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Submitted on 1 Jan 1982

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93Nb NMR study of NbSe3

F. Devreux

To cite this version:

F. Devreux. 93Nb NMR study of NbSe3. Journal de Physique, 1982, 43 (10), pp.1489-1495.

�10.1051/jphys:0198200430100148900�. �jpa-00209530�

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93Nb NMR study of NbSe3

F. Devreux (*)

Département de Recherche Fondamentale, Centre d’Etudes Nucléaires de Grenoble, 85X, 38041 Grenoble Cedex, France

(Reçu le 17 mai 1982, accepté le 28 juin 1982)

Résumé. 2014 Nous présentons une étude par RMN du métal anisotrope NbSe3. La raie de résonance de 93Nb a été

enregistrée en utilisant des méthodes de RMN pulsée et en balayant le champ magnétique autour de 65 et de

140 kG. Des mesures ont été effectuées à température ambiante, 77 et 4,2 K sur un échantillon en poudre et sur

un échantillon composé de cristaux alignés le long de l’axe b (axe de la chaîne). A température ambiante, les spectres obtenus pour la direction du champ magnétique parallèle à b permettent de distinguer trois sites non équivalents

avec des déplacements paramagnétiques et des fréquences quadrupolaires différents. A basse température, un

des sites n’est pas affecté par l’apparition des ondes de densité de charge à 144 et 59 K. Pour les deux autres, la structure quadrupolaire disparaît du fait de la modulation du champ électrique local par les ondes de densité de

charge; de plus, le déplacement paramagnétique est modifié par suite de la destruction partielle de la surface de

Fermi. Une interprétation en termes de structure de bande est proposée : le site qui n’est pas affecté par les ondes de densité de charge appartiendrait à une chaîne isolante possédant une sous-bande d pleine, tandis que les deux autres sites correspondraient aux chaînes métalliques qui, avec des bandes quart-pleines, participent aux deux

ondes de densité de charge successives. Une décomposition de la susceptibilité paramagnétique en une partie

orbitale et une partie relative au spin est donnée.

Abstract.

2014

We present a NMR study of the anisotropic metal NbSe3. 93Nb NMR lines have been recorded by

conventional pulsed NMR techniques and field sweeping around 65 and ,140 kG. Measurements were made at room temperature, 77 and 4.2 K on a powder sample and on a sample made of crystals aligned along the b axis (chain axis). At room temperature, spectra with the magnetic field along b allow us to distinguish three inequivalent

sites with different Knight shifts and quadrupolar frequencies. At low temperature, one site remains unaffected by

the occurrence of the charge density waves at 144 and 59 K. For the two others, the quadrupolar structures disappear

as a consequence of the modulation of the local electric field by the charge density waves, and the Knight shifts

are changed because of the partial destruction of the Fermi surface. An interpretation is proposed in terms of

band structure : the site which is not affected by the charge density waves would belong to an insulating chain with

filled d subband, while the two other sites would correspond to the metallic chains with nearly one-quarter-filled bands, which are involved in the two successive charge density wave transitions. A decomposition of the para-

magnetic susceptibility in orbital and spin contributions is given.

Classification Physics Abstracts

76.60C - 72.15N

1. Introduction.

-

Niobium triselenide, NbSe3,

is an anisotropic metal which presents two very specta- cular resistivity anomalies [ 1], that have been asso-

ciated with the occurrence of two apparently inde- pendent charge density waves (CDW) at 144 and

59 K. This discovery has focused interest on ’ the transport properties of this compound. Considerable

experimental work has revealed a number of unusual

features, including field and frequency dependence

of the conductivity [2-7] and the existence of periodic

components in the noise spectrum [5-9], so that NbSe3

has become one of the best candidates for the study

of conducting CDWs. On the other hand, the relation between the CDWs and the crystal structure [10, 11]

is not clearly established, in spite of interesting sug-

gestions based upon chemical considerations [12]

and band structure calculations [13-15].

It is the aim of the present NMR study to relate

the physical properties

-

especially the CDWs - to the microscopic structure. 93Nb NMR is, in prin- ciple, a suitable method for this because it is sensi- tive to both magnetic and electric properties through

the Knight shift and the quadrupolar interactions, respectively. Such a study was completed some

years ago in the parent compound NbSe2 and led (*) E. R. C.N.R.S. 216.

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:0198200430100148900

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1490

actually to a better understanding of the CDW mechanism in this material [16-19].

The crystal structure [10] of NbSe3 is made of infinite stacks of trigonal prisms of selenium atoms

parallel to the monoclinic b axis, the niobium atoms

being located at the centre of the prisms. Each unit

cell contains three inequivalent pairs of chains,

hereafter referenced as I, II and III. A projection of

the structure perpendicular to the b axis is shown in figure 1. The wave vectors of the CDWs have been obtained by electron [11, 20] and X-ray [21]

diffraction : q, = (0, 0.243, 0) and q2 = (0.5, 0.263, 0.5) for the distortion at 144 and 59 K, respectively.

The puzzling point is that the distortion wave vector

component along the Nb chain seems to suggest nearly quarter-filled bands for both transitions. Taking

into account the different Se-Se distances within the prisms (see Fig. 1), Wilson [12] has proposed an

electronic distribution, which offers the advantage

of explaining this feature. It consists in putting two

electrons on each Se atom, except on those in chains I and III which are very close to each other and form

a Se2 - bond. From the 30 valence electrons given by the six Nb atoms, there thus remain only two

electrons per unit cell, which are distributed in the d-orbitals of NbI and NbIII, giving rise to four one- quarter-filled bands. In this model, chains II are insulating and diamagnetic. Charge density waves

at T = 144 and 59 K appear in chains III and I, respectively.

Fig. 1.

-

Projection of the NbSe3 structure perpendicular

to the b axis (from Ref. [11]). The three inequivalent Nb

chains are labelled I, II, III ; pairs of equivalent chains are

related by an inversion centre. Inter- and intra-chain Se-Se and Nb-Se distances are given.

Checking this model was the starting point of

our NMR study. Indeed, it should give rise to very distinctive features in the 93Nb NMR spectrum, namely the absence of Knight shift for one niobium line and the effects of the CDWs on the quadrupolar

structure of the two others. The experimental results,

which are exposed in section 2, lead to a slightly

different picture. This is discussed in section 3 with reference to the band structure, a quantitative ana- lysis is proposed in section 4 and conclusions are

given in section 5.

2. Experimental.

-

The main difficulties in this

study were the absence of crystals of sufficient size for NMR and the need for high magnetic field to separate the lines of the inequivalent niobium, which

are presumably close to each other. The first problem

was solved by aligning and holding in grease a large

number of ribbon-shaped NbSe3 monocrystals parallel

to the b axis (needle axis). The resulting sample (about 40 mg) can thus be considered as a pseudo- monocrystal when the magnetic field H is parallel

to b, while it remains randomly oriented for H 1 b.

The high field (140 kG) was supplied by a Bitter

coil at the Service National des Champs Intenses, Grenoble. The field inhomogeneity over the sample

volume and the short time instability were about

20 G. Complementary measurements were performed

at 65 kG in a superconducting coil (field homoge- neity better than 1 G) to distinguish between magne- tic shift, first order and second order quadrupolar splitting. Because of the poor signal to noise ratio

requiring long accumulation time, measurements were only performed at room temperature, 77 K and 4.2 K. Fortunately, these temperatures are such as it is possible to study separately the effects of each CDW.

The 93Nb NMR signal was obtained using a

Bruker SXP pulsed spectrometer working at

144.15 MHz and at 69.83 and 63.69 MHz for the

high and low field measurements, respectively. A

nuclear spin echo was produced with a pulse sequence

Pd - T - Pd, - T, where Pd and Pd, are pulses of

durations d and d’, respectively and i is the refoca-

lization time. The rather long T2 allowed to choose

T = 50 ps without loosing signal amplitude, d and

d’ were set to get the maximum echo intensity; they

were typically 1 and 2 ps in low field measurements, and 3 and 6 ps in high field measurements. The

signal obtained after phase detection was digitalized using a Bruker BC 104 transient recorder and inte-

grated over the echo width (about 20 ps) by a PDP8E

computer. The difference between the signals obtained by switching the first pulse alternatively on and off

was accumulated while sweeping the field conti-

nuously. After 2 N accumulations, a spectrum point

was obtained and the accumulation for the next

point began immediately. This defines the field reso-

lution as AH (2 Nt/T) where AH is the sweeping

range, T the sweeping time and t the periodicity

of the pulse sequence. Typical values were 5 kG for

AH and 5 hours for T. N and t depend in opposite

manner on the temperature : N was about 2 000 at

room temperature, 400 at 77 K and 5 at 4.2 K ;

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t was 10 ms at room temperature, 50 ms at 77 K and 3 s at 4.2 K. This gives a field resolution of the order of 5 to 10 G per point. Part of the spectrum

were recorded with a higher resolution, but this

did not give any more information.

Spectra at room temperature, 77 K and 4.2 K for high and low fields with H// b are shown in figure 2.

The magnetic field measurements have been cali- brated by using the resonance of 65Cu and 63Cu, taking 65y = 1.2119 MHz/kG and 63 7 = 1.1312 MHz/kG. For the measurements in the

superconducting magnet, the delay between the field

and the current has been taken into account to determine the instantaneous field value from the current reading. Position of the diamagnetic niobium

resonance shown on figure 2 is obtained by using 93y = 1.040 7. The imprecision in the absolute value of the field is estimated to be about 10 G and 20 G in low field and high field measurements, respec-

tively.

The most evident feature in figure 2 is that the well-defined but complicated quadrupolar structure

which exists at room temperature disappears par-

tially at 77 K and almost completely at 4.2 K. This is

a clear sign of the presence of the CDWs at low tem-

perature. However, even at room temperature, the lines are broader (typically 50 G) than is expected

for a dipolar width (less than 5 G). This may be due to various effects : crystal misalignment, field inhomo-

geneity and partial overlap of different lines.

In non-cubic symmetry the spectrum of 93Nb (I = 9/2) is composed of nine lines. Thus the three

inequivalent Nb sites in NbSe3, should give rise to

27 different lines. As the crystal symmetry set the b axis as a principal axis for the Knight shift and

electric field gradient tensors, the resonance fields

for H// b are :,

where the second order quadrupolar splitting has

been neglected. In equation (1) vo is the fixed spectro-

meter frequency, y is the gyromagnetic ratio, K I I is the Knight shift component in the b direction and vQ II is the parallel quadrupolar frequency, which

is related to the nuclear quadrupole moment Q and

to the parallel electric field gradient VZZ = eqll II by

The indexation of the lines in figure 2 has been done

using equation (1). The results are given in table I

with the corresponding values in NbSe2 for reference purpose. At room temperature, equation (1) allows unambiguously the indexation of two sets of lines, corresponding to sites referenced as sites 1 and 2 in table I. Once these lines have been indexed, there

remain only two well-defined lines (shown by arrows

in Fig. 2). Comparison between the high and low field spectra shows that they are quadrupolar satellites

Fig. 2.

-

93Nb NMR spectra for H//b in NbSe3. X-axis is labelled in kG. The position of the resonance of the diamagnetic

Nb (y = 1.040 7 MHz/kG) is shown. The peaks are labelled with symbols, which refer to the different sites : 0 site 1, + site 2,

40 site 3.

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1492

Table I.

-

Experimental Knight shifts and quadrupolar interactions for H//b in NbSe3. Values for NbSe2 are

taken from reference [19].

with sa small quadrupolar interaction. One is led to

assume that the central line and the other satellites

overlap with the lines of sites 1 and 2. In table I, we

suppose that these two lines correspond to the transi-

tions - 2 and § - ), giving a quadrupolar interaction e2 Qqlllh = 3.5 MHz. However it would also be possible to assume that they correspond to

± -1 --+ + 1, which would give e2Qqll/h = 5 MHz

and a different Knight shift. At 77 K, the noteworthy

features are the disappearance of the well-defined structure corresponding to site 1 and the splitting of

the central line into three lines instead of two lines at

room temperature. The Knight shift and quadrupolar frequency of site 2 are practically not affected and the

quadrupolar satellites are only slightly smoothed.

There remains one moderately smoothed quadrupolar

structure with e2 Qq 11 Ih = 5 MHz, which corresponds

to the less shifted central peak (site 3). At 4.2 K, this quadrupolar structure disappears in turn, while the central lines of sites 1 and 3 have almost merged again

into one line. The Knight shift and quadrupolar inter-

actions of site 2 remain unchanged.

Spectra have been also recorded for the aligned sample with H 1 b and for a powder sample. In the

absence of cylindrical symmetry, we expect for H 1 b

a powder-like spectrum, which depends on three parameters (two Knight shift components and the asymmetry parameter of the field gradient tensor)

for each unequivalent Nb site. The resulting spectrum is rather complicated and we have not succeeded in determining these transverse components. However, from the measurements on the powder sample, we have

been able to estimate the mean isotropic Knight

shift Kiso by calculating the first moment of the whole line by integration. The resulting values are given in

table II. The rather large uncertainty arises from the

difficulty of choosing an appropriate integration

range.

Finally we have not attempted to make precise

determination of the nuclear relaxation time Ti,

which has been recently measured at low temperature

by Wada et al. [22]. However, the repetition time t,

which has been set to the minimum value that does

Table II.

-

Temperature variation of the isotropic Knight shift and of the (Tt)-l product in NbSe3.

not reduce the signal amplitude, can be used as a qualitative indication about the relative variation of

Tl. In this respect the temperature variation of (Tt)-1

given in table II indicates clearly a decrease of the

relaxation rate (T T 1 )-1 with decreasing temperature.

It may be noticed that our (Tt)-’ values are in

agreement with the (T T 1 )-1 measured by Wada

et al. [22].

3. Discussion.

-

Thus, contrary to our naive expec- tation, there is no diamagnetic chain in NbSe3.

Moreover, the only chain which is not affected by the CDWs, is just the one that has the largest quadrupolar

interaction and the largest Knight shift. In fact this last

contradiction is only apparent, since the spin Knight

shift arising from d electrons is mainly due to core polarization and therefore is expected to be negative.

On the other hand, the orbital Knight shift, which may be important for 4d electrons is positive. Thus it is rather natural to propose the following picture : site

2 corresponds to the insulating chain; it has a small, possibly vanishing, spin susceptibility and its tempera-

ture independent Knight shift is mainly due to the

orbital susceptibility. This implies the existence of filled d subbands in this chain. As far as sites 1 and 3

are concerned, the interpretation is less clear. One may first assume that the transitions at 144 K and 59 K take place primarily in two different chains corres-

ponding to the sites 1 and 3, respectively. At each

transition temperature, the quadrupolar structure of

the related chain disappears because of the spatial

modulation of the electric field gradient and the Knight

shift increases due to the decrease of the density

of states at the Fermi level, which reduces the negative

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spin Knight shift contribution. An alternative expla-

nation is to suppose that both sites are involved in both transitions and that the two less shifted central

peaks at 77 K and 4.2 K are the singularities of the Knight shift distributions corresponding to the incom-

mensurate CDWs. In this case, the 5 MHz quadrupo-

lar structure at 77 K would be caused by a redistribu- tion of the electronic density between the sites 1 and 3 at the first transition. This structure, partially smooth-

ed by the first CDW, would be completely destroyed by the second one.

To connect this picture with the crystal structure, it is interesting to consider the band structures calcu- lated by Hoffman et al. [15]. Figure 3 shows the band

diagram along the b axis for different cases : two isolated chains (Fig. 3a), a two dimensional lattice

Fig. 3.

-

Band structure of NbSe3 along the b axis : a) two

isolated chains, b) a two dimensional lattice, c) the real

structure of NbSe3 (from Ref. [15]).

(Fig. 3b) and the real structure of NbSe3 (Fig. 3c).

Among the bands of the real structure, two pairs of

bands are reminiscent of the situation for isolated

chains, while four others look like the dz2 bands of the two dimensional structure. According to reference [15],

this change in the band shape is related to a change in

the Nb environment, going from the six-coordinate distorted trigonal prism for the isolated chain to the

approximately eight-coordinate geometry for the two dimensional lattice. Looking at the crystal structure (Fig. 1), it appears that the four dz2 bands belong to

chains I and III, for which the distance between Nb and the extra-chain Se (2.73 A) is about the same as the distance between Nb and the intra-chain Se (2.65 A).

The other bands with mixed dz2 and dx2 - y2 character belong to chain II, for which this distance is larger (2.86 and 2.95 A).

Thus it is tempting to interpret our NMR results in

the following way : site 2 is identified with the Nb

atoms of chains II, which accommodate four electrons in two filled lowlying d subbands. There remain two electrons for the four dZ2 cosine-like bands of chains I and III, giving rise to the expected one-quarter-filled

bands. These chains, which carry the CDWs, corres- pond to the sites 1 and 3 of our NMR study, without it being possible at the moment to distinguish between

them. This model is qualitatively supported by the larger quadrupolar interaction in site 2. Although the

electric field gradient results from different contribu- tions which may compensate each other, recent empirical studies show that the valence electron contribution of the metallic atom is dominant [23].

Therefore it is quite consistent that chains II with two electrons in Nb-based d-orbitals give a markedly larger quadrupolar frequency than chains I and III, which have only half an electron.

4. Local susceptibilities.

-

In this section, we shall

attempt a quantitative joint analysis of the Knight shift

and susceptibility data. We begin with the isotropic paramagnetic susceptibility, which can be decomposed

into spin and orbital contribution :

where the symbol x means the average susceptibility

over the three inequivalent sites. Assuming there are

no Nb s-electrons at the Fermi level, the mean isotropic Knight shift is written as :

where f3 is the Bohr magneton, A the Avogadro num- ber, H’P and Horb the core polarization and the

orbital hyperfine fields, respectively. Taking [24]

H’P = - 0.21 x 106 G and Horb = 0.28 x 106 G and the values for the paramagnetic susceptibility_as given by Kulick and Scott [25], we get for X’ and x so

the results which are given in table III. Actually, due

to the uncertainty on the hyperfine fields and espe-

cially on the static susceptibility these values should be only considered as indicative. For example, taking

the susceptibility given by DiSalvo et al. [26] (Xiso =

14 x 10-6 emu/mole at room temperature), one

obtains a negative spin susceptibility. Furthermore it has been assumed that there is no Se contribution to the paramagnetic susceptibility. From the small

Knight shift and relaxation rate of "Se (K;,. 0.05 %

and ( Tl 7) - ’ -- 0.018 (sK) - I at low temperature [27]),

it may be inferred that this contribution is of the order of 10- 5 emu/mole. This is not negligible but, as this is

smaller than the uncertainty on the measured bulk

susceptibility, it has been consistently neglected in the

present analysis. Nevertheless, results of table III suggest that less than half the paramagnetic suscep-

tibility is due to the spin contribution which explains

the rather small relative change of the total suscepti-

bility at the transitions [25, 26]. The room temperature

spin susceptibility corresponds to a density of states

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1494

Table III.

-

Decomposition of the mean isotropic para-

magnetic susceptibility X in NbSe3 ; X values are taken

from reference [25].

of 0.31 states per eV, spin and Nb atom, consistent with band calculations [13-15]. The decrease of the spin susceptibility from room temperature to 4.2 K is corroborated by the decrease of (Tt)-’, which is expected to be proportional to the square of the

density of states at the Fermi level. Both indicate a

destruction of about 50 % of the Fermi surface at 4.2 K, while transport measurements [3] give 80 %.

At the same time, the orbital susceptibility does not change appreciably, in contradiction with some theo- retical predictions [28].

Let us now consider the parallel Knight shift. For

each chain (i = 1, 2, 3), one has :

where Hdip is the dipolar hyperfine field. Assuming a dz2 band symmetry, it is given by Hdip = 2/7 r- 3 >

where r > is the mean value of r - ’ in the metallic d orbitals at the Fermi level. Taking [24, 29] ; r - 3 > =

2 a.u., one has : Hdip = 0.04 x 106 G. With the mean spin susceptibility : xs - 1/3 Y Xis, this gives four

i

relations with six unknown susceptibilities. To solve

the system, one should make two hypotheses. The

most natural one is to assume X,,b = X,,,b , because of

the similarity of the band structure for these two chains. For the second hypothesis, one can tentatively

suppose either that the third orbital susceptibility

orb is equal to the two first ones or that the spin

susceptibility x2 vanishes. In the first case, one gets a negative X’; in the second case, assuming that each

central peak in figure 2 corresponds to one kind of chains, one obtains the set of values which are given

in table IV. In the alternative model of a Knight shift

Table IV.

-

Decomposition of the parallel paramagne- tic susceptibility in NbSe3.

distribution, xl and x3 should be considered as the minimum and maximum values of the local spin susceptibility distribution. Although these results should be considered cautiously, they give a rather

attractive picture with a constant orbital paramagne- tism and a spin susceptibility which drops as the

CDWs appear. It should also be remarked that the

mean perpendicular orbital susceptibility which is

obtained from x sa = 1/3( + 2 Xvv) is markedly

smaller than the parallel one :

This is quite consistent with the fact that, in C2, symmetry, the z component of the orbital momentum

1_, has matrix elements between the fundamental x2, y2, z2 manifold and the xy orbital, which has lower energy [15] than the yz and xz orbitals, the latter being

connected to the fundamental subbands by lx and ly, respectively.

5. Conclusion.

-

Our 93Nb NMR study allowed a microscopic approach of the CDWs in NbSe3. We

have been able to distinguish the role of the inequi-

valent Nb chains. One chain is not affected by the

CDWs and is characterized by a smaller, possibly vanishing density of states at the Fermi level. From considerations based upon the band structure it is

tempting to identify this less-conducting chain with

chain II. This is consistent with the larger Se-Se

distance in that chain which allows the accommodation of more electrons [12] than in chains I and III. However

our study shows that these electrons belong to orbitals

which are built up with Nb d-orbitals, at least par-

tially. In fact, it seems reasonable to assume an impor-

tant hybridization between Se p-orbitals and Nb

d-orbitals. It is difficult, from our data, to decide

whether both the other chains are involved in both transitions or whether they are affected separately.

Moreover, in the latter case, it does not seem possible

to distinguish which of chains I or III is concerned with the high or low temperature transition. From the

perpendicular components of the distortion vector it has been suggested [12] that chain III is involved in the high temperature CDW and chain I in the lower temperature CDW. In such a case, site 1 would corres- pond to chain III and site 3 to chain I. Finally, we have proposed a decomposition of the paramagnetic sus- ceptibility in local contributions. We would be more

confident in this decomposition if the uncertainty on

the bulk susceptibility (a factor of four between the two values published in the literature [25, 26]) was

reduced. It would be also interesting to measure the anisotropy of the susceptibility. As far as the NMR is

concerned further experiments would include "Se Knight shift and T 1 measurements and T 1 determina-

tion for the different 93Nb sites.

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Acknowledgments. - The samples were produced by L. Guermas, A. Meerschaut and J. Rouxel at the Laboratoire de Chimie Min6rale in Nantes and pro- vided by P. Monceau. Further acknowledgments are

due to P. Monceau for patiently aligning the crystals to

make a sample of sufficient size. I thank the Service National des Champs Intenses in Grenoble for high

field facilities and M. Picoche for technical assistance.

Finally, I have benefited from fruitful discussions on

the physics of NbSe3 with P. Monceau and M. Renard.

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[26] DISALVO, F. J., WASZCZAK, J. V. and YAMAYA, K., J. Phys. Chem. Solids 41 (1980) 1311.

[27] PANISSOD, P., unpublished work.

[28] BORIACK, M. L., Phys. Rev. B 21 (1980) 4478.

[29] FREEMANN, A. J. and WATSON, R. E., in Magnetism,

ed. by Rado G. T. and Suhl H., Volume II A

(Academic Press, New York and London) 1965,

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