C AHIERS DE
TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES
O SCAR P. B RUNO
Logical opens of exponential objects
Cahiers de topologie et géométrie différentielle catégoriques, tome 26, n
o3 (1985), p. 311-323
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Article numérisé dans le cadre du programme
LOGICAL OPENS OF EXPONENTIAL OBJECTS
by
Oscar P. BRUNOCAHIERS DE TOPOLOGIE ET
GÉOMÉTRIE
DIFFTRENTIELLECATEGORI QUES
Vol. x x vr-3 (1985)
RESUME.
Soit X = A et Y =B,
avec A =C°°(Rp)/J,
B =C°°(Rn)/I,
deux
objets repr6sentables
dans letopos
de Dubuc. L’ensemble des sectionsglobales
de1’exponentielle Yx
est identifi6 6 1’ensembleZ(I, An)
C An de zeros de 1’ideal I dansAn
et est ainsi muni d’unetopologie C°icompact-ouvert.
Dans cetarticle,
on étudie les ouvertsde Penon de
1’objet Yx.
On montrequ’ils
coincident avec les ouvertsC’,°°-CO
deZ(I, An)
dans Ie cas o6 J a des extensions d6termin6es par deslignes (Definition 0.3)
ou bien si I= {0}.
On donne unexemple
d’un ouvert de Penonqui
n’est pasC°°-CO
enprenant
1’ideal J de fonctions a germe nul.INTRODUCTION.
Let X =
C°°(Rp)/J,
Y =C°°(Rn)/I
be tworepresentable objects
inthe Dubuc
topos
D(see
Section0)
where J has line determined exten- sions(0.3).
The main result in this paper(Theorem 1.11)
says that theglobal
section functor r establishes abijection
between Penon open sub-objects
ofY X
and open subsets ofr (Yx)
in theCp°-CO topology.
We show also that when I
= {0},
we can assume Jarbitrary (1.12).
However,
the restriction on J(of having
line determinedextensions)
is seen to be unavoidable in
general.
We
precede
the article with a Section 0 where we recall all these notions and fix the notations.SECTION 0.
Let D denote the Dubuc
topos (see [3, 4]).
We recall that D is thetopos
definedby
thefollowing
site :i)
Thecategory B ,
dual to that offinitely generated C°°-rings Cl(R9)/1 presented by
an ideal of local nature(see [4]
and Remarkbelow).
ii)
The open covertopology (see [3]
and Remarkbelow).
0.1. Remark.
i)
Let U be an open subset ofRn (in
most of the casesU =
F;e)
and I CC7U)
an ideal. Then I is of local nature(or
of localcharacter,
or germdetermined)
iff for every f EC°°(U),
f E I iffthere exists an open
covering {Ua}a
of U such thatideal
generated
inWe remark that if I C
C7R)
is an ideal of local character and U isan open subset of
Rn, Il U
may not be of localcharacter.
If I CC°°(U)
is any
ideal,
there exists a smallest local nature ideal I which contains I. Infact,
f EI
iff there exists an opencovering {Ua}
of U such thatf l Ua
EII lb. I
is called the local nature closure of I.ii)
We recall that thegenerating
covers of the open covertopology
are families of the form
where
{Ua}
is an opencovering
of Rn andjUa
are the mapscorrespond=
ing
to the restrictionmorphisms.
Thecoverings
of anarbitrary
are obtained
by pulling-back
these covers(see [3]).
It can be seen thenthat
they
are families of the formwhere
L6.
is acovering
of the set of zeroes ofI, Z(I).
0.2. Remark. Let We recall that the
(cartesian) product
of X and Y in B iswhere this notation should be understood as follows : since we consider the elements of
C°°RP) (resp. C°°(Rn), C°°(Rp+n))
functions of the variablesthe ideal J is an ideal in the variable x : J =
J(x).
NowJ(x, t )
isthe ideal
generated
inC°°(Rp+n) by
the functions ofJ(x).
On the otherhand,
thesymbol +
means the local nature sum,i.e.,
to sum and takelocal nature closure.
Recall that if H >-> F is a
subobject
of F in atopos,
then H is said to be Penon open iff thefollowing
formula holdsinternally :
(see [6, 1]).
Let
Top2
be thetopos
of sheaves over the site of Hausdorfftop- ological
spaces with opencoverings,
Zar be thetopos
of sheaves overthe site
given by
thecategory
d ual to that offinitely presented
k -al-gebras
withcoverings B[a-1i ]
>-> B where ai = 1 and k is analgebraical- ly
closedfield ;
and let D be the Dubuctopos already presented.
Ithas been
proved by
J. Penon(see [5])
that if either E =Top2
or E =Zar
or E = D and F is
representable,
then asubobject
of F is Penon open iff it isrepresentable
andrepresented by :
in the first casean open.
subset of
F,
in the second a Zariski open. and in thethird,
if F =C )/I by
asubobject
of the formC°°(U)/IlU
where U is an open subset ofRfl
Westudy
here Penon opens of YX whereare
representables (I
and J of localcharacter).
In some cases we will need to assume that the ideal J has line determined extensions :0.3. Definition
(see [2J).
An ideal J CC°°(Rp)
is said to have line deter- mined extensions iff it satisfies thefollowing
condition: for every n E N and f EC°°(Rp+n),
f EJ(x, 6
iff for every fixed a EF;e, f(X, a)
E J.We recall from
[2J
that alarge
class offinitely generated
ideals(including
thosegenerated by
a finite number ofanalytic functions)
have line determined extensions and there are some
examples
of non-finitely generated
ideals which also have line determined extensions.As a matter of
fact,
these ideals are characterized asuniversally closed, i.e.,
CT-CO closed ideals such that the extensionJ(X, 7)
toC°°(Rp+n)
for all n is C°°-CO closed.
0.4. Definition. The C°°-CO
topology
inC°°(Rn)
is thetopology
for whicha sequence
f k
of elements ofC°°(Rn)
converges to f E17(Fl)
ifffk
and all its derivatives convergeuniformely
oncompacts
to f and itsrespective
derivatives.A result which is
closely
related to the notion of ideal with line determined extensions is thefollowing :
0.5. Theorem
(Calderon-Reyes-Qué,
see[7J).
L etC,
D be closed subsets ofRP
andRn respectively.,
and letbe the ideals of all flat functions on
C,
D and CxDrespectively.
(Recall
that a function f EC°°(Rk) is
said to be flat on a closed subset K ofRk
iff f and all its derivatives vanish onK).
ThenFinally
we recall a well known lemma.By
the way we remark that it is this lemma whichimplies
that the congruence associated in the standard way to any ideal I CC’°(Rn)
is aCOO-ring
congruence(see
[4]).
0.6. Lemma.
a)
For everyn+p-variables C°°-function
h :Rn+P-+
Rand for every
integer
m ? 0 there existCOO-functions
such that the
equality
holds for every
where
Xk = xk1... XkpP.
Of course we haveb)
We will use this Lemma in thefollowing particular
case : Ifh e
Coo(Rn)
then there existfunctions ei E C°°(R2n)
suchthat,
for everyy1, y
e R we haveSECTION 1.
We prove first some
auxiliary
results(1.1
to1.5).
Let B =
C 7W )/I,
A =C 7RP)/J
be any twoC°°-rings
in BOp andLet r : D -*Sets be the
global
section functorr(F)
=Hom(l, F).
We have
1.1.
Proposition. F(Yx)
=Z(I, An),
wh ere(Notice
that the last definition makes sense since smooth functions may be evaluated inCOO-rings.)
1.2. Definition. The
C°°-CO topology
on A is thequotient topology
det-ermined
by
theCY-CO topology
ofCTR9) (see 0.4).
The COO-CO
topology
of An isjust
theproduct topology,
and wegive
thesubspace topology
toZ(I, PP).
Recall that the
quotient
mapC°°(RP) ->->- A
is open, thus it follows : 1.3. Lemma. If a sequencehk
of elements of A converges to h E A in theC°°-CO topology,
then there exist a sequenceifk)
CCt(RP)
and
f E C°°(Rp)
such thati) [fk] = hk
and[f]=h.
(The
brackets mean"equivalence
classof".)
ii) fk
converges to f in theC°°-CO topology
of17(RP).
1.4. Lemma. L et
X,
Y be as above and i : H >-->Yx
be asubobject
of
Yx.
Then H is Penon open iff it satisfies thefollowing
conditions :a)
For everyrepresentable
sheaf T =C°°(Rk)/K
E B , arrow q :T -> Yx and s,,
EZ(K)
CRk , so : 1 -> T,
if q 0 So factorsthrough HJ
thenthere exists a
neighborhood
V ofso in Rk
such thatqo jv
factorsthrough
H(where
is the map
corresponding
to therestriction).
In otherwords,
if"q (s-o)
E H "then there exists a
neighborhood
V ofS. E Rk
such thatb)
If T -C°°(Rk)/K is
anyrepresentable
sheaf and q, h are arrowsq : T
-> Yx,
h : T->H ,
and there exists asequence sr
of elements ofZ(K) converging
toso
EZ(K)
such thatqo sr =
i oh o sr,
thenq o so
factors
through
H.(Notice
that this condition is vacuous if the ideal J isC°°-CU
closed since in this case we haveq o so = i o ho so .)
Proof.
Kripke-Joyal
semantics(see [1])
tells us that H is Penon open iff for every T E B and for every q : T ->YX,
h : T-> H there existsa
covering
of Tsuch that
(qo fi, i o h o f J
verifies theformula7(h = q)
andqo f 2
factorsthrough
H. We must prove that this K-J statement isequivalent
to the statement of the Lemma.
Statement of the Lemma
implies
K-J statement : Assume H verifies the statement of the Lemma. Because of the sheaf axiom on H it suffices to show that for everyso
EZ(K)
eitheri)
there exists an openneighborhood
V ofSo
inRk
such thatq,,
factors
through H,
orii)
There exists an openneighborhood
Vof So
inRk
such that for s E V nZ(K) we
havei o h o s # q o s.
So,
takeso
EZ(K)
and assume thatpoint
ii is not verified. It followsthat there exists a sequence
sr
ofpoints
ofZ(K) converging
toso
suchthat for every r E
N, q o sr = i o h o sr.
We remark that this does notimply
qo so =
i o ho so,
but in virtue of b it follows thatq o so
factorsthrough
H and so,by
a, we havethat so
verifiespoint
i.K-J statement
implies
statement of the Lemma :a)
Take q : T +YX
and consider thefollowing
commutativediagram
With this data we may consider the arrows
By
K-Jstatement,
there exists acovering
such that
(q o fl,
i o q1 o a of1)
verifies theformula 7 (q = h)
and q of2
factorsthrough
H. SinceTi, Tz
2 is acovering So :
1 -> T must factor eitherthrough
Ti 1 orthrough T2.
But it cannot factorthrough
Ti 1 sincethis would
imply
thatverifies the
formula 7 ( q - h),
which contradicts thecommutativity
of(1).
b)
Immediate. 01.5. Lemma (see
[5]).
Let F be anobject
in thetopos
D.a)
Thecorrespondence
R ->F(R)
from the set ofsubobjects
of Fto the set of subsets of
F(F)
has aright adjoint E , i.e.,
for everyS C
F(F),
there existsE { S )
F such that for every R F wehave
Moreover F
(E(S))
= S . Infact,
for S CF(F) , E(S)
is definedby
thefollowing
rule : an arrow f : T -> F( T E B )
factorsthrough E(S)
iffI’(f) : r(T) -> reF)
factorsthrough
S.b)
If H >-> F is Penon open, thenE(r (H))
= H.Proof,
a)
It must be seen that thesub-presheaf
defined isactually
asheaf. This is
easily
done.b)
It must be seen that an arrow f : T -> F factorsthrough
H iffit factors
through E( T(H)).
Now => is immediate. To see = assumef : T -> F factors
through E( r (H)).
This means that for everyglobal
section
so :
1 ->T, f
oso
factorsthrough
H. Now use 1.4 a and the sheafaxiom on H. 0
1.6.
Proposition.
L et W be aC°°-CO
open subset ofZ(I, An).
ThenE(W) Y X
is Penon open.,
Proof. We use 1.4. Let us see that
E(W)
verifies 1.4.a. Take arrows asin the commutative
diagram
T =
C°°(Rk)/K(s).
It follows that q oso E
W. Now q isrepresented by
an[f] = ([fi],
...,[fn]),
and so q 0so
isrepresented by [f(so’ x)] E
W.So,
since W is open, it follows that[f(s, X) ] E W
for every fixed s ina certain
neighborhood
V’ ofso
inZ(K). Then, calling
V CF%fl
anopen set such that V’ = V n
Z(K)
we have that q oiV
factorsthrough E(W),
whereis the arrow
corresponding
to the restrictionmorphism.
Let us now seethat
E(W)
verifies 1.4.b. To dothis,
take arrows q : T ->YX,
h : T->E(W)
and a sequence
sr
of elements ofZ(K) converging
toLet
represent
h and qrespectively.
Theequality
q osr =
i o hosr
means thatfor every r E
N,
or, in the otherwords,
Now g(so, x)
+(f(sr,x)- grr, -x)) Coo-CO
converges toF(so,-x)
as r -> °°.Then
converges to
[f(so, x)] .
But we know that[-f(s-., x)]
= hoSo
is in W.So, [g(so, x) E W
or, in otherwords,
qoso
factorsthrough E(W).
0In order to prove the converse of 1.6
(in
the case that J hasline determined
extensions)
we need two lemmas.1.7. Lemma
(Clueing Lemma).
If asequence fe
of elements ofC°° (Rp )
and f E
C°°(RP)
are such that for everycompact
set K C RP and every d E N there existsLK d
E R such thatin K for
I a
d ande > Qo
for certaineo E
N then there existssuch that
and
F (x, sd belongs
to the idealgenerated by ffk :
e EN} Ufft
forevery fixed so E R.
Proof. We may assume f = 0. Take cp E
C (R)
such thatLet us call We have that It is
easily
seen that00
is C and has the
required properties.
01.8. Lemma.
a)
Assume J has line determined extensions. Lethk
bea sequence of elements of
Z(I, p(1) Ccv-CO converging to h e Z(I, An).
Let N C
C°°(R)
be the ideal of all functionsvanishing
at1/e
and0 (1, E N),
and let S =CooCR)/N. (We
call S thegeneric convergent sequence).
Then there exists asubsequence hke
ofhk
and an arrowwhere
1/e: l
->S and 0 : 1 -> S are the arrowscorresponding
to eval-uation at
1/e,
and 0respectively.
b)
L et J be any idealsof
localcharacter]
and I-t 01 . Let tk
be a sequence of elements of Z
({0}, An)
= AnC°°-CO converging
to h E,gn.
Then, there exists asubsequence hkg
ofhk
and an arrowwhere R =
C°°(R) is
the line.Proof. We prove
only point
a. Point b followssimilarly although
moredirectly. By 1.3,
there exists a sequence(fk)
CC°°(Rp)n
and f EC°°(Rp)n
such that
t k C°°-CO
converges to f and[fk] = hk, [f]
= h . Let us takea
subsequence fkg
offk
such thatin E -Z, e ]
for every a such thatI a l
)e.Thus, by 1.7,
there exists anF
ECO:CRP+ 1)
such thatWe will show that this F defines an arrow F : S ->
YX .
As ithappens,
such an arrow is a zero of I in
(Recall that +
means "local nature closure of thesum"). So,
we mustshow that
is a zero of I. Take
g E I.
We have that(this
is theCoring
structure in aquotient
of thistype,
see[4]).
Andand for every
iF(X, s))
=g((fke(x))
E J. Now from0.6.b,
it follows thatg(Tkk), g(f)
satisfy
thehypothesis
of 1.7(because lk9v, 1 do).
Call G EC°°(Rp+1)
thefunction
given by
1.7 :and for every fixed So E
R, G(x, so)
E J. Since J has line determinedextensions,
it follows thatG(x, s)
EJ(X, s).
On the otherhand,
is a function flat on
Rp x(f 1/ k : k E N
U{0}). So, by 0.5,
So
It is immediate to
verify
that the arrow Fjust
defined verifies1.9.
Propositivn.
Assume J has line determined extensions and let U be a Penon opensubobject of Y X .
Thenr (U) is
a COO -CO open sub-set of
Z(I, An).
Proof.
Suppose r (U)
is notC°°-CO
open inZ(I, An).
This means that there is a sequencehk
of elements ofZ(I, An)Br (U) C°°-CO converging
to a certain
h E r(U). By 1.8.a,
there exist asubsequence /TkZ of hk
and an arrow
F : S =
CX’(R)/N -+ Y X
such that F o1/e = hkQ,
and F o 0 = h .Now,
since U is Penon open, we have from 1.4 that there exists anopen
neighborhood
V of 0 E R such that F ojv
factorsthrough
U. Thisis a contradiction. 0
1.10.
Proposition.
L et J be any local character ideal and I ={0}
CC°°(Rn).
Let U be a Penon open
subobject
ofYX
=C°°(R)x.
Thenr (U)
is acoo-Co open subset of
Proof. Similar to the
proof
of 1.9(use
1.8.b instead of1.8.a).
From
1.5,
1.6 and 1.9 it follows :1.11. Theorem. Let
and let us assume that J has iine determined extensions. Then the
mapping U t-+ r(U)
from the set ofsubobjects
ofYX
to the set ofsubobjects
ofZ(I, An)
determines abijection
between the set of Penon opensubobjects
ofYX and
the set ofC°°-CO
open subsets ofZ(I, An).
Example.
An easy instance of 1.11 isDD (D
=C°°(R)/(X2)).
One may seethat its open
subobjects
"coincide" with usual open subsets of R.As it was said in the Introduction the
hypothesis
on J ofhaving
linedetermined extensions is essential : it cannot be avoided in
general (see Example
1.14below).
However Theorem 1.11 holds in some casesfor ideals J not
having
line determined extensions. This is the casefor
instance,
if the ideal Iis {0}.
1.12. Theorem. L e t
where J is any ideal of local character . Then the
mapping U l->
r(U)
from the set of
subobjects
ofYX
to the set of subsets of A2 determinesa
bijection
between the set of Penon opensubobjects
ofYX
andthe set of Cf-CO open subsets of PP.
Proof. Follows from
1.5,
1.6 and 1.10.1.13.
Examples. i)
ConsiderRR
in the Dubuctopos,
where R =C%R)
is the line. In this case, Theorem 1.12
just
says that r establishes abijection
between the set of Penon opensubobjects
ofRR
and the set ofC°°-CO
open subsets ofC°°(R).
This wasconjectured by
M.Bunge
atthe
workshop
which tookplace
in Aarhus in June 1983 and answeredindependently by
I.Moerdijk
and the author.ii)
Let A =C°°(R)/J
where J is the ideal of all f EC1R)
such thatf vanishes in a
neighborhood
of 0 E R.RA
is the internalring
of germs at 0 of smooth one-variable functions.By 1.12,
the Penontopology
of
RA
"coincides" with the CACOtopology
onf(R)/f
which is theset-theoretical
ring
of germs at 0 of smooth one variable functions.1.14.
Example.
Let cw EC°°(R2)
be a functionvanishing
inand different from zero
everywhere
else. Let I CC7R’)
be the idealgenerated by w,
and J CCY(R)
be the ideal of all smooth functionsvanishing
in aneighborhood
of 0 E R. LetWe have that
Our
example
isE(V)
>-Y(see 1.5) : E(V)
is Penon open inYx
while it iseasily
seen thatr(E(V)) =
V is notC7-CO
open inr (YX).
In order tosee that
E(V)
is Penon open we need thefollowing lemma,
whoseproof
we omit.
1.15. Lemma. Let
V, C, X,
Y be as above andbe such tha t for certain
s o c R F (so, x) I
eV,
but there exis ts a se-quence
s r of points
ofR , 5r
->50
as r -+ - such that[F (sr, x) ]
er (yX)Bv.
Then there exist a sequence xr
of
real numbers xr-> 0 as r ->°° and ro E N such that for r > r 0 we haveF (sr, xr) /
C. 0Let us now see that
E(V)
is Penon o en. We use 1.4. Let us seefirst that
E(V)
verifies 1.4.b. Take T =C°°(Rk)/k,
apair
of arrows :q : T ->
YX9
h : T ->E(V)
and a sequencesr
of elements ofZ(K)
converg-ing
toSo
EZ(K)
such thatLet us assume that q and 0 h are
represented by
respectively.
It follows that q osr,
i oh o sr
arerepresented by
We have then
Since
closure(J)
is the ideal of all flat functions at 0 ER and [g(So?xl!
E Vit follows that
f(so, x)
EV,
as the reader may check(use that w (f(so, x) )
must vanish in a
neighborhood
of 0 E R).Now,
let us see thatE(V)
verifies 1.4.a. Take T =C°°(Rk )/K,
an arrowq : T - Yx and
So : 1 -> T, so E Z(K)
such that q oSo
factorsthrough E(V), i.e.,
qoSoE
V. We havethatq
isrepresented by
an elementand so, q o
s o is represented by
We must show that there exists an open
neighborhood
W ofSo
in Rsuch
that q
ojw
factorsthrough E(V). Now, by 1.5,
the conditionmeans
Assume that such W does not exist. This means that there exists a
sequence sr
ofpoints
ofZ(K)
CRk converging
toso
and such thatBy 1.15,
it follows that there exists a sequence xr of real numbers which tends to zero as r -> °° such thatF( sr, x,) i
C(i.e., w (F( sr, Xr)) # 0) Now,
we know thatw(F)
EK(s, x) + J(x, s)
and so, since the functions of J vanish in aneighborhood of 0,
there exists aneighborhood
W of(so, 0)
ERk+1
such that inW, w (F)
= an element ofK(s, x).
For some £ > 0is contained in
W,
and so we should havew(F(sr, x)) =
0 for x E(-E, e )
and every
r > ro for
some ro E N. This is a contradiction. 0BIBLIOGRAPHY
1. BRUNO, 0., Internal Mathematics in toposes, Trabajos de Mat. 70 (1984).
2. BRUNO, 0., On a property of ideals of differentiable functions (to be
published)
3. DUBUC, E., Open covers and infinitary operations in
C~-rings,
Cahiers Top.et Géom. Diff. XXII-3
(1981),
287-300.4. DUBUC, E.,
C~-Schemes,
Amer. J. of Math. 103-4(1983),
683-690.5. DUBUC, E.,
Logical
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Ciudad Universitaria
1428, BUENOS AIRES. ARGENTINA