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A COUNTEREXAMPLE TO THE APPROXIMATION PROBLEM IN BANACH SPACES

BY P E R ENFLO

University of California, Berkeley, CF. USA

A Banach space B is said to have the approximation p r o p e r t y (a.p. for short) if every compact operator from a Banaeh space into g can be a p p r o x i m a t e d in the n o r m topology for operators b y finite r a n k operators. The classical approximation problem is the question whether all Banach spaces h a v e the a.p. I n this paper we will give a negative answer to this question b y constructing a B a n a c h space which does not have the a.p.

A Banach space is said to have the bounded approximation p r o p e r t y (b.a.p. for short) if there is a net (Sn) of finite r a n k operators on B such t h a t S , ~ I in strong operator topology and such t h a t there is a uniform bound on the norms of the S~:s. I t was proved b y Grothendieek t h a t the b.a.p, implies the a.p. and t h a t for reflexive Banaeh spaces the b.a.p, is equivalent to the a.p. (see [1] p. 181 Cor. 2). So w h a t we actually do in this p a p e r is to construct a separable reflexive Banach space which fails to h a v e a p r o p e r t y somewhat weaker t h a n the b . a . p . - - t h e exact s t a t e m e n t is given b y Theorem 1. Since a Banaeh space with a Schauder basis has the b . a . p . - - f o r such a space the Sn:s can be chosen to be projections--our example also gives a negative solution of the classical basis problem.

The approach we h a v e used in this p a p e r to p u t finite-dimensional spaces together in a combinatorial w a y - - i s similar to t h a t of Enflo [2] b u t in the present paper the con- structions are m a d e in higher dimensions. Since we will work with s y m m e t r y properties of high-dimensional spaces several considerations which were necessary in [2] can be left out in the present paper.

There are several ways of continuing the work on the same lines as in this paper, it has already been shown t h a t Theorem 1 can be improved in several directions. We will discuss some of these extensions at the end of this paper. There are quite a few equivalent formulations of the approximation problem known and also m a n y consequences of a n y solution of it. F o r most of these results the reader is referred to [1] and to papers b y W. B. Johnson, H. P. Rosenthal and M. Zippin ([3] and [4]).

I f T is an operator on a Banaeh space B and (M) is a subspace of B, p u t

HTH(M)=

sup=o< > II T lllllxll.

We have

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310 P~R v,Z~FLO

THEORV.M 1. There exists a separable reflexive Banach space B with a sequence (Mn) o] finite-dimensional subspaces, dim (Mn)--> c~ when n ~ oo, and a constant C such that ]or every T o/ /inite rank I]T - II[(M,) >~ 1 - CI[ T o/log dim (Mn). I n particular B does not have the a.p. and B does not have a Schauder basis.

I n our proof of Theorem 1 we will use s y m m e t r y properties of some high-dimensional spaces and so we will need a concept closely related to t h a t of the trace of an operator.

L e m m a 1 and L e m m a 2 give a preparation for this. I n L e m m a 3 we will give a sufficient condition on a Banaeh space to satisfy the conclusion of Theorem 1 b y using this concept.

I n L e m m a 4 and L e m m a 5 we give the finite-dimensional results which will be needed.

However, to construct an infite-dimensional space satisfying the conditions of L e m m a 3 from the spaces appearing in L e m m a 5 involves some complications which mainly depend on the fact t h a t the spaces (W =-1) and (W ~+1) defined below h a v e the same dimen- sion. We use combinatorial arguments to overcome t h a t difficulty. I n the last p a r t of the p a p e r we define our Bausch space and prove t h a t it satisfies the conditions of L e m m a 3.

L e t B be a B a u s c h space generated b y a sequence of vectors {ej}~ which is linearly independent (for finite sums). We shall say t h a t an operator T on B is a finite expansion operator on B if for every k T % = ~ a~e~ where the sum is finite.

LwMMA 1. Let B be a Banach space generated by a sequence o/vectors {ej}~ which is linearly independent (/or finite sums). I] T is a continuous/inite rank operator on B, then, /or every ~ > 0 there is a ]inite rank ]inite expansion operator T x on B such that II T - T l l I <e.

Proot. P u t

IITII

= K . Assume t h a t / 1 , / 2 .... , / r is a basis for the range of T. Approxi- m a t e h, ls ... f, b y independent vectors 1~,/~ ... [" all of finite expansion in {ej}~ such t h a t for real numbers bl, b~ ... b~ we have

11~ :;b- ~b,l,l[ < d[1~=ib, f,[i/K"

Now if T x = ~ bJj then p u t T l x = ~ bjf;. This gives

IITx- Tlxll = 115 bjfj- 5 bj/;ll -< IlYbjfr < Ilxll.

This proves the lemma.

L e t B be a B a u s c h space generated b y {ej}T which is linearly independent (for finite sums) and let T be a finite expansion operator on B. L e t M be a finite subset of the e~:s.

We will p u t

Tr(M, T) = ~. an and ~r(M, T) = ~

eieM [-L~l e4eM

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A C O U N T E R E X A M P L E T O T H E A P P R O X I M A T I 0 1 ~ PROBLE1K I N B A N A C H SPACES 3 1 I where I M I is t h e cardinality of M . L e t {ej}~ r be a sequence of non-zero vectors w h i c h generate a B a n a c h space. W e shall s a y t h a t {ej}~ r has p r o p e r t y A if for each finite s u m Y~I.~ a~e~ we have

llX~.~a~e~ll>~lla~e~ll

for all k, l<~k<r. I f M is a set of vectors in a ]3anach space B we will denote b y (M) t h e closed subspace of B g e n e r a t e d b y M.

L ~ M M A 2. Let B be a Banach space generated by {e~}~ which has property A. Let T be a/inite expansion operator on B and let M be a finite subset o/{ej}~. Then [Tr(M, T)[ <~

UTll, ,.

Proo/. If % ~ M we h a v e

la~l

= Ila~%ll/lle~ll ~< IIX, a,~e,ll/lle~ll < II TI],M, f r o m which t h e l e m m a i m m e d i a t e l y follows.

W e n o w prove a l e m m a which suggests h o w t h e c o u n t e r e x a m p l e is constructed.

Lv~M~A 3. Assume that B is a Banach space generated by {ej}~ which has property A . Assume that there is a sequence M m o] mutually disjoint ]inite subsets o/{ej}~ and constants a > 1 and K > 0 such that

(i) dim (Mm+l) > (dim (M~)) ~ m = 1, 2, ...

(if) ]Tr(M,~+a, T ) - T r ( M m , T)] < K ] ] T ] ] ( l o g dim (Mm)) -~ r e = l , 2 ....

/or every finite expansion operator on B.

Then there is a constant C s. t. /or every finite rank operator T on B

II x - T I1 ,Mm, 1 - a II Tll (log d i m (Mm)) -1

Proo]. B y L e m m a 1 it is e n o u g h t o p r o v e the conclusion for finite r a n k finite expansion operators on B. Since T has finite r a n k we h a v e Tr(Mk, T)-+O w h e n k - ~ . L e m m a 2 a n d t h e assumptions of L e m m a 3 t h e n give

IIx-

~

I~'r(M~, X - T) I >1 1 - X I~r(M~+~, T) -~r(M~, TI

kffim

~> 1 - xIIrll ~ ~ Clog d i m (Mk)) -1 ~> 1 -- C IITII log dim (Mm)) -1

k ~ m

C = K/C1 - a-l).

with

W e will n o w s t u d y some properties of t h e W a l s h functions. L e t Z~ be the g r o u p with t h e elements 0, 1 a n d consider t h e g r o u p H = Z ~ . T h e n [ H [ = 2 ~n a n d we d e n o t e its elements a = ( a 1, a 2 ... a2n ) where a j = 0 or 1. W e define 2n R a d e m a c h e r functions R~,l<~]<~2n, on H in t h e following way: R j ( a ) = ( - 1 ) % W e let W m d e n o t e t h e set of Walsh functions which are p r o d u c t s of m different R f s a n d let w m denote an element in Wm. P u t

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312 P E R ] ~ N F L O

WmEwm

and p u t ]aj [ = ~ a, = the n u m b e r of coordinates ~= 0 for a e Z~n.

L ~ M A 4. (a) F~(0) = l I F A ~ : ( ~ ) (b)

Fro(a)=(1-mn-1)]]Fm]]~

if ]a[ = 1 .

(e) I~-l(all =lFn+~(all-<~-lllF~-~ll~=~ ~11~§ ~/0< I~l <en,

(d)

Fro(a)

= ( - 1 ) z F ~ ( b )

it [a I +lb]

= 2 n

Proo].

(a) is obvious since all w~ take the value 1 in 0 and the n u m b e r of wm:s is (2mn).

Obviously Fm(a) depends only on n, m and ]a[ and so in the proof of (b) we can assume a = ( 1 , 0 ... 0). W e get F m ( a ) = ( 2 ~ l ) _ [ 2 n - l ~ = ( 2 m n

\ m - 1]

)

(1 - m/n).

We can also assume a and b c o m p l e m e n t a r y in the proof of (d), which t h e n follows immediately from the formula

Rj(a) = - Rj(b)

for all ]. F o r the proof of (e) we observe t h a t for a complex n u m b e r z we have

2 n

zmF,~(a) =

(1 +

zR1(a))...

(1 +

zRen(a)) =

(1 + ( - 1)alz) ... (1 -t- ( -- 1)a~z)

m ~ 0

F o r ]a]

=r

this equals (1 - z ) ' (1 + z)2~-L This gives Fm (a) =

(2~i)-~f(1

- z) ~ (1 +

z)2n-~dz/z 'n+l

_ d0,1~l:~.

This gives

]F=_l(a)[= ]F~+x(a)] <, (2z)-122~ f;~ ] (sin ~)" (cos ~)~=-rl dO n 0 r

T h e last integral takes the same value for r = 2 and r = 2 n - 2 and t h e n it equals

] F~(e)].

If 2 < r < 2n - 2 t h e integrand i s a geometrical mean-value between (sin

0/2) 2

(cos 0/2) ~n-2 and (sin 0/2) 2n-2 (cos 0/2) 2 and so in this ease the integral is n o t bigger t h a n

I ~(a) l, I~ I

= 2 .

Andf~ -

2~2n-2~ + (2:--:)] = ( 2 : ) I n . l ]

/(2n-l)<n-~HFn-IH~176

~-~lIF~§ This oompletes the proof of the lemma.

W e now consider the Banaeh space of real-valued functions on H with sup-norm.

If p is a permutation of the 2n copies of Z~ in H then we have

Rj(p(a))--R~-~j(a)

with

obvious notations. Thus p defines an isometry U~ of ( W m) onto itself by the formula

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A C O U N T E R E X A M P L E TO T H E A P P R O X I I ~ A T I O I ~ P R O B L E M I N B A N A E H SPAEES 313 (U~w'~)(a)=w~(p(a)). L e t t: a ~ a + b be a translation in H. Then we have R~(t(a))=

( - 1 ) ~ R j (a). Thus $ defines an isomctry U~ of (W ~) onto itself b y the formula (U~w m) (a) = wm(t(a)), L e t G be the group of isometries of (Wn-~U W ~+~) generated b y the U~:s and U~:s. Since the Walsh functions are pairwise orthogon~l regarded as vectors in l~(H), W ~-~ U W n+~ is a basis for (W ~-~ U W~+~). We will consider t h a t basis in the following lemma.

LEmv~A 5. Let T be a linear trans]ormation in (W n-1 U W~+I). There is a U E G such tha~ wi~h 1 = Fn-1/I1

II

- F~+I/1] F n + l

II

i~r(w n-,,

T ) - ~ r ( W n+' ,

T) I

<

2~-'11TUllllll

ulll.

Proo[. Put ~ = [Gl-~ ~ v ~ U - ' T U . Since each U permutes the elements of W n-' and the elements of W n+l and changes signs of some of t h e m we get

~ r ( W n-l, T) = T r ( W n-l, T) and ~ r ( W n+l, T) = T r ( W n+l, T). (1) B y the definition of T,

for each x e ( W ~ - l U W ~+1) there is a V such t h a t HTVxH >~ ll~xl]. (2) For each U we have U - 1 T U = T. Since for each pair of Walsh functions wl, w e e W n-1U W n+l there is a U~ such t h a t U t w l = w 1 and Utw~= - w ~ this implies t h a t T w = l ~ w for each w e Wn-IU W n+l. Together with (1) it also implies t h a t lc~=Tr(W ~-1, T) if w e W ~-1 a n d k ~ = ~ r ( W ~+1, T) if w e W ~+1. This is since for each pair w~ -1, w~ -1 or w~ +1, w~ +1 there is a U~ which m a p s the first component onto the second. Thus b y (a) of L e m m a 4

II ~111/> I(~1) (0) I

= I~r(W ~-~, T ) - ~ r ( w ~ + ~,

T) I

By (a), (c) and (d) of Lemma 4

II111 =llUlll

<2/~. By

(~) we

now choose U such that II TU/[I/> II

TIll

and t h a t completes the proof of the lemma.

The spaces (Wn -1) and (W n+x) play in L e m m a 5 a role similar to t h a t of (M~) and ( 2 ~ ) w e s e e t h a t t h e (M~+I) in L e m m a 3. Since n is of the same order of magnitude as log n - 1

condition (if) is satisfied. However, since ( W n- ~ ) and (Wn + ~ ) h~ve the same dimension there is in L e m m ~ 5 nothing similar to the condition (i) of L e m m a 3. We will use combinatorial arguments to overcome this difficulty.

We now t u r n to the construction of B. With two increasing sequences k~ and n~ of positive integers which will be chosen later we p u t K ~ = Z~ ~ and introduce the disjoint union K,~=K,~ U K,~ U ... U K~,~. I n the space C(K~) of real-valued functions on K~ we introduce sup-norm and we let B~ be the Hflbert sum of the spaces C(Km) t h a t is the s e t o f all

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314 P~R v.mmo

/ = ( [ 1 , [2 ... [m ... ) w i t h / ~ e C ( K m ) a n d ll/ll = ll/ ll < i t is well-known t h a t a H i l b e r t s u m of finite-dimensional spaces is reflexive a n d since our B will be a closed subspace of B 1 it will be a separable reflexive space. We will use L e m m a 5 for different n:s a n d so we change our n o t a t i o n W m t o W~'. P u t

tm=dim(W]_~)=dim(Wn=+l ) = (2rim

\nm- 1/"

W e will choose o u t of

C(K,n)|

a subspace (M~) of dimension /c~tm. I t will be defined b y a set of basis elements M m with/cmt m elements with t h e following properties:

1% T h e c o m p o n e n t of

eEMm

in

C(Kmj)

equals 0 for all j b u t one where it is a n element of W~: +1

2 ~ T h e c o m p o n e n t of e

EMm

in C(K~+I,j) is either 0 or an element of w~,,+~-I a n d for each

9 r P " m + 1

j every element of W ~+~-1 appears for some e. nm+l

3 ~ Different elements of M m never h a v e t h e same c o m p o n e n t ~=0 in

C(Kmj)

or in

C(Km+I, j)

1 ~ 3 ~ a n d

l Mm[ =k,nt m

give t h a t there is a one to one correspondence between

M m

a n d W ~+1 x (1, 2, n m " * ~ kin}. W e denote b y

Mmj

t h e set with tm elements of Mm which h a v e a c o m p o n e n t ~=0 in

C(Kms)

a n d b y Nmj t h e set of tm+x elements of

M m

which h a v e a c o m p o n e n t 4 0 in

C(Km+I, j).

T h e sets Mmj are pairwise disjoint. Conversely if we h a v e

km

disjoint sets Mm] each with t m elements a n d kin+ 1 subsets Nm of U ~ Mmj each with tm+x elements, t h e n we get M m with t h e properties 1~ ~ in a n obvious way. W e will p u t m o r e conditions on Mm later on a n d finally prove t h a t t h e y can all be satisfied.

B will be t h e subspace of B 1 g e n e r a t e d b y M = U Mm. W e first prove t h a t M has p r o p e r t y A. To do this it is obviously e n o u g h t o prove t h a t we always h a v e

max~ I(Zaje~)(p)[ ~>

max~[(a,~%)(p)l

w h e n p runs over one Kin,. W e k n o w t h a t in each K ~ % E M takes t h e value 0 or takes values like a W a i s h f u n c t i o n wk. I n t h e first case t h e i n e q u a l i t y trivially holds a n d in t h e second case it holds because of t h e following reason:

Since t h e W a l s h functions are pairwise o r t h o g o n a l regarded as vectors in [ 2 t h e /2-norm of t h e s u m of w k a n d a linear c o m b i n a t i o n of other Walsh functions will n o t be smaller t h a n t h e /2-norm of wk. Since wk just takes t h e values 1 a n d - 1 this would be impossible if t h e s u p - n o r m of such a s u m were < 1. T h u s M has p r o p e r t y A. I t t h u s remains to consider

(i) a n d (if) of L e m m a 3.

W e first s t u d y (if) a n d observe t h a t if T is a finite expansion operator on B we h a v e

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i t C O U N T E R E X A M P L E T O T H E A P P R O X I M A T I O N P R O B L E M IN B A N A C H S P A C E S 315

k m + l

k,n+li~r(im, T ) - ~ r ( i m + l ,

T) I =

]km+i~r(M,n, T ) - ~

Tr(Mm+l,j, T) I

i = 1

k m + l k m + l

<. [km+l~r(M~, T)- ~, Tr(~mt,

T) I -{- 5

I~r(Nms, T ) - ~r(Mm+l.s, T) I.

i = 1 /=1

(3)

The last expression will be estimated in the following lemmas. We will need three more conditions on Mm:

4 ~ [xv.,,n N~s[ <tm+121n~+l, i # i

5o IN.,, n Mmil "< rain

(tm+llnm+l, tmlnm)

6 ~ I f we p u t a ( e ) = t h e n u m b e r of j:s such t h a t eENms then

I slk~t,~- ,~(e)l#+n+~t,~+,l

< l/n~+~.

e~Mm

L~MMA 6. I[ 6 ~ holds then/or every/inite expansion operator T on B

k m + l

I~r(Mm, T ) - 5 Tr(Nm,, ml/km+:l < IITllln~+:

Pro@

F o r

e EM,n

p u t

Te=a(e)e+

a linear combination of other elements of M.

Then

la(e)l <~ liTH

b y L e m m a 2 and

~ m + l

~r(M~, T) - E ~r(N~,

T)I~+I= ~ (Wkmt,~- ~(e)lkm+~t~+~) a(e)

1=1 e e M m

which proves the lemma.

LEMMA 7. I f 4 ~ and 5 ~ holds and T is a finite expansion operator on B t h e n

I~'r(N,~j, T) - Tr(Mm+x, 1, T) I < 4il Tiilnm+l.

Pro@

L e t E be the space generated b y Nmj U

Mm+l, j.

Define T ' : E-+ E in the folllowing way: I f

T % = ~ ase j

t h e n

T ' % = ~ ayes

where the last s u m m a t i o n is extended only over those vectors which are in E. Obviously T and T ' have the same trace on Nms and on Mz+l, j. Moreover

Tx(p)=T'x(p)

if pEK~+I,S since all the vectors of M except those of NmSU Mm+l, s are 0 on

K,n+l,S.

The restriction to

Kin+l. 1

gives a bijection

E-+/w~:+:-~ U W~:+~ +~)

"" n m + l 1-

a~d we define a n o r m III III in ~ so that it becomes an i s o m e r s . Let the element Vf of L e m m a 5, with

n=nm+ 1

and T replaced b y T ' , correspond to

xEE.

Then L e m m a 5 gives

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316 PER ENFLO

ITr(N,~j, T)-~r(M,,+l.,, T) I <~ 2nm~+ ~

lilT' xlll/lll@.

W e h a v e

IIlT'~III = m a x

IT'~(p)I=

m a x I r ~ ( p ) l < l l T x l l .

PEKIn+l,] P~Km+I,]

I t thus r e m a i n s to prove

II ll

<2

III xlll.

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(b) of L e m m a 4 gives

III lll

= maxv+K:+l,, 2/7bm+1" I f i # ] 4 ~ gives

Ix(p) l<Nm, nNmjl/tm+l <~2/nm+l

if p e K m + l . ,

a n d so In x In equals m a x Ix(p) [ over all

Km+r

I n Km~ we h a v e b y 5~ Ix(p) [ ~<

I Nmj O im~l/tm+l <<.

1/n~+i<-<lHxl[I/2.

A n d in Kin+2., we h a v e Ix(P)] ~< IMm+i,iNNm+i,il/tm+l<.l/nm+i~]llxl]]/2.

I n all o t h e r K~:s

x(p)=0

a n d so (4) a n d t h e l e m m a is proved.

W e can n o w finally p r o v e T h e o r e m 1. Choose c o n s t a n t s a > 1 a n d 7 > 1 such t h a t

1 <a< 7

and a < ( 2 + y ) / ( l +y). (5) P u t

nm=[am],

km=[t~]. Stirling's f o r m u l a gives

tm.~22n',/~V~m--that

m e a n s t h a t t h e q u o t i e n t b e t w e e n t h e n u m b e r s -+ 1. W e will show t h a t

Mm

can be chosen so t h a t 1~ ~ is satisfied which is a p u r e l y c o m b i n a t o r i a l problem. I f we a c c e p t it for a m o m e n t we g e t log d i m

(Mz)

= l o g

(kmtm)~ (~ +

1) (log

4)a m

a n d so (i) of L e m m a 3 is satisfied. (3), L a m i n a 6 a n d L e m m a 7 give t h a t if T is a finite expansion o p e r a t o r on B t h e n

ITr(Mm+l, T ) -

~r(im, T) I <~

511T]l/nz+l ~<KI[ TH/log d i m ( i ~ ) . T h u s (ii) of L e m m a 3 is satisfied a n d T h e o r e m 1 follows.

I n t h e construction of

M m

we first observe t h a t

tm+l/k m

= O(t a-r) is v e r y small. W i t h

L = [km/tz+l]

we t h u s get

O<km-Lt~+l<t~+ 1 =O(k,~tm-v).

W e will choose all N m j : s = N j : s as subsets of {1 ...

Ltm+l}

x Z t : where Z t : denotes t h e g r o u p of integers rood tm u n d e r addition. W e identify

Ztm

b y W~: +1 a n d so e a c h N j w i l l be a s u b s e t ofMm = {1 . . . k:} x Wnn~ +1.

Mmj

will be t h e set {j} x W ~ ; +1. T o choose t h e /Vj:s we e n u m e r a t e t h e elements in t h e order

(1, 0), (2, 0), ...,

(Ltm+~,

0), (1, 1), (2, 1) ....

T h e general f o r m u l a is

(j, ]~+k)

where j = l ...

Ltm+,,

k = 0 , 1, ..., t i n - l , t z - 1 , ~ = 0 , 1, 2 ....

a n d t h e order is lexieographical first b y increasing ~ t h e n increasing k a n d finally increasing ?'.

W e choose t h e sets N~, N~ .... each w i t h

tm+l

elements successively a m o n g these. Since each gives

Lt,,

N / s a n d we n e e d

k,n+l

N / s we will use all elements w i t h 0 ~<~ < v b u t no w i t h

> v if v =

[km+l/Ltz].

W e h a v e ] ~(e) -

k,n+l/Lt,~

[ ~< 1 if e e

Mml U ... U Mm.z.t~ + 1

since e v e r y such e a p p e a r s once or each ~. A n d we h a v e e ( e ) = 0 for o t h e r e:s in M z . I n t h e first case we get

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A COUI~TEREXAMPLE TO THE APPROXIMATION PROBLEM IN BANACH SPACES 317

o ~.ol l/Ir ~(e)/Icm+~tm+ll < k,~trn(l/k,.+lt, n+l) (Ikm+ltm+l/lcmtm- k~+~lLt~l

< krn~m ( l / k r n + l ~m+l -~-

l L -

k,~/t~+,

I/Lkm*m)

< (L -1 + kmtm/km+lt~+l).

This is much smaller t h a n lint,+1 for large m. The relative n u m b e r of e:s with a ( e ) = 0 is O(t~ -v) which is also m u c h smaller t h a n 1/nm+l. Thus 6 ~ is proved. 5 ~ obviously holds with 1 on the right hand side. I t remains to verify 4 ~

Suppose t h a t two different N~:s have a common point (j, JQ1 + kl) = (J, ~2 § ks) where Ol, kl ~=~2, ]c2- Then Q1 : ~ z . All other elements in the intersection of these N f s can be written (g, g01§ ZOz+k~) where I g - J l <t~+~. I f I z - J l =/~ t h e n 0<ju<tm+ 1 and (/~,/~01)--

(~,~e~) that is ~(el-e~) is

divisible b y tin. This gives

~>$~/lel-e~l >~t~/~.

I f tm/v>nm+l t h e n 4 ~ follows. We have t,n/v Lt,n/krn+l kmt,n/t,n+lk,n+l. ~ 2 ~ 2 This has the order of magnitude t~ +2-~(y+1)) where the exponent is positive b y assumption. Thus 4 ~ holds for large m and Theorem 1 is proved.

I t has recently been proved b y Kwapien, Figiel and Davie t h a t the m e t h o d of construction in this paper can be used to get subspaces of 1 p without the a.p. for all P > 2 . F o r I~ < 2 , however, the problem remains open. Also the log dim (M~) of T h e o r e m 1 has been improved to a positive power of dim (Mn). Because of the w a y we have worked with symmetries in this paper our method does not give an immediate idea of how to construct a Banach space which has the b.a.p, b u t which does not have a Schauder basis I t might be an interesting t a s k to t r y to construct such a space.

Acknowledgement. I want to t h a n k Professor Haskell P. Rosenthal and professor Lars H S r m a n d e r for encouraging interest and valuable criticism of the manuscript.

References

[1]. GROTHENI)IEeK, A., Produits tensoriels topologiques et espaces nucleaires. Mem. Amer.

Math. Soc., 16 (1955).

[2]. ENFLO, P., A Banach space with basis constant > 1. Arkiv ]6r matematik, 11 (1973), 103-107.

[3]. JOHNSOn, W. B., ROSV,~T~L, H. P., & ZIFPIN, M., On bases, finite-dimensional decom- positions and weaker structures in Banach spaces. Israel J. Math. 9 (1971), 488- 506.

[4]. JOHNSO~r, W. B., A eomplementably universal conjugate Banach space and its relation to the approximation problem. Israel J. Math. 13 (1972), 301-310.

Received August 28, 1972

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