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HAL Id: jpa-00220692

https://hal.archives-ouvertes.fr/jpa-00220692

Submitted on 1 Jan 1981

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between dislocations and defects in oxides”

M. Blanchin, J. Castaing, G. Fontaine, A. Heuer, L. Hobbs, T. Mitchell

To cite this version:

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JOURNAL DE PHYSIQUE

CoZZoque C3, suppZSment au n06, Tome 42, juin 1981 page C3-1

INTRODUCTORY REPORT

:

"The i n t e r a c t i o n s between d i s l o c a t i o n s and d e f e c t s i n o x i d e s "

M.G. Blanchin, J. C a s t a i n g

(*+),

G. F o n t a i n e , A.H. Heuer (*a), L.W. Hobbs (+*) and T.E. M i t c h e l l (*a)

De'partement de Physique des Mate'riaux, AssociS au C.N.R.S., UniversitS Claude Bernard, 69622 V i 2 Zeurbanne Cedex, France.

f*lLaboratoire de Physique des Matdriaux, C.N.R.S., BeZZevue, 92190 Meudon, France.

(*+)Department o f Metallurgy and Materials Science, Case Western Reserve Uni- v e r s i t y , CZeveZand, Ohio, 44106, U . S.A.

1. I n t r o d u c t i o n . - During t h e l a s t t e n y e a r s , i n c r e a s i n g a t t e n t i o n h a s been g i v e n t o s t u d i e s o f p l a s t i c d e f o r m a t i o n o f r e f r a c t o r y o x i d e s . The mechanical b e h a v i o r a t e l e v a t e d t e m p e r a t u r e s i s o f p r i m a r y c o n c e r n and depends s e n s i t i v e l y o n i n t e r a c t i o n between d i s l o c a t i o n s and p o i n t de- f e c t s o r d e f e c t c l u s t e r s .

I n o r d e r t o c l a r i f y t h e s t a t e o f knowledge i n t h i s a r e a , a Workshop e n t i t l e d " I n t e r a c t i o n between P o i n t D e f e c t s and D i s l o c a t i o n s i n Oxides" was h e l d a t t h e L a b o r a t o i r e de Physique d e s M a t s r i a u x o f t h e C.N.R.S.

i n B e l l e v u e , F r a n c e , 6-9 J u n e 1978, and a r e p o r t was p u b l i s h e d i n Acta M e t a l l u r g i c a /1/ i n 1979. One o f t h e main r e s u l t s o f t h e Workshop was

t o s t i m u l a t e c o o p e r a t i v e r e s e a r c h programs on t h e s u b j e c t between s c i e n -

t i s t s from a p p r o x i m a t e l y t e n l a b o r a t o r i e s i n F r a n c e , England, Germany and t h e U.S.A. A s a consequence, new e x p e r i m e n t a l r e s u l t s were f o r t h c o - ming, e s p e c i a l l y f o r alumina, s p i n e l , r u t i l e and o l i v i n e , and a n e x t e n - s i v e r e v i e w p a p e r on h i g h t e m p e r a t u r e p l a s t i c i t y o f numerous o x i d e s was u n d e r t a k e n /2/. S i m u l t a n e o u s l y , e f f o r t s have been made t o d e v e l o p a t o - m i s t i c models t o c a l c u l a t e t h e e n e r g i e s and c o n f i g u r a t i o n s of p o i n t de-

f e c t s s i t u a t e d i n t h e c o r e r e g i o n o f d i s l o c a t i o n s i n i o n i c s o l i d s .

I t was deemed u s e f u l t o h e l d a second Workshop t o p r o v i d e a forum f o r a n open d i s c u s s i o n o f a r e a s o f knowledge and i g n o r a n c e . T h i s Work- shop, o r g a n i z e d by t h e a u t h o r s w i t h a s s i s t a l l c e o f t h e DBpartement de Physique d e s MatGriaux ( a s s o c i a t e d w i t h t h e C.N.R.S.) o f t h e U n i v e r s i t y o f Lyon, was h e l d i n Lyon, F r a n c e , 5-6 September 1980. The program o f

(+) On l e a v e a t U.S. G e o l o g i c a l Survey, Menlo P a r k , C a l i f o r n i a , 94025, U.S.A.

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t h i s two day Workshop c o n s i s t e d o f c r i t i c a l s u r v e y t a l k s and of c o n t r i - b u t i o n s p r e s e n t i n g i m p o r t a n t new f i n d i n g s and i d e a s . The s u b s t a n c e o f most t a l k s and c o n t r i b u t i o n s i s r e p o r t e d i n s e p a r a t e p a p e r s a p p e a r i n g l a t e r i n t h i s i s s u e .

T h i s f i r s t p a p e r s h o u l d b e r e g a r d e d a s an i n t r o d u c t o r y r e p o r t sum- m a r i z i n g s i g n i f i c a n t r e s u l t s and c o n c l u s i o n s and emphasizing t h e main i d e a s which were d e b a t e d d u r i n g t h e Workshop.

2. P o i n t d e f e c t s . - I t was a l r e a d y c l e a r a t t h e f i r s t Workshop t h a t p o i n t d e f e c t c l u s t e r s o r complexes a p p e a r t o b e t h e r u l e i n o x i d e s , b o t h f o r t h e i n t r i n s i c d e f e c t s i n t h e r m a l e q u i l i b r i u m and f o r charge-compensating d e f e c t s produced by a l i o v a l e n t s o l u t e s . However, t h e s t a t e o f aggrega- t i o n

i s

s t i l l p o o r l y c h a r a c t e r i z e d and f u r t h e r c o r r e l a t i o n i s n e c e s s a r y between r e s u l t s o f s t u d i e s i n v e s t i g a t i n g p l a s t i c i t y o f o x i d e s and d a t a o b t a i n e d by s p e c t r o s c o p i c t e c h n i q u e s ( o p t i c a l a b s o r p t i o n , l u m i n e s c e n c e ,

E . P . R . , o p t i c a l l y - d e t e c t e d magnetic r e s o n a n c e , e t c . ) . The Workshop be- gan w i t h a c r i t i q u e o f t h e r e p o r t o f t h e f i r s t Workshop by Henderson, who o u t l i n e d some e r r o r s and o m i s s i o n s which a p p e a r e d i n t h e correspon- d i n g r e p o r t / I / . F o r i n s t a n c e , V: had n o t b e e n o b s e r v e d i n Tho, nor

u

[ ~ r i ~ ~ ~ ~ 0 4 ] :

i n MgO. On t h e c o n t r a r y , i s w e l l know; i n MgO

~ ~ ~ [ v ~ v G v ~ ]

h a s been o b s e r v e d i n MgO, SrO, CaO and A1203. He a l s o em-

p h a s i z e d t h a t s y s t e m a t i c u s e o f t h e Krdger-Vink n o t a t i o n , s o u s e f u l i n w r i t i n g a m a s s - a c t i o n c o n d i t i o n f o r t h e c r e a t i o n o f d e f e c t s , i s unphysi- c a l and g i v e s no i n f o r m a t i o n a b o u t c h a r g e l o c a l i z a t i o n around p o i n t de- f e c t s . F o r example, t h e S c h o t t k y r e a c t i o n f o r MgO :

n u l l -+ V"

+

V;'

M9

d o e s n o t mean t h a t t h e magnesium vacancy B i t e h a s t r a p p e d two n e g a t i v e c h a r g e s . I n f a c t t h e c h a r g e i s a s s o c i a t e d w i t h n e a r e s t n e i g h b o r a n i o n s . Many p a r t i c i p a n t s a l s o n o t e d t h a t v e r y l i t t l e i s known a b o u t a n i o n de- f e c t s , such a s Oi which h a s been c l a i m e d t o b e i n v o l v e d i n t h e p l a s t i c i - t y o f A1203 and COO, f o r i n s t a n c e , and a b o u t "molecular" d e f e c t s . Hen- d e r s o n a l s o reviewed t h e d e f e c t s t r u c t u r e o f s i m p l e p o i n t d e f e c t s i n o x i d e s as NgO, CaO, A1203, a s deduced by s p e c t r o s c o p i c t e c h n i q u e s .

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i s s u e ) . With r e g a r d t o t h e problem o f t h e n u c l e a t i o n o f CS p l a n e s , use- f u l i n f o r m a t i o n c a n b e o b t a i n e d from o b s e r v a t i o n s by h i g h r e s o l u t i o n t r a n s m i s s i o n e l e c t r o n microscopy (TEM). The problem o f t h e s p i n e l - s t r u c - t u r e c r y s t a l s i s s t i l l r e c e i v i n g a t t e n t i o n ; n o n - s t o i c h i o m e t r y i n Mg-A1 s p i n e l s u s u a l l y i n v o l v e s a n e x c e s s o f A 1 2 0 ( e s s e n t i a l l y t h e a d d i t i o n o f

3

an a l i o v a l e n t c a t i o n o f f i x e d v a l a n c y ) and charge-compensating c a t i o n v a c a n c i e s . D i s c u s s i o n s a t t h e Workshop f o c u s s e d on s p i n e l c r y s t a l s w i t h t h e formula MgOan(Al 0 2 ) , and i t was p o i n t e d o u t t h a t t h e e x i s t e n c e o f

3

s t o i c h i o m e t r i c c r y s t a l s ( n = 1 ) i s s t i l l a m a t t e r o f d e b a t e ; q u e s t i o n s a l s o remain a b o u t t h e d e g r e e o f d i s o r d e r on t h e c a t i o n s u b l a t t i c e .

With r e g a r d t o r e s u l t s o f t h e o r e t i c a l c a l c u l a t i o n s , such computa- t i o n s a r e now r e s t r i c t e d t o p u r e l y i o n i c s t r u c t u r e s . Henderson commented t h a t c o v a l e n c y e f f e c t s have been adduced i n MgO and even i n A1203 : such e f f e c t s have been n e g l e c t e d i n t h e o r e t i c a l models. I n t h i s c o m p e t i t i o n between p u r e l y i o n i c and p u r e l y c o v a l e n t bonding, i t i s n o t c l e a r what t o t a k e a s model m a t e r i a l s , most o x i d e s b e i n g p r o b a b l y o f i n t e r m e d i a t e bond c h a r a c t e r .

3. D i s l o c a t i o n s i n o x i d e s . - We have s e l e c t e d a number o f a r e a s r e l a t i n g t o t h e g e n e r a l problem o f d i s l o c a t i o n p r o p e r t i e s i n o x i d e s and w i l l a t - tempt t o d i s t i n g u i s h between r e s u l t s on which t h e r e w a s g e n e r a l a g r e e - ment a t t h e Workshop and a s p e c t s which remain a m a t t e r f o r c o n t i n u i n g d e b a t e .

3 . 1 D i s l o c a t i o n g l i d e and d i s l o c a t i o n d i s s o c i a t i - The e x p e r i m e n t a l r e s u l t s a r e t h e f o l l o w i n g :

-f

i ) The Burgers v e c t o r b o f t h e primary s l i p system i s u s u a l l y t h e s h o r t e s t l a t t i c e v e c t o r ( e x c e p t i n T i 0 and Y203) :

&

= 1/2 <110> i n

2

f . c . c . a n i o n l a t t i c e s and

&

= 1/3 < 1 1 2 0 > i n h . c . p . a n i o n l a t t i c e s .

ii) The primary s l i p p l a n e ( n o t always w e l l d e f i n e d ) i s u s u a l l y t h e c l o s e s t - p a c k e d one.

(5)

bons observed by p o s t mortem TEM o b s e r v a t i o n s a r e an a r t i f a c t due t o re- arrangement d u r i n g c o o l i n g of t h e samples a f t e r deformation has ceased. R i v i e r e e t a l . /3/ have p r e s e n t e d c l e a r experimental evidence t h a t t h e d i s t a n c e between p a r t i a l d i s l o c a t i o n s and t h e p l a n e o f t h e s t a c k i n g f a u l t i n A1203 depend on t h e r a t e of c o o l i n g from t h e deformation tempe- r a t u r e . F u r t h e r q u e s t i o n s concerned why d i s l o c a t i o n s d i s s o c i a t e by climb and n o t by g l i d e , and t h e r e s p e c t i v e r o l e s of s t a c k i n g f a u l t energy, s e - g r e g a t i o n of p o i n t d e f e c t s ( v a c a n c i e s o r i m p u r i t i e s ) , and P e i e r l s s t r e s s

( f o r climb o r f o r p a r t i a l s ) .

A few q u e s t i o n s have been answered by t h e o r e t i c a l c a l c u l a t i o n s i n t h e c a s e of MgO ( c f . P u l s , t h i s i s s u e ) , which allow v i s u a l i z a t i o n of t h e c o n f i g u r a t i o n of d i s l o c a t i o n s a t t h e atomic l e v e l . The s t r e s s correspon- d i n g t o t h e P e i e r l s f o r c e h a s been c a l c u l a t e d ; t h e new v a l u e ( i n con- t r a s t w i t h p r e v i o u s l y p u b l i s h e d r e s u l t s ) i s 150 MPa.

There i s s t i l l need f o r c a l c u l a t i o n s on screw d i s l o c a t i o n s , jogs, k i n k s and o t h e r s t r u c t u r e s .

3.2

Y&e&d&~g

mechanisms.- F i r s t , it was emphasized t h a t one has t o d i s -

t i n g u i s h between t h e y i e l d s t r e s s

r

( i . e . t h e s t r e s s t o overcome t h e Y

b a r r i e r ) and t h e flow s t r e s s ( i . e . t h e s t r e s s t o maintain d i s l o c a t i o n s moving a t a given v e l o c i t y ) .

The r e s u l t s agreed-upon i n t h i s a r e a a r e :

i ) Only MgO-type o x i d e s a r e p l a s t i c a t low t e m p e r a t u r e s (by s l i p on (110) p l a n e s , n o t on (111) o r {001) p l a n e s )

ii) P l a s t i c behavior a t high temperature g e n e r a l l y s a t i s f i e s t h e c l a s s i - c a l e q u a t i o n :

where

7

i s t h e s t r a i n r a t e , A i s a c o n s t a n t , n a 3-5, AH i s t h e a c t i v a - t i o n e n t h a l p y f o r s e l f d i f f u s i o n , and kT has i t s u s u a l meaning, e x c e p t f o r p r i s m a t i c s l i p i n A1203

,

where an unusual l o g a r i t h m i c law (Rn T~ %

a T) i s observed ( s e e C a s t a i n g e t a l . , t h i s i s s u e ) . -+ iii) T i n c r e a s e s w i t h i n c r e a s i n g b , w i t h d e c r e a s i n g s p a c i n g d between Y s l i p p l a n e s , and w i t h i n c r e a s i n g c o n c e n t r a t i o n of i m p u r i t i e s . i v ) Edge d i s l o c a t i o n s a r e u s u a l l y r a t e - c o n t r o l l i n g ( e x c e p t i n U02+x a t low temperatures / 4 / ) .

The c e n t r a l q u e s t i o n i n t h i s a r e a was what determines t h e P e i e r l s

-f

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3.3 Dislocations reactions and work-hardening. Correlation of T.E.M.

observations with mechanical tests show that

:

i) Dislocation dipoles form by edge-trapping jog mechanism (a jog-

ged screw mechanism may be impor.cant in MgO, NiO, and A1203 at low

temperatures).

ii) Network reactions occur as expected.

iii) Cell structures are uncommon

:

cells form in MgO by glide but

three-dimensional networks form by climb in MgA1204 and in A1203 defor-

med by prismatic slip

;

on the other hand, dipoles and loops are obser-

ved in A1203 deformed by basal slip.

iv) Work-hardening rates are high (>~/100)

for network formation

but lower (ap/300) for loop formation and cell formation.

The critical issues in this area are a) dislocation sources

:

what

are they

?

are surface sources exhausted after yielding

?

do networks

produce new sources

?

an& b) can climb-dissociated dislocations glide

?

3.4

C i _ i h ,

recovery and work-softening.- The observations are that

:

i )

Different regimes of behavior can be distinguished depending on

the ratio of deformation temperature T to melting temperature Tm.

a) T

6

0.5 Tm

:

glide mechanisms are predominant, sometimes ac-

companied by cross-slip.

b) 0.5 Tm

6

T

<

0.75 Tm

:

local climb plus self-climb occur.

c) T

2

0.75 Tm

:

extensive climb occurs.

ii) Stress-strain curves exhibiting the shape in figure

1

are often

observed.

Fig.1.- Different regions of the stress-strain curves : ( 1 ) work hardening, (2) recovery, (3) plateau (work-hardening rate = recovery rate), (4) work- softening

.

iii) Recovery at T

>

0.5 T is due to climb. The mechanisms are

m

dipole/loop annealing for basal slip in A1203 and network annealing for

MgA1204 and prismatic slip in A1203.

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The c r i t i c a l i s s u e s i n t h i s a r e a c o n c e r n a ) t h e r o l e and t h e impor- t a n c e o f t h e c r o s s - s l i p p r o c e s s , which h a s n o t p r e v i o u s l y r e c e i v e d much a t t e n t i o n , and b ) t h e r a t i o o f d e f o r m a t i o n due t o climb v e r s u s t h a t due t o g l i d e i n t h e o v e r a l l s t r a i n r a t e f o r d e f o r m a t i o n o f s p i n e l c r y s t a l s a t h i g h t e m p e r a t u r e . A p i c t u r e o f t h e d e f o r m a t i o n b e h a v i o r , a p p l y i n g t y - p i c a l l y f o r s t o i c h i o m e t r i c s p i n e l c r y s t a l s , was proposed i n which t h e p r e - y i e l d s t a g e i n v o l v e d g l i d e , and would b e f o l l o w e d a f t e r y i e l d i n g by a c l i m b s t a g e ( f o r example, a s t a g e where c l i m b c o n t r i b u t e s t o s t r a i n r o u g h l y as much a s g l i d e ) . D i s l o c a t i o n s would s t a r t f i r s t t o g l i d e and bow o u t u n t i l t h e y r e a c h t h o s e a t o m i c v a l l e y s where s e s s i l e d i s s o c i a t i o n i s p o s s i b l e , from which E u r t h e r motion i s p o s s i b l e o n l y by c l i m b . A l -

though some i n d i r e c t arguments were d i s c u s s e d , a q u a n t i t a t i v e l y c l e a r e s t i m a t i o n of t h e c l i m b v e r s u s g l i d e r a t i o i n a g i v e n mechanical t e s t i s s t i l l m i s s i n g . I t i s i m p e r i t i v e t o know i f climb d i s s o c i a t i o n i s r a - t e - c o n t r o l l i n g o r i r r e l e v a n t and w h e t h e r Nabarro-climb o r c l i m b - c o n t r o l - l e d g l i d e o c c u r s . 4 . I n t e r a c t i o n between d i s l o c a t i o n s and p o i n t d e f e c t s . - We d i s c u s s n e x t t h e p o s s i b l e i n t e r a c t i o n s between d i s l o c a t i o n s and d i f f e r e n t k i n d s o f p o i n t d e f e c t s . 4.1 I n t r i n s i c p o i n t d e f e c t s . - Evidence h a s b e e n p r e s e n t e d t h a t t h e s e de- f e c t s may be p l a y i n g an i m p o r t a n t r o l e i n h i g h t e m p e r a t u r e p l a s t i c i t y of MgO, A1203, o l i v i n e ((Mg, F e f Z S i 0 4 ) , and g a r n e t c r y s t a l s (Y3Fe5012,

Gd3Ga5012 / 5 / )

.

T h e o r e t i c a l a t o m i s t i c c o m p u t a t i o n s i n MgO have been r e p o r t e d by P u l s ( t h i s i s s u e ) f o r i n t e r a c t i o n between an edge d i s l o c a t i o n and a ) a s i m p l e c a t i o n vacancy, b ) an a n i o n vacancy, and c ) a (Fe' -V" -Fe' ) X

M9 M9 Mg n e u t r a l t r i m e r . The r e s u l t s g i v e a maximum b i n d i n g e n e r g y which i s i n t h e r a n g e 1-2 e V , t h e e s t i m a t e b e i n g no b e t t e r t h a n Q, 40 %. There i s

n e i t h e r q u a l i t a t i v e n o r q u a n t i t a t i v e agreement between t h e s e a t o m i s t i c c o m p u t a t i o n s and t h e u s u a l i s o t r o p i c e l a s t i c modelleven a t d i s t a n c e s o f t h e p o i n t d e f e c t from t h e d i s l o c a t i o n c e n t e r a s l a r g e a s 4b. T h i s d i s a - greement may r e f l e c t u n c e r t a i n t i e s i n t h e p a r a m e t e r s used i n t h e s i m p l e e l a s t i c (continuum) model. I n t e r n a l f r i c t i o n measurements performed by Gabbay e t a l . ( s e e t h i s i s s u e ) have l e d t o a v a l u e o f t h e b i n d i n g e n e r g y f o r t h e vacancy - d i s l o c a t i o n i n t e r a c t i o n which i s i n b e t t e r agreement w i t h t h e o r e t i c a l c a l c u l a t i o n s .

(8)

ments of the diffusion coefficient of oxygen, and there is need for mea-

surements of the diffusion coefficient of aluminum. Detailed understan-

ding of climb dissociation processes in this material is difficult.

4.2

N g q - s t o i c h i o r ~ e t r i c - p o i n t

defects.-Steady-state creep experiments

performed in non-stoichiometric oxides at temperatures for which thermal

equilibrium of the defects can be reached (say at

T >

0.5 Tm, though

such a scaling was claimed by some participants to be irrelevant) have

shown that a good correlation exists between the dependence of the stea-

dy state strain rate i and that of oxygen diffusion coefficient Do on

s

oxygen partial pressure. This has been found to hold in C U ~ - ~ O ,

Ni

0

1

-x

/2/, and C O ~ - ~ O

(see Dominguez-Rodriguez et al. this issue). However,

the accuracy on the values of the activation energy calculated from both

sets of measurements

( E

and D

)

is poor so that it is impossible to

s

0

make definitive conclusions.

As to the general problem of whether the overall effect

of

non-stoi-

chiometry is hardening or softening, it was pointed out that both types

of behavior have been observed in the materials investigated so far.

Softening has been observed in C U ~ - ~ O

and C O ~ - ~ O .

On the other hand,

Ti02-x exhibits strong hardening when deformed by the easiest slip sys-

tem at T

%

0.62 Tm

;

this hardening is not considered at the moment to

be due to CS planes (see

Vrinat et al., this issue). The case of Nil-xO

and U02+x (see Keller et al., this issue) appears quite unclear at the

moment, since some experiments on these oxides have been performed in

non-equilibrium conditions, leading to discrepancies and to a large

scatter in the data. The roles of the impurities and of the slip aniso-

tropy have yet to be elucidated.

Deformation of nonstoichiometric Mg0.n(A1203) spinel has received

much attention in the past few years (see Donlon et al.

/8/,

Duclos,

this issue, Veyssiere /2,9/). The experimental data agreed upon by the

participants at the workshop were

:

i) In contrast with previous investigations, the

C

11

0

)<li0> slip

system appears to be the easiest one in nearly stoichiometric spinel

at low temperatures

/9/;

on the other hand, it is not activated around

microhardness indents at room temperature.

ii) Climb dissociation modes after high temperature deformation

have been well documented by detailed TEM analysis of isolated disloca-

tions. Dislocations are observed to split into faulted ribbons off their

glide planes

;

these ribbons are found either in simple crystallographic

planes, typically for n

%

1, or more generally, on irrational planes for

n

>

1.

(9)

had been claimed in the past few years, is now somewhat doubtful .Duclos

(this issue) showed that the n

-

1.8

spinel may be as hard as the n

=

1

spinel when dislocation glide is hindered and climb activated

.

As noted above, questions remain about the exact role of climb dis-

sociation in glide and climb processes, particularly if dislocations do

dissociate by climb during the deformation itself. Such processes may

be sensitive to n composition (e.g. different widths, different crystal-

lographic structures in relation to point defects, and the question whe-

ther cation vacancies introduced as charge-compensating defects allow

viscous glide of the ribbon fault when n

>

1).

4.3

hpgyimies.-

The role of controlled dopants was discussed by Haasen

for alkali and silver halides, and by Hirsch for semiconductors.

In ionic crystals of NaCl structure doped with divalent impurities,

the critical resolved-shear

stress (CRSS)

T,

decreases with increasing

temperature, and four temperature regions can be distinguished (Skrotzki

and Haasen, this issue). In addition, the hardness depends strongly on

the activated slip plane, (110) or (100) (both of which were activated

over a wide range of temperatures). The four regions correspond to dif-

ferent obstacles to dislocation motion, viz. the Peierl's barrier, point

defects which can be fixed or can migrate, and other dislocation debris.

The important point to be emphasized, however, is that even in the "pu-

rest" crystals, the CRSS is determined by a background of generally un-

known impurities.

In covalent semiconductors, electrically active impurities are

known to change dislocation velocities by up to an order of magnitude.

Hirsch gave a review of experimental results and some speculative ideas

about their interpretation. Dangling bonds may act as donor or acceptor

states along dislocation cores depending on the position of the Fermi

level (i.e. the concentration of impurities). Dislocation cores can give

rise to acceptor states and become negatively charged at thermal equi-

librium

;

the exact localization of the charges depend on reconstruction

of bonds along the core, which is generally dissociated. The effect of

doping on dislocation mobility is considered to be due to the transition

of an electron/hole from the conduction/valence band, or from the dislo-

cations bands to the kink sites /lo/. Extension of this mechanism to

some oxides is still speculative but may explain the strong influence

of small amount of specific impurities. For example, the substantial

softening of SiOZ (quartz) by water is a matter of controversy between

the above reported mechanism and a previous suggestion by Griggs and

Blacic /11/ of hydrolised Si-0-Si bonds.

(10)

than 1500°C. These dopants reduce the flow stress of both a- axis and

c- axis sapphire, the latter by as much as 50%

.

These effects were dis-

cussed with plausible rate controlling mechanisms for the pure materials

as the background.

4.4 Irradiation defects.- Irradiation defects in spinels were reported

by Hobbs /12/. Two types of Frank dislocation loops may be created

:

one

has a 1/3 <Ill> Burgers vector corresponding to a cation faults, the

O-

ther a 1/6 clll> vector corresponding to both anion and cation faults.

Results of irradiation and implantation experiments in Ti02 were presen-

ted by Thevenard (see this issue).

5. Conclusion.- The Workshop demonstrated that further experimental work

is necessary for better understanding of point defect-dislocation inter-

actions.

There was general agreement that the charges on dislocations and

screening effects have to be experimentally investigated in oxides as

has been done, for instance, in alkali halides /13/. In purely ionic

crystals and in covalently-bonded semiconductors, dislocations, point

defects and surfaces are charged, giving rise to strong electrostatic

interactions between them. At thermal equilibrium, this charge is com-

pensated by a Debye-HOckel screening cloud of opposite sign with a

screening length

AD

around the defect

here

cots

is the permittivity and n the concentration of the charged

species present in the cloud. In some cases the sign of the dislocation

or surface charge changes with temperature

;

at low temperatures, ex-

trinsic (impurity) effects may be important, whereas intrinsic defects

dominate at high temperatures. The isoelectric temperature is that tem-

perature at which the impurity-induced vacancy concentration is equal

to the intrinsic vacancy concentration in the absence of electrostatic

effects /14/. All these effects are well-known in alkali halides but

still not described in oxides, where the charge on dislocations has not

been measured. It was emphasized that careful measurements of disloca-

tion mobility may have to be made to really understand this effect.

(11)

interactions between dislocations and individual point defects over a

large range of concentrations (NB

:

Ni has almost the same ionic radius

as Mg)

.

It should be noticed, however, that all material presently availa-

ble commercially contain transition metal ions, and it is not clear how

to eliminate from the crystals cation vacancies which compensate for the

(usual) excess positive charge of these ions.

To improve significant understanding of dislocation substructure

investigated by TEM observations, it is necessary to focus on quenching

experiments. The Workshop also demonstrated that real attention must be

paid to the role of cross-slip, which had been somewhat neglected in

previous investigations. As finally emphasized by Evans, the ultimate

success of structural ceramics can be assured not only by understanding

factors that control the strength of single crystals but also by deve-

lopment of techniques for effective prediction of failure in polycrys-

tals. Indentation tests may be as important as tensile tests from this

point of view. The Von Mises criterion that five (or perhaps four) in-

dependent active slip systems are necessary to maintain continuity of

slip displacement and stress at grains boundaries is not satisfied in

oxide polycrystals. As a consequence, grain boundary diffusion must

occur in order to relax stress concentration at pile-ups. When diffusion

occurs, appreciable deformation can take place, but only at relatively

low strain rates. The onset of such plastic behavior is generally not of

benefit for the structural performance of ceramics, as it means that

mechanical performance degrades with time.

References

/1/ Mitchell, T.E., Hobbs,

L.bJ.,

Heuer, A.H., Castaing,

J.,

Cadoz, J., Philibert, J., Acta Metall. 27

(1979) 1677.

/2/ Bretheau, T., Castaing, J., Rabier, J., Veyssiere,

P.,

Adv. Phys. 29

(1979)

829

/3/

Riviere, J.P., Cadoz, J., Philibert, J., Proc. of 7th

European Congress on Electron Microscopy, The Hague

1 (1980) 410-411.

-

/4/ Keller, K.J., Kitchell, T.E., Heuer, A.H., to be publi-

shed.

/5/

Rabier, J., Veyssiere,

P.,

Garem, H., Grilh6, J., Philos.

Mag. A 2 (1979) 693.

/6/

Poumellec,

M.,

Jaoul,

O.,

Froidevaux, C., Havette,

M.,

Am. Geophys. Union Monographs (1981) in press.

(12)

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