( d,
g;N)
be theclosure in the Hilbert scheme
Hilb PN
of the set ofsmooth,
connectedcurves C
in PN
withdeg C = d,
C of genus g,hl(C, (9c (1»
=0,
andspanning
a linear space ofdimension min(N, d - g). Obviously Z( d,
g;N )
is irreducible.Fix a curve C and a line L
in PN;
L is a k-secant toC,
k =1, 2,
if itintersects C
exactly
at kpoints,
all smoothpoints
ofC,
andquasi-trans- versally.
§1.
PreliminariesAs in
[7], [1], [2], [3]
we use in an essential way the existence of suitable reducible curves inZ(d,
g;N).
Fix a curveX ~ Z(d,
g;N)
with atmost
ordinary
nodes assingularities
andh1(X, NX)
=0,
whereNX
is thenormal bundle of X
in PN
and a line L which is k-secant to X with k = 1 or 2. If d g + N and k =1,
assume that L is not contained in the linear spacespanned by
X. Then X U L is inZ(d + 1, g + k - 1; N) ([9]
or[6]).
Fix
integers d,
g, N with g0,
N 3and d
g + N. If d =N,
wesay that
( N, 0; N )
has critical value 1. If d >N,
let n be the firstinteger
m 2 such that
in this case we say that
(d,
g;N ) (or ( d, g)
forshort)
has critical valuen. Note that if
(1)
issatisfied,
thenbecause
(1) implies
and the
inequality
we have to check follows from theinequality:
We say that the
surjective part
of Theorem 1 holdsin Pl
for a datum(d, g)
with critical value n if for ageneral Y ~ Z(d,
g;N )
the restric- tion maprY(n)
issurjective.
We say that theinjective part
of Theorem 1 holds for the datum(d,
g;N)
with critical value n if for ageneral
X E
Z(d,
g;N)
the maprX(n - 1)
isinjective. By
Castelnuovo’s lemma([8],
p.99)
Theorem 1 holds if for all data theinjective
and thesurjective
parts
of Theorem 1 are true. Theorem 1 is trivial for all data with critical value 1. Theinjective
part of Theorem 1 is trivial for all data with critical value 2.In 1.1 we show in
particular
that thesurjective part
of Theorem 1 is true for all data with critical value 2. The next result can be consideredas a
partial
extension tonon-complete
linearsystems
of[1].
PROPOSITION 1.1: Fix
integers d,
g, N with N3,
g0,
d g + N and2d + 1 - g (N + 1)( N + 2)/2.
Then ageneral
elementof Z(d,
g;N)
has maximal rank.
PROOF: If d = g +
N,
the result wasproved
in[1].
Assume d > g + N and the result true for(d - 1,
g;N ).
FixX ~ Z(d - 1,
g;N )
with maximalrank,
hence withrX(2) surjective.
It is sufficient to prove that for ageneral
line Lintersecting X,
we have dim KerrX~L(2)
dim Ker
rX(2) -
2. We may assume X irreducible. Fix apoint
P whichis not a base
point
ofHO(PN, gX(2)).
If L is a linecontaining
P wehave dim Ker rX~
L(2)
dim KerrX(2) -
1. Fix aquadric Q containing
X and P. If
L e Q,
then dim Ker rX~L(2)
dim Ker rx u {P}(2):
wewon. If P’ is a
point
ofQ,
P’ nearP,
then P’ is not a basepoint
ofH0(PN, gX(2)).
Hence we won if for a f ixed A E X and ageneral
P’ inQ,
the line[AP’]
is not contained inQ.
If for all suchP’, [AP’]
iscontained in
Q,
thenQ
is a cone with vertex A. But since X isnon-degenerate, Q
cannot be a cone with vertexcontaining
X. D§2.
Intersection with ahyperplane
The
following
easy lemma is the heart of this paper.LEMMA 2.1: Fix N
3, n
1. LetC ~ PN
be anondegenerate,
irreduciblecurve and
H c P N a hyperplane.
Fix a vectorsubspace
Vof HO(H, (9H(n».
For a curve A
in PN, A intersecting transversally H,
seth(A) := {f ~
V :
f ( P )
= 0for
each P in A ~H}.
Thenfor a general
reducible conic Ssuch that each
of
the irreducible componentsof
S intersectsC,
we havedimV(S)
=max(0,
dim V -2).
PROOF: For a
general
lineintersecting C,
we have dimV(L) = max(0,
dim V -1).
Hence we may assume dim V 2.Suppose
that thelemma is false. Then for every line R
intersecting
C and L but notcontained in
H, V(L)
has R ~ H in the base locus. But if R is near toL,
R ~ H is not in the base locus
of V,
hence L ~ H is in the base locus ofV(R)
and we haveV(R) = V(L).
For ageneral line
Bintersecting
Cand R we have
V(B)
=V(R).
In a finite number ofsteps
we obtain thatV(L)
has H in the baselocus,
because C is notdegenerate: contradic-
tion. D
This lemma is the
key
difference between this paper and[2].
Now theproofs
are easier andshorter,
but the result weaker. To show how we willuse this lemma we state an immediate
Corollary
of 2.1.COROLLARY 2.2: Fix non
negative integers
n,d,
g, x,n, j
with N3,
n
1,
x d. Fix ahyperplane
Hin PN
and a curve W in H withrW,H(n)
surjective. Let j
be the dimensionof
the linear spacespanned by W; if j
N - 2 assume xj
+ 1 and setj’
=j;
otherwiseset j’ = j
+ 1. Assume d2 g
+max(O, x - j’ - 1).
Then there exists Y EZ(d,
g;N),
Y inter-secting transversally H,
withcard (Y~ W)
= x andrWU(YnH),H(n) of
maximal rank.
PROOF: Note that
Aut(H)
actstransitively
on the set of N + 1 orderedpoints
of H such that any N of them span H. Hence the case d = N is trivial and we assume d > N. For the same reason there is a curveC E
Z(N
+1, min(l, g); N) intersecting
Htransversally
withcard( C
~W) = min(N + 1, x)
andrWU(CnH),H(n)
of maximal rank. Then wetake
max(O,
N + 1 -x)
linesLI,
eachLI intersecting
both C and W.Then we
apply
2.1. ~§3.
Proof of ’Theorem 1In section 1 we
proved
Theorem 1 for curves with critical value at most 2. Since Theorem 1 is known to be truein P3 and p4 ([3],[2]),
it issufficient to prove the
following
two lemmas.LEMMA 3.1 : Fix N
5,
n 3. Assume that theorem 1 hold in psfor
all swith
3
s N - 1 and that theorem 1 holdsin P N for
all data with critical value n. Then thesurjectivity
partof
theorem 1 holds in p Nfor
all datawith critical value n.
LEMMA 3.2: Fix N
5,
n 3. Assume that theorem 1 holds in psfor
all swith
3
s N - 1 and that theorem 1 holds in p Nfor
all data with critical value n. Then theinjectivity part of
theorem 1 holds in P Nfor
all datawith critical value n.
In this section we prove 3.1 and
3.2,
hence Theorem 1. Fix a datum(d, g)
withd max(g + N, 2g - 1)
and critical valuen 3 in PN,
N 5.
PROOF oF LEMMA 3.1: Fix natural numbers p,
g’
with p g,g’ g
and maximal with thefollowing properties
The
integers
p,g’
exist because(N, 0; N)
has critical value1 n -
1.Define
integers f 2 p
+N, d’ max(g’
+N, 2 g’ - 1) by
the relationsNote
that p g’
andf
d’ d because(d, g)
has critical value n. Setd"=d-d’, g" = g - g’, x=min([(d-f+l)/2], g-p), j = g - p - x,
e = (N + n N ) - nd - 1 + g,
By (2)
and(3)
we have0 k n -
2 and0 k’ n -
2.By
the defini- tion of k and e we obtainBy
themaximality of p
we have either p = gor f 2p + N + 1,
henced - f 2(g - p) - N - 2.
Hence wehave j (N + 3)/2. By
the maxi-mality of g’
we have eitherg’
= g ord’ 2 g’
org’
+ N2g’ -
1 andd’ g’
+ N + 1. Assumeg’
+ N2 g’ - 1,
henceg’
N + 1. Sincek’
n - 2 we obtain
which is false for N
5, n
3. Hence we have d"2g" -
1.We need two numerical lemmas:
SUBLEMMA 3.3 :
If N
5and n j 3,
we havef j
2 n - 4 + N.PROOF: Since
the lemma is trivial. D
SUBLEMMA 3.4: Assume k > e. Then
(a) d - f 2n - 1 + N if N > 5, n 4 or N 6,
n 3.(b) d - f 9 if N = 5, n = 3 and if d - f = 9, then g - p 4.
(c) d" n - 1; d - f 2N - 2, hence d - f x + N - 1.
PROOF:
(a) By (2)
we haveThen
(4) gives
the contradiction if N5, n
6 or N6, n
= 5 or N7, n
= 4 or N12, n
= 3. Theremaining
cases for(a)
and(b)
haveto be checked
directly.
Forexample
assume N =5, n
= 3.By
thedefinitions of p and
f
we obtain p 3 andf
11. From(4)
weget d - f
9 and ifd - f = 9,
then g - p 4. Part(c)
is easier. 0We
distinguish
5 cases.Case
(A): k e, d - f g - p + 1, d - f 6.
Take ahyperplane
H. Weclaim the existence of
W ~ H, W ~ Z(d - f,
x;N - 1)
withrW,H(n) surjective.
Indeed sinced - f -
x3,
we haveZ( d - f,
x; N -1)
=1=0.
Ifa
general W ~ Z(d - f,
x;N - 1)
spansH,
the claim follows from the inductiveassumption, (4)
and theinequality f - 1 j
which holdsby
3.3.If a
general
W EZ(d - f,
x; N -1)
does not spanH,
it spans a linear space of dimensiond - f -
x 3 and we may use the inductive assump- tion and theinequality
which is true
if n 3, d - f
6.We may assume that a curve W as in the claim
contains j
+ 1general points
of H becaused - f - x j + 1. By
the inductiveassumption,
theinequality f - p N + j + 1
andCorollary
2.2 we may find X EZ( f ,
p;N),
Xintersecting transversally H,
withcard(X
~W) = j
+ 1and
rW~(X~H),H(n) surjective.
Since W can bedegenerate
to a suitableunion of
lines,
X U W is a smoothpoint
ofHilb PN
and W U W EZ(d, g ; N).
Take A c
PNBH, B ~ H,
withcard( A )
=k, card( B ) = e - k,
A andB
general.
It is sufficient to prove thatrX~W~A~B(n) is injective,
hencebijective.
Takef E H0(PN, gX~W~A~B(n)).
The restriction of h to H vanishes onW~(X~H)~B,
hence vanishesidentically.
Thus h is dividedby
theequation
z of H. Sinceh/z
vanishes onX U A,
we haveh = 0.
Case
(B): k > e, p k - e. Assume d - f g - p + n - 2. Since d - f 2( g - p ) -
N -2,
we findd - f 2n - 2 + N, contradicting
3.4. We takea
general E ~ Z(f, p - k + e; N)
withrE(n - 1) surjective,
henceh0(PN, /E(n - 1))
= e. Note thatby
3.3 and adegeneration
of E to aunion of
lines,
we may assume that E contains 1 + k - e+ j general points
of ahyperplane
H. We may take W EZ(d - f,
x; N -1), W c H,
withrW,H(n) surjective
andcard(W~E) = 1 + k - e + j
becaused - f
- x > N - 1
and d - f - x j
+ k - e + 1by 3.4;
inparticular
W spans H.By
2.2 we may deform E toE’, W
to W’ withrE, ( n - 1) surjective,
rW’~(E’~H),H(n) surjective and card(E’~ W’ )
= 1 + k - e+ j.
Note thatW’~E’ ~ Z(d,
g;N).
As in caseA)
we prove thesurjectivity
ofrE, u w, ( n ).
Case
(C): k
> e, p k - e. Note that we have p = g =g’
becauseby
2.3we cannot have
f 2p + N + 1 2n - 5 + N;
hencef = d’. By
a par- ticular case of the main result of[4]
there existsF c P N, F disjoint
unionof a rational curve T of
degree f - ( k - e - g)
and(k - e - g)
lines withrF(n - 1) surjective. By 3.4(c)
we may find a curve W contained in ahyperplane H, W
rational andconnected, deg W = d",
withrW,H(n)
surjective,
Wintersecting
every connectedcomponent
of F and inter-secting
Texactly
at 1 + gpoints.
We conclude as in case(A).
Case
(D): k e, d - f g - p.
Sinced - f 2(g - p) - N - 2,
we haved - f g - p N + 2. If g" ~ 0, we have d’ 2g’
andd - f d" 2g"
-
1,
henceg" ( N + 3)/2.
First assumeg"
2. We take E EZ(d’, g’; N),
Eintersecting transversally
ahyperplane H,
and a con-nected
elliptic
curve W cH,
withdeg
W = d" andcard(E
~W )
=g".
This is
possible
becaused" 2g" -
1 3. It is sufficient to prove thatwe may find E and W as above with
rW~(E~H),H(n) surjective.
Setu =
min( N, g’ ). By [1] (as
used in1.1)
we may find C EZ( u + N,
u;N )
with
rc(2) surjective.
We may assue that C intersectstransversally
H.From the linear
normality
of C and the exact sequencewe obtain that
r en H H(2)
issurjective.
Now we take ahyperplane
A ofH
containing exactly g" points
of C ~H;
this ispossible
becauseg"
N - 1 for N 5. In A we add anelliptic
curveW, deg( W )
=d ",
Wcontaining g" points
of C ~ H. We may assumerW, A (3) surjective (even
if
d" N) by
the inductiveassumption.
As in caseA)
we find thatrW~(C~H),H(3) is surjective. By
2.1 we may find E ~ C with the proper- ties we arelooking
for.If
g"
1 we take as A ahyperplane
of Hcontaining
1 +g" points
ofC ~ H and we take in A a
connected
rational curve ofdegree
d "containing
1 +g" points
of C.Case
(E): d - f
5.By
case(D)
we may assumed - f
g - p + 1. We take a suitableY ~ Z(f,
p;N)
and we add in ahyperplane
H aconnected,
rational curve ofdegree d - f containing
g - p + 1points
ofY.
The
proof
of Lemma 3.1 is over.PROOF OF LEMMA 3.2: Since 1.1 works even in the
injective
range we may assume n 4.Let s, s’
be the maximalintegers
with0 s g, 0 s’ g
and
Let r,
r’ be theonly integers with r
2 s +N,
r’max(s’ + N,
2 s’ -1)
and
satisfying
We
have s s’, r r’ d
because(d, g )
has critical value n. If s gwe have r 2s + N + 1
by
themaximality
of s. Henced - r 2(g - s)
- N - 2. Set x’ =
min(g - s, [(d -
r +1)/2]) and j’
= g - s - x ; we havej’ ( N
+3)/2.
From the definitions of h and i we findWe need the
following
numerical lemmas.SUBLEMMA 3.5:
If N
5and n à
4 we have r 2 n + N - 5.PROOF: We have
SUBLEMMA 3.6: Fix N
5, n
4. We haved - r g - s + n - 3
andd - r 6.
PROOF: Assume
d - r g - s + n - 4.
Then(7) gives
a contradiction if( N, n) ~ (5, 4).
If N =5, n
=4, by
definition wefind s
3 and r 12.Hence
(7) gives 11 d - r g -
s. We obtain d >2g - 1,
contradiction.The last
part
is similar. DLet H be a
hyperplane of PN.
As in theproof
of 3.1 wedistinguish
afew cases.
Case
(A): h
i. We take X EZ(r,
s;N )
withrX(n - 2) injective.
As inthe
corresponding
case of 3.1 we may findW ~ Z(d - r, x’;
N -1), W c H,
withrW,H(n)
of maximal rank andcard(W n X)
= 1+ j’ (use 3.5, 3.6).
Sinceh
i we may deform W U X to W’ U X’ withrw’u x,(n
-
1) injective.
Case(B): h > i, s n - 2 - n + i.
Setm = r - 1, m’=s-(n-2-h+i).
Take
Y ~ Z(m, m’; N)
withrY(n - 2) injective. By
3.6 we may find W EZ( d -
m,x’;
N -1), W c H,
withrW, H (n - 1)
of maximal rank.We may
apply
to Y ~ W thesmoothing
theorems fork-secants,
k =1, 2, because m - m’ N + 1 + (n - 2 - h + i).
Case (C): h > 1, s n - 2 - h + 1. If s g, then r 2s + N + 1 . By 3.5 we
have s = g.
By [4]
we may find a curveY, deg
Y = r -1,
Ydisjoint
unionof a rational curve
T, deg T = r - 1 - (n - 2 - s - h + i),
and n - 2 - s- h + i
disjoint lines,
withrY(n - 2) injective. By
3.6 we may find W EZ( d - r
+1, 0;
N -1), W c H,
withrW,H(n - 1)
of maximalrank,
W
intersecting
every connectedcomponent
of Y andintersecting
T inexactly
1 + gpoints.
The
proofs
of 3.2 and Theorem 1 are over.§4.
Proof of theorem 2As a
byproduct
of theproof
of Theorem1,
we will obtain aproof
ofTheorem 2. From this
proof
it would bepossible
to obtain anexplicit
bound for the functions eN ; however this bound is too weak in any
explicit
situation. Since ifd 2 g - 1, d g + N,
the genus of atriple ( d,
g;N)
with critical value n goes toinfinity
as n goes toinfinity,
wemayfix(d,
g;N) with N 5, d 2g - 2, d g + N, d 2g - n + N + 1
and critical
value n
g -N;
it is sufficient to prove that ageneral
element in
Z( d,
g;N )
has maximal rank.We use the notations of Section
3,
but with these new bounds on d.First consider the
surjective part
as in 3.1. The definitions off,
p,d’, g’
make sense even now.
Certainly
we have sg’
g because d2 g -
1.Hence f 2p + n + 1. Again
wedefine k, k’,
e, x,j, d", g"
with thesame formulas. Now we
have d - f 2(g - p) - n
and2j ( n - 3).
First assume
d - f 4n + 1.
In case(A)
we do not need the assump- tions"d - f 6"
and"d - f g - p + 1"; hence
we do not need cases(D)
and(E).
Indeedby
theassumptions
ond - f
and n, we may takeW ~ Z(d - f,
x;N - 1), W spanning
ahyperplane H
andcontaining
n + 1 1
+ j general points
of H. In case(B)
we may take W EZ( d - f,
x;N - 1) intersecting
Y at1 + ( n - 2 - h + i) - s + g - x 2n + 1 points,
becaused - f - x 2n.
Case(C)
cannot occur now because p g.Now assume
d - f 4n.
SetD = f - 4n - 2, G = p - 2n - 1.
We needtwo numerical lemmas.
LEMMA 4.1: Assume N 5 and n 11. We have p 3n +
2,
hence D 2n + 2 + N.PROOF.
If p 3n,
we havef
6n + N + 1 and(2) gives
a contradiction.n
LEMMA 4.2: Assume N
5,
n 11and d - f
4n. Then e(4n
+2)(n - 1) + n - 2.
PROOF: Use
(2)
and(4).
DWe
repeat
the construction of 3.1substituting ( f , g)
with(D, G). By
Lemma 4.2 we have k +
(4n
+2)(n - 1) e if n 11,
hence it is suffi- cient to consider case(A).
Now we show what tochange
in theproof
of3.2 to obtain the
injectivity part
of Theorem 2. We may define r and susing
the same formulas. Now we have s g because(2g - 1, g)
hascritical value at least n; now we have
d - r 2(g - s) - n.
If
d - r 4n + 1,
we may copy theproof
of 3.2 with the samemodifications
just given.
We concludeusing
thefollowing
lemma.LEMMA 4.3:
If N
5and n 11,
we have d - r 4n + 1.PROOF:
Assuming d - r
4n. Sincethe lemma follows from
(6).
DReferences
[1] E. BALLICO and PH. ELLIA: On projective curves embedded by complete linear systems.
Arch. Math. 43 (1984) 244-249.
[2] E. BALLICO and PH. ELLIA: On postulation of curves in P 4. Math. Z. (1985) 215-223.
[3] E. BALLICO and PH. ELLIA: The maximal rank conjecture for non-special curves in P3.
Invent. Math. (to appear).
[4] E. BALLICO and PH. ELLIA: On the
postulation
of many disjoint rational curves in PN, N ~ 4. Boll. U. M. I. (to appear).[5] R. HARTSHORNE and A. HIRSCHOWITZ: Droites and position général dans l’espace
projectif.
In Algebraic Geometry, Proceedings La Rabida, 1981. Lecture Notes in Math.(61, Springer-Verlag: 169-189 (1982).
[6] R. HARTSHORNE and A. HIRSCHOWITZ: Smoothing algebraic space curves, preprint
Nice (1984).
[7] A. HIRSCHOWITZ: Sur la postulation générique des courbes rationelles. Acta Mat. 146
(1981) 209-230.
[8] D. MUMFORD: Lectures on curves on an algebraic surface. Ann. of Math. Studies 59, Princeton Univ. Press N.J. (1966).
[9] E. SERNESI: On the existence of certain families of curves. Inven. Mat. 75 (1984) 25-57.
(Oblatum 20-V-1985)
E. Ballico
Scuola Normale Superiore
1-56100 Pisa
Italy Ph. Ellia CNRS LA 168
Département de Mathématiques
Université de Nice Parc Valrose F-06034 Nice Cedex France