C OMPOSITIO M ATHEMATICA
R. J. P LYMEN
The laplacian and the Dirac operator in infinitely many variables
Compositio Mathematica, tome 41, n
o1 (1980), p. 137-152
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137
THE LAPLACIAN AND THE DIRAC OPERATOR IN INFINITELY MANY VARIABLES
R.J.
Plymen
© 1980 Sijthoff & Noordhoff International Publishers - Alphen aan den Rijn
Printed in the Netherlands
Introduction
Let E be an even-dimensional real Hilbert space, and let
O(E)
be the fullorthogonal
group of E. Let o- be thespin representation
ofO(E)
on the space S ofspinors.
Then a is aprojective
irreducibleunitary representation
ofO(E)
on S. Thesubgroup SO(E)
also actsprojectively
andsplits
S into two irreduciblesubspaces
S+ andS-,
the spaces of
positive
andnegative spinors.
Letf
be aspinor field,
i.e.a map from
U,
an open set inE,
to S. Then the Dirac operator P sendsf
to anotherspinor field, provided
thatf
is differentiable. Iff
istwice differentiable then
where à is the
spinor Laplacian:
thespinor Laplacian simply
acts asthe
Laplacian
on each scalar component off(x). Further,
Pexchanges positive
andnegative spinor
fields.In this
article,
we recast the whole of the aboveparagraph
when Eis infinite-dimensional.
Subject
to restrictions andqualifications
whichwe state
explicitly,
the assertions in the aboveparagraph
remain truein the infinite-dimensional case.
At the infinite-dimensional
level,
thespin representation
was dis-covered
by
Shale andStinespring [18].
These authors worked with aholomorphic spinor representation
of the C*-Cliffordalgebra.
Thisrepresentation
isunitarily equivalent
to a Fockrepresentation
of the C*-Cliffordalgebra;
thispoint
of view is takenby
the present author in[14],
where thesubject
ofspinors
in Hilbert space is taken a little further.0010-437X/80/04/0137-16$00.20/2.
Again
at the infinite-dimensionallevel,
thetheory
of theprojective
tensor
product
and the associated nuclear operatorsprovides
theperfect
framework for the Dirac operator. Grothendieck has writtenan elaborate account of this
theory [8].
We shall needonly
a smallfragment
of thistheory, including
the universal property of theprojective
tensorproduct,
whichreplaces
continuous multilinear mapsby
continuous linear maps. Theprojective
tensorproduct
of theHilbert space E with itself must be
sharply distinguished
from theordinary
Hilbert space tensorproduct:
for the former isisomorphic
tothe space of trace-class operators in the trace-norm, whereas the latter is
isomorphic
to the space of Hilbert-Schmidt operators in the Hilbert-Schmidt norm,by
a classic result of Schatten[16].
Concerning
differential calculus in Banach space, we shall needonly
the chain rule for the first derivative of acomposite function,
and the fact that the n th derivative of a vector-valued function is a
symmetric
multilinear map. Our references here are Cartan[3]
or Dieudonné[4].
In
1967,
Grosspublished
an account ofpotential theory
on Hilbertspace which
incorporates
theLaplacian 2loc,
defined as the trace of thesecond Frechet derivative. The correction term which makes à.
formally self-adjoint
andnegative-definite
isdiscussed,
in the context of abstract Wiener space,by Elworthy [5, p.163].
This moresophisti-
cated version of the
Laplace
operator has beenstudied,
in aslightly
different context,
by
Umemura[19].
Inparticular,
itseigenvalues
andeigenspaces
can be found: theeigenvectors
are Fourier-Hermitepolynomials.
We have not been able to find a "Diracoperator"
associated with this version of the
Laplacian.
The
theory
of theprojective
tensorproduct provides
theright
framework for a basis-free account of nuclear operators, the
Laplacian 0394~,
thespinor Laplacian,
and our Dirac operator P. We areextremely grateful
to the referee whose comments led to muchimproved
basis-freeproofs
in the present article.In section 1 we
give
a brief review of the Dirac operator, based on section 1.1 of Hitchin’s article[10],
in order to elucidate ouropening paragraph.
We use his notation P for the Dirac operator. In section2,
we describe the
projective
tensorproduct.
In section3,
we define the Cliffordmultiplication
and the Dirac operator at the infinite-dimen- sional level. In section4,
we find a formula for the n th power of the Dirac operator(Theorem 1), give
a basis-free definition of thespinor Laplacian,
and prove that the square of the Dirac operator isequal
tothe
spinor Laplacian (Theorem 2).
In section5,
we discuss verybriefly
thehalf-spinors
and their relation to the Dirac operator.We would like to thank the staff at the Mathematics
Institute, University
ofWarwick,
for theirhospitality
when the author was avisitor in the
spring
of1977,
and where this work wasbegun.
Inparticular,
we would like to thank DavidElworthy
fordrawing
ourattention to Grothendieck’s memoir
[8].
1. Review of classical Dirac operator
Let E be an even-dimensional real Hilbert space. Then
factoring
out the ideal
generated by
elements of the form xQ9 x - ~x~2.1
in thetensor
algebra Q9 E,
we get a finite-dimensionalalgebra A(E),
theClifford algebra
of E. We haveE Cd(E)
such thatx2
=I/xl/2.1.
Suppose
dim E =2k,
then thecomplexification d(E) Q9 RC
is a full matrixalgebra
EndS,
where S is a2’-dimensional complex
vectorspace. We thus have a linear map
the
Clifford multiplication.
Letf
be a differentiable map fromU,
anopen set in
E,
to S. Thenf’(x)
lies inHomR(E, S)
for each x in U. ButHomR(E, S)
~ E~RS
so we haveThen
Pf
is thecompound
mapThat
is, Pf = m 0 f’.
The linear operator P is the Dirac operator.Let
{e1,
...,e2kl
be an orthonormal base in E. Thenwhere
f;(x)
=f’(x) . e;
=~f(x)/~xi.ei
so thatwhere
This is a standard
expression
of the Dirac operator in terms of thepartial
derivativesf;(x)
and theci-matrices.
Note that theci-matrices
act on the
space S
ofspinors.
Let
{~i(x), ~2(x), ...}
be the2k+l
components off (x)
with respect toan orthonormal basis in S viewed as a real space. If
f
is a twicedifferentiable map from U to S the space of
spinors,
then we havewhere à is the
Laplacian.
The operator p2 is therefore thespinor Laplacian.
Since P isself-adjoint,
P andp2
have the same nullspace. P is an
elliptic
differential operator and its kernel is the finite-dimensional space of harmonicspinors.
The
spin
groupSpin(2k)
lies inA(E).
Infact, Spin(2k) comprises
all"words" xl ... x2n of even
length
inA(E)
where x,, ..., x2" are unit vectors in E. We have an exact sequencewith
P(XI
...X2n)
=03C4(X1)
...T(X2n)
whereT(x)
is reflection in thehyper- plane perpendicular
to x. SinceA(E)
acts on S we have aunitary representation,
thespin representation,
ofSpin(2k)
on S. Thisrepresentation
is not irreducible: itsplits
as a direct sum of two irreduciblesubrepresentations,
thehalf-spin representations.
The irreduciblesubspaces
are denoted S+ and S-.Spinors
in these sub-spaces are called
positive
andnegative spinors.
Letf
be aspinor field,
that
is,
a differentiable map from U to S. Iff (x)
lies in S+ for all x inU,
thenPf (x) lips
in S-: iff (x)
lies inS-,
thenPf(x)
lies in S+. In thissense we say that the Dirac operator
exchanges positive
andnegative spinor
fields.This article is a first step in the
project
ofinvestigating
the Diracoperator on infinite-dimensional
spin-manifolds:
thisproject
wasproposed by
de laHarpe [9, p.260].
The reader will find informationon
spin-manifolds
in[1,
2,9, 10, 13].
2. The
projective
tensorproduct
Let E and F denote two fixed real
separable
Hilbert spaces and let G denote a real Banach space. The real Banach space of continuous linear maps from E to G is denotedf(E; G).
Thealgebraic
tensorproduct
of E and G is denoted E O G. There exists a natural map u~ of E O G into0(E; G)
of which theimage
is the space of continuous linear maps of finite rank from E to G. If u = xQ9
y then û = x, . > y where . , . > is the innerproduct
in E.The
projective
tensorproduct
EQ9
G arises in thefollowing
way.We put the
following
norm on E O G:Then
Il.111
is a cross-norm in the sense thatfor all vectors x in E and y in G. The
completion
of E O G is denoted EQ9
G. The map u~ extendsby continuity
to a continuous linear map of norm ~ 1 from EQ9
G toJ(E; G),
still denoted u~:LEMMA 1: The natural map E
0 G~J(E; G)
isinjective.
PROOF: This result is well-known: see Grothendieck
[8, chapter I, Proposition 35].
Itdepends
on the fact that the Hilbert space Eenjoys
theapproximation
property: theidentity
map can be ap-proximated, uniformly
on every precompact set inE, by
continuouslinear maps of finite rank.
The
image
of the natural mapE ~ G ~J(E; G)
is the vectorspace of nuclear operators. When G =
E,
theimage
of the mapis the vector space of nuclear
(i.e. trace-class)
operators onE,
and theil Il,
norm onE 0
Ecorresponds
to the trace norm on the vectorspace of trace-class operators. This is a classic result of Schatten
[16, p.119].
Let U be an open set in E and let
f :
U--F be differentiable.Thus we have
where
f’
is the Frechet derivative. Nowf’(x)
is nuclear for all x in Uif and
only
if there is a map~1:
U~E~ F
such thatf’ =
ai -0,,
where a is the natural map E~ F~(E; F).
Iff’(x)
is nuclear for all x in U then such amap 01 exists
and isunique, by
Lemma 1.Let m be a continuous bilinear map from E x F to F.
By
theuniversal property of the
projective
tensorproduct, m
determinesuniquely
a continuous linear map ri : E~
F~F such thatrl(x ~ y)
=
m (x, y)
for all x in E and y in F.Suppose again
thatf’(x)
is nuclear for all x in U. We have thefollowing
commutativetriangles:
Let P be defined
by
The Dirac operator arises when we make a concrete choice for the
multiplication
map m.3. The Dirac operator
We now
specify
themultiplication
map m. Let A be the CARalgebra
over E and let J be acomplex
structure in E. So J is anorthogonal
operator such that J2 = - 1. LetHj,
03C0J,f2j
be the Fockspace,
representation,
vacuum vector determinedby
J. It is knownthat two Fock
representations
77y, and 03C0J2 areunitarily equivalent
ifand
only
ifIJI - J21
is Hilbert-Schmidt[12].
In what follows we choose and fix a Fockrepresentation
irj.We take F to be
Hj
as a real Hilbert space, i.e. we restrict scalars from C to R and take the innerproduct
in F to be the real part of the innerproduct
inHj.
Norms of vectors arethereby
unaffected. We shall need thefollowing properties
of the Fockrepresentation.
Since E C
A,
03C0J determinesby
restriction a continuous linear mapEach unit vector in E is
represented by
a symmetry(self-adjoint
unitary)
andDEFINITION 1:
m(x,y)
=03C0J(x)y
with x in E and y in F.Now
Now
xlllxll
is a unit vectorprovided
that x ~ 0 so we havefor all x in E and y in F. So m is
certainly
a continuous bilinear map from E x F toF,
and determinesuniquely
a continuous linear map rifrom E
~ F
to F.As in section
2,
we denoteby
ai the natural map fromE 0
F toJ(E; F).
DEFINITION 2: Let U be an open set in
E,
and letf
be adifferentiable map from U to F such that
f’(x)
is nuclear for all x in U. Then the Dirac operator P isgiven by
where 0 is
theunique
map from U to EQ9
F such thatf’ = 03B11 03BF 0 1.
The CAR
algebra H
is sometimes called theC*-Clifford algebra,
the relations
(3.1)
are theClifford
relations and we shall call m theClifford multiplication.
Thisterminology
iscompatible
with that in Hitchin’s article[10].
In this
section,
E and F are realseparable
infinite-dimensional Hilbert spaces, hence there is aunitary
map V from F onto E. Let T ~ EQ9 F,
and letT
be thecorresponding
nuclear operator from Eto F. Then A =
VT
is a nuclear operator on E. Let B =(A* A)1/2.
Thenthere exists an orthonormal basis
{en}
such thatand
£An
00. Nowhence the series
Ye. 0 te.
isabsolutely
summable inB 0
F. Lethence S = T
by
Lemma 1. ThusLet f :
U - F be a differentiable map such thatf’(x)
is nuclear forall x in
U,
andlet f’ = 03B11 03BF ~1.
Let T =~1(x)
so thatT = f’(x).
LetThen we have
Thus
Let cn =
7rj(e,,).
Then we haveby
the Clifford relations(3.1). Furthermore,
ci is ananalogue
ininfinitely
many dimensions of theoriginal y-matrices
of Dirac. In fact the matrix of ci with respect to an orthonormal basis in F is aninfinite matrix which is
symmetric
andorthogonal.
The vectorfn(x)
isthe n th
partial
derivative off
at x evaluated at en[3, p.34].
So wehave an
expression
for the Dirac operator in terms of thepartial
derivatives and the c-matrices:
As in the finite-dimensional case, the c-matrices act on the space of
spinors [14].
4. The
Spinor Laplacian
Let
~n E = E~ ... ~ E ( n factors)
and0’ E = R.
Let a 1 be thenatural map from
E ~
F tof(E; F)
and ingeneral
let an+1 be thenatural map from
E
G toY(E; G)
where G =(on E)~ F, n
=0,1,2,...
Let U be an open set in E and let
Do
be the set of all maps from U to F.Let
Dl
be the set of allf
such thatf
is differentiable andf’(x)
isnuclear for all x in U.
By
Lemma1,
there existsuniquely
~1 : U~E ~
F such thatf’ =
ai o~1.
Let
D2
be the set of allf
inDI
such that01
is differentiable and~’1(x)
is nuclear for all x in U.By
Lemma1,
there existsuniquely
~2 : U ~ E ~ E ~ F
suchthat ~’1 = 03B12 03BF ~2.
In
general
letDn+1
be the set of allf
inDn
such that0,,
is differentiableand 0’(xi
is nuclear for all x in U.By
Lemma1, thére
exists
uniquely ~n+1 : U~E ~ (~n E) ~ F such that ~’n
= an+1 o~n+1.
Thus
Dn
is a real vector space andDn+l
CDn
for each n ~ 0.We recall
that r1
is a continuous linear map fromB (g)
F to F. Themap rn is defined
by
for all n ± 0. Thus rn reduces the rank of tensors from n + 1 to n.
Let
be defined
by 03C1n(03BB)
= rn o A. It is clear thatsince each
composite
map is linear and continuous and sends the rankn + 2 tensor xl
0
...0
xn+10
y to the continuous linear map rlCl, .> x2 ~
...0 03C0J(xn+1)y.
THEOREM 1:
If f
EDn
thenPf
EDn-,
andPROOF: If
f E Dn
then there exist~1,
... ,~n
such thatLet g
=Pf. Then g
= ri -~1 by
definition of P.Using
the chain ruleand
(4.1)
we haveso that
Then
and
Hence g
EDn-1 by
definition ofD,-,.
Furthermore we haveAt the nth step of this iterative process we
have, by
the chainrule,
the definition of
Dn,
the(n - 1)-fold application
of(4.1),
and the definition ofP,
This ends the
proof.
The real vector space Doc = ~
Dn
is an invariant domain for P. The formulagives
the iterated Dirac operator in terms of the iterated Cliffordmultiplication
and~n,
which isessentially
the n th Frechet derivativef(n)
off.
Forwhere
Jn(E; F)
is the Banach space of continuous multilinear maps from E X ... x E to F.By
the universal property of theprojective
tensor
product
we haveThen
~n(x)
is theunique
tensor of rank n + 1 in(0n E)0
F cor-responding
tof(n)(x).
We now discuss the
Laplacian
0394~[6].
This operator fits well into the framework of the present article. Let u be a map from U to R.Then we
have, identifying
E with its dualE*,
Now the continuous bilinear functional from E x E to R which sends XI,X2 to x1,x2 > determines
uniquely
a continuous linear functionalT on
E ~ E
such thatT(JCi0JC2)=
x1,x2 >. Let « be the natural map from EQ9
E to0(E; E).
Then the trace ofa(w)
isby
definitionT(w)
for all w in EQ9
E.DEFINITION 3: Let U be an open set in E and let u be a twice differentiable map from U to R such that
u "(x)
is nuclear for all x inU. Then the
Laplacian
àmu isgiven by
where v is the
unique
map from U to EQ9
E such that u" =. a 0 v.DEFINITION 4: Let
f
ED2.
Thespinor Laplacian
is definedby
theequation
Let
f(x) = 03A3n fn(x),yn
> yn be the Fourierexpansion
off (x)
in Fwith respect to the orthonormal basis
f y,, 1.
Letun(x) = fn(x),yn
> . We claim thati.e. that the
spinor Laplacian
acts as theLaplacian
on each Fouriercomponent of
f(x).
This claim will followimmediately
from thefollowing
THEOREM 2: Let
f
ED2.
Thenand
PROOF:
Here,
F* denotes the continuous dual of F. We claim that thefollowing equations
are true:We prove
(4.5).
Here(E(& E),
denotes thesubspace
ofE0B consisting
ofsymmetric
rank 2 tensors. NowHence, by
the Clifford relations(3.1), T01
and r1 03BF r2 agree on tensors of the form x,~
x20
y + X2Q9
x,Q9
y.By linearity
and con-tinuity, they
agree on(E 0 E), 0
F. Theproofs
of(4.2), (4.3), (4.4)
are similar.
Let u =
y*03BFf. By
the chainrule,
the definition ofD1,
and(4.2)
wehave
By
the chainrule,
the definition ofD2,
and(4.3)
we havewhere a is the natural map
E 0 E~(E; E). By
definition of theLaplacian,
and(4.4)
we haveHence
0394~u = y*03BF0394~f by
definition of thespinor Laplacian. By
Theorem 1 we have
But
~2 ~ (E 0 E), 0
F sincef"(x)
is asymmetric
bilinear map from E x E to F[3, p.59]. Applying (4.5)
we getEXAMPLE 1: Let T E
(E 0 E),
and letT
be thecorresponding symmetric
nuclear operator on E. Let y be a fixed vector in F and letf(x) = Tx,x
> y. Thefollowing equations
are easy toverify
suc-cessively :
With yi,..., yn vectors in F and
Th..., Tn symmetric
nuclear operators on E andwe have
similarly
5. The
half-spin representations
Let A be the CAR
algebra
over E and let J be acomplex
structurein E. Let 7ry,
Hj, f2j
be the Fockrepresentation,
space, vacuum vector determinedby
J. Let F denoteHj
as a real Hilbert space.Let
SO(E)1
be thespecial
nuclearorthogonal
group. ThenSO(E)1 comprises
allorthogonal
operators T on E such that I - T is nuclear anddet(T)
= 1. AlsoSO(E)1
is a Banach-Lie group and its universalcover
Spin(E)m
is a subset ofA+,
the even CARalgebra.
Thespin representation àj
isby
definition the restriction of 77y toSpin(E)~.
Now F
splits
into two invariantsubspaces
F+ andF-;
the cor-responding subrepresentations
are denoted0394+J
andA-.
So we haveThe vectors in
F, regarded
as aSpin(E)m-module,
are calledspinors ;
those in F+ or F- are called
1/2-spinors.
For morebackground
material,
the reader may consult[9, 11, 12, 14, 15].
Now .:;4+ is a
simple C*-algebra [17]
and leaves F+ invariant.Therefore à i +
is afaithful representation
of thespin
groupSpin(E)~.
Since the elements of
Spin(E)m
areunitary
elements of.:;4+,
it is clearthat à’
is a faithful norm continuousunitary representation
ofSpin(E)m;
the same is true ofàî.
These tworepresentations
are alsoirreducible
[14].
Let
Q+, Q-
be theprojections
onF+,
F-. Letf
EDl, f+(x) = Q+f(x),f-(x)
=Q-f(x).
Then we haveFor
It is clear that
By (5.1)
we havesince we have rl : E
Q9
F+~F-.Similarly, (Pf-)(x) ~
F+.EXAMPLE 2: Let
f(x) = x,x>03A9J
witht
asymmetric
nuclearoperator
on E.Then, by Example 1,
we haveThus
f (x )
EF+, Pf(x)
e F- andP2f(x)
E F+.REFERENCES
[1] M. ANASTASIEI: Spin structures on Hilbert manifolds. C.R. Acad. Sc. Paris 284 A (1977) 943-946.
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plement 1 (1964) 3-38.
[3] H. CARTAN: "Differential calculus". Hermann, Paris, 1971.
[4] J. DIEUDONNE: "Foundations of modern analysis". Academic Press, New York, 1969.
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[15] R.J. PLYMEN : Some recent results on infinite-dimensional spin groups. In: Studies in algebra and number theory, edited by G-C. Rota, Academic press, New York (1979) 159-171.
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[17] E. STORMER: The even CAR algebra, Commun. Math. Phys. 16 (1970) 136-137.
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groups, J. Math. Mech. 14 (1965) 315-322.
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(Oblatum 14-IX-1978 & 31-VIII-1979) Department of Mathematics The University
Manchester M13 9PL
England