A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
S HIING -S HEN C HERN
P HILLIP A. G RIFFITHS
An inequality for the rank of a web and webs of maximum rank
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 5, n
o3 (1978), p. 539-557
<http://www.numdam.org/item?id=ASNSP_1978_4_5_3_539_0>
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of
aWeb and Webs of Maximum Rank (*).
SHIING-SHEN CHERN
(**) -
PHILLIP A. GRIFFITHS(***)
dedicated to Hang
Lewy
] - Statement of results.
A web is
given
in aneighborhood
U c RNby
a set of codimension k foliations ingeneral position,
a notion we shall makeprecise
in a moment.Web
geometry
is thestudy
of localdiffeomorphism
invariants of a web( ~) ;
for
example,
we may ask if it isequivalent
to a standard web whose folia- tions consist ofparallel
linear spaces of dimension N - k. An invariant arises from the consideration of the abelianq-equations (1
qk) (2)
asso-ciated to the web. In this paper we will be concerned with the abelian
equations when q
= k.Specifically,
we will find a bound on the rank ormaximum number of
linearly independent
abeliank-equations,
and willshow that webs of maximal rank
give
a veryspecial
G-structure in theprojectivized tangent
spacesPTx (x E U).
In a future paper wehope
touse this to show that such webs have a standard local
form, generalizing
our
previous
result in the codimension-one case(3).
For
simplicity
of notation we will carry out ourstudy
in detailonly
inthe case k = 2. Therefore we now agree, until
specified otherwise,
that a(*)
Researchpartially supported by
NSF Grants MCS 74-23180, A01 and 72-07782.(**) Department
ofMathematics, University
of California,Berkeley
94720.(***) Department
ofMathematics,
HarvardUniversity, Cambridge
02138.(l)
The basic reference is Blaschke-Bol [1].(2)
These are defined ingeneral
in[4].
The definitions relevant to ourpresent
discussion will be
given
below.(3)
Cf. [2], and also [3] for an outline of the main result from[2].
Pervenuto alla Redazione il 27
Giugno
1977.web will be
given
in an open set U c R2n(4) by
d foliationsby
codimension- two submanifolds. The leaves of the i-th foliation will be taken as levelsets
these functions are defined up to a local
diffeomorphism
in(Ui, vi)-space.
The i-th web normals is
Under a
diffeomorphism
of(Ui, Vi), Qi
ismultiplied by
anon-vanishing
factor so that what is intrinsic is the
point
the latter
being
theprojective
space associated to the vector space of 2-forms at x E U.We want to say what it means for the web to be in
general position.
Forthis some linear
algebra preliminaries
arerequired.
It will be convenient not todistinguish
between apoint u
E PN = and itshomogeneous
coordinate vector A set of
points
is in gen- eralposition
in case anyk c N -~-1
of them span apk-l;
i. e. =1= 0for
1C~~C ...C 2k~d,
When we come to the notion of
general position
of lines some care isnecessary. Denote
by G(1,
2n -1)
the Grassmannian of lines in=
P(R2n).
We willidentify G(l, 2n -1 )
with itsimage
under the Plückerembedding
given by sending
the linespanned by points
u, v E P’n-1 intou Av e
A first guess is that a set of linesshould be said to be in
general position
if any k n of them span ap2k-l;
i. e. if all
This condition is
certainly
necessary, y but for some purposes may not be saflicient.(4)
The reason fortaking
the dimension N = 2n will appearin §
4.For
example (b),
consider a set of four linesQl, Q2’ Q3’ S~4
in P3. The condition(1.1)
isequivalent
to those linesbeing pairwise
skew. Now it is well-known that there are « ingeneral »
two linesmeeting
each of four skew lines in P3. To see better what ingeneral »
means recall that anon-singular quadric
surface S in P3 isdoubly
ruledby
two families oflines,
y called theA-lines and B-lines. The A-lines
(resp. B-lines)
arepairwise skew,
and any A-line meets any B-lineexactly
once. All of these facts followeasily by representing S
as theimage
under theSegre embedding
given by
The A-lines and B-lines are
given by s
= const and t = constrespectively.
Now there is a
unique non-singular quadric
surface Scontaining Ql, ,~2, S~3
as A-lines.
’
For the
remaining
lineS~4
there are the threepossibilities:
S~4
meets S in distinctpoints
Ul, U2;,~4
istangent
to S at u;.~4
is an A-linelying
in S .In the first case each of the B-lines
through
meets all four,~i
once, and the secondpossibility
is thelimiting
case of the first when U1 = ’U2.But in the third case there are
infinitely
many linesmeeting
the four skew linesIn our
study
we willgive
a definition ofgeneral position
motivatedby
webs
arising
fromnon-degenerate algebraic
surfaces in Pn+’. For this we assume first the condition(1.1).
Given any n -1 of the sayQl,
..., Ispanning
a P2n-3 we consider any contained in this P2n-3 and the linearprojection
Our second
requirement
is:(1.2)
the lines~(JQ~)?? n(Qd)
do not all passthrough
a commonpoint.
(5)
This observation is due to RanDonagi.
35 - Annali della Scuola Norm. di Pisa
A set of lines
satisfying (1.1)
and(1.2)
will be said to be ingeneral position.
It is not the case that lines in
general position
have as Pluckerimages points
ingeneral position
in . The linearalgebra subtlety
here iscrucial in our
study.
A set of foliations is in
general position
in case the normals are lines ingeneral position
inPTx.
An abelian
equation
is a relationand the rank r of the web is the maximum number of
linearly independent
abelian
equations.
Our first result is a bound on this rank.Namely,
definethe
integer
tuniquely by
the conditionsand set
THEOREM I. The
rank of
a d-web in U C R2nsatisfies
In
particular, r
= 0 when d C 2n.This bound may be seen to be
sharp.
Webs for whichequality
holdsin
(1.6)
will be said to be of maximal rank. Ourremaining
resultswill,
inthis case,
give
aparticular type
of G-structure in theprojectivized
cotan-gent
spacesPTx.
Before
stating
the next theorem we recall a littlealgebraic geometry.
A ruled
surface
~S in PN may be constructedby taking
two skewsubspaces Pm, Pm (m +
m’ =N -1 ) spanning
PNtogether
with rational curves C cPm, C’ c Pm
inprojective correspondence
andletting 8
be the surface of C>01 lines obtainedby joining corresponding points.
In caseN = 2n -1,
m == m’ =
n -1,
and Ctogether
with C’ are rational normal curves we obtain what will be termed aspecial
ruledsurface.
In suitable coordinates it is theimage
of PI X Pl under the mapThe lines
Q(t)
on S are obtainedby holding
t fixed.They
all have a com-mon linear
parameter
s, and are therefore all inprojective correspondence
with
corresponding points spanning
aPn-1(8) (where Pn-1(0)
=Pn-1,
pn-1..
00 ) _ P’n-1).
.THEOREM II. Assume
given
a d-webof
mazimal rank in U C R2n whereThen there is
de f ined
afield of special
ruledsurfaces
such that the web normals are lines
belonging
to thissurface.
Inparticular
the web normals are all in
projective correspondence,
writtenwith
corresponding points spanning
a pn-l inPTx.
2. - Proof of the bound on the rank.
Suppose
thatare r
linearly independent
abelianequations.
Set
S2i
=dui A dvi
andThe abelian
equations (2.1)
becomeAs x varies over
Z~(x)
traces out apiece
of two-dimensional surface~Si
inP’-1.
we may take(ui, vi)
as local coordinates onSi.
There (6 ) The rank is zero when d 2n and is 1 when d = 2n. These cases areexcluded.
is a 1-to-d
correspondence
but because of
(2.2) corresponding points Zi(x)
are not ingeneral position.
At first
glance
itmight
appear that there are in fact2n 2 independent
linear relations among the
Zi,
but this is not so.Letting (2) ..., Zl}
denote the linear span in of
Zl(x),
...,Zd(x)
we shall prove thatan estimate which will turn out to be
sharp.
To see this we note that since the lines
S~1(x), ...,
2n -1)
are in
general position
we may choosepoints
such that
If we
multiply (2.2) by
the first 2n - 2 termsdrop
out andappears with a non-zero
coefficient,
i.e.By symmetry
it follows that at most d - 2n-~-1
of arelinearly
inde-pendent,
which proves(2.3).
Now the
argument proceeds
as in the codimension-one case.By (2.4)
Choose I U2n, V2n I ... Uan-2,
Van-2)
as coordinates on U and dif- ferentiate(2.5)
to obtainpk(p) =
span of the,-the osculating
spaces to thesurfaces Si
atcorresponding points. By (2.4)
and(2.6)
and in
general
Here we agree that zero is
put
in whenever one of thefirst p +
1 termson the
right
becomes0,
whichobviously happens
forlarge
u.The
give
anincreasing
sequence of linearsubspaces
ofY- 1,
which
eventually
terminates at say Since does notchange by differentiation,
it must be a constant linearsubspace,
and hence is all ofY-1
since theequations (2.1)
were assumedlinearly independent. By (2.7)
It remains to
identify
this sum with theexpression (1.5).
Writewhere t is determined
by (1.4);
c is aninteger.
PutThen the R.H.S. of
(2.8)
isNow
so that the R.H.S. of
(2.8)
isaccording
to(1.5).
Thiscompletes
theproof
of Theorem I.When n = 2,
we have t = 0 and= geometric
genus of a smooth surface ofdegree
d in P3.Exactly
the same considerations can be carried out for a d-web of codi- mension k in aneighborhood U c Rkn,
k n.Let rk
be itsrank, i.e.,
themaximum number of
linearly independent
abeliank-equations.
Then wehave
where
The first term in
n(d, n, k)
isHence we have
The first two terms in n,
k)
areHence we have
when and
only
when3. - Proof of Theorem II.
By
theassumption
of maximal ranki.e. there are
exactly (2n - 1) independent
relations among theZi(x).
Onthe other
hand
,(2.2) ) gives
what appears tobe 2n relations,
and con-sequently
some of these must bedependent.
We will see that thegeometrical
consequence of this is the presence in
P(T:), U C R2n,
of a field ofspecial
ruled surfaces. An intermediate
step
is the normal form(3.16),
which wewill derive first.
To carry this out we choose vi, ..., u,, vn as coordinate
system
andwrite,
y at a fixedpoint
xo EU,
This is
possible
sinceby general position
allWe set
and
similarly
forBa, Ca, DA.
(3.3)
LEM11IA. The vectorsAa, Ba
aremultiples of
a vectorE~ ,
and theEa
are
linearly independent (here
~, =2,
...,n).
PROOF. The abelian
equations (2.2)
areThe coefficient of
gives Za,
a =1,
..., n, as a linear combination of8 = n + 1, ..., d,
so thatby (3.1)
there are at most n - 1 inde-pendent
relations amongZg.
Inparticular, the
coefficient ofgives
and the coefficients of and
give
By
the above remark at most(n -1 )
of the2 (n -1 ) equations (3.6),&
canbe
independent.
In otherwords,
y if Ri c B-1-n is the span ofA,B, Bi
thenThe lemma amounts to
which is
implied by
for fixed Â.
If,
on thecontrary,
theequations (3.6)~,
are linear combinations of(3.6)v for y # A,
thentaking Z
= n we will haveIn the R4 defined
by
we have
contradicting general position.
Moreprecisely, the 2(n - 2)
one-forms(3.7)
span a in
P(T*).
Thisp2n-õ,
does not meet any of the web normalsill,
... ,7 S2,,.
Under the linearprojection
(3.8)
saysexactly
the lines~(~+1)?...? n(Qä)
all passthrough
a com-mon
point,
and this contradictsgeneral position.
Thus Lemma(3.3)
isproved.
By
the lemma we haveflt
not both zero.Replacing by
a,,dui + flA dv).
we obtainin
(3.2).
After a similarargument applied
toOJ., Da
we may assumeso that
(3.2)
is now(3.10)
LEMMA.JE~
is amultiple of Fx.
PROOF.
By
theproof
of Lemma(3.3)
the2{n -1)
vectorsEy, .F’y
spanan B-1 in Rd-n.
Thus,
ifRA
is the span ofE~, Fa
If
some E).
and arelinearly independent,
i.e.then for some
other y
we must haveTaking
y = n we obtain a relationwhich we will show leads to a contradiction.
Using (3.9)
the coefficients of anddunndvY
in(3.4) give
The coefficient of
duAAdvv gives
Finally
the coefficient ofdunAdvn gives,
after weplug
in(3.11 ),
Substituting (3.11)
into(3.12)
andusing (3.13) gives
Expanding
out(3.14)
andplugging
in(3.15)
and(3.13)
we obtainwhich contradicts the maximal rank
assumption (3.1).
This proves Lem-ma
(3.10 ) .
We now arrive at our normals
form
for thedui, dvi . Namely,
y we maymultiply by
a scale factor and assume If we relabel and defineAia by
then
(3.9)
becomest
(3.17 )
LEMMA. The vectorsAi
=[..., Ai«X’ ...]
E pn-l lie onarly independent quadrics.
PROOF. The basic abelian
equation (3.4) gives
uponsubstituting
in(3.16)
These are
n(n + 1)/2
relations among theZi,
andby (3.1) only
2n - 1of the
equations (3.18)
can beindependent.
In other words we havelinearly independent
relationsamong the coefficients in
(3.18),
and thisgives
the lemma.Now we can
complete
theproof
of Theorem II.Namely,
yby (3.17)
theAi
lie on a rational normal curve C in After a linearchange
of coor-dinates we may assume that C is
given parametrically by
According
to(3.16)
we have now written p2n-I =P(Tx)
as the span of the P--i determinedby
thedua
and P"--l determinedby
the and in each ofP,-l,
Pln-1 we have the rational normal curve(3.19)
such thatsetting
t =
ti gives dui
E anddvZ
Erespectively.
The i-th webnormal
is the line which is
just
the linet = ti
on the standard ruled surfacegiven parametrically by
4. - Webs defined
by algebraic
varieties.A
projective algebraic variety
ofdimension k, Vk
C Pm isnon-degen-
erate in case it does not lie in a The
degree
d is the number of inter- sections with ageneric Pm-k,
written(Here
and in whatfollows,
wefrequently
omit the index ofV~.)
For non-degenerate V,
which we willalways
assume, the pi E Pm-k are ingeneral position (c.f.
Lemma 1.8 in[2]).
We continue to denote
by G(m - k, m)
the Grassmannian ofP-11’s
in
Pm,
and for fixedp E Pm
we let27(p) designate
the Schubertvariety
ofall
P-k’S
which passthrough
thepoint
p. Note thatk - 1,
and has codimension k in
G(m - k, m).
Thealgebraic variety
Vdefines a web in open sets U c
G(m - k, m) by specifying
the i-th web leafthrough
Pm-k to beE(p,)
where the pi aregiven by (4.1).
The basic geom- etricobject
here is the incidencecorrespondence
defined
by V,
whereh
----{(p, A) :
pEV,
A EG(m - k, m), p E A By taking
V and the pi to be defined over the realnumbers,
we have associatedto a
projective variety Vk c P-
a d(= degree V)
web of codimension k( = dim V)
submanifolds in U CWe now wish to
verify
that the web definedby
anon-degerate alge-
braic
variety
isnon-degenerate according
to ourdefinition,
y which we shalldo for a For this consider the linear
projection
with center Pn-3 defined
by
where
p APn-3
is the Pn-2spanned by
p pn-3 and the center. Under such aprojection, x(S)
= ~S’ is anon-degenerate
surface in P3 ofdegree
The
projection
induces an inclusionwhose
image
is the Schubertcycle
of allPn-i s containing
the center Pn-3.Our first observation is that the web in
G(1, 3) defined by
S’ is the inter- sectionof 3)
with the web inG(n -- 1,
n-f- 1) defined by S,
even incase there are
finitely
manypoints
in S rNow consider the web in
G(1, 3)
definedby
anon-degenerate
surfaceS’ c P3. For a
generic
line P1 in P3 the intersectionwhere the pi are distinct. The Schubert
cycle
consists of all linespassing through
p EP3,
and under the Pluckerembedding
is a
plane.
If and fail to intersecttransversely,
thenthey
must have in common a line in P5.
Any
line onG(1, 3)
is theP2) (p
E P2 cP3)
of lines in p3passing through
p and contained in P2. Con-sequently Z(p)
and meettransversely
unless p = q. From this wededuce that the normals to the web defined P3 are skew lines in the
projectivized cotangent
spaces toG(1, 3),
thesebeing P3~s.
Finally,
for the web definedby
anon-degenerate
surface S in..Pn+1,
theprojection
in the definition of web
non-degeneracy corresponds
to thetransposed
dif- ferential of the inclusion(4.4)
inducedby
the linearprojection (4.3)
whosecenter contains p1, ..., 7 p.-j. But since ~" _
n(S)
is stillnon-degen-
erate we deduce that the web defined
by S
in theneighborhood
of ageneric
pn-1 E
G(n -1,
n+ 1)
isnon-degenerate according
to the definition used in Theorems I and II.Given
V, c
Pm we consider ameromorphic
k-form oi on V’ and define the trace w, ameromorphic
k-form on the GrassmannianG(m - k, m), by
where the intersection
for a variable
(m - k)-plane
A. In terms of thediagram (4.2)
where a,, Jt2 are
respectively
theprojections Iv - V, Iv
-G(m - k, m).
The form a) is a
differential of
thefirst
kind(d.f.k. )
if w isholomorphic
(cf. §
II of[4]).
The space of d.f.k. will be denotedby
and its dimen- sionby hk,°(V).
In case V isnon-singular Hk,°((V)
arejust
theholomorphic
k-forms and is the usual
Hodge
number.Since there are no
holomorphic
forms onG(m - k, m),
for co a d.f.k.we have w ==
0,
which is Abel’s theoremClearly (4.5) gives
an abeliank-equation
on the web definedby
V. Con-versely,
it is not difficult to see that every abeliank-equation
is of thisform,
andconsequently
the rank of the web isequal
to FromTheorem I we deduce the bound
on the number of
linearly independent
d.f.k. of anon-degenerate Vk
c Pm.In case k = 1 and m = n we obtain Castelnuovo’s bound
(cf. [2])
on the genus of a curve of
degree d
in Pn. The curves for whichequality
holds in
(4.1)
wereextensively
discussed in ourprevious
paper[2],
wherein fact we
proved
that theirproperties
could be deducedby
web-theoretic methods.When k = 2 we set m = n
+ 1
so that ourvariety
is a surface S ccorresponding
to a codimension-2 web in U c .R2n. We denoteby
the number of
d.f.k. ; for
smooth S this is thegeometric
genus. Theorem Igives
the boundThis
inequality
has beenproved algebro-geometrically by
Joe Harris in his Harvardthesis,
which containsgeneral
methods ofestimating
the super- abundance(=
« number of relations among conditionsimposed by »)
oflinear
systems
with base conditionsimposed.
A
special
case of(4.7)
is(7)
for
degree
iThe
general
statement for anon-degenerate Vk C pm is, by (2.12)
and withThese bounds are
sharp.
Forexample, for
each n > 2 there are .K3 surfaces S c ofdegree 2n,
characterizedby having
ashyperplane
sections can-onical curves of genus n
+ 1.
Ingeneral
and if TT is smooth and if
hk,O(V) = 1,
then TT issimply-connected (for
1~~ 2)
with trivial canonical bundle.
To
give
anotherapplication
we first observethat, by (2.13a)
and(2.13b),
there
is,
for each k aunique
functionsatisfying
(7 ) After we mentioned this result to R. Hartshorne, he showed us an
algebraic-
geometric proof, together
with the result that S must be a K3-surface, ifdeg
S = 2n,pg(S)
= 1.(Notice
that n = m - k-~-1 ~ .
Forexample
we haveand in
general
Next we remark that
(4.6)
can be inverted tobounding
from below thedegree
of anon-degenerate V~k
c P- with fixed hk,O.In
particular
we consider canonicalalgebraic varieties,
definedby
theproperty
that their canonical linearsystem IKI gives
a birational andbireg-
ular
mapping
of the abstractvariety
onto itsimage
in Pm(m +
1 = For such varieties thedegree
of the canonicalimage
iswhere C1 is the 1-st Chern
class,
andby combining (4.10)
and(4.11)
wededuce the bound
on the
Hodge
number of a canonicalvariety.
For k =1,
2 we may use(4.9)
to obtain .
The first is an
equality
due to el = 2 -2n,
but the second is ingeneral
aninequality.
It may becompared
with Max Noether’s estimatevalid for any surface. We remark that here the
factor 2 ultimately
comesfrom the 2 in
CLIFFORD~S THEOREM :
for a special
linear seriesILl
on a curve, andconsequently
thegeneralization
of
(4.13)
tohigher
dimension iswhich is
sharp
for suitable doublecoverings
of Pk.The estimates
(4.6)-(4.8), (4.11)-(4.13)
were consequences of Theorem I.It is of course,
interesting
to ask whether or not these bounds aresharp,
and if so to determine the structure of the extremal varieties defined as those for which
equality
holds. Now Theorem IIgives
at least the infinitesimal structure of extremal surfaces S c Pn+l where thedegree d >
2n.By
con-tinuing
thereasoning
in theproof
of that result we may show that an extremal surface lies in a veryspecial
way as a divisor on a threefold of minimaldegree n -1,
and this leads to an effective determination of all extremal surfaces. These matters will be taken up in a future paper.REFERENCES
[1]
W. BLASCHKE - G. BOL, Geometrie der Gewebe,Springer,
Berlin(1938).
[2]
S. CHERN - P. A. GRIFFITHS, Abel’s theorem and webs, to appear in Jahresbe- richte der deutschen MathematikerVereinigung
(1978).[3] S. CHERN - P. A. GRIFFITHS, Linearization
of
websof
codimension one and max-imum
rank,
to appear in Proc. of InternationalSymposium
onAlgebraic
Geo-metry, Kyoto
1977.[4]
P. A.GRIFFITHS,
Variations on a theoremof
Abel, Inventiones Math., 35(1976),
pp. 321-390.