Hypercyclic convolution operators
onentire functions
otHilbert-Schmidt holomorphy type
Henrik Petersson
Abstract
A theorem due to G.
Godefroy
and J.Shapiro
states that every continuous convo-lution operator, that is not
just multiplication by
a scalar(non-trivial),
ishypercyclic
.on the space of entire functions in n variables endowed with the compact-open
topol-
ogy. We
study
the space of entire functions of Hilbert-Schmidt type on a Hilbert space E. We characterize its continuous convolution operators and prove thefollowing: Every
continuous non-trivial convolution operator ishypercyclic
onHH(E).
Key
words:Hypercyclic, Hilbert-Schmidt, Holomorphic,
Convolution operator,Expo-
nential type.
1
Introduction
A
cyclic (hypercyclic)
vector for an operator T : : is a vector x such that theclosed linear hull
(closed hull)
of the orbitO(T, x)
-{x, Tx, ...}
under theoperator
is the entire space. Anoperator
T iscyclic (hypercyclic)
whenever there exists acyclic (hypercyclic)
vector. Recall that an invariant subset for anoperator
T : X - X is a subset S C X such that T S C S. Thus every orbit constitutes an invariant set and the invariant sets are called trivial. Note that the closed linear hull of an orbit undera continuous operator is the smallest closed invariant
subspace
that contains the vector under consideration.Consequently,
a continuous operator lacks non-trivial invariant closedsubspaces (subsets)
if andonly
if every non-zero vector iscyclic (hypercyclic).
The
theory
ofcyclic
andhypercyclic operators
is a naturalpart
of thestudy
of invariantsubspaces
and theapproximation theory.
An overview of thetheory
isexposed
in[7].
Themost natural
problems
aremaybe (1): given
anoperator
T : X --~X,
is ithypercyclic
and
(2): given
a spaceX,
does it admit ahypercyclic
operator T : X -~ X. Forexample,
it is known that no linearoperator
on a finite dimensional space ishypercyclic
but everyseparable
infinite-dimensional Frechet space carries ahypercyclic
operator(see [7]
for moreon
this).
Godefroy
andShapiro
show in[6]
that every continuous non-trivial convolution opera- tor ishypercyclic
on the(Fréchet-)
space of entire functions in n-variables(a
convolution operator is an operator that commutes with all translations and it is called trivial when it isgiven by x
H ax for soine scalara).
It is known that the continuous convolution opera- tors are theoperators
of the form03C6(D), p(D) f
~03A303B1~Nn 03C603B1D03B1 f
where 03C6 =03A303B1~Nn 03C603B1y03B1
is an entire
exponential
type function in n variables.Thus,
inparticular,
every operator of translation ishypercyclic
and the one variable version of thisparticular
result was obtainedby
Birkhoffalready
in the twenties[2].
BeforeGodefroy
andShapiro
obtainedtheir
general result,
MacLanc[11]
ha.d established thehypcrcyclicity
of differentiation Don the one variable entire functions.
Hypercyclic properties
ofexponential type
differen- tialoperators
on spaces ofholomorphic
functions with infinite dimensionaldomains,
have1991 Mathematics
Subject
Classification: Primary: 46G20, 47A15, Sccondary: 46A32, 46E25also been studied
(see
forexample [1]).
In this note we prove theanalogue
ofGodefroy
and
Shapiro’s
result for entire functions of Hilbert-Schmidt typeHH(E)
on a(separable)
Hilbert space E
(Theorem 3.1). HH(E)
is aseparable
Fréchet space and is built up ofhomogenous
Hilbert-Schmidtpolynomials.
Asimilar,
butdifferent, type
ofholomorphy
is studied in
[4].
Infact,
we prove that every continuous non-trivial convolutionoperator
has a dense set ofhypercyclic
vectors but that there is a certain densesubspace
for whichevery such
type
ofhypercyclic
vector must be outside. This result isinteresting
in viewof a result of the
following type:
There exists a continuous linearoperator
on~1
for whichevery non-zero vector is
hypercyclic (due
to Read[14]
and it is not known whether we canreplace .~1
with an infinite-dimensionalseparable
Hilbert space(see [7]
page359)).
For our purpose we make use of the
following
well-known theorem due toGethner, Godefroy, Shapiro,
Kitai([5], [6], [10]).
The theorem is based on the BaireCategory
Theorem and
gives
acriterion,
known as theHypercyclicity Criterion,
for anoperator
to behypercyclic.
Theorem 1.1
(Hypercyclicity Criterion)
Let X be aseparable
Fréchet space and letT : X -~ X be a continuous linear
operator.
Assume that Tsatisfies
thefollowing (hyper- cyclicity)
criterion(HC):
there are dense subsetsZ,
Y C X and a map S : Y -~ Y such that1. V~ E
Z,
2.
Sny
-3 0dy
EY,
3.
TSy=y Vy
Y.Then T is
hypercyclic.
,We
emphasize
that the subsetsZ,
Y and theoperator
S in thehypothesis
need notto be linear.
Moreover,
it is not necessary that the map S is continuous. It is known that(HC)
is not a necessary condition for anoperator
to behypercyclic.
We shall say that anoperator
T(on
anarbitrary locally
convex Hausdorff spaceX) satisfies
theStrong Hypercyclicity
Criterion(SHC)
when it satisfies the condition(HC)
in such a way that the set Z can be chosen as an invariant set for T.2 Hilbert-Schmidt entire functions and convolution
operators
In this section we introduce the space of entire functions of Hilbert-Schmidt
type
and characterize its continuous convolutionoperators.
If X is a
complex
vector space, we denoteby )
thecomplex
valued Gateauxholomorphic
functions on X. . Iff
E we denoteby
the n:th directional derivative at xalong
y. Let E be aseparable complex
Hilbert space(we
shalltacitly
assume
everywhere
below that all vector spaces arecomplex
and that all Hilbert spacesare
separable).
We denoteby PF(nE)
CHG(E)
the space ofn-homogenous polynomials
on E of finite type. That
is.
is thesubspace
of then-homogenous polynomials
on
E, spanned by
the elements( ~, y) n,
y EE,
where(., .)
denotes the innerproduct
on E. We endow
PF(nE)
with the innerproduct
definedby ((.,y)n, (.,z)n)n
‘n!(z, y)n
(More precisely, by
theassumption
on E we canidentify
thesymmetric
tensors@n,sE
withPF(nE)
and(., .)n
is the innerproduct
is induced from the innerproduct
space in thisway).
Then-homogenous
Hilbert-Schmidtpolynomials,
denotedby PH (nE),
is thecompletion
Of w.r.t. the innerproduct (~, ~)n.
. ~ye use thesymbol ,~~
for thecorresponding
norm. In view of our purposes, it is convenient to note thatLet
(e j) be
an orthonormal basis in E. For agiven
multi-index a EN~ ~ ~~k=1N,
let Here suppa D
{~ : 0}
andH
=~
aj. Theelements ea,
|03B1|
= n, form anorthogonal
basis forPH(nE)
and~e03B1~2n
= a! =03B11!...
(this
follows from Lemma 1 in(4J).
ThusPH(nE)
can be identified with the space of all sequences(Pa)
such that03A3|03B1|=n |P03B1|203B1!
oo and in this way we have that~P~2n
=|P03B1|203B1!,
P E(2.2)
Let us note the
following.
Then-homogenous
nuclearpolynomials PN(nE)
and thecontinuous
polynomials PC(nE)
can beput
induality by passing
to the limit out of theinner
product (., .)n
onPF(nE).
In this way we have thatPC(nE)
is thetopological
dualof
PN(nE) (see
Dineen[3]
orGupta [8]
for furtherdetails).
Recall thatPN(nE)
is theBanach space obtained from the
completion
ofPF(nE)
w.r.t. the nuclear norm. We have thefollowing (continuous) injections
PN(nE)
~PH(nE)
~ PC(nE).(2.3)
The
following
lemma is crucial for ourinvestigation
and can, at thisstage, only
befound in a
preprint [13j.
Therefore we include here aproof.
Lemma 2.1 Let E be a Hilbert space and let P E
PH(mE), Q
EPH("E).
ThenPQ
EPH(n+mE)
and~PQ~n+m ~ 2n+m~P~m~Q~n. (2.4)
Thus, multiplication by
Pdefines
a continuousoperator
betweenPH(nE)
andPH(n+mE).
PROOF: Let
(ej)
be an orthonormal basis in E and let P =03A3|03B1|=m P03B1e03B1, Q
=Qaea.
.Formally
we have thatPQ
=03A3|03B3|=n+m R03B3e03B3,
whereR03B3 ~ PaQ7-a,
’Y ENoo. (2.5)
It suffices to prove that the
right
hand side defines an element R inPH(n+mE),
i.e. that03A3|03B3|=n+m|R03B3|203B3!
oo.Indeed,
then bothPQ
and R define continuouspolynomials
andsince
they
coincide onEj
Mspan{ el, ..., ej}
for allj,
we deduce thatPQ
= R.We have that
( |P03B1~Q03B3-03B1|) 203B3!
where
J03B3(m)
C is the index set in the sum in(2.5)
and denotes the number of elements inJ03B3(m).
We derive an estimate forby using arguments
fromthe
probability theory.
Consider a bowl with|03B3| objects
of# supp 03B3
different kinds andof 03B3j
ofsort j
E supplyrespectively.
Assume that wepick
mobjects
from the bowl.Given a E the
probability
ofobtaining precisely
a~ elements of eachrespective
sort j
E supply is known to beThe number
Ny(m)
is nownothing
but the number ofelementary
events and henceN03B3(m) ~ ()/
() ~ () ~ 2n+m.
Thus
|R03B3|203B3! ~ 4n+m |P03B1|203B1!|Q03B3-03B1|2(03B3- a}!
=4n+m~P~2n~Q~2m
and the
proof
iscomplete.
r-.We denote
by
the space of all formalexpansions f
=03A3 f n, f n
EPH(nE),
i.e.
H(E)
--_03A0n PH(nE) (PH(0E)
-C).
. is aring by
virtue of Lemma 2.1. TheHilbert-Schmidt
polynomials,
denotedby PH(E),
is thesubring ~nPH(nE),
or alterna-tively,
the spacespanned by UnPH(nE)
in .If E is a Hilbert space, the space of entire functions of Hilbert-Schmidt
type
onE,
denotedby ~lH (E),
is the space defined as follows.(E)
is the space of allf
=~ f n
Esuch that
~f~H:r
= ~, r >0, (2.6)
endowed with the semi-norms thus defined.
HH(E)
is a Fréchet spaceand,
inparticular, HH(Cn)
is the space of entire functions endowed with thecompact-open topology.
Theseries
E fn
convergesabsolutely
in anduniformly
on bounded sets for everyf
=03A3 fn
EHH(E). Indeed,
we have that|fn(y)|
n >0,
if r.Thus,
is
separable
and every element inHH(E)
defines an entire function of boundedtype
so can also be described as the space of allf
EHG(E)
such thatf n
~PH(nE), n
=0, ...,
and such that(2.6)
holds.By
Lemma 2.1 we obtain:Theorem 2.1 Let E be a Hilbert space. Then
f g
E and~
for
allf,g
EHH(E).
ThusHH(E)
is asubring of H(E)
andmultiplication by f
EHH(E) defines
aneverywhere defined
continuousoperator
onHH(E).
PROOF: Let
f,
, g EHH(E).
Thenf g
=03A3 hn
EH(E)
wherehn
Efigj. By
Lemma
(2.1 )
we obtainrn~hn~n n!
~ri+j~figj~n i!j!
~(2r)i~fi~i i! (2r)j~gj~j j!
(2.7)
This estimate
completes
theproof.
Given r > 0 we denote
by EXPr(E)
the(Banach-)
space ofall p
EH(E)
suchthat for some AI >
0, ~03C6n~n
n =0,... equipped
with the norm =supn The
symbol EXPH (E)
denotes the unionUr>0EXPr(E) equipped
with the
corresponding
inductivelocally
convextopology.
ThusEXPH (E)
isgiven by
allcp
2lH(E)
such that lim(n!~03C6n~n)1/n ~.E;ery
cp EEXPH(E)
definesan
exponential type
function, i.e. a Gateauxholomorphic
function with|03C6|(y)| ~ Mer~y~
for some >
0,
and its power series converges inEXPH(E). A proof
of the "finite- dimensional"analogue
of thefollowing proposition
can be found in[15] (see
also[12]
page320).
Proposition
2,1 Let E be ri Hi/bel’t space. ThenHH(E)
isreflexive
and the rnap F : a H03A3 03BBn. 03BBn(y)
_03BB((.,y)n/n!). defines
an anti-linearisomorphism
betweenH’H(E) (strong
topology)
andEXPH(E).
PROOF: Let cp =
03A3
03C6n EEXPr(E).
Then~03C6n~n~03C6H:rrn/n!
and we can define afunctional A =
03BB03C6
onHH(E) by a( f )
-03A3(fn,03C6n)n. Indeed,
thefollowing
estimates show that A is well-defined and is a continuous linear functional03A3 ~fn~n~03C6n~n 03A3 ~fn~nrn/n! = 03C6H:r~f~H:r
.(2.8)
Moreover,
in view of(2.1)
it follows that .~a = cp.Next we prove that
FH’H(E)
CEXPH(E).
Let 03BB E bearbitrary. Every PH(nE)
has thetopology
inducedby Consequently,
the restriction03BB|n
toPH(nE) belongs
toP’H (nE)
for all n. From this we conclude thatAn
EPH (nE)
for all n, =03A303BBn ~ H(E),
andaJn
=(., an)n.
Now there is an r > 0 such thatf a( f )J
for all
f
EHH(E).
Hence~03BBn~2n
=M~03BBn~H:r Mrn~03BBn~n/n! (2.9)
and thus;:’B
= ~ An
EEXPH(E).
,~ is one to one and thus ~’ is a vector space isomor-phism.
We prove that
F-1
is continuous. Let U =BO,
B ={ f
EHH(E) : ~f~r Mr,
r >0}
be a
neighbourhood
of theorigin
in Let ro > 0 bearbitrary
and consider theneighbourhood
of theorigin Vo
E={03C6
EEXPr0(E) : 03C6H:r0 MToI}
inEXPro (E).
From(2.8)
it follws that.~’-~~o C U
and thus~~1
is continuous since ro wasarbitrary.
In order to
complete
theproof
of that 0 is anisomorphism,
we must prove that ~’ is continuous. It suffices to prove that F is continuous for the weaktopologies 03C3(H’H, HH), 03C3(EXPH, EXP’H). Let
EEXP’H(E)
bearbitrary.
Then EEXP;.(E)
for every r. Forany n and
r, has thetopology
inducedby EXPr (E).
In view of this it follows that((.,y)n/n!) belongs
toPH(nE)
and =(.,
onPH(nE)
for all n. Ifr > 0 there is an
Mr
> 0 such thatMr03C6H:
for all cp EEXPr(E).
Let r > 0 bearbitrary
and choose R > r. Then we obtain~ _ .
(2.10)
Hence
f
=f
~03A3 n
EHH(E). Further,
we conclude that(a, f )
=F03BB, ~
for allA E
H’H(E)
so F isweakly
continuous.We have
proved
that;: is anisomorphism
whichimplies
that :F is anisomorphism
for the weak
topologies
T" E=H"H)
and03C3(EXPH, EXP’H).
But we alsoproved
that F is continuous for the dualpairs
T’ =03C3(H’H, HH)
anda(EXP H, EXP’H).
From this wededuce that the
injection (H’H, )
~(H’H, ")
is continuous and henceHH(E)
=H"H(E).
Thus is semi-reflexive and therefore reflexive since is
barreled. 0
We
put HH(E)
andEXPH(E)
intosesqui-linear duality by ( f, p)
= i.e.by
the formula
~( fn,
. In view of our purposes, it is convenient to note thefollowing.
Let ey _ e(.,y)
=03A3(., y)n/n!
EEXPH(E)
C y E E. Then F is’given by F03BB(y)
= andcp(v)
=ey, 03C6~, f(y)
=f, ey)
for all cp EEXPH(E)
andf
EHH(E).
Proposition
2.2 Let E be a Hilbert space.Multiplication by
cp EEXPH(E)
is a continu-ous operator on
EXPH(E)
and continuousfor
theduality
betweenEXPH(E)
andHH(E)
..stable under translations and the
transpose 03C6(D) ~ t03C6 : HH(E)
~ HH(E) isa continuous convolution operator on . The
family, {03C6(D)
cp EEXPH(E)}
is allthe continuous convolution operators on HH(E).
(Compare [6] Prop. 5.2.)
PROOF: Let cp,
03C8
EEXPH(E)
and puty ;
E Then there areM,
r > 0such that
~03C8~n n!
for all n.By
Lemma2.1,
and sincei!j!
> wheni
+ j
= n, we obtain~03C6n~n
=~ 03A3 03C6i03C8j~n
~03A3 2i+j~03C6i~i~03C6j~j
i+ j -n i+j=n
~ M22nrn
1/i!j! ~ M22nrn2n/2(n + 1) n! ~ M2(R)n n!,
for some R =
R(r)
> 0.Hence §
EEXPH(E)
and our estimates showthat 03C8 ~ 03C803C6
iscontinuous on
EXPH(E). By Proposition
2.1 thisimplies
that this map is continuous for theduality
betweenEXPH(E)
andHH(E).
Since’Ø
~ 03C803C6 isweakly
continuous itstranspose 03C6(D) ~ t03C6
is continuous onHH(E).
Indeed, cp(D)
is continuous for03C3(HH,H’H)
=03C3(HH, EXPH)
and thus for thestrong topology,
which is the(Frechet-) topology
onRH(E) (see [9], Prop.
8 page 218 &Prop.
5 page
256,
fordetails).
The transpose of
multiplication by
ey onEXPH(E)
is the translationoperator
Ty,f (y + x).
Thus is("continuously")
stable under translations.Further,
it is
easily
checked that everyoperator cp(D)
commutes with every translationoperator
on the total set
{ey : y
EE}
in From this we deduce that c~ EEXPH(E)
are convolution
operators.
Let T be a continuous convolution
operator
on~l~(E).
Then thecomposition be
oT,
wherebo( f )
=f (o), belongs
toThus, by Proposition 2.1,
there is acp E
EXPH(E)
such that = cp, i.e. =[Tey](O)
= y E E. Henceif yo E E
= = = E E.
On the other hand .
Hence,
T andcp(D)
coincide on the total set formedby
the elements ey, y =E,
andthus,
by continuity,
on all of . 0Remark:
If cp
EEXPH(E)
andf
Ecp(D) f
=03A3 03C6(D)f
withabsolute
convergence in .
Moreover, if CPn
=03A3j 03BBjDnyj
.This motivates our notation.
3 An
infinite-dimensional analogue
of theGodefroy-Shapiro
TheoremWe have characterized the continuous convolution
operators
on and in this sectionwe prove our main result - the
analogue
ofGodefroy & Shapiro’s
result for ~~le start with a short discussion.We have that = for all cp,
~
EEXPH(E).
From this we deduce that= f ).
Since every convolution operator p~
0 onhas a dense range
(its
transpose is one toone)
we conclude that iff
is ahypercyclic
vector for
cp(D),
then so is for every0 ~ ~~
EEXPH(E) (it
is not known if everynon-zero convolution
operator
issurjective,
i.e. if theanalogue
ofMalgrange’s
classicaltheorem holds
[12].
Howeverby
virtue of Lemma 2.1 it is not difficult to prove that everyhomogenous
convolutionoperator P(D), U ~
P EPH(nE))
issurjective).
Thus ahypercyclic
vector for a convolutionoperator
must be outside the setH0
=U03C8~0
ker03C8(D).
H0
is a densesubspace
ofIndeed,
sinceker 03C6(D)
Uker 03C8(D)
CH0
is avector space.
Further,
assume that0 ~
cp EH0.
Since =Im 03C8,
we have thatH0
=~03C8~0Im03C8.
Clioose yo so that~
0 and let. y1 be a vectororthogonal
to y0. VtG deduce that cp does notbelong
toIm 03C8 where 03C8
=(., y1)03C6.
ThusH0
contains no non-zerovectors hence
H0 is
dense inHH(E).
Theorem 3.1 Let E be a Hilbert space and let cp E
EXPH(E)
be non-constant. Thencp(D)
:HH(E)
~HH(E)
has theproperty (SHC)
and is thushypercyclic.
Thus thereexists a
hypercyclic
vectorf
EHH(E) B H0
such that the(dense) subspace
M ={03C8(D)f
:03C8
EEXPH(E)} is
invariantfor 03C6(D)
and every non-zero vector in M ishypercyclic for
~(D) ~
PROOF: We shall prove that T =
~p(D)
has theproperty (SHC).
Consider the subsets v ={y E
Y :|03C6(y)|
W ={y E
Y >1}.
By
theassumption
on V and W are both non-empty and open. Let1lv(E)
=span{ey : y
EV}
and define
similarly.
We claim that andHW(E)
both are dense in .Assume that
HV(E)
is not dense.By
the Hahn-Banach theorem andProposition
2.1 there is a0 ~ ~
EEXPH(E)
such that~ _
~)
= y E V.Thus ~
vanishes in aneighbourhood
of theorigin
andhence ~
= 0. This is a contra- diction which proves our claim forHV(E)
and the assertionconcerning HW(E)
followsanalogously. Next,
let y E V bearbitrary.
Then03C6(D)ney
=03C6(y)ney
for all n > 0. Thisshows that maps
HVE)
intoHV(E)
and thatcp(D)n f
~ 0 for everyf
EHV(E)
.On
HW(E)
we define theoperator
Sby Sey
=ey/cp(y), yEW.
. Weconclude,
in thesame way as for T and that S maps
HW(E)
intoHW(E)
and thatSn f
~ 0 forevery
f
EHW(E). Finally
we note thatTSey
=03C6(D)ey/03C6(y)
= ey foryEW
and thusT S f
=f
for allf
E . Thiscompletes
theproof.
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1966.HENRIK PETERSSON
SCHOOL OF MATHEMATICS A~D SYSTEMS ENGINEERING
SE-351 95 VÄXJÖ SWEDEN
Henrik.Petersson@msi.vxu.se