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ARKIV FOR MATEMATIK Band 8 nr 15

1.69 07 1 Communicated 23 April 1969 b y LE~r~r~a~T C~ESO~r

C o m p a c t g r o u p s a n d D i r i c h l e t series

BY HENRY HELSON

1. In a previous paper [4] I have tried to show t h a t the function-theoretic pro- perties of Diriehlet series are associated with subalgebras of L : ( - o o , oo), rather t h a n with almost-periodic functions and compaetifieations of the line. Now I want to weaken t h a t point b y proving a convergence theorem for Dirichlet series, con- sidered as Fourier series on a compact group, t h a t does not apply to Fourier series of analytic t y p e in general.

This paper carries on ideas introduced in [3], but does not refer to the theorems about cocycles proved there.

We start with a subgroup F of R~, the discrete real line. The dual of F is a com- pact group K with normalized H a a r measure ~. (The case where K is a circle is unlnteresting, and is excluded.) A summable function ] on K has Fourier series

](x) ,., ~. a(2) Zx(x) (2EF), (1)

where Z~ is the character on K defined b y Z~(x)=x(~t). For p >~ 1, H~(K) is the sub- space o f / 2 ( K ) consisting of those functions f in whose Fourier series a ( 2 ) = 0 for all 2 < 0 .

A Dirichlet sequence in F is a sequence of real numbers ~ in F such t h a t 0 ~<~:<22<...; 2.--> ~ .

L e t H~(K, A) be the space of all functions / in H~(K) in whose Fourier series a(2) = 0 except for ~ in the Dirichlet sequence A. A Dirichlet sequence satisfies the condition of Bohr ff there are constants c,/¢ such t h a t

(2n+:-~,)-:~</c exp (c~t,) ( n = l , 2 .... ).

This condition prevents ~, from increasing too slowly, or from bunching up too densely. I t is satisfied in the case of ordinary Dirichlet series: 2 , = l o g n.

2. L e t e~ be the element of K defined b y e~()t)=e~t~(;tEF), for each real n u m b e r ~.

Then K 0 = {et} is a dense subgroup of K of measure 0. To a measurable function ] on K we associate functions ]~(t)---f(x + et) defined and measurable, for almost e v e r y x, on the line. If ] is in L2(K), then for almost every x the restriction ]x is square-

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H. HELSON, Compact groups and Dirichlet series

summable over the line for the measure d/x(t)=(1 +t2)-ldt. Finally, for f in H~(K), ]~(t) is (for almost every x) the boundary function of f~(z) analytic in the upper half- plane, and ]x(t +iu) belongs uniformly to L2(/x) for u > 0. These results are given in [3].

To keep track of the analytic extensions we m a y write formally

/~

(t + iu) ~ ~ a(X) e - ~ e '~ Z~ (x).

, t

The relation between / and the analytic extensions/~(z) is general b u t abstract.

Our result is t h a t for certain Dirichlet series this relation is simple and direct.

T h e o r e m . I / / i s in He(K, A ) , where A is a Dirichlet sequence in F satis/ying th~

condition o] Bohr, then the series

o o

/~ (t + iu) ~ 5 a(A) e-a" e ' ~ Z~. (x) (2)

n = l

converges in the ha//-p/ane u > 0, except in a null-set of z.

F o r fixed x, (2) is a Dirichlet series in the ordinary sense, whose half-plane of convergence is determined b y the coefficients in a manner described b y a classical formula. These coefficients are a(1,)X~n(x ), with x regarded as fixed. To establish convergence for each u > 0 we have to show for almost e v e r y x that

Fx (2) = ~ a ( ~ ) g~. (x) is 0(e a") as 2-* ¢¢, for each u > 0. Our hypothesis is simply

l a(2.) 1 ~ < ~ .

nffi]

I n simple cases, for example if / is a trigonometric polynomial, it is easy to verify t h a t the Fourier transform of e-~UFx(1), with u fixed, is/x(t +iu)/(t +iu). The former function is therefore the inverse transform of the latter one. Now approximate f b y the partial sums of its Fourier series (1). For almost every x and for each u, /z(t + iu) is the limit of the partial sums of (2) in the norm of L~(p). Taking inverse Fourier transforms gives the result we want: e-a~Fx(t) is, for almost e v e r y x, the inverse Fourier transform of /~(t+iu)/(t+iu). A consequence is that e-~U.Fx(t) is square-summable over the line for almost all x. We have to go further and show this function is bounded.

Since ] is i n / ~ ( K ) , it belongs also t o / 2 ( K ) for p < 2 . Denote b y P~ the singular measure of mass 1 obtained b y placing the Poisson kernel

1 u

g u 2 + t ~ on K o. Then P ~ - f is i n / 2 ( K ) for p < 2 , so t h a t

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f ll,(t + i~)I" d,~(x)

< o o

for fixed t, u. B y the Fubini theorem, for 1 < i~ < 2 we have

~ f~(t+iu) Vdt < (almost all x).

The Young-Hausdorff theorem implies now t h a t the inverse Fourier transform e-X~2'~(2) belongs to L q ( - c~, c~) for 2 < q < ~ :

f : e-~=~ IF~(4) l

~ 4 < ~ . (3)

Set b. = ]F~ (4.)]. Then (3) can be written

e-~"~'¢bg (4.+~ - 4.) <

~.

nffil

The condition of Bohr (which has not been used to this point) means t h a t 4,+ i --4,~ ~> k - i exp ( - e 4 n )

for some constants k, c. Hence

~

e -~tn(uq+c) b~ < ~ .

nffil

The terms of this series m u s t t e n d to 0. On taking qth roots we find bn=o(e~"(u+~)), e=c/q.

Since q can be t a k e n as large as we please, and since u is an a r b i t r a r y positive number, we have

Fx(4.) =o(e ~"~)

for every u > 0, which is enough to prove the theorem.

3. L e t us assume t h a t A is a semigroup. Then H°°(K, A) is an algebra, and each HV(K, A) admits multiplication b y functions of H°°(K, A). Say t h a t a function / is outer in HV(K, A) if / belongs to HP(K, A), and the set of all products/g, g in H~(K, A), is dense in H r ( K , A).

The definition is analogous to the definition of a n outer function in HP(K): / should belong to H~(K), a n d the set of p r o d u c t s / g , g in H~(K), should be dense in H~(K). The following result is p r o v e d b y standard methods involving conjugate functions: i/ / is outer in H2(K), and if / belongs to Hq(K) /or some q > 2 , then / is

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H. HELSON, Compact groups and Dirichlet series

outer in Ha(K). Unfortunately the proof does not work in Ha(K, A), and no cor- responding result is known.

I t is obvious t h a t each / outer in HP(K, A) is outer in//~(K), and therefore satis- fies Beurling's condition

log I log I (0) l > - oo.

Rudin has shown on the torus t h a t the converse implication is false [5].

These remarks indicate t h a t invariant subspaces for Dirichlet sequences are not~

yet well understood. Rudin has studied double power series, a special case which m a y illuminate the general problem. From one point of view it is more natural t o consider power series in infinitely m a n y variables, corresponding to Fourier series on an infinite-dimensional toms, and to ordinary Dirichlet series. Bohr called atten- tion to the relation between power series in infinitely m a n y variables and ordinary Dirich]et series [1].

4. Take for A the semigroup of ordinary Dirichlet series: ~t. =log n. Define func- tions Z~, u > ½, b y

Z.(~) ~ Y. n - " Z~o~.(x).

Here F is the group of all log r, r a positive rational, and K is an infinite-dimen- sional toms.

The restriction of Zu to K 0 is formally the Riemann zeta-function. Our t h e o r e m gives some properties of Zu on K.

Theorem. For each u>½, Z~, and Z~, 1 are outer /unctions in Hq(K, A) /or every /inite q.

Z , obviously belongs to H2(K, A). Its reciprocal has Fourier series Z:,'(x) ~ ~l~(n) n-" Z,o~ .(x);

/~ is the M6bins function taking only the values 1, 0, - 1. Therefore Z~, i is in H2(K, A).

Z~ is in Hi(K, A) with Fourier series

2 - - U

z . ( ~ ) ~ ~ d(n) n z ~ . ( x ) ,

where d(n) is the number of divisors of n. Now d(n)=0(nQ for every positive e [2, p. 260]; therefore ~ is in L2(K), or Zu is in H4(K, A). The coefficients of Z~ * ar~

dominated b y those of Z~, so t h a t Z~, 1 is also in H4(K, A).

Now we proceed b y induction. The coefficient of Z~ of order n is

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n-U ~ d(r).

r]n

The sum contains d(n) terms, each smaller t h a n ne (if n is large enough). I t follows t h a t Z~ is in H~(K, A), or Z~ in H~(K, A), and the process continues. The coef- ficients of Z~ ~ are dominated b y those of Z~. Thus finally Z~, Z~, 1 belong to

Hq(K, A) for every finite q.

If g~ is not outer in Ha(K, A) there is some h in L~(K), p-1 +q-1 = 1, perpendicular to Z~,g for each g in H~(K, A) but not to the constant functions. (For if Z~g can approximate constant functions, it can approximate a n y function in H~(K, A).) The orthogonality relations mean that the integral of ~Z~ multiplied b y a n y trigonometric polynomial with frequencies in A is 0. Now )~Z~ belongs to L~(K) for each r < p . I n the dual space L'(K), r -1 + s -1 = 1, Z~ ~ is the limit of such trigonometric polynomials.

Hence the integral of h=f~Z~Zu 1 is 0, a contradiction. So Z~ must have been outer in Hq(K, A). A similar argument shows t h a t Z~, 1 is outer.

5. If ] is outer merely in H2(K), the analytic function Ix(z) is an outer function in the upper half-plane in the ordinary sense, for almost every x [3]. So Ix(z) never vanishes on such half-planes. I t seems possible t h a t more can be said if ] is outer in H~(K, A) and Ix(z) is the sum of a convergent Dirichlet series. A plausible con- jecture would be: i] A is a semigroup and satis]ies the condition o] Bohr, so the series (2) converges in the upper hall-plane ]or almost every x when ] is in H~(K, A), then ]~(z) never vanishes on hall-planes o] convergence when ] is outer in H2(K, A).

Some doubt is thrown on the conjecture, or at least on the ease of proving the conjecture, b y this consequence of it: i/ the conjecture is true, then the Riemann hypothesis is ]al~e. For the Riemann hypothesis implies the convergence of

~ l # ( n ) n -~

for u > ½ [6, p. 315], thus establishing the half-plane over K o as a half-plane of con- vergence for the outer function Z~ 1. Nevertheless ZT, 1 has a zero in this half-plane, corresponding to the pole of zeta at 1, contradicting the conjecture.

University o] Gali]ornia, Berkeley, Cal., U.S.A.

R E F E R E N C E S

1. Boma, H., a n d C~XM-~R, H., Die neuere E n t w i c k l u n g der analytischen Zahlentheorie. Encykl.

Math. Wiss. l-i, 3 (1923); Collected W o r k s of H. Bohr, Vol. 3.

2. HA~DY, G. H., a n d W~GHT, E. M., A n I n t r o d u c t i o n to t h e T h e o r y of Numbers. Oxford U n i v e r s i t y Press, 1938.

3. l ~ L s o ~ , H., Compact groups w i t h ordered duals. Proc. L o n d o n Math. Soc. (3), 14A, 144- 156 (1965).

4. ]~T.SO~, H,, F o u n d a t i o n s of the t h e o r y of Dirichlet series. A c t a Math. 118, 61-77 (1967).

5. R u ~ m , W., F u n c t i o n T h e o r y in Polydiscs. W. A. B e n j a m i n , Inc., 1969.

6. TITCH~RSVr, E. C., The Theory of the Riemarm Zeta-Function. Oxford U n i v e r s i t y Press, 1951.

T r y c k t den 30 december 1969 Uppsala 1969. Almqvlst & Wiksells Boktryckeri AB

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