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15-compounds
R. Kragler, H. Thomas
To cite this version:
R. Kragler, H. Thomas. Dynamics of structural phase transition in a 15-compounds. Journal de
Physique Lettres, Edp sciences, 1975, 36 (5), pp.153-156. �10.1051/jphyslet:01975003605015300�. �jpa-
00231176�
L-153
DYNAMICS OF STRUCTURAL PHASE TRANSITION
INA 15-COMPOUNDS
R. KRAGLER
(*)
and H. THOMAS(**)
Institut für Theoretische
Physik
der UniversitätFrankfurt,
D-6 Frankfurt/M.,
Germany
Résumé. - On montre que des processus liés à des redistributions électroniques dans la bande d ont une forte influence sur la dispersion des phonons et le facteur de structure
dynamique.
Abstract. - It is shown that electronic d-band redistribution processes have a strong effect
on the phonon dispersion and on the dynamic structure factor.
The
cubic-to-tetragonal phase
transitionsoccurring.
in A
15-compounds
are associated with asoftening
of the transverse acoustic
(TA)
~ 2013 ~ shear mode[1-3].
Inelastic neutronscattering experi-
ments
[4, 5]
have shown a substantialsoftening
extend-ing
over anappreciable region
of the Brillouin zone.In order to account for these
experiments,
a theoretical model based on thedeformation-potential coupling
between d-electrons and elastic strain has beeninvestigated
in various paper[6-11 ].
The model has been refinedby
alsoconsidering
thecoupling
to theoptical T1Z phonon
branch into account[12-14].
A different attempt assumes a Kohn
anomaly
dueto a
planar
Fermi surface[15, 16].
Weadopt
themodel of Labbe and Friedel
[6, 7],
in which the elec- tronic d-bands are shifted relative to each otherby
the elastic
strain,
and for which thephase
transitionis driven
by
the energygain resulting
from electronic redistribution processesoccuring
between the d-bands in the distorted
phase.
We have studied the influence of these electronic interband relaxation processes, which were not taken into account in
previous
work[8-14],
on thedynamics
of the transition. The relaxation
frequency y
forthese interband processes is determined
by
theoverlap
of wavefunctions
belonging
to ions in different chains of the A 15-structure. In contrast, the d-band width AE is determinedby
theoverlap
within the chains.Since the interchain
overlap
will besignificantly
smaller than the intrachain
overlap,
one expectsy
AjE’//L Moreover, only
interband processes ramain effective inthe q
= 0 limit.Therefore,
the low-(*) Present address : Institut fur Theoretische Physik, Universitat Konstanz, D-775 Konstanz, Germany.
(**) Present address : Institut fur Theoretische Physik, Univer- sitat Basel, CH-4056 Basel, Switzerland.
frequency, long-wavelength
behaviour will be domi-nated
by
the interband processes considered here.We find
important
effects on the temperaturedependence
of the TAphonon dispersion
and onthe
dynamic
structure factor. For thephonon disper- sion,
we obtaingood qualitative
agreement with thephonon dispersion
results of inelastic neutronscattering [4, 5],
for an interband relaxation fre- quency y of the order of10-13 s’B
Theassumption
of a Kohn
anomaly
for theinterpretation
of theresults
[15,16]
appears to be unnecessary. Thedynamic
structure
factor,
on the otherhand,
seems to indicatethe presence of an
additional,
non-electronic relaxa- tion mechanism which is slowerby
an order ofmagnitude.
We construct a
thermodynamic
model in terms ofthe electronic
occupation
numbers(nx,
ny,nZ)
ofthe three
degenerate d-bands,
and the components of the elastic strain tensor E.Disregarding
s-dcoupl- ing
we assume conservation of the total number ofd-electrons,
nd = nx+ ny
+ nZ, , such that the elec- tronic state of the system can be describedby
thetwo linear combinations
of
occupation
number deviations from thesymmetric
state nx = n y = nz =
nd/3.
Symmetry
considerations show thatcoupling
tothe d-bands occurs for the tensor components
spanning
theE-representation subspace
which con-tains all orthorhombic and
tetragonal
distortionsArticle published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphyslet:01975003605015300
relevant for the lattice transformation. All other components of the strain tensor are
disregarded.
In the cubic
phase,
the lowest order contributionsto the free energy
density
are the elastic free energyFL = 2 C(82 2
+8~) , (3)
the electronic free energy
Fe = 2 Z -1 (n2 + n3) ~ (4)
and the
coupling
of the d-bands to the lattice defor- mationFe-L
=D(EZ
n2 + 83~3) - (5) Here,
C = c 11 - c12 is the bare shear modulus in absence of electron-latticecoupling,
D is the defor- mationpotential,
and Z =Z(T)
represents an effec- tivedensity
of states, the temperaturedependence
of which is determined
by
the actual form of the d-bands. In A15-compounds
such asNb3Sn
andV3Si, Z(T)
decreases withincreasing
temperature.The
coupling
term(5) gives
rise to an inducedstress
(a
=2, 3)
and an induced electronic
potential
In the presence of a static external stress
~aX‘
thereoccurs an
occupation
number deviation~=Z~=-ZD~, (8)
and the elastic strain is
given by
the total stress, ,CE
a =~
a +~,
a(9) (9)
with
6a d
determinedby
eq.(6)
and(8).
The staticresponse to an external stress is thus described
by
arenormalized elastic constant
C*(T) =
C -Z(T) D 2 (10)
This result indicates that the electron-lattice
coupling
can
give
rise to a latticeinstability
forsufficiently high density
of states such thatZ(O) D 2
> C. The cubicphase
will therefore become unstable belowa certain temperature
To
determinedby C*(To)
=0,
and it is the TA shear modebelonging
to the E-sub-space which governs the
dynamic
latticeinstability.
The temperature
dependence
ofZ(T)
can be takenempirically
from measurements of the renormalized elastic constantC*(T) [1-3].
In order to
study
thedynamics
of the model weconstruct
equations
of motionfor na
and 8,,,. For the electronicoccupation
numberdeviations na
asimple Debye-type
relaxation to the instantaneousequili-
brium
values na
=ZJ1~nd
isassumed,
where y is an electronic interband relaxation
frequency.
Conservation of the number of d-electrons is gua- ranteed
by
definition eq.(2).
The elastic deformation u satisfies the usual equa- tions of motion with the induced stress, eq.
(10),
taken into account
(Note,
that there is no difference betweenC’s
and Cad for the shear modulus C = Cll -c12.)
For
simplicity,
we confineourselves to
the TAshear mode with
q ( 110)
andu (110),
whencee2 =
~M/~/2
and 83 = 0.Then,
eqs.(14)
and(15)
reduce to
where the free sound
velocity
vo isgiven by 1~
=C/2
p.We further introduce the renormalized
velocity by v2 - C */2
p. The system ofcoupled equations,
eq.
(13),
leads to a cubic secularequation,
the roots of which
yield
threenormal-mode frequencies
’ c~ =
0,(i) (i
=1, 2, 3).
SinceC*(T)
and therefore V2are determined
by
static measurements, the electronic relaxationfrequency
y is theonly adjustable
modelparameter. The behaviour of the normal mode
frequencies ~2~
as functionof q
isdisplayed
infigures
1 and 2 for three values ofv/vo. For q -~ 0,
one obtains renormalized
phonon modes Qq
= ± vq,, the
velocity
of which goes to zero at thestability
limit T =
To,
and an unrenormalized relaxation mode ~2 = 2013iy.
Withincreasing q
one obtains atfirst a
damping
of the renormalizedphonon
modeswhich is
given
to0(q2) by Q; === 2013 ~ ~/2
y. Forvlvo 1/3,
i.e. for temperatures little aboveTo,
~
goesthrough
a maximum and reaches zero at vo q - 2Tvlvo.
Above thisvalue,
all three modes areoverdamped
withpurely imaginary frequencies
untilat
!;o ~ ~ 7/2 damped
butpropagating
modes reappearwhich
approach
the unrenormalized valuesQq = ± vo q
at~ ~ 7/2.
leaving
a renormalized relaxation mode QiV2lV2
With
increasing t~o.
the gap whereQ’
= 0 narrowsand
finally disappears
atvIvo = 1/3 corresponding
toT ~ 61 K for
Nb3Sn.
Forhigher temperatures
wherev jvo > 1/3,
the modes remainpropagating
for all q.Right
at thestability
limitTo
where v =0,
we obtainexact roots
of eq. (14)
L-155
FIG. 1. - Motion of the coupled-mode frequencies in the complex frequency plane with wave-vector g = 0 to g = qBz/2. Frequency
scale in meV (Nb3Sn).
FIG. 2. - Dispersion of the real part of the ( 110,
110)
mode fre-quency for the three temperatures (Nb3Sn).
We obtain
good qualitative
agreement of our calculation withphonon dispersion
measuredby
Axe and Shirane
[4, 5]
onNb3Sn,
if we choosey/wo
= 0.250 where c~o = 30.7 meV is the extra-polated phonon
energyfor’ == q/2
qB-, = 1. Thiscorresponds
to an electronic relaxationfrequency
of y =
1013
s-1. This rather low value of y reflects the smalloverlap
of the wave functionsbelonging
to different bands.
The results of inelastic neutron
scattering experi-
ments
(energy
transfer D, momentum transferQ)
are described in terms of the
dynamic
structure factorwhere
~(q, w)
is the Fourier transform of the dis-placement
correlation functionui(xt) uj(x’ 0) >
atq =
Q -
K in the first Brillouin zone. The correla- tions of the TA mode qII (110),
uII (110)
consideredabove are thus
given by
thescattering
withQ (110)
such that
S(Q, w)
isproportional
toSxx - Sxy.
This
quantity
can be obtained via the fluctuation-dissipation
theorem(~c~ kB T)
from the
displacement
response tensorx(q, ill)
whichdescribes the response to an external force.
Adding
a
dynamic perturbation
to the eq. of motion(12)
andsolving
theinhomogeneous
system, one findswhich
yields
a structure factor of the same form asgiven by
Shirane and Axe[4, 5].
This resultgives
riseto the
following behaviour, displayed
infigure
3 asfunction of q. For vo q
J2 7vlvo, we find two
phonon peaks
near the renormalized phonon
fre-
quencies ~ =
± vq. For vivo 1/2,
these two peaks
merge into a central
peak
at vo q =J2 yvlvo.
Atstill
higher q-values vo q >
7, two new side bands appear near the unrenormalizedphonon frequencies
w = ±
vo q, in
addition to the central component.FIG. 3. - Behaviour of the dynamic structure factor as function of g and vlvo. In the hatched area exist three overdamped modes, everywhere else exist two propagating modes and one relaxation
mode.
For
higher
temperatures,v/vo > 1/2,
thetwo-peak
structure
changes directly
into thethree-peak
struc-ture at vo q =
..j2 yv/vo.
However, these results do not
explain
the three-peak
structure factor observedby
Shirane and Axe at very smallq-values.
In order toreproduce
theobserved line
shape,
it would be necessary to choose the relaxationfrequency y
smallerby
an order ofmagnitude
than found above from thephonon
dis-persion.
Thisinconsistency
seems to indicate that the behaviour at very lowfrequencies
isgoverned by
an
additional,
non-electronic relaxation mechanismwith a relaxation
frequency
of the order 1011 s B It has beensuggested by
Shirane and Axe[4, 5]
thatthis relaxation is due to the transition from collision- dominated to collision-free
phonon propagation [17, 18].
In order to obtain a
description
of thetetragonal phase,
one has to include third and fourth order terms’ in the electronic energy, eq.
(4).
One then finds a newequilibrium
state with spontaneous strain E3coupled
with a non-zero n3- It isstraightforward
to extend our treatment to the
study
of thedynamical
behaviour in this
phase.
References
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