A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
F. B ALDASSARRI On inseparable descent
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 9, n
o3 (1982), p. 443-462
<http://www.numdam.org/item?id=ASNSP_1982_4_9_3_443_0>
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Inseparable
F. BALDASSARRI
Introduction.
Let k be a
perfect
field ofcharacteristic p #
0. Put R = = the_
00
_
ring
of formal power series in x with coefficientsin k,
R’ =U
kn=o
and
Q, Q’ -
thequotient
fields ofrespectively.
We also use thenotation
’W(-)
to denote thering
of infinite Witt vectors(relative
to theprime
numberp )
withcomponents in ~ ,
andput
.K =W( k) .
Let A denotethe
ring
of formal power series in X with coefficients inK,
and let Bdenote the
p-adic completion
of thering
We will define in sec-tion 3
embeddings
ofrings A - W(~’)
and B -The purpose of this paper is to
give
amanageable expression
for de-scent data on modules
relatively
to the extensions R -+R’, Q - Q’
and onp-adically separated
andcomplete
modulesrelatively
to the extensionsA
B --~ W(Q’ ) .
The
simple
form of the resultsobtained,
say in the case .1~ --~R’,
de-pends
on thefollowing
fact. Let S =Spec .R,
X =Spec R’,
G = the affineS-group
Cartier dual to(Qv/Zv)s (the
standard 6talep-divisible
group ofheight 1,
viewed overS).
Then it ispossible
to define amorphism
of schemes:G
making
X - S into aprincipal homogeneous
space under G.We do not pursue in the
present
paper thisgeometric viewpoint:
our aimhere is not towards
greatest generality
but towards acomplete
understand-ing
of the extensions ofrings
mentioned above.We will
apply the,
results obtained here insubsequent
papers togive
ageneralization
of Dieudonnetheory
forp-divisible
groups defined over Ror
Q.
This paper is
essentially
self-contained: we send to the referencesonly
for the
proof
of two theorems. Somecomputations
are however left to the reader.Pervenuto alla Redazione il 12 Settembre 1981.
In
writing
this paper we have beenstronlgy
influencedby
the workof Barsotti: some of the constructions we use are due to him and others
are direct
generalizations
of the former worked out in the samespirit.
1. - In this paper the word «
ring »
means « commutativering
with 1 ~; amorphism
ofrings always
sends 1 to 1 and « module»means «unitary
module )}. If k is a
ring,
ak-algebra
willalways
be associative with aright
and left
identity
element1,
and amorphism
ofk-algebras (a
representa-tion)
willalways
send 1 to 1. IfA,
B arek-algebras,
anantirepresentatio,n f : A --~ B
is arepresentation
of theopposite k-algebra
A* of .A in B.If A is a
linearly topologized (l.t.) ring
andM,
N arelinearly topo- logized (l.t.) A-modules,
the usualtopology
ofHomA (M, N)
will be thetopology
ofsimple
convergence on the elements of M. The usualtopology
of
HomA (M, N)
is A-linear and a fundamentalsystem
of open submodul38 ofHom A (M, N)
in thattopology
isgiven by
the set of theas S varies among the finite subsets of M and V among the open submo- dules of N. Unless otherwise
specified A, M,
N will beequipped
with thediscrete
topology
andHomA (M, N)
with the usualtopology.
If
f :
A - B is amorphism
ofrings
and g: M - N i,, amorphism
ofA-modules,
we denoteby
gjp : themorphism
of B-modulesobtained
by
the scalarextension /.
(1.])
DEFINITION. Let k be a l.t.ring, separated
andcomplete.
A li-nearly topologized (l.t. ) k-hyperalgebra
is a structure(A, i,
1’,P,
s,e),
thatwe
usually
denotesimply by A,
where:A is a
separated
andcomplete
l.t.k-module;
(1.I.ii) fl: A0kA -+ A (« product »)
andi : k -+ A
(s
structuralmorphism »)
are continuous
morphisms
of k-modulessatisfying:
are continuous
morphisms
ofk-algebras
such that:Let x : A
@k
A -? A(§)~
A. be the continuous k-linear map definedby x(a ~) b)
= bQ
a. Then the l.t.k-hyperalgebra
A is commutativeif
= px, and it is cocommutative if xP = P.Morphisms
of l.t.k-hyperalgebras
are defined in the obvious way. The kernel of s: A -+ k will be denotedby
A+ and will be called theaugmenta-
tion ideal of A.
If k is a
ring,
ak-hyperalgebra
is a discrete l.t.k-hyperalgebra,
where kis
equipped
with the discretetopology.
(1.2)
DEFINITION. Let k be amorphism
ofrings
and be anA-module. A descent datum on M
relatively
to k - A is ahomomorphism
of
A 0,
A-modules :such that:
and
eii == e(’DiS)’
thediagram:
is commutative.
It follows from
(1.2.1), (1.2.2)
that:(1.2.3)
O is anisomorphism .
Let us prove
(1.2.3).
Let =ac(8)b
and
0’ ii
== Then :Oi3 =
1~12 = 191 ~23 ---
def. thereforee, 19 =
°Ånalogously OOx= idagm
-.(1.3)
GROTHENDIECK’S DESCENT THEOREM. Let k - A be amorphism of rings
and be a k-module. Then M =.Mo (8)k
A isautomatically equipped
with a descent datum relative to k
-~ A, namely:
f o r
a, b E A.Assume that 1~ -a A is
faithfully flat
and letM,
0 be as in(1.2). Then,
is a k-submodule
of M,
.M = and 19 =Moreover, if (M, 0), (M’, O’ )
are two data as in(1.2), if Mo
isgiven by (1.3.2)
andMo
isgiven
analogously,
then an A-linearmorphism f :
M -* is obtainedby
the scalarextension k -->- A
f rom
a k-linearmorphism fo: Mo -+ -M’ 0 if
andonly if
thefollowing diagram
commutes:(See [2]
for theproof).
Let k be a
ring,
A a commutativefaithfully
flatk-algebra
and D a com-mutative
(but
notnecessarily cocommutative) k-hyperalgebra.
Letbe a
k-algebra morphism
such that:is a
k-algebra isomorphism.
From
(1.4.1)
and(1.4.2)
it follows thatLet us prove
(1.4.3).
Letf
= we have:uf
= =but u is
inj-
ective.
Q.E.D.
Let T denote the
x-linear isomorphism:
Suppose
we aregiven M,
e as in(1.2).
Let usput:
Then:
According
to(1.2.2)
we have:Therefore:
We conclude from the
computations (1.5)
that from a descent datumon
relatively
to k- A,
if themorphism u: A -~ D ~~; A,
as in(1.4),
is
given,
we obtain a k-linearmorphism:
satisfying:
Conversely, let cp
as in(1.6)
begiven,
and define O :by:
Then 0 is
A 0
A-linear, and:It follows from Grothendieck’s
theory
of descent((1.3)),
that ifare as in
(1.6)
and oneputs :
tthen and If now we
denote q
by
and let(N, (pN)
be a datumanalogous
to(M,
a A-linearhomomorphism
is the extensionby A-linearity
of a k-linearhomomorphism to: Mo - No
iff thefollowing diagram
commutes:We will assume in the rest of this section that
D,
as ak-module,
is the direct limit of a direct
system
of finitelocally
freek-modules,
Then if k is
given
the discretetopology
and the k-modu-a
les =
Homk k),
C =HoMk (D, k)
aregiven
the usualtopology,
with the inverse limit
topology (the topology
of is thea
discrete).
BesidesHomk
=Ca Ok
andHomk (D0 D, k),
withthe usual
topology, equals lim
Under ourassumptions, C,
endowed with the
operations dualizing
those ofD,
is a l.t.k-hyperalgebra, (commutative
but notnecessarily commutative)
called the Cartier dual ofD. Let us
put :
where
a continuous
injective antirepresentation
ofk-algebras (the topology
of D,is the
discrete).
If c E C and d E D we will denotec(d) by
c o d andby cd ;
theprevious
formula then reads:One can prove that:
for c, c’e C and
d,
The second formula in(1.9.2),
as many similar formulas to come, should beinterpreted
as follows.Suppose Poe = I ei 0c~
j’4
(a converging
sum inC) ;
then;,h ~,h ’
(8)
~~(a
finite sum in Thereforec(dd’) == _Y
~,h
’
Furthermore,
if D is free with basis over k and if denotes the dualtopological
k-basis ofC,
we have:Given u :
A - D@ A
as in(1.4),
let usput:
Again,
T is a continuousantirepresentation
ofk-algebras (the topology
of A
being
thediscrete).
IfTc(a)
is denotedby
ca, onehas,
for c E C anda, a’E A :
The second formula in
(1.12)
means thatc(aa’) = I (cja)(cha’),
ifPee
=== L
OJ0 °h.
j,h;,h
If D is free we have
again:
Analogously,
ygiven
99: as in(1.6),
we define:Once
again,
TI is a continuousantirepresentation
ofk-algebras (the
topology
of ~’being
thediscrete) and,
afterwriting
cm for it satisfies :for any
c E C, a E A, m
EM,
where M - .lVl’ denotes the scalarproducts.
Soc(am) == 1 U~~(m),
ifPac
j,h j,h ~,h
If D is
free,
we haveagain:
Conversely,
y let U: for a(discrete)
A-moduleM,
be a con-tinuous
antirepresentation
ofk-algebras satisfying
the second formula in(1.15);
assume that D is free. Then definedby (1.16)
satisfies
(1.6.1, 2, 3).
Formula(1.7)
now becomes:Clearly:
and,
if =mo0ac-M==
then:As a consequence of the considerations above we will say that the
map U
of
(1.14)
is a descent datum on Mrelatively
to k -+.Â.. Let now M and N be two A-modules with descent datarelatively
to k - A. An A-linearmap
f :
M - N is the extensionby A-linearity
of a k-linear map/0: Mo
-+ifl:
One verifies
immediately
that the induced descent data on N andHom..4 (M, N)
can berespectively expressed
as follows :if
CEO,
Pc ==1 c; (a converging
series inO@ C)y
m cM, n
cN,
j,h
The
right-hand
term in(1.21)
is to beinterpreted
inthe
following
way. Let be the canonical map.Then
e(m 0 n)
==n)
=== .1 (e, m) (e. n) (a
finite sum ini,h
Notice that this is a
good
definition.2. - Let k be a
perfect
field of characteristic 0and,
for n EN,
letKn
= be thering
of Witt vectors(relative
to theprime
numberp)
of
length n
withcomponents
ink ;
inparticular .gl =
k. Let be the affinealgebra
of the standardmultiplicative
formal groupG..
overis endowed with the
(x)-adic topology
and it is the l.t.K-hyperalgebra (Kn
isdiscrete)
whosecoproduct P
andaugmentation 8
aregiven by:
For any m in
N,
themultiplication by
~~ of(in
additivenotation)
is
expressed by
the continuousmorphism
ofKn-algebras :
In fact
Pm
is aninjective homomorphism
of l.t.Kn-hyperalgebras.
Letus
regard Pm
as anembedding
of in another copy of itself that wedenote
by namely
weput:
One
immediately
checks that isfreely generated
as amodule
by {1_
Let us denoteby
the grouphyperalgebra
of the group(that
is the Cartier dual of its affinealgebra). Explicitly
we have: is the freegn-module generated
by
the g E and:for
any g, h
in It is clear that theKn-module homomorphism
is an
isomorphism
of.Kn-hyperalgebras (notice
that Kn is nat-urally
aKn-hyperalgebra).
We deduce from(2.5)
asurjective morphism
of
I.t. Kn-hyperalgebras
isdiscrete),
y with kernelIf we denote
by
the finitemultiplicative .Kn-group
whose affinealgebra
is we haveproved
above that the sequence:is exact
(in
thecategory
of(faithfully)
flat sheaves of abelian groups on finiteK n- algebras) .
Let us define now:
(notice that,
since is a finite Kn-module and is com-plete,
we couldreplace @ by Q
in(2.8)). Clearly,
um is amorphism
and it isdetermined,
as a map,by:
,We would like to prove that Um satisfies to the
properties required
for uin
(1.4),
with thefollowing replacements: (in
the left-hand column of(2.9)
find the
symbols
of section 1 while in theright-hand
one find thesymbols
replacing them)
,In the first
place
since 4 isfree,
it is alsofaithfully
flat.(1.4.1)
is obvious. Let us check(1.4.2).
We observe first that:is a continuous
Kn-algebra isomorphism.
The inverse of 1 is:Let us now consider the
diagram:
If we prove that in
(2.12)
the barred arrows exist in such a way that theresulting diagram
iscommutative, (1.4.2)
will follow for u... We wouldhave in fact then and and
lr =
~ gnftxll
"- "To show the existence
of 1
it isenough
to provexn
that
id) h)
=id) fh),
for anyf
inand g, h
inNow 1 is
right
so that we can put h = 1. We haveto prove that:
(~m~ id)(Pf )(Pg)
=(1 (8) id) Pg,
iff
E and g E This follows from the fact that the kernel of isFor the existence
of if,
it isenough
to prove thatr(x0 1)
has zeroimage
in Now we have =
(id0
Kn
its
image
in coincides with=
iEx = 0(i
= as usual the structuralmorphism
ofWe conclude that the map u,,, defined in
(2.8)
is aKn[x]-algebra
homo-morphism:
such that:
and
is an
isomorphism
of-algebras.
We are
exactly
in the situation of section 1 with the substitutions indi- cated in(2.9).
At this
point
we need to make atypographical specification:
the xmbelonging
to will be denotedby
thesymbol
x~ will denoteonly
and we also wz ite x for so that x~ =xp-m,
for m in N. Wa+00
also
put xon~ = x~’~’.
Let We want to prove thatA~ _
where
Ai obviously
coincides with theperfectionate
ofl~ x .
Let u s denoteby
the continuousring homomorphism extending
the natural map(reduction
modulosuch that = Let then qJn: -
An
be definedby qJn(a) ===
Let usregard
An as a discrete I.t.ring.
Then A - =lim (An,
is a strictp-ring
in the sense of[I], chap. II,
n
sect.
5,
and it coincides then withW(Ai).
It follows that An =If the
symbol [a]
denotes themultiplicative representative
inWn(Ai)
ofa
E AI,
we have[1 -p x]
= 1-~- x~’~’ and,
ingeneral, [1 + x~-~‘]
= 1-~- x~’,
in the identification above. A word of caution on the
embedding
ofin
Wn(.AI).
Let us(provisionally) topologize Ai
with the(x)-adic topology
and
(in
1- 1correspondence
with with theproduct topology
(notice
that thistopology
coincides with the([z])-adic) .
Then the embed-ding
above is characterized as a continuousK-algebra morphism
being
endowed with the(xm’ )-adic topology) by
theassignment x~’
«~-~- [1 -+- xD-m] - 1.
In thesequel,
notopology
will begiven
toor to but
by
«theembedding x~’
«[1
+x~ m] - 1 »,
we willalways
mean the one desciibed above.
Let us fix n and
put
.X.By taking
direct limits in(2.13 )
weget
amorphism
ofKn[X]-algebras :
where is the free
Kn-module generated
g E en- dowed with thehyperalgebra operations
definedby
formulas(2.4).
Themorphism
ofKn[X]-algebras u
is determinedby
the relations:for m c N. It satisfies :
is an
isomorphism
ofMoreover the
morphism
isfaithfully
flat.(The
factsjust
stated follow from theproperties
of directlimits).
We are then in aposition
toapply
thetheory
of section 1 toget
information on the descentrelatively
to X «[1
+x] - 1.
Let us carry out in detail the constructions of section 1 for the present data. The next
diagram
indicates thereplacements
to beoperated (as
before the
right-hand
columnreplaces
the left-handone):
Let Fn =
HomKn Kn)
be the l.t.Kn-hyperalgebra
Cartier dualto We can
obviously identify
with the l.t.gn-hyperalgebra
of functions defined on the group
taking
values ingn,
endowed withthe
topology
ofsimple
convergence on withrespect
to the discretetopology
of(We
recall that P: is definedby identifying
F n 0 F n
with the.Kn-algebra
of functions from to.Kn,
en-Kn
dowed with the
topology
ofsimple
convergence, andby putting b)
=f (a
+b),
forf
in.F’n and a, b
inand ef
=0.)
Such an identification is obtained
by interpreting f :
as theKn-linear map : £ ~ !
fromKn[Q1)/Zv]
to .Kn . Notice that Fncan
naturally
be identified with as aKn-algebra : f
is identifiedwith
( f o,
...,EWn(F1)
if/i = cil,
where for i =0,
...,n - 1,
c,:Wn(k) - k
is the function « i-thcomponent »
of a Witt vector. Thetopology
of.Fn corresponds
then to theproduct topology
of thetopology
in the natural
bijection Wn(Fi) " F,.
We can alsoidentify
~ Kn
with since
they
are bothisomorphic
to theK-algebra
En
of functions
f :
X -~ Kn endowed with thetopology
ofsimple
convergence. The
coproduct
of.h’n
thencorresponds
to the map:To pursue the
correspondence
with section1,
we see that the l.t.k-hyper- algebra
C is nowreplaced by Kn[X] 0Fn (or 0Wn(F1)) where0
gn gn Kn
is taken with
respect
to the discretetopology
of.Kn ~X~ .
Therepresentation
oS of
(1.9)
is now the extensionby Kn[X] -linearity
of theKn-linear
con-tinuous
representation:
Similarly
the T of(1.11)
is the extensionby Kn[X] -linearity
of theKn-linear
continuousrepresentation:
We leave to the reader the verification of the formulas in
(2.17)
and(2.18).
We then conclude from section1,
that a descent datum on arelatively
to~yPn ( 1~ ~xp ~~ ) , X ~ [1 + x] - 1,
is
equivalent
to a continuousrepresentation
ofKn-algebras:
such that
(after skipping
thesymbols U’,
T’ anddenoting by
the scalar
product) :
for any d in in m in M. Notice that each
t7 f,
forf
inF,q
is then in factSince is
faithfully flat,
all descent data withrespect
to it are effective and therefore if oneputs:
one concludes that is a that .M =
0 MO’f
Iand that
d (r & m)
=dr Q m for
each d inFn’
r in and mSince Um in
(2.13)
is aKn[X]-algebra morphism,
we can extend itby [1/X]-linearity
to :satisfying:
(2.22.2)
the map :is an
isomorphism
ofMoreover is free and therefore
faithfully
flat. Notice that =
(1 + (1 + Xm) +
...+ (1 +
so thatBy passing
to the direct limit for mgoing
to
infinity,
weget:
whereZ*
denotes the
perfect
closure of the fieldk((x)).
We obtainagain
amorphism
ofgiven by:
and
satisfying:
(2.23.2)
the map:is an
isomorphism
ofMoreover is
faithfully
flat. We can there-fore
apply
to the descentrelatively
to that extension the same criteria weproved
for5#
3. - We
keep
the notation of section 2. Let us denoteby
R thering
and
by
.~’ itsperfectionate
LetQ, Q’
denote thequotient
fields of.1~’, respectively.
We alsoput K
=W (k)
= thering
of infinite Witt vectors withcomponents
in k. Let be thering
of formal power series in X with coefficients in.K;
there is aunique morphism
ofK-algebras :
sending
X to[1 -~- x] - 1,
which is continuousfor,
say, the(p, X)-adic topology
in and the(p, [x])-adic
one inW(.R’).
We willalways regard
as embedded in
W(~’) by
means of(3.1).
Theembedding (3.1)
canobviously
beuniquely extended,
as aring homomorphism,
togive
an em-bedding :
that we will
always
use in thesequel.
Notice that(3.2)
canagain
be ex-tended
by p-adic continuity,
to anembedding
of thep-adic completion
Bof in
~W’(Q’ ) :
The
embeddings (3.1)
and(3.3)
reduce modulo pn, to theembeddings
usedin section
2,
for which we were able togive simple
descent criter ia. Letus restate those results in a more
manageable
form.Formula
(2.18) provides
us with a map:Analogously, using (2.22),
weget
a map(that
extends(3.4)):
The map
(3.5)
can be characterizedby
theproperties:
Moreover
(3.5)
makes~W’n(Q’),
endowed with the discretetopology,
y into aI.t.
Fn-module
and satisfies:The
right-hand
term in(3.5.3)
is to beinterpreted
in thefollowing
way.Suppose
aconverging
sum inF,, (2) F,,,
then:d(rr’) =
i’i Kn
.1
a finite sum in-W,,(Q’).
A descent datum on aWn(R’)-
(resp. Wn(Q’)-)
moduleM, relatively
toWn(R’) (resp.
’[1/JT] ~~ ~(9~))
isequivalent
to aKn-bilinear
map:making M,
endowed with the discretetopology,
into atopological
module and
satisfying:
for d E
..F’n,
r EW’n(.R’) (resp. Wn(Q’)),
m E M.Here,
asusual,
f.Jsc:Wn(R’) Q9
.NI --~ if(resp. yVn(Q’) Q9
M -if)
is the scalarproduct, and,
if Pd =gn
~
xn ~
== 2,di0dj (a converging
sum inFnÇ9Fn),
theright-hand
term of(3.7)
t~ Kn
is to be
interpreted as 2, (a
finite sum inM), through (3.5)
andz,~
(3.6).
Notice that m « dm is thenautomatically
linear.
Let .F’ be the l.t.
K-hyperalgebra (B’ being
endowed with thep-adic topology)
offunctions
from toK,
with thetopology
ofsimple
conver-gence. A fundamental
system
of open K-submodules(ideals,
infact)
of Fis
given by
theas m, n vary in N.
Clearly,
y F =lim Fn,
as atopological ring.
The iden-%n
tification of section
2,
now carries over to an identification the lastbeing equipped
with theproduct topology
of thetopology
ofF,,.
By taking
inverse limits for n - + oo in(3.5),
we obtain a map:that can be characterized
by
thefollowing properties (3.8.1)
and(3.8.2):
Moreover,
the map(3.8)
makesW(Q’),
endowed with thep-adic topology,
into a
topological
F-module and satisfies:The
right-hand
term of(3.8.3)
should beinterpreted
as follows. Let 3Pd =(a converging
sum in thend(rr’) == I (d, r) (dj r’) (a
i,j K i,~
p-adically convergent
sum inW(Q’)).
Let M be a
~W(.R’)- (resp. W(Q’)-) module, p-adically separated
andcomplete.
Letbe a K-bilinear map,
making M,
endowed with thep-adic topology,
y into atopological F-mod-ale,
andsatisfying:
for d e
F, a
eW(R’) (resp. W(Q’)),
m e M. HereW(R’) 0 if (resp. W(Q’) 0
~
~ K
If)
denotes thep-adic completion
ofW(R’) 0 M (resp.
_ ~ ~ -K
PSC:
(~)
if -~ if(resp. W(Q’) (~) if -~ M)
denotes the scalarproduct,
K
~ ~ -x
and,
if Pd0 dj (a converging
sum in F theright-hand
mem-K
ber of
(3.10)
is to beinterpreted as (a p-adically convergent
sum in
M) through (3.8)
and(3.9).
It is clear
that, by
reduction modulo pn, the datum(3.9) satisfying
(3.10), provides
a series ofcompatible
data onM/pnM
of thetype (3.7).
We then
easily
conclude from theprevious
section that if weput:
Mo
is aK[X]- (resp. B-)
submodule ofM, .M~o
isp-adically separated
and
complete, (resp. where 0
meansp-adic
completion
of@,
and f ord E F,
(resp. W(Q’)) . Analogous
results hold for the descent ofmorphisms
of modules.REFERENCES [1] J.-P. SERRE,
Corps
locaux, Paris, Hermann, 1968.[2] W. C. WATERHOUSE, Introduction to
Affine Group
Schemes, New York, Springer-Verlag,
1979.Seminario Matematico Università di Padova Via Belzoni, 7
35100 Padova