A NNALES DE LA FACULTÉ DES SCIENCES DE T OULOUSE
P ETER S WINNERTON -D YER
Rational points on some pencils of conics with 6 singular fibres
Annales de la faculté des sciences de Toulouse 6
esérie, tome 8, n
o2 (1999), p. 331-341
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- 331 -
Rational points
on somepencils of conics
with 6 singular fibres(*)
SIR PETER
SWINNERTON-DYER(1)
Annales de la Faculte des Sciences de Toulouse Vol. VIII, n° 2, 1999 pp. 331-341
R~SUM~. - Soient k un corps de nombres et c E k non carre. Soient
f4,f2 des polynômes homogènes en X, Y, de degré 4 et 2 respectivement.
On donne des conditions necessaires et suffisantes pour que 1’equation
ait des solutions dans k.
ABSTRACT. - Let k be an algebraic number field, let c be a non-square in k and let f4 /2 be homogeneous polynomials in X, Y of degrees 4 and
2 respectively. Necessary and sufficient conditions are obtained for the
solubility in k of
Let
y
->P 1
be apencil
of conics defined over analgebraic
number field k. It isconjectured
that theonly
obstruction to the Hasseprinciple
ony,
and also to weakapproximation,
is the Brauer-Maninobstruction;
and itwas shown in
[3]
that this follows from Schinzel’sHypothesis. Descriptions
of the Brauer-Manin obstruction and of Schinzel’s
Hypothesis
can be foundin
[3].
It is of interest thatarguments
which show that the Brauer-Manin obstruction is theonly
obstruction to the Hasseprinciple
forparticular
classes of y
normally
fall into two parts:( * ) > Recu le 24 decembre 1998, accepte le 27 mai 1999
(1) Isaac Newton Institute, Cambridge University 20 Clarkson Rd., Cambridge, United Kingdom.
E-mail: hpfsl00@newton.cam.ac.uk
(i)
theproof
that somecomparatively
down-to-earth obstruction is theonly
obstruction to the Hasse
principle;
(ii)
the identification of that obstruction with the Brauer-Manin obstruc- tion.The theorem in this paper is
entirely
concerned with(i);
theequivalence
of the obstruction in the theorem with the Brauer-Manin one has
already
been
proved
in a much moregeneral
context in~1 j , § 2.6b
andChapter
3.If one does not assume Schinzel’s
Hypothesis,
little is known. Theonly promising-looking
line of attack isthrough
thegeometry
of the universal torseurs ony;
and these are much easier tostudy
wheny
has thespecial
form
where c is a non-square in k and
P(W)
is aseparable polynomial
ink[W].
By writing
W =X/Y
we can take thesolubility
of(1)
into theequivalent (though ungeometric) problem
of thesolubility
ofin
k,
wheref
ishomogeneous
of evendegree;
heredeg f
is 1+deg
P ordeg
P.The
simplest
non-trivial case is that of Chateletsurfaces,
whenP(W)
hasdegree
3 or4;
in this case theconjecture
wasproved
in[2].
Theobject
ofthis paper is to prove the
conjecture
whendeg f
= 6 andf
=f 4 f 2
overk,
where
deg f 4
= 4 anddeg f 2
= 2.Until the statement of the main
theorem,
we make noassumption
about(2)
other than thatf (X, Y)
has evendegree
n and norepeated
factor. Aftermultiplying X,
Yby
suitableintegers
ink,
we can assume thatwhere a is an
integer
in k and theA;
areintegers
ink;
theA;
formcomplete
sets of
conjugates
over k. For convenience wewrite
"/ = We can assumethat ’Y
does not lie in any1~(aZ);
for otherwisef (X, Y)
would have a non-trivial factor of the form
F2 - cG2
withF,
G in k~X, Y~
and we could instead consider thesimpler equation
We can
clearly
also assume that the~i
are alldistinct;
for otherwise we can remove asquared
factor fromf (X, Y)
and reduce to asimpler problem
which has
already
been solved in~2~ .
To avoidtrivialities,
we shall also rule out solutions for which each side of(2)
vanishes.Let al , ... , ah be a set of
representatives
for the ideal classes in1~;
thenit is
enough
to look for solutions u, v, x, y of(2)
for which x, y areintegers
whose
highest
common factor is some am.(To
move from rational to in-tegral
solutions may appearunnatural;
but in fact itgreatly simplifies
the argument whichfollows,
because it means that our intermediateequations
do not have to behomogeneous. )
LEMMA 1. - There is
a finite computable
listof n-tuples (aI’~~, ... , a~,’~~)
not
depending
on u, v, x, y, where is ink(a2)
andconjugacy
between~Z
anda~
extends toconjugacy
between and , with thefollowing property. If (2)
has a solution with x, yintegers
whosehighest
commonfactor
is some am, then
for
some r thesystem
has solutions with uZ, vZ in
J~(~Z) for
each i.Proof.
- Wepostulate
once for all that themanipulations
which followare to be carried out in such a way as to preserve
conjugacy.
Aprime
factor p of x + ink (~Z )
which also dividesf(x, y) / (x
+aZ y)
must divideand for similar reasons it must divide
Hence it divides aam
~Z)
and must thereforebelong
to a finitecomputable list;
and anyprime
ideal not in this list which divides somex + to an odd power must
split
orramify
in-y) /k(~i )
Asideals, (x
+A;y)
=b;c; where bi only
contains theprime
ideals which either lie in the finitecomputable
list above orramify
ink(az, ~y)/k(~i),
and everyprime
ideal which occurs to an odd power in Ci mustsplit
in~y)/l~(aZ). By transferring
squares frombi
to ci we can assume that eachbi
issquare-free.
Each
bi belongs
to a finite listindependent
of x, y, and conorm cz =where Ci
is an ideal in03B3)
and 03C3 is the non-trivialautomorphism
of-y)
overk(ai).
Let1,
... ,H
be a set ofrepresentatives
for the ideal classes in1~(~Z, ~y);
then for some from this list isprincipal,
say=
(~Z
+ with~2
in!S~ (/~Z ) .
Thusas ideals. This
implies ~2 -
=aZ (x
+ai y)
where the ideal(aZ ) belongs
to a finite
computable list;
and as we canclearly
vary aiby
anysquared factor,
this ensures the same property for ai. 0Strictly speaking,
the elements of our list consist ofequivalence
classesof
n-tuples (where
the formulation of theequivalence
relation is left to thereader);
but we shall need to fix whichrepresentatives
we choose.However,
in what follows we shall also need to know that we can take the ui, Vi to be
integers
withoutthereby imposing
an uncontrolled extra factor in the . For this purpose we need thefollowing
result:LEMMA 2. - Let K be an
algebraic
numberfield
and C a non-square inD K.
. Then there exists A =A(K, C)
inD K
such thatif
D is inK
withsoluble in
K,
andif A 21 ~D,
then(4)
is soluble withU,
V inD K
.Proof
Write L = let 03C3 be the non-trivialautomorphism
ofL/K
and let2tl, ... , H
be a set ofintegral representatives
for the ideal classes of L. Let d be any non-zerointeger
of K such thatu2 - Cv2
= d forsome u, v in
K,
and writewhere m, n are
coprime
ideals in L. Thus(u -
= so thatChoose r so that
9~.n
isprincipal
sayequal
to(B).
If aredefined
by
then the denominator of ui + divides and
u1- Cv~
= d. If A inK is divisible
by
for every r, thenAZd
= -where
Aui
andAvi
areintegers.
DSince we can
multiply
eachby
the square of any nonzerointeger
ink(Ai), subject
to thepreservation
ofconjugacy,
we can assume that is divisibleby {A{1~(~Z), c))2
in the notation of Lemma2;
thus if(3)
is solubleat all for
given integers
x, y then it is soluble inintegers.
Moreoverso that =
~(~r) "
for some in k.Conversely,
any solution of(3) gives
rise to a solution of(2);
and for this we do notrequire
any condition on
(~,~/).
If the
system (3)
has solutions atall,
it has solutions for whichconjugacy
between
A;
andÀj
extends toconjugacy
between ui, vi and ; such solutions have the formfor some in k. Thus we can
replace (3) by
thesystem
which is to be solved in
k.
If we eliminateX,
Y these become n - 2homoge-
neous
quadratic equations
in 2nvariables,
whichgive
avariety
definedover k. In the
special
case n = 4 it was shown in[2], §7
that they(r)
arefactors of the universal torseurs for
(1);
and the sameargument
works for all even n > 2.However,
we shall not need to know this.In the
following
theorem all the statements about(2)
can betrivially
translated into statements about
(1).
.THEOREM 1. -
Suppose
that n = 6 and thatf(X, Y)
in(2)
has theform
where
f4, f2
aredefined
over k and havedegrees 4, 2 respectively.
Assumealso that
f(X, Y)
has norepeated factor. If
there is a which is solublein every
completion of
k then that is soluble ink;
andif
this holdsfor
some then
(2)
contains a Zariski dense setof points defined
over k.Proof.
We first rewrite theequations
for in a form which makes better use of thedecomposition (7).
We can suppose that the linear factors off4
are the X +03BBiY
with i =1, 2, 3, 4.
The system(6)
isequivalent
to(3) ;
but instead of
(5)
we now make the substitutionin
(3). Correspondingly
wereplace (6) by
where we have written
By eliminating X, Y
between the fourequations (8),
we obtain two homo-geneous
quadratic equations
in theeight
variablesUi, Vi;
we treat these asdefining
aprojective variety Xl
CP7.
Thev
are not defined overk,
butit is clear how acts on them.
We can now outline the
proof
of the theorem. It fallsnaturally
into threesteps.
(i) Xl
contains alarge enough supply
of lines defined over k.(ii)
We can choose a Zariski dense set of lines each of whose inverseimages
in
y(r)
iseverywhere locally
soluble.(iii) y(r)
contains a Zariski dense set ofpoints
defined over k.The map
y(r)
-+y
thengives
the theorem.By hypothesis, A~i
haspoints
in everycompletion
ofk;
hence as in[2],
Theorem
A,
there is apoint Po
in and we can takePo
to be ingeneral position
onXl. Indeed,
we have weakapproximation
onXl
becauseXl
contains twoconjugate P3 given by
for either choice of
sign,
and these have no commonpoint.
To ageneral k-point
P ofXi
we can in aninfinity
of ways find ak-plane
which containsPo
and P and which meets both theseP3;
for we needonly
choose ak-point
P’ on
PPo
and note that since P’ does not lie on eitherP3
there is aunique
transversal from P’ to the twoP3. Conversely,
ageneral k-plane through Po
which meets both these
P3
will meetXl
injust
one morepoint,
which must therefore be defined over k. In this way we obtain a mapP6 (J~)
-->which is
surjective,
and thisimplies
weakapproximation.
Now let
Ao,
which is aP5,
be thetangent
space toXl
atPo,
and writeX2 = Xl
nAo,
so thatX2
is a cone whose vertex isPo
and whose baseX3
isa Del Pezzo surface of
degree
4.(The
fact that there are 16 lines on a non-singular
Del Pezzosurface,
and the incidence relations betweenthem,
canbe read off from
[4],
Theorem26.2. )
We cangive
a ratherexplicit description
of
X3,
and inparticular
we canidentify
the 16 lines onit,
which turn out to be distinct.Drawing
onCayley’s
exhaustive classification ofsingular
cubicsurfaces,
asufficiently
erudite reader can derive apainless proof
thatX3
isactually nonsingular. (What
weactually
use is the much weaker statement thatX 3
isabsolutely
irreducible and not a cone, which is not hard toverify. )
For
X2
contains the line which is the intersection ofwith
Ao,
whereeach fi
is ~1.(This
intersection is proper becausePo
is ingeneral position.)
We denote this lineby L*(ei,
E2, E3,E4)
and itsprojection
onto
X3 by
E2 ,E3 , E4 ) .
The latterclearly
meets the four lines which are obtainedby changing just
onesign,
because thisalready happens
for thecorresponding
lines inX2 ;
soby symmetry
the fifth line which it meets must be obtainedby changing
all foursigns.
This can be checkeddirectly;
for ifwe
temporarily drop
the notation of(3)
and writethen the
join
of the twopoints
,U1 ,~yvl, ...)
passesthrough Po,
and eachpoint
lies on thecorresponding L* (~E1, ~E2, ~E4) .
Sinceand the
equations
for~i
aregiven by
thevanishing
of linear combinations of the these twopoints
also lie onAo.
Thepoint
lies on the
join
of these twopoints; Pi
is distinct fromPo
unlessPo
lieson the
P3 given by (10)
or theP3
derived from itby changing
thesign
ofq. Because
Po
is ingeneral position,
we can assume that neither of thesehappens.
Now astraightforward calculation, using
the fact that we candescribe
Xi by equations
which expressU1 - cV21
andU2 - cvi
as linearcombinations of
cV23
andU4 - shows
thatP1
isnonsingular
onX2
unlessPo
lies on one of 12lines,
atypical
one of which isgiven by
Under the same
condition,
thepoint
induced onX3
isnonsingular.
The lines
L(++++)
andL(----)
are defined overk(’Y)
andconjugate
over
k;
thus their intersection is defined over k andX3
does contain apoint
defined over k. Moreover theuf - cvi
cannot all vanishbecause ’Y
is not inany so
Pl
isnonsingular
onX2
andk-points
are Zariski dense onX3 . (See [4],
Theorems 30.1 and29.4.)
Henceforth willalways
denotea
point
onX2
defined over k andP3
will denote thecorresponding point
onX3.
Once we have chosen
P2,
thegeneral point
of the linePoP2
isgiven by setting
theXi, Yi
for i =0,1, 2, 3 equal
to linear forms inZl, Z2;
and wecan suppose that
Po corresponds
to(1,0)
andP2
to(0,1).
Theequations
forXl
are then satisfiedidentically,
and(8)
expressesX,
Y asquadratic
formsin
Zi, Z2.
There remain theequations (9),
which now take the formfor certain
quadratic
forms~5, ~6.
In view of the remarks in theprevious paragraph
we cancertainly
assume that~5, ~e
arelinearly independent
andeach has rank 2. We need to check that we can choose the line
Po P2
so thatthe
system (11)
iseverywhere locally
soluble. This is of course the crucial step in theproof
of theTheorem;
but in order not todisrupt
the flow of theargument,
wepostpone
theproof
of it and of anauxiliary
result to Lemma3 below. Given
this,
we would like to conclude theargument by appealing
toTheorem A of
[2] ;
butunfortunately
we are in theexceptional
case(E5)
ofthat theorem. Some discussion of this
exceptional
case canalready
be foundin the literature
(for example
in[2]);
but it is not clear that anypublished
result meets our needs. We therefore
proceed
as follows.Suppose
first thatA5, A6
are in k and writeThe
equation (11)
for i = 5 isUl - cVs2
=Z2),
which iseverywhere locally soluble,
and therefore solubleby
the Hasse-Minkowski theorem. Itsgeneral
solution isgiven by homogeneous quadratic
forms in three variablesWl W2, W3.
Theequation (11)
with i = 6 now reduces towhere g
isquartic.
This iseverywhere locally soluble;
so all we have to dois to set
W3 equal
to e 1Wl
+e2W2
where e1, e2 areintegers
in k such thatis
everywhere locally
soluble and has no Brauer-Manin obstruction. This is not difficult. Let S consist of theplaces
in k which are either infinite or divide 6c or either of thepolynomials g(Wl, 0, W3)
org(o, W2, W3); by
means ofa linear transformation on the
Wi
if necessary, we can assume that neither of theseexpressions
vanishesidentically
and hence S is finite.Solubility
of(13)
at theplaces
in S can be ensuredby
local conditions on e1, e2. Choose ei tosatisfy
all these local conditions and alsog ( 1, 0, e I ) ~
0. For the localsolubility
of(13)
all we now have to consider are theprimes
in S and theprimes p
which divideg(1 , 0, ei ) .
For theformer,
we needonly impose
local conditions on e2 ; for the latter it isenough
to ensurethat p ~’g(4,1, e2),
whichwe can do because
Norm p
> 3.Finally, g (Wl W2, Wg)
is theproduct
oftwo
absolutely
irreduciblequadratic
forms definedover k
whichcorrespond
to the linear factors of
~6;
so it is irreducible over kby
Lemma 3.By
Hilbertirreducibility
we can ensure thatg ( Wz W2 ,
e 1Wl
+e2 W2)
is irreducible overk;
so the Chateletequation (13)
issoluble, by
Theorem B of[2].
If instead
A5, A6
are not ink,
it follows from Lemma 3 and the linearindependence
of~5
and~e
that~5 ~6
is irreducible over k. Hence(11)
issoluble in k
by
Theorem 12.1 of[2].
The reader caneasily
check that thesolutions thus constructed are in
general position,
and therefore Zariski dense on(2).
All that remains to do is to prove the
following:
LEMMA 3. -
If
iseverywhere locally
solublethere
are linesPoP2
such that
(1 1) is everywhere locally
soluble andZ2)
is irreducible overk(Ài) for i
=5, 6.
Proof.
2014 We note first that ingeneral
is irreducible over For ifwe take
P2
to bePi
andPo, Pl
to have Z-coordinates( 1, o), (0, 1)
respec-tively,
eachcV2i
with i =1, 2, 3, 4
is amultiple
ofZf - cZ22;
hence thesame is true of X and
Y,
and therefore of~5
and~6’
Thegeneral
assertionnow follows from Hilbert’s
Irreducibility
Theorem.The main
complication
in theproof
of this Lemma is that we cannotassume weak
approximation
onX3;
indeed weakapproximation
isprobably
not even true, since the Brauer group of
X3
is non-trivial.(See [5].)
Letsl
be a finite set ofplaces
in kcontaining
the infiniteplaces,
all smallprimes
and allprimes dividing 2c,
any am, the discriminantof.f
or any of theaZ’’~
Then we can choosePo
to be in theimage
of(kv)
under themap
y(r)
--~Xl
for each v inSi, by
weakapproximation
onXi.
Denoteby
ui, vZ, x, y the voues ofUi, v X,
Y atPo;
these valuesdepend
on theparticular
coordinaterepresentation
ofPo
which wechoose,
so that we canstill
multiply
the Ui, Viby
anarbitrary ~ ~
0 in k andmultiply
x, yby ~2.
We can therefore ensure that x, y are
integers
and that the ideal(x, y)
is notdivisible
by
the square of anyprime
ideal outsideSl.
We then re-choose the vi for i =1, 2, 3, 4
tosatisfy (8)
and beintegral,
which we can doby
theremark
immediately
after theproof
of Lemma 2. This of course altersPo,
but since it leaves x, y
unchanged
theequations (9)
remainlocally
solubleat every
place
inSl.
Because the oldPo
was ingeneral position
onXl ,
wecan assume that the
right
hand sides of the twoequations (9)
do not vanishat
Po.
We do not know the
quadratic
forms~5
and~e
until we have chosenP2.
But the values of
~5 ( 1, o)
and~6 ( 1, o)
as elements of k*/l~*2 only depend
on
Po,
forthey
aresimply
the values of theright
hand sides of the twoequations (9)
atPo.
We can thereforeproperly
involve these values in the argument in advance of the choice ofP2.
We now have localsolubility
of(11)
for i =5, 6
forZ2 =
0 exceptperhaps
atprimes
which are not inSi
but which divide~5(1, 0)~6(1, o);
lets2
be the finite set of suchprimes.
Wecan delete from
82
anyprimes
for which c is aquadratic residue,
for(11)
iscertainly
soluble at suchprimes.
To prove theLemma,
we needonly
showthat we can choose
P2
so that noprime p
ins2
divides~5 (0,1 ) ~6 (0,1 } .
Now
let p
be in?2
be anyprime
ideal in ...,a4, ~y}
whichdivides p, and use a tilde to denote reduction
mod ;
we have becauseall the
primes
whichramify
lie insl.
The twoP3 given by Ui
dbVi
= 0(i
=1, 2, 3, 4)
are alsogiven by Xi
±Yi
= 0(i
=1, 2, 3, 4);
so ifPo
lieson either of them
then y
would beequal
to the reductionmod
of thevalue of at
Po.
Since the latter is an element ofk,
this would meanthat c would be a
quadratic
residuemod p
- a case which we havealready
ruled out.
Again,
if forexample fi = V1 =
t2 =v2
= 0 then x, y would be divisibleby
and henceby p2;
and this too we have ruled out. The calculationsfollowing (10)
now show thatPl
isnonsingular
onX2,
wherePi
is as in those calculations.At most one
pair
ofVi vanish;
if there is such apair,
we can suppose it isgiven by
i = 4. Theequations
forX2
areUf - V21
=homogeneous quadratic
form inU3, V3, U4, V4, (14)
U11 - V11
= linear form inU3, U4, V4,
and two similar ones
involving U2
and Theequation ( 14)
isequivalent
tothe
vanishing
of aquadratic
form of rank6,
so it cannot have ahyperplane
section which is not
absolutely irreducible;
and it now followseasily
thatX2
is
absolutely
irreducible. Theprojection
fromX2
to theP~
with coordinatesU3, V3, U4, V4
isgenerically
onto. Hence there are at mostO(q2) points
inX2 (Fq )
for which theright
hand side of(9)
vanishes for i = 5 or i = 6. Theimplied
constanthere,
like Abelow,
is absolute because itdepends only
onthe
degrees
of the various maps and varieties involved. Now let P be thepoint
onX3 corresponding
toP1
onX2 ;
thus P is the intersection of two lines onX3.
We havealready
shown thatP is nonsingular
for allthe p
whichstill concern us. The construction in the
proof
of[4],
Theorem 30.1specifies
a non-constant
P 1 -~ X3;
and the reductionmodp
of theimage of 03C8
is obtainedby carrying
out thecorresponding
constructionusing ’Ø
and so this
image
hasgood
reduction. Hence there is apoint Q
in theimage
of~,
defined over k and such thatQ
isnonsingular
onX3
and doesnot lie on any of the lines of
X3. Repeating
this processusing
this time theconstruction in the
proof
of[4],
Theorem29.4,
we obtain a mapP2 -~ X3
which hasgood
reductionmodp
for all relevent p. This lifts back to a mapP~ 2014~ X2
which isgenerically
onto and hasgood
reductionmod p
for allrelevent p.
Hence there exists an absolute constant A > 0 such thatX2
hasat least
aq3 points
which can be lifted back topoints
ofXo (Fq )
Providedthat q
islarge enough,
which we ensureby putting
all smallprimes
intosI ,
- 341 -
we can choose such a
point P2
for which theright
hand sides of(9)
for i = 5and i =
6,
reducedmodp,
do not vanish. We lift thisP2
backto Q
onXo .
But we have weak
approximation
onXo.
Hence we can choose a rationalpoint Q
onXo
whose reductionmodp
isQ
for each of thefinitely
manyprimes
in?2.
If we chooseP2
=~(Q)
this willsatisfy
all our conditions.I am indebted to Jean-Louis Colliot-Thelene and Alexei
Skorobogatov
for their comments on earlier drafts.
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