C OMPOSITIO M ATHEMATICA
W ILLIAM M. M C G OVERN
A remark on differential operator algebras and an equivalence of categories
Compositio Mathematica, tome 90, n
o3 (1994), p. 305-313
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A remark
ondifferential operator algebras and
anequivalence of categories
WILLIAM M. MCGOVERN*
Department of Mathematics, University of Washington, Seattle, WA, U. S. A. 98195 Received 1 December 1992; accepted in final form 28 January 1993
Abstract. We prove a surjectivity result on rings of twisted differential operators on partial flag
varieties stated by Vogan. In the process we derive an interesting parabolic analogue of the famous Bernstein-Gelfand equivalence of categories and exhibit a new class of modules for which Kostant’s
problem has a positive solution.
(Ç)
1. Introduction
Rings (and
moregenerally sheaves)
of twisted differential operators onpartial flag
varieties(called
TDO’s forshort)
were introducedby
Beilinson and Bernstein in[1]
and studiedintensively by
Borho andBrylinski [3,5]. They
have turned out to have very
deep
and extensive connections with therepresentation theory
ofcomplex
reductive groups.Perhaps
the moststriking
such connection is the category
equivalence
between modules of a fixedregular
infinitesimal character over an
enveloping algebra
andquasi-coherent
sheavesof modules over the
corresponding
sheaf of TDO’s. Akey
step in theproof
ofthis
equivalence
is asurjectivity
result:given
certain conditions on thetwisting
parameter, the
corresponding ring
of TDO’s isactually
aquotient
of theenveloping algebra. (In general,
all one can say is that aring
of TDO’s is aprimitive
Dixmieralgebra
over aprimitive quotient
of theenveloping algebra.) Vogan
has stated the samesurjectivity
result under rather different conditionson the
twisting
parameter. He does notgive
aproof, remarking only
that theresult is
"fairly
subtle" and "one of thekeys
to the Beilinson-Bernstein localizationtheory".
Nor can one find aproof
in[1]
or[3].
The purpose of this paper is to proveVogan’s assertion, using
ideas rather different from those of[3].
Infact,
it willdrop
out of aninteresting parabolic analogue
of theBernstein-Gelfand
equivalence
ofcategories
between Harish-Chandra bi- modules forcomplex
groups and modules in category (9.2. Notation and set-up
Let G be a
complex
connected reductive group with Liealgebra
g, P aparabolic subgroup
with Liealgebra
p, andPo
the commutatorsubgroup
of*Partially supported by NSF Grant DMS-9107890.
306
P. Choose a Cartan
subgroup
H with Liealgebra h
containedin p
and a setof
positive
rootsA +(g, b)
contained in the set of1)-roots
in p. WritePo
=MoN,
a Levidecomposition
with H cMo,
0394+(m0, h)
= choice ofpositive
rootsof
in mo inducedfrom 0394+(g, b),
S =
corresponding
choice ofsimple
roots ofh
in mo,Using
standard identifications we mayidentify
t* withu/n
andregard
it asa
subspace
ofb*;
moreprecisely,
we haveh* = t* + ( n mo)*.
The"twisting parameters"
of the introduction areelements 03BE
of t*. Given sucha 03BE,
weconstruct the Beilinson-Bernstein
ring A03BE
of TDO’s as follows. Start with thering
DiffG/Po
ofalgebraic
differential operators onGIPO.
There is a leftG-action and a
commuting right
T action onG/Po. Differentiating
theseactions,
we get a map fromU(g)
QU(t)
toDiff G/P 0’
whereU(.)
as usualdenotes the
enveloping algebra
of a Liealgebra.
SetA = centralizer of T in Diff
G/Po; (2.1)
then we get a
map (D: U(g) -
A. Nowbring 03BE
into thepicture by letting I03BE
bethe ideal of A
generated by
all H +(03BE - p 1)(H)
for all He t. These elements arecentral in
A,
since pis
trivial on LiePo. Finally,
we setthe
ring
of(03BE-)
TDO’s onG/P.
Themap 03A6
induces a mapIt is not difficult to see that
A03BE
isfinitely generated
over03A603BE(U(g)).
In this paperwe are
primarily
concerned with conditions under which03A603BE
issurjective.
Beforewe can state
Vogan’s
sufficientcondition,
we need a definition.DEFINITION 2.4. Assume that
Àeb*
takespositive integral
values on 0394+(m0, )).
We say that À is dominant if it does not take anegative integral
value on any
positive
coroot(relative
to0+(g, )).
We say that 03BB is n-antidominant if it does not take a
positive integral
value on anypositive
corootnot
in 0394+(m0, ).
The main result of this paper is
THEOREM 2.5
([12, 3.9(c)]).
With notation asabove,
the map03A603BE
issurjective.
whenever 03BE
+po is
dominant.The reason for the appearance of Po is
that 03BE
+ po, whenregarded
as anelement
of 4*
asabove,
is the infinitesimal characterof A, [3, 3.6].
What Borhoand
Brylinski
show in[3, 3.8]
is that(D,
issurjective whenever 03BE
+ Po isn-antidominant, using deep
results of Conze-Berline and Duflo in[6].
Certain-ly 03A603BE
is notalways surjective;
acounterexample
in typeB2
isgiven
in[6,6.5].
On the other
hand, if p happens
to be a Borelsubalgebra,
then03A603BE
isalways surjective. Vogan gives
anintersecting example
in typeC4
where03A603BE
fails to besurjective
eventhough
itsimage
has fullmultiplicity
inA03BE.
There should bemany more
examples
of this lastphenomenon;
it isintimately
related to thefailure of certain
nilpotent
orbit closures to be normal.3. Proof of Theorem 2.5 and an
équivalence
ofcategories
The first step of the
proof
of Theorem 2.5 is the same as that of theparallel
result in
[3].
LEMMA 3.1
([3, 3.8]).
We mayidentify Aç
with thering Ai := 2(Mp(ç
+Po), Mp(03BE
+po)) of G-finite maps from
thegenerated
Verma moduleto
itself; here p
acts on the one-dimensional moduleCç+po-p by making
p0 acttrivially
and t actby
thecharacter 03BE
+ po - p.Borho and
Brylinski
thencomplete
theirproof by invoking [6,2.12,4.7,6.3]
toshow that the natural map
U(g) - A’03BE
issurjective
forn-antidominant ç
+ p.These results do not
apply if 03BE
+ p is dominant(the key difficulty being
thatMp(ç
+po)
is notirreducible),
so we must take anotherpath.
We
begin by noting
thatMp(03BE)
is aprojective object
in the fullsubcategory
(9p
ofcategory (9 consisting
of thep-locally
finite modules.Moreover, if 03BE
is308
regular,
thenby applying
anappropriate
translation functor toMp(03BE)
oneobtains a
projective
generator for thesubcategory (9,p,,
of modules inOb (9p
with infinitesimal
character 03BE [2].
Thering A03BE-03C1o
should therefore have someequally pleasant properties
in anappropriate
category of Harish-Chandra bimodules. Our first step, which is of considerable interest in its ownright,
isto describe this category. To state the main
result,
we need some notation. Let03BB ~ h*
takepositive integral
valueson 0394+(m0, h) .
Then one has thegeneralized
Verma module
Mp(03BB)
relative to p ofhighest weight 03BB -
p; denote itsunique
irreducible
quotient by L(03BB).
Let W be theWeyl
group of G and»i
theintegral Weyl subgroup
relative to 03BB. As theterminology indicates,
we may indeedregard W1
as asubgroup
of W. Denoteby W(m o)
theWeyl
group of mo; it too is asubgroup
ofW,
and in fact asubgroup
ofg.
Write wo, wm, w03BB for thelongest
elements ofW, W(mo),
andg, respectively.
Then we haveTHEOREM 3.2. Fix a coset A
of
theweight
latticeof
g in1)*
and a dominantregular representative
Àof
Ataking integral
valueson 0394+(m0, h)).
Then there isan
equivalence of categories
between the
subcategory Op,03BB:= (9v,A of Op consisting of
modules with allweights
in A and the
subcategory Y,6,@Â of
allfinitely generated
Harish-Chandra bimodules overU(g)
that are annihilatedby
AnnL(w03BBwm03BB)
on theright.
Theequivalence
isimplemented by
the mapsfrom (Dp, (resp. Hp,03BB) to Hp,03BB (resp. Op,03BB). Moreover,
we also have(Mp(03BB), Mp(03BB)) ~ U(g)/Ann L(w. w m)03BB).
Proof.
Of course, ourstarting point
is the famous Bernstein-Gelfandequiv-
alence of
categories [2, 5.9(i)],
which isprecisely
the first assertion above in thespecial
casewhere p
is a Borelsubalgebra
b.(The
secondassertion,
which isactually
needed in the course ofproving
the first one, follows from a classical result ofKostant.) Using
thisequivalence,
we will often allow ourselves tospeak
of theright
annihilator RAnn M of anobject
M in(DA by identifying
Mwith a Harish-Chandra bimodule. Then RAnn M
depends
on a choice ofinfinitesimal
character,
which willalways
be clear from context. Ingeneral,
letb be a Borel
subalgebra
contained in p.Then Op,03BB
is a fullsubcategory of Ub,n
and so is
equivalent
to asubcategory
ofHb,03BB.
We mustidentify
thissubcategory precisely.
Recall that atypical
M E Ob(91,A
lies inOb (9p,Â
if andonly
if the shiftedhighest weights
À’ of its irreduciblesubquotients L(;,’)
all take
positive integral
values on S".Equivalently,
thanks to[9, 5.2],
M liesin
Ob Op,03BB
if andonly
if theright
annihilator of any of its irreduciblesubquotients
has i-invariant notmeeting
S. But now the r-invariant of atypical primitive
ideal I of infinitesimal character fails to meet S if andonly
if 7 contains Ann
L(w;. wmÀ) [8, 5.20].
Hence an M in Ob(9b,A
lies in ObOp,03BB
ifand
only
if itsright
annihilator contains some power of AnnL(w03BBwm03BB).
ButAnn
L(w03BBwm03BB)/Ann L(w03BB03BB)
isidempotent ([7, 4.4], [9, 4.5]).
Thus thecategories (9",;.
andHp,03BB
are indeedequivalent
via the Bernstein-Gelfand mapsIt remains to show that these maps coincide with those of the theorem. This is easy in the first case. Given M c- Ob
Op,03BB,
themultiplicity
of atypical
finite-dimensional
g-module
E in theadjoint
action on(M(03BB), M) is just
thedimension of
Homg(M(03BB),
M QE*).
Since M Q E* ismo-locally finite,
any g-map fromM(03BB)
to M Q9 E* must factorthrough
thelargest mo-locally
finitequotient Mp(À)
ofM(03BB).
Hence the naturalinjection (Mp(03BB), M) ~
2(M(À), M)
is anisomorphism.
In the second case, we must workharder;
webegin by proving
the second assertion of the theorem.Clearly
U :=U(g)/
Ann
L(w03BBwm03BB)
is anobject
inHp,03BB, so
it may be realized as2(Mp(À), M)
forsome
object
M in(9p,¡.
Since U contains a copy of the scalar field C as itssubring
ofG-invariants,
there is a nonzerohomomorphism
n :Mp(03BB) ~
M.Since the copy of C in U generates the latter as a
U(g) bimodule,
theimage
of03C0 also generates
M,
whence issurjective.
Now it is easy to see that U isprojective
inHp,03BB,
whence M must beprojective
inOp,03BB.
SinceMp(03BB)
isindecomposable projective
in ObOp,03BB,
we get M ~Mp(03BB),
as desired.Now one has a short exact sequence
It is
enough
to show that theimage
of the natural map X~U(g) K(03BB)
--+X
Ou(g) M(03BB)
is zero. Put 1: = AnnL(w03BBwm03BB).
ThenIM(03BB)
cK(03BB)
and it sufficesto show that
equality
holds(since
XI~U(g) M(03BB)
=0).
This follows since I =Ann M(03BB)/K(03BB)
andIM(À)
is theonly
submodule M’ofM(À)
withI = Ann
M/M’ [10, 4.3].
Hence both Bernstein-Gelfand maps coincide withtheir counterparts in the theorem. D
Theorem 2.5 follows at once for
regular
infinitesimal characters from Theorem 3.2.By combining [6, 5.8]
with[ 13, 4.32],
one obtains a formula formultiplicit
is of
K-types
in(Mp(03BB), Mp(03BB))
orU(g)/Ann L(w03BBwm03BB).
We will extendTheorems 2.5 and 3.2 to
arbitrary
infinitesimal characters in the nextsection;
for now we conclude this section with
310
COROLLARY 3.4. The socle E
of Mp(03BB)
issimple. If 03A3 ~ L(w03BB),
then theleft
and
right
cellsof
w(regarded
as an elementof W03BB)
coincide with thoseof
WÀ. wm’ Wm WÀ.’
respectively.
Proof.
It is well known and easy to check thatMp(03BB)
may be obtained froma module induced from a one-dimensional
p-module
via a translation functor.It follows at once as in
[11, §6]
that E issimple
and that its annihilator coincides with that ofMp(03BB).
Now the result follows fromJoseph’s
well-knownformulas for the annihilators of
simple
Harish-Chandra bimodules[9, 5.2].
D That socles E ofgeneralized
Verma modules with dominanthighest weights
are
simple
haslong
been known to the experts, but no one to myknowledge
has
given
a formula for E.Corollary
3.4 suffices topin
down Xexactly
in typeA,
but not in the other types. Note that Theorem 3.2 shows inparticular
thatKostant’s
problem
has apositive
answer forMp(03BB).
One cansimilarly
showthat Kostant’s
problem
has apositive
solution for E.4.
Singular
infinitesimal charactersWe conclude the paper with two
analogues
of Theorem 3.2 for dominantweights
that are notnecessarily regular.
In both cases one gets anequivalence
of
categories
between a certainsubcategory Op,03BB
ofcategory (9
and thecategory
Hp,039B
of Harish-Chandra bimodules defined in Theorem 3.2. The definition ofOp,03BB depends
on whether or not 03BB issingular
on S.Again
let A be a coset of theweight
lattice in1)*
and 03BB an element ofA +,
the set of dominant
weights
in A. Assume first that 03BB takespositive (integral)
values on S. Let
B?
be the set of rootscorresponding
to thesimple
reflections ing fixing 03BB;
then we haveB’
n S= Qf .
Denoteby (9p,À.
the fullsubcategory
of
(9,,A consisting
of those modules thatare P03BB-presentable
in the sense ofBernstein and Gelfand
[2, §§1,5]. (Thus,
in contrast to the lastsection,
we donot have
Op,03BB
=(9,,A.)
Then one hasTHEOREM 4.1. With notation as
above,
T heorem 3.2holds for Op,03BB
andHp,03BB.
Proof.
One can repeat theproof
of Theorem3.2, starting
from[2, 5.9(ii)]
rather than
[2, 5.9(i)].
SinceB° automatically
lies in the r-invariant of w03BBwm,we can combine
[4,2.12]
and[8, 5.19]
to show that if M is anobject
in(!)b,À.’
then M lies in
Ob Op,03BB
if andonly
if the radical of itsright
annihilator contains I := AnnL(w À. wmÀ).
Thus we get anequivalence
ofcategories between Op,03BB
andthe
subcategory H’p,03BB
ofHb,03BB consisting
of those bimodules annihilatedby
some power of 7 on the
right.
Theequivalence
is effectedby
the mapsNow it follows as in the
proof
of Theorem 3.2 that(Mp(03BB), Mp(03BB)) ~ U(g)/l.
Finally,
we claim that J:= 12 +Ann L(w03BB03BB)
= 1 andIM(2)
=K(2) (notation (3.3)); given
thesefacts,
the rest of theproof
of Theorem 3.2 carries over. To prove theclaims,
note thatU(g)/J certainly
lies inOb H’p,03BB,
whenceU(g)/
J
~U(g) M(03BB) ~ M(03BB)/I2M(03BB)
lies in Ob(9,,,.
Since12 M(Â) C 1 M(2)
cK(03BB)
andMp(03BB)
is thelargest mo-locally
finitequotient
ofM(03BB),
we must haveJ M(2) = 1 M(2)
=K(2),
whence J = 1[10, 4.3],
as desired. Inparticular,
H’p,03BB yew p,Â
~Theorem 4.1
implies
that Theorem 2.5 holds ingeneral. Finally,
we considerwhat
happens
when 2 is allowed to besingular
on S. FixA,
A + as above andnow assume
only
that 2 E A + takes(nonnegative) integral
values on SV. DefineB?
as above and setS003BB
=Bo
n S.DEFINITION 4.2. Denote
by (Çp,À
the fullsubcategory
of(ÇA consisting
ofthose modules M that are
P03BB-presentable
and in additionsatisfy
thefollowing
condition: if N is a
simple U(mo)-subquotient
of M, then RAnnU(m)N
hasi-invariant
lying
inS003BB. (This
condition makes sense and isindependent
of thechoice of
regular integral
infinitesimal character of RAnnU(m)N
because anysuch N is a
simple highest weight U(mo)-module
ofintergral
infinitesimalcharacter.)
Also denoteby Mp(03BB)
theU(g)-module
induced from thesimple U(p)-module
ofhighest weight 2 -
p on which n actstrivially.
Note that
(9p,,
is nolonger subcategory of Op,039B
in thissituation,
as the modules in it are not ingeneral mo-locally
finite.LEMMA 4.3. Fix
21,22 e A +
and writeWl, W2 for the parabolic subgroup of »i corresponding
toB21’ B22’
Fix W1, W2of
maximallength
in theirleft
cosetsw1W1, w2 W2, respectively.
Choose anyregular representative
2’of
039B+. Thenthere is a finite-dimensional
module E such thatL(w203BB2)
is asubquotient of L(w103BB1) ~ E if and onl y if Ann L(w-12 03BB’) ~ Ann L(w-11 03BB’) (this
last condition is well known to beindependent of
the choiceof 2’).
Proof.
This is well known ifboth 21 and Â2
areregular [8, 7.13].
Ingeneral,
suppose that
L(w203BB2)
appears in(i.e.,
is asubquotient of) L(w103BB1)
0 E.Translating L(w203BB2)
off theB003BB2 walls,
we deduce thatL(w203BB’)
appears inL(w103BB1)
(D E(with
a differentE). Translating L(w103BB’)
onto theB003BB1 walls,
wesee that
L(w203BB’)
also appears inL(w103BB’) ~ E (again
with a differentE) [8, 4.12, 4.13].
Hence AnnL(w-12 03BB’) ~
AnnL(w- 1103BB’ ),
since 2’ isregular.
Asimilar
argument
shows thatL(W2Â2)
appears inL(w103BB1)
(DE for some Ewhenever
Ann L(w-1203BB’) ~
AnnL(w- 1103BB’)
andcompletes
theproof.
~ COROLLARY 4.4.Mp(2)
is theunique largest quotient of M(2) belonging
toOb (9,,,.
Ingeneral,
atypical P03BB-presentable
module Mlying
in Ob(DA belongs
to Ob
Op,03BB if
andonly if
itssimple subquotients L(w03BC) satisfy
thefollowing
312
condition:
f
Jl c- 039B+ and w EW03BB
is chosen to havemaximal length
in its cosetwW003BC, then 03C4039B(w-1) ~ S ~ S003BB.
Proof.
TheU(mo)-submodule
N ofMp(03BB) generated by
itshighest weight
vector is
simple
ofhighest weight 03BB,
whence one checksdirectly
that it satisfies Definition 4.2.Any
othersimple U(m0)-subquotient
N’ ofMp(03BB)
appears inN (8) E for some
E,
whenceby [8, 5.19]
and Lemma 4.3 it too satisfiesDefinition 4.2. Hence
Mp(03BB) ~ Ob Op,03BB.
The same argument shows that the criterion of thecorollary
forlying
inOb Op,03BB
issufficient ;
to see itsnecessity,
look at the
U(mo)-submodule
of anyU(g)-subquotient L(wp)
of Mgenerated by
thehighest weight
vector ofL(w03BC).
It remains to show that anyquotient
M’of
M(03BB) lying
in ObOp,03BB
isactually
aquotient
ofMp(À);
for this it suffices to show that theU(mo)-submodule
M"generated by
thehighest weight
vector ofM’ is
simple.
Definition 4.2 guarantees thatAnnU(mo)M"
is maximal of infinitesimal character 03BB. We are therefore reduced toproving
thefollowing
claim: if
vc-A’,
so thatI03BD:=Ann L(03BD)
is a maximalideal,
thenM(v)/
I03BDM(03BD)) ~ L(v) (so
that theonly quotient
ofM(v)
with annihilatorI,,
isL(v) ;
weapply
this fact to Verma modules overU(mo)).
To prove theclaim,
note thatthe
equivalence
ofcategories yields 2(M(v), M(v)) ~U(g) M(v) ~ L(v).
ButU(g)/
1 v
embeds into!l’(L(v), L(v)),
which embeds into2(M(v), L(v)),
so thatU(g)/
I03BD~U(g) M(03BD) ~ M(v)jlvM(v)
embeds intoL(v).
The claim follows at once.(We
also recover the known result that
(L(v), L(v)) ~ U(g)/l,, .)
DAt last we can state
THEOREM 4.5. With notation as
above,
Theorem 3.2holds for 19p,¡
andY,6 ;,,.Z Proof.
We imitate theproof
of Theorem 4.1.Using [8,5.19]
and[4,2.12]
one may
rephrase
the necessary and sufficient condition ofCorollary
4.4 for aP03BB-presentable
module M to lie in ObOp,03BB
as follows: wheneverL(wp)
is asimple subquotient
ofM, 03BC ~ 039B+,
andwe g
has maximallength
in itsW003BC
coset, then
RAnn L(w03BC) ~ Ann L(w03BBwmw003BB’),
whereRAnn L(wp)
is taken tohave infinitesimal character Â’
(notation (4.3))
and wo is thelongest
element inthe
parabolic subgroup
ofg corresponding
toS$. Equivalently,
M is in19p,¡
if and
only
if itssimple subquotients L(w03BC) satisfy RAnn L(wp)
~ Ann
L(w03BBwm03BB),
where RAnnL(wp)
is taken to have infinitesimal character 03BB.By Corollary 4.4,
the maps M ~2(M p(l), M),
X H XQ9U(g) M(Â)
defineequivalences
ofcategories
betweenOp,03BB
and thesubcategory H’p,03BB
defined asin the
proof
of Theorem 4.1.Arguing again
as in theproof
of Theorem 3.2 andusing
theprojective indecomposability
ofMp(03BB)
in ObOp,03BB,
we see that(Mp(03BB)), Mp(03BB)) ~ U(g)/I (notation (4.1)). Arguing
as in theproof
of Theorem4.1 and
using Corollary
4.4again,
we show that I2 + AnnL(w03BB03BB)
= I(so
thatH’p,03BB = Hp,03BB)
and that the map fromH’p,03BB
toOp,03BB
may bereplaced by
theone in Theorem 3.2. D
That
I/Ann L(w03BB03BB)
isidempotent
in thesettings
of Theorems 4.1 and 4.5 seems to be new. If 03BB isregular,
thenAnn L(w03BBw03BB)/Ann L(w03BB03BB)
isidempotent
whenever w is the
longest
element of anyparabolic subgroup
ofg (not just
of
W).
1 do not know whether this is still true if 03BB issingular.
References
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2. Bernstein, J. and Gelfand, S. I., Tensor products of finite and infinite dimensional representa- tions of semisimple Lie algebras, Comp. Math. 41 (1980), 245 - 285.
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