N A L E S E D L ’IN IT ST T U
F O U R IE
ANNALES
DE
L’INSTITUT FOURIER
Bodgan ALEXANDROV, Gueo GRANTCHAROV & Stefan IVANOV
The Dolbeault operator on Hermitian spin surfacesTome 51, no1 (2001), p. 221-235.
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THE DOLBEAULT OPERATOR ON HERMITIAN SPIN SURFACES
by
B.ALEXANDROV,
G. GRANTCHAROV& S. IVANOV
(*)
1.
Introduction.
The well-known
vanishing
theorem of Lichnerowicz says that thereare no harmonic
spinors
oncompact spin
manifolds ofnon-negative
non-identically
zero scalarcurvature,
i.e. the kernel of the Diracoperator
vanishes. When the scalar curvature isidentically
zero the harmonicspinors
are
actually parallel.
Acomplete
classification of thecomplete simply
connected irreducible
spin
manifoldsadmitting
aparallel spinor
isgiven by
Hitchin
[14]
andWang [21].
When the scalar curvature isstrictly positive
one may
try
to find an estimate for the firsteigenvalue
of the Diracoperator.
This is done
by
Friedrich[7].
The estimate isexpressed
in terms of the scalar curvature and thelimiting
manifolds are characterizedby
the existence ofa real
Killing spinor.
It is well-known
(see [14])
that in the Kahler case the Dirac oper- ator coincides with the Dolbeaultoperator
D =Ui(8 + 8* )
ofK 2 -
thesquare root of the canonical line bundle .K which determines the
spin
struc-ture.
Applying
theHodge theory
to thecorresponding
Dolbeaultcomplex
Hitchin
[14]
has shown that on acompact
Kahlerspin
manifold the space(*)
The authors are supported by Contract MM809/1998
with the Ministry of Scienceand Education of Bulgaria and by Contract
238/1998
with the University of Sofia "St.Kl. Ohridski".
Keywords: Hermitian surface - Dirac operator - Dolbeault operator - Twistor spinors.
Math. classification: 53C15 - 53C25 - 53B35.
of harmonic
spinors
can be identified with theholomorphic cohomology
H*(M,O(K4)). So,
if acompact
Kahlerspin
manifold admits a Rieman- nian metric ofstrictly positive
scalar curvature then allcohomology
groupsH* (M, O(K4))
vanishby
the Lichnerowicz theorem.The purpose of this note is to treat
problems
similar to the abovementioned in the case of the Dolbeault
operator
oncompact
Hermitianspin
surfaces.Our first observation is the
following
THEOREM 1. - Let
(M, J)
be acompact complex spin
surfaceadmitting
a Hermitian metric ofnon-negative non-identically
zero scalarcurvature. Then
H’(M, C7(K2 ))
=0,
i =0,1, 2.
Proof. -
By arguments
similar to those inProposition
1.18 in[11]
(see
also Lemma 3.3 in[1])
the existence of a Hermitian metric of non-negative non-identically
zero scalar curvatureimplies
that all thepluri-
genera of
(M, J)
vanish.Hence, O(K4))
= 0.By
the Serreduality
H2(M,O(K4))
= 0.By
the Lichnerowiczvanishing
theorem the index of the Riemannian Diracoperator
D vanishes. But since both D and the Dolbeaultoperator D
have the sameprincipal symbol, they
have the sameindex.
Thus,
and therefore
O(K2
= 0. 0In view of this result the
following questions
are natural:Is there an estimate for the first
eigenvalue
of the Dolbeaultoperator
on Hermitian
spin
surfaces ofpositive
scalar curvature? If the answer is"Yes",
describe thelimiting manifolds,
i.e. the manifolds for which the estimate is attained.For Kahler manifolds the above
questions
are treated in terms of the Diracoperator. However, according
to the result ofHijazi [13]
theestimate of Friedrich
[7]
is notsharp
on a Kahlermanifold,
since it admitsa
parallel
form. A better estimate for the firsteigenvalue
of the Diracoperator
oncompact
Kahlerspin
manifolds withstrictly positive
scalarcurvature is found
by Kirchberg [15], [16]
and thelimiting
manifolds arecharacterized
by
the existence of Kahlerian twistorspinors.
In the 4- dimensional case(in
which we are interested in thispaper)
the classificationof the
limiting
Kahler manifolds isgiven by
Friedrich[8] using
detailedstudy
of the Kahlerian twistorequations. So,
thecomplete
answer to bothof the
questions
forcompact
Kahlerspin
surfaces is known.In the
present
paper wegive
acomplete
answer to thequestions
under the
stronger assumption
ofnon-negative
conformal scalar curvature.We recall that the conformal scalar curvature of a Hermitian surface is the scalar curvature of the
corresponding Weyl
connection. In the case ofstrictly positive
conformal scalar curvature we answer to the firstquestion completely
andpartially
to the second.Our considerations are based on Bochner
type
calculationsusing
theset of canonical Hermitian connections E
R,
describedby
Gauduchon[12]. Among
these connections animportant
roleplays
the Bismut connec- tion. This is theunique
Hermitian connection withskew-symmetric
torsion(cf. [12])
and is usedby
Bismut[5]
to express the Weitzenbock formula for the Dolbeaultoperator.
To treat thelimiting
manifolds we consider twistorequations
withrespect
to the canonical Hermitian connections.More
precisely,
we proveTHEOREM 2. - Let
(M, g, J)
be acompact
Hermitianspin
surfaceof
non-negative
conformal scalar curvature. Then the firsteigenvalue A
ofthe Dolbeault
operator
satisfies theinequality
where s is the scalar curvature of g.
Further,
thefollowing
conditions areequivalent:
(i)
There is anequality
in(1).
(ii)
There exists aparallel spinor
in withrespect
to the Bismut connection(hence
the conformal scalar curvature isidentically zero)
andthe scalar curvature is constant.
(iii) (M,
g,J)
is a K3-surface or a flat torus with theirhyper-Kahler
metrics or a coordinate
quaternionic Hopf
surface with a metric of constant scalar curvature in the conformal class of the standardlocally conformally
flat metric.
Notice that the manifolds listed in
(iii)
are theonly compact
4- dimensionalhyper-Hermitian
manifolds with constant scalar curvature(see [6]).
THEOREM 3. - Let
(M, g, J)
be acompact
Hermitianspin
surfaceof
positive
conformal scalar curvature k. Then the firsteigenvalue A
of theDolbeault operator satishes the
inequality
The
equality
in(2)
is attained iff k is constant and there exists aHermitian twistor
spinor
withrespect
to the Hermitian connection~-3.
In this case
(M, g, J) is locally conformally
Kähler.Note that on Kahler surfaces the estimate
(2)
coincides with that of[16].
In the last section we
give examples
of non-Kahler Hermitian surfaces for which thelimiting
case of theinequality (2)
is attained.2.
Preliminaries.
Let
(M,
g,J)
be a Hermitian surface withcomplex
structure J andcompatible
metric g. Denoteby Q
the Kahlerform,
definedby Q(X, Y) = g(X, JY).
The volume form of g is c,~ -!O
A S2. It is well-known that dQ = B AQ,
where 0 = 6Q o J is the Lee form of(M, g, J).
Recall that(M,
g,J)
is Kahler iff 0 =0; locally conformally
Kahler iff0; globally conformally
Kahler iff 0 =df
for a smooth functionf
on M(in
thiscase
e-f g
is a Kahlermetric).
Let V be the Levi-Civita connection of g and R and s - its curvature tensor and scalar curvaturerespectively (for
the curvature tensor we
adopt
thefollowing
definition:R(X, Y, Z, W) =
Recall that the *-Ricci tensor
p*
and the*-scalar curvature s* of M are defined
by
where here and in the
following ~ei ~
is a local orthonormal frame of thetangent
bundle TM and is its dual frame.We also have
(cf. [20])
(here
and in thefollowing
we denoteby (.,.) and
thepointwise
innerproducts
and norms andby (.,.) and 11 -
theglobal
onesrespectively).
Note that on a Kahler manifold the Ricci and *-Ricci tensors
coincide;
inparticular s
= s*.Now consider the
Weyl
connection determinedby
the Hermitianstructure on
M,
i.e. theunique
torsion-free connection~W
such that~W g = e ® g.
The conformal scalar curvature k is defined to be the scalar curvature ofEquivalently, k
is the *-scalar curvature of the self-dualWeyl
tensorW+, multiplied by 2.
TheWeyl
connection is invariant under conformalchanges
of the metric sinceif g = ef g,
then 0 = 0 +df. Hence,
We also have
(5)
Recall the definition of the set of canonical Hermitian connec-
tions
[12]:
For a real number t the connectionV~
is definedby
or
equivalently
where
0*
is the vector field dual to 9.The canonical Hermitian connections form an affine line
(degenerating
to a
point
in the Kahlercase)
determinedby V° -
theprojection
of the Levi- Civita connection into the affine space of all Hermitianconnections,
andB71,
which coincides with the Chern connection. In thesequel important
role will be
played
alsoby
the connectionsB7-1 (considered by
Bismut[5])
and
~-3.
¿From
now on we assume that(M,
g,J)
is aspin
manifold. Denoteby
EM itsspinor
bundle andlet p :
T*M 0 EM 2013~ EM be the Cliffordmultiplication. Identifying
T*M and TM via the metric we shall also consider J1 as a map from TM 0 EM into EM. We shallusually
writethe Clifford
multiplication by juxtaposition,
i.e.Since
(M,
g,J)
is a Hermitianmanifold,
the choice of aspin
structureon it is
equivalent
to the choice of asquare-root K2
of the canonical line bundle K[14].
Thus for thecorresponding spinor
bundle we havewhere
A 0,. M
=A 0,0 M
siA 0,1 M
siA 0,2 M.
Inparticular,
thespinor
bundle~M
splits
as follows:where
£rM = A’,’M
0K" 2
is theeigensubbundle
withrespect
to theeigenvalue (2 - 2r)i
of the Clifford action of the Kahler form Q on EM(cf. [15]).
The
half-spinor
bundles are theeigensubbundles
of the volume form w withrespect
to itseigevalues +1
and we haveLet pr : EM 2013~
E,M,
r =0,1, 2,
be theprojections
withrespect
to the
splitting (8).
For convenience wedenote E-iM
=3 M
= 0 andp-1 = p3 = 0.
Recall [15]
that for X E TMas
endomorphisms
of ~ M andfor V)
where
Any
metric connection in thetangent
bundlegives
rise to a metricconnection in the
spinor
bundle and it is easy consequence of(6)
thatfor
).
Inparticular,
we havefor This follows from
(12)
andThe Kahler form SZ is
parallel
withrespect
to any Hermitianconnection,
so the Hermitian connections preserve the
splitting (8).
Recall also[3]
that there is an antilinear bundle
map j :
EM 2013~ EM which commutes with the Cliffordmultiplication by
realvectors, j 2 == -1, j
isparallel
with
respect
to any metric connection on M and preserves the Hermitian innerproduct
on ~ M . Inparticular, j provides
an antilinearisomorphism
between
~o M
and~2 M.
The Dirac operator of the Levi-Civita connection D :
r(EM)
2013~F(EM)
is definedby
D = J1 oV,
orequivalently, by ~4 1
The Dirac
operators D’
of the connectionsV~
are defined in similar wayby replacing V
withB7t.
The identification
(7)
shows that the Dolbeaultoperator 0 == -j2(ð+
of I~ 2
also acts on sections of thespinor
bundle. As shown in[121
be the
orthogonal projections.
It is easy to see thatwere and Ja is the dual form of
The twistor
operators
of the Hermitian connectionV~
are the differ- entialoperators
defined
by
By analogy
with the Kahler twistorspinors
of[16]
we shall call thespinors
in the kernel of
PT
Hermitian twistorspinors
withrespect
to We areparticularly
interested inPo .
It follows from(17)
thatand also
In the 4-dimensional case the Weitzenbock formula for the Dolbeault
operator ([5],
Theorem2.3)
reads as follows:where
A’
=(V~)*V~
is thespinor Laplacian
of the connectionB7t.
Recall that a non-exact
Weyl
connection(i.e. 0
is notexact)
on an-dimensional conformal
spin
manifold(M, [g])
is not a metric connection for anymetric g
E[g],
so it cannot be lifted to a connection in theprincipal Spin(n)-bundle
determinedby
g. But it can be lifted to a connection in theprincipal C Spin(n)-bundle
determinedby
the conformal class[g],
whereC Spin(n) - R+
xSpin(n)
is the conformalspinorial
group(cf. [12]).
The bundles of
spinors
ofweight k, k
ER,
are associated with the latterprincipal
bundle and therefore theWeyl
connectiongives
rise to connectionson them. When a
metric g
E[g]
isfixed,
the bundles ofspinors
ofweight
1~ could be identified with the bundle of
spinors
~Mcorresponding
to thismetric and in this way the
Weyl
connectiongives
rise to connections onEM
(cf. [12]).
Forexample,
the connection onEM,
considered in[18],
isobtained in this way from the
Weyl connection, acting
on sections of the bundle ofspinors
ofweight
0. This will be used in theproof
of Theorem 2.3.
Proof of Theorem
2 andTheorem
3.Throughout
this section(M,
g,J)
is acompact
Hermitianspin
sur-face.
LEMMA 1. - 0 be an
eigenvalue
of the Dolbeault opera- tor 0. Then there exists aneigenspinor 1/;0 E r(oM)
for theeigenvalue A2
of
02 .
Proof. - It is clear that
and
, Hence,
if 0 is aneigenspinor
of 0 for A
and 0 = 00
+’l/Jl + ’l/J2
withrespect
to thedecomposition (8)
then(i.e.
+ and bothV)o
+ andIP2
areeigenspinors
for 0 withrespect
to A.Moreover, 00,
areeigenspinors
for02
withrespect
to~2 .
It followsby (16)
that 0o j = j
o 11and therefore
j02 E r(~oM)
is also aneigenspinor
for02
withrespect
toA 2.
Sinceby (21) ’l/Jo i-
0 oru/2 # 0,
Lemma 1 isproved.
0Proof of Theorem 2. - When 0 the
inequality (1)
istrivially
satisfied. So we can assume thatinf m
s > 0. Hence it follows from Theorem 1that A #
0 andby
Lemma 1 we have aneigenspinor 00 E F(EOM)
of02
withrespect
toA 2.
Thus(20) yields
By (3)
we have, andsince k >- 0,
i.e.s* >_ 3 s,
we obtainthat
a2 > 6 inf m
s.Now we
proceed
with theproof
of the secondpart
of the theorem.Note that the Bismut
connection,
restricted to sections of~+M,
coincideswith the connection considered in
[18]. Hence,
asproved
in[18],
aparallel spinor
inE+M
withrespect
to the Bismut connectiongives
rise to ahyper-
Hermitian structure on M and thus M is
conformally equivalent
to oneof the manifolds in
(iii) (cf.
also[6]).
Inparticular,
it follows that M isanti-self-dual,
which isequivalent
to k = 0 and d0 = 0(cf.
forexample [1]). Conversely,
any manifoldconformally equivalent
to those listed in(iii)
admits a
parallel spinor
in~+M (and
hence in~oM)
withrespect
to theBismut connection in the
spin
structuregiven by
the trivialsquare-root
of the canonical line bundle. This proves theequivalence
of(ii)
and(iii)
sincethe
hyper-Kahler
metrics on a K3-surface or a torus are theonly
metricsof constant scalar curvature in their conformal classes.
Now we prove the
equivalence
of(i)
and(ii).
When s > 0 the calculations in the first
part
of theproof
show thatthere is an
equality
in(1)
iff s =const, k
= 0 and 0. But asshown
above, V-100
= 0implies
1~ = 0 and thus(i)
and(ii)
areequivalent
when s > 0.
When
inf M
s = 0 Theorem 1 shows that theequality
in(1)
ispossible only
if s = 0.Hence, by (5) and k >
0 we haves* >
0.Integrating (3)
weobtain that 0 =
0,
i.e.(M,
g,J)
is Kahler. Therefore(20) (which
in theKahler case coincides with the usual Lichnerowicz formula and the Bismut connection coincides with the Levi-Civita
connection) yields
that02V; ==
0iff
~-1 ~ -
0. Hence it remains to show that if there exists aparallel
spinor,
then there exists aparallel spinor
inE+M.
But(M, g, J)
is anti-self-dual
(since k
= s = 0 and dO =0)
and thus itssignature a(M) x
0.Since
a(M) = -8 ind(D) = -8ind(D),
it follows that0,
i.e.dim dim
Ker(DIE-m).
Thus the
equivalence
of(i)
and(ii)
isproved.
0We start the
proof
of Theorem 3by
two lemmas.Proof. - It follows
by (18)
thatBut
Thus
since . .
Hence,
Using (15)
and(16)
we obtainand hence
By (13)
weget
Thus,
It is
easily
seen thatfor
arbitrary
1-form a. HenceSubstituting
thisequation
in(27)
andusing (24)
and the fact thatwe obtain
Now
(22)
followsby substituting (25)
and(28)
in(23), integrating
andusing (20)
to expressLEMMA 3. - Let =
0, F(EOM)
isnon-identically
zero 1. Then
(M,
g,J)
islocally conformally
Kihler.Proof. -
By (19)
we 0 for Z ETl,o M. Hence,
thecurvature
It follows
by
Lemma 2 that theprincipal symbol
of(Pg) *Pg
is amultiple
of the
identity
and thusby
a theorem ofAronszjan [2]
0 on denseopen subset of M. Since
EOM
is a linebundle,
it follows that the curvature formRt
is a( 1,1 )-form
on this dense open subset and hence on the whole M.By (13)
we obtainBut is the curvature of the Chern connection and hence is also a
(1,1)-
form. Thus dJO is a
(1, 1 )-form
and therefore dO is a( 1,1 )-form.
Since dOis
pointwise orthogonal
toQ,
it follows that dO is anti-self-dual and thecompactness
of Mimplies
that d0 =0 ,
i.e.(M, g, J)
islocally conformally
Kahler. D
Proof of Theorem 3. -
By
a theorem of Gauduchon[9]
therealways
exists
a metric g
in the conformal classof 9
whose Lee form is co-closed.By (4) k
> 0 andby (3)
and(5)
it follows that 9 > 0.Hence,
Theorem 1tells us that
Ker(0) - {0}, Le. À =1=
0.Thus, by
Lemma 1 there exists aneigenspinor 00 z
of02
withrespect
toA 2- Applying
Lemma 2with t = -3 we obtain
But it follows
by (3)
and(5)
that s -3b8 - 2 ~8~2
= k. ThusHence, ~2 > 2 infm k
and theequality
is attained iff 0 and k = const.The last statement of the theorem follows from Lemma 3. 0 Remark. - In Lemma 3 we found a restriction for a
compact
Her- mitianspin
surface to admit a Hermitian twistorspinor
withrespect
toany of the canonical Hermitian connections
except
the Chern connection.In the latter case, one can see that under the additional
assumptions
ofbl
odd and
positive
fundamental constantC(M, g) (see
the definition in~10~ )
a
compact
Hermitianspin
surfaceadmitting
a Hermitian twistorspinor
with
respect
to the Chern connection isbiholomorphic
to aprimary Hopf
surface. To prove this notice that the
positivity
ofC(M, g) implies by
theGauduchon’s
plurigenera
theorem[10]
that all theplurigenera
of(M, J)
vanish and since
b,
is odd(M, J)
must be oftype VIIO.
AHermitian
twistor
spinor
withrespect
to the Chern connection is anantiholomorphic
section 0
ofK1/2. Equivalently, jo
is aholomorphic
section ofK- 2
and henceH°(M, C~(K-1)) ~
0. Now the statement followsby
the fact that M isspin
andarguments
similar to those inCorollary
3.12 in[19].
4.
Examples.
In this section we
give
non-Kahlerexamples
of Hermitian surfaces for which thelimiting
case in Theorem 3 is attained.Recall
(cf. [4])
that under a conformalchange
of themetric g = ef g
of a
spin
manifold(M, g)
there is an identification - of thespinor
bundle~M of
(M, g)
and thespinor
bundleEM
of(M, g)
such thatwhere 0
E E is thespinor corresponding
to1/;,
X ETM,
and V
and
are the Levi-Civita connectionsof g and g respectively.
Now,
if(M,
g,J)
is a Hermitiansurface,
the Kahler form of(M, g, J)
is
~2
=efn
and it follows from(30)
thatThus the eigensubbundles ErM
of Qcorrespond
to theeigensubbundles
of
~2.
The Lee formof 9
is 0 +df
and henceby (13), (29)-(32)
weobtain
- - 1
LEMMA 4. - Let
(M, g, J)
be a Hermitianspin
surface and~ = ef g.
Ifr(EoM)
is a Hermitian twistorspinor
withrespect
toVt,
then Hermitian tvvistorspin or
withrespect
toV .
Proof. -
Easy
consequence of(19)
and(33).
0Now let M be one of the manifolds
6~
x,S‘2
andT 2
x,52,
where,S’2
is the 2-dimensional
sphere
andT2 is
2-dimensional flat torus. With theirstandard
product
metrics these manifolds arelimiting
Kahlermanifolds,
i.e.they
are Kahler and(2)
isequality
for them(cf. [16]
or[8]).
Thelimiting
Kahler manifolds are characterized
by
constantpositive
scalar curvatureand existence of a Kahlerian twistor
spinor,
i.e. anantiholomorphic
sectionof
K 2 -
the square root of the canonical line bundle which determines thespin
structure(cf. [17]
or Theorem 3above).
We can
change conformally
the metric of the first factor of M so to obtain ametric g
on M ofpositive
non-constant scalar curvature s. This metric will be Kahler withrespect
to the samecomplex
structure J andM will still admit a Kahlerian twistor
spinor.
Now wechange
the metricconformally by 9
= sg. Since in the Kahler case the connectionsV~
coincide with the Levi-Civitaconnection,
it follows from Lemma 4 that on(M, g, J)
there exists a Hermitian twistor
spinor
withrespect
toV~ (and
inparticular -3)
andby (4)
the conformal scalar curvature isconstant: k
= 1. Thusby
Theorem 3 theinequality (2)
turns into anequality
for the non-Kahler Hermitian surface(M,~, J).
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Manuscrit recu le ler mars 2000, accepté le 7 septembre 2000.
Bogdan ALEXANDROV, Gueo GRANTCHAROV, Stefan IVANOV, University of Sofia
Faculty of Mathematics and Informatics
Department of Geometry
5 James Bourchier Blvd 1126 Sofia
(Bulgaria).
alexandrovbt~fmi.uni-sofia.bg geogran~math.ucr.edu ivanovsp~fmi.uni-sofia.bg