R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
A. S CHINZEL U. Z ANNIER
Distribution of solutions of diophantine equations f
1(x
1) f
2(x
2) = f
3(x
3), where f
iare polynomials. - II
Rendiconti del Seminario Matematico della Università di Padova, tome 92 (1994), p. 29-46
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f1 (x1)f2(x2)=f3 (x3), where fi
arePolynomials. - II.
A. SCHINZEL - U.
ZANNIER (*)
Introduction and statement of results.
The
present
paper is asequel
to[1]
and the notation of that paper isretained,
inparticular
ai is theleading
coefficientand d
the discrimi- nant of thequadratic polynomial f ( 1 ~
i ~3).
The purpose of the paper is toperform
the programme outlined in Remark 7 of[1],
at least in thesimplest
case, when ai =1, 4
= 16( i
=1, 2 ),
a3 =1, 4 3 E
4 ~ .As a
by-product
one obtains thefollowing purely algebraic
THEOREM 1. Let k be a2,
e3
Ek,
a1S2 ’ 0, ao =
a1 e2 +e3 -
· Theequation
has
infinitely
many solutions inpolynomials
pi ek[t]
not all constantonly if
oneof
thefollowing
three conditions issatisfied
for
anfor
anThen the set S
of
all solutionsof (1)
inpolynomials
pi Ek[t]
not all con-stant is the minimal set
So
with thefollowing properties.
For every choiceof quadratic roots,
every choiceof c E ~ 1, -1 ~
and every(*) Indirizzo
degli
AA.: A. SCHINZEL: Math. Inst. P.A.N., P.O. Box 137,00950 Warszawa (Poland); U. ZANNIER: D.S.T.R. Ist. Univ. Arch., S. Croce 191,
30135 Venezia
(Italy).
if
we have(2a)
with i =1 , if
we have(2a)
with i =2 ,
if
we have(2b)
with i =1 ,
if
we have( 2 b )
with i =2 ,
if (2c)
holds .then
E k
(i
=1, 2, 3)
then the set S can be obtainedsimpler
as theminimal set
S,
with thefollowing properties.
For every choiceof quadratic
roots and every p Ek[t]~k
we have(3b), (3c), (3d)
and(3e)
withSo replaced by ,S1.
Moreoverif ( pl ,
p2 ,P3) -1 ~,
then
The
principal
result runs as follows.THEOREM 2.
If
a1 = a2 = a3 =1, 41 = 42
=16, VA3
E4Z,
then theN (x ) of integers
X3 such that x and there existintegers
x1, x2 such that
satisfies
theasymptotic formula
1. Proof of Theorem 1.
LEMMA 1. Under the
assumptions of
the theorem all solutionsof
the
equation (1)
in which one but not eachpolynomial
pi ek[t]
is con-stant are
given by
where p e
k[t]~k
and the choiceof quadratic
roots isarbitrary.
PROOF.
Suppose
is arequired
solution.By
sym-metry
we may assume that pi e k. Ifpr
=aI,
we obtain the case(5b).
Ifwe have
and since the two factors cannot
simultaneously
be constant we have8g-(Pf-81)82=0,
whichgives (5d).
On the otherhand, (5a), (5b), (5c), (5d)
are solutions of( 1 )
with therequired properties.
LEMMA 2. Under the
assumptions of
the theorem all solutionsof
the
equation (1)
inpolynomials
pi Ek[t]
such thatdegp1
=degp2
> 0are
given by
where the choice
of quadratic
roots isarbitrary
ande E {1, -1}
PROOF.
Suppose
is arequired
solution. Let denote theleading
coefficient of Pi and choose~=~(pip2)/~(p3)
and~i -- ~1
so that at t = OJ ,~roi - ~1
= pi(t)
+o( 1 ),
whichimplies
(If
char I~ > 0 the notation should besuitably interpreted).
Thendefine
We have at t = 00
but also
hence
and so
However
pi , P2 , P3 satisfy ( 1 )
andp/
e1~( ~ 1 ) [ t ],
henceby
virtue ofLemma 1
applied
withk(6)
instead of k we have for a suitable choice ofquadratic
roots eitheror
In the first case we obtain
which
gives (6b).
In the second case we obtain
which
gives (a).
On the otherhand, (6a)
and(6b)
are solutions of(1)
with therequired properties.
PROOF OF THEOREM 1. We have under the
specified
conditions(2a), (2b),
or(2c) for p
Eand
if (pi,
P2, then for i =1,
2Moreover
hence
,So
c ,S. In order to prove that S c,So
weproceed by
induction withrespect
to m =max{degp1, degp2, deg p3}.
If m =1 ( 1 ) implies
that~1 E k or 82 E
k,
henceby
Lemma 1 either(2a)
holds with and ~2 ,P3)
E,So by (3b)
or(3c)
or(2b)
holds and~2 , E
S’o by (3d)
or(3e).
Assume now that
(1) implies (pi,
P2,P3) So provided
m n andlet
max {degp1, deg p2 ,
n > 1.If
pi -
81 = 0 or 82 = 0 we have(2a)
with i = 1 or 2 andby (3b)
or(3c).
If~1 - ~1 ~ 0 ~ p2 - ~2
we havedegp3
= n. Ifdeg p2
= 0 we have(2a)
with i = 1and (pi,
~2 ,,So by (3d).
Ifdeg pi =
0 we havesimilarly (2a)
with i = 2and (pl ,
P2,So by (3e).
We may assume therefore thatdegp1
>0, degp2 >
0-Consider first the case, where
deg pi
=deg p2 . By
Lemma 2 this canhappen only if
we have eitheror
Now, (7) implies
that(2a)
holds with i = 0 and we have(3a); (8)
im-plies
that(2c)
holds and we have(3f),
Consider now the case, where
degp1 deg p2 .
Choose c == and
pi - ~1
so that at t = 00pi - ~1
=PI (t)
+o(l),
which
implies
Then define
We have at t = 00
but also
hence
and so
Since 1
degp1 degpz = degp3 - deg p1
we obtainOn the other
hand, pi , p2B p3 E k[t]
andsatisfy (1),
henceby
the induc-tive
assumption ( pi , p2 ,
Now howeverhence
by (4a) (pi,
p2 ,E So .
By symmetry
between(4a)
and(4b)
the same holds ifIn order to prove the last assertion of the theorem we observe that for
i=1,2,
and
which
implies 81
c ,S. Theproof
of the inclusionSCSI
is similar to that of the inclusionS c So
with this difference that the casedegpi
=deg p2
is treated in the same way as
deg p1 degpz
and in the formulae(9), (10)
and(11)
theexponent
2 isreplaced by
1.2. Proof of Theorem 2.
We shall deal with the
equation
where
ag = 4b2,
We define r as the minimal set of
triples ( pi ,
p2 , ofpolynomials
in with the
following properties
(i)
For every choice of c, 77E ~ 1, -1 ~
we have(ii)
For every choiceof q E ~ 1, -1 ~, putting
both
and
LEMMA 3.
If (pl ,
p2 ,P3) E T,
then(v) for
all Y) 1, Y)2, ~ 3 exists( ql ,
q2 ,Q3) E
T suchthat Y) i Pi (x) 1, 2 , 3 ;
(vi) if ro e C is
such that~,
9i = 1, 2, 3,
then xo E Z.PROOF. Since
(PI’
9 P2Ps)
is obtainedby
a finite iteration of opera- tions ofstarting
from either(ia)
or(ib),
and since(ia)
and(ib) satisfy
the four assertions of theLemma,
it suffices to prove that ifsome
triple
p satisfies theassertions,
does.Now,
since p satisfies both(iii)
and(iv) by assumption,
we havePl P2
(mod
whence(iii)
holdsAlso, (iv)
follows from(12). (v)
follows from theidentity
As to
(vi)
we observe that if thecomponents ( p )(xo ) belong
toZ,
the same is true for the
components
of ~~, _,~o ~~, ,~ ( p )(xo ), by
the sameargument
whichproved
E But pj,_,~ o ~p~, ,~ is
theidentity,
andinduction
applies.
’ ’
LEMMA 4. Let be ac solution
of (13)
inpolynomials.
si E
0[t]
not all constant. Then there exists apolynomial
p E0[t]
anda
triple (PI,
p2 ,p3 ~
E T such that si(t) =
pi(p(t))
i =1, 2,
3.This follows from the last assertion of Th. 1 on
noticing
thatb 2
+ 4 isnot a square, for b ~ 0. m
The
proof
of the last assertion of Th. 1 also shows.LEMMA 5. Each
triple
p = p2 ,p3 )
Er may be obtained start-ing from
sometriple
po E r such that the maximumdegree of
the com-ponents of po
is1,
andapplying successively operations of type rp j, Y)
insuch a way as to increase
strictly
the maximumdegree
at eachstep.
Define
I p
maxdeg
pi.L E MMA 6.
If
pET andI p 1, then,
eitheror
for
some and some 1)1,1)2,1)3E-= f 1
9-1 ~ .
PROOF.
Let p
=(pal
p2 ,Pa)’ By (13)
eitherp2 E Q
orp, E Q
andby
Lemma 1 either p
= ~ p(x), 2772, 2br~3 )
or p =(21), 2br~3 ~
for somep E
Z[xl, degp
= 1.Now,
for instanceby (vi)
of Lemma 3 theleading
coefficient of p must be ± 1.
(Alternatively
one may showby
inductionthat
leading
coefficients of nonconstantpolynomials appearing
in sometriple
in r are± 1 ).
where the second
possibility
mayhappen only if d,~
>2d1. (Observe
thatI p ~ ~
2implies
that min1. )
PROOF. From
(13)
onegets
whencesay that
deg (p1p2
+ =deg P3 (the argument being
sym- metrical if = Sodeg (p1p2 - Ps) = d2 - dl .
If j
=1,
sinceI P’ [
>p ~ I
we musthave r~
=1,
and we fall in the first case.If j = 2 we
may haveeither
= 1falling
in the third case, orn = - 1, provided d2 - d1
>dl ,
and we fall in the second case.Let nowpl, p2 E 7. We
define p, - P2 ifp2 (X)
= Pi(r~(x
+a))
for somea E ~, ~ E ~ 1, -1 ~. Clearly
this is anequivalence
relation which pre-serves the max
deg function,
so we may define.N’ (D )
to be the number ofequivalence
classes oftriples
p in 7 such thatI p
D.LEMMA
8. J~(D) ~ D 4 , for
all D ~ 2.PROOF.
By
Lemma 5 we obtain eachtriple
in rstarting
from theequivalence
class of either(ia)
or(ib)
andapplying operators pj,n
to in-crease the
degree
at eachstep (observe
pj,, preserves theequiva- lence).
After the firststep
we obtain anequivalence
class of one of theeight triples given by (6b)
with preplaced by
x, i.e.+
r;b), e2 (x2 + q br - 4)), where e1,
E:2, r;E {1,
9-1}.
Define forpairs (di ,
ofintegers
with 1 ~~2
threeoperations
where y
is definedonly
ifd2
>2d1.
In view of Lemma 7 we haveN(D) £ 8C(D)
+ 8 whereC(D)
is the number ofsequences el,
... ,~k
such that each~i
is either a, or(3,
or y and the sum of thecomponents
of~~ 0 ...0 a1
(1, 1)
is boundedby
D. If every~
is oftype
a we have at mostD - 1 such sequences. Otherwise let r be the
greatest
index such thatear
iseither (3
or y,so 6IA
is « forPut 6r
o ...0 81 ~ 1, 1)
=n). Then, setting
k = r + s we have n ++
(s
+1 ) m ~
D. Also(m, n)
is in theimage
of either(3 of y
so m ~n/2,
whence
Assume
s~. _ ,~. Then,
if(7% ’ , n ’ ) = &~ - i o .. , o & i ( I , I )
we havef3(m’, n’) _ (m, n),
whenceIf on the other hand a r = y,
necessarily ~r _
1 = a.Observing that y o
a == {3,
andsetting (m’, n’ ~ _ ~r _ 2 0 ... o ~1 ~ 1, 1) again
we have m’ + n’ ~~
(2/3) (m
+n).
In conclusion we may writeClearly, C(2)
= 1. Assume that ( D ~ 3. Then(16)
showsThe
inequality C(D)
+ 1 ~D~ holds, by induction,
for allintegers
D ~ 2.
REMARK 1. The
inequality (B constant)
may beproved
alsoby
the(essentially equivalent)
method ofproof
of Th. 4in[I],
cf. Remark 7.Perhaps
thepresent
method isslightly
sim-pler.
DEFINITION 1. We say that a solution of
(13) (2/1~2~3)
in inte-gers yl , Y2, y3 is
polynomial
if there is apolynomial
solution s2 ,s3 ~
of
(13) with si
E not allconstant,
and acomplex
numberto
such thatBy
Lemma 4 wehave Yi = (p(to))
for sometriple
p e
~[t]. By (vi)
of Lemma 3 we havefor some xo E Z.
DEFINITION 2. We define the
degree (3(y)
of apolynomial
solutiony
= (Y1,
Y2, to be minIpl I
where p= (pi,
p2, p3> is atriple
in rsuch that
(17)
holds for some xo E Z.We choose now
C1
=max {1/2 ~3 + 16, exp720}.
Let (yi ,
be aninteger
solution of(13),
where 0 ~yi %
we have
clearly
a finite number ofpossibilities
forIn view of the choice of
C1
such a satisfiesWe set 1 and observe that
y3
areintegers
andy2 ,
is a solution of(13).
Moreover we have
easily (cf. [1],
formula(33))
We set
LEMMA 9.
If the solution y
=polynomial,
the sameis true
of
andconversely.
Moreoverif 9(y)
isof degree d,
thena(~J) ~ 2la
d.The
proof
of the first statement is immediate. We prove the second statementby
induction on . If a = 0 we haverp ( y )
= y, hence the in-equality a(y)
holds. Assume that it is true wheneverI
n and thatwhere
Put
By
the inductiveassumption
By
the definition of9( y’ )
andby
Lemma 3(vi)
there exists atriple p’ -
= (pi~ P2 ,
and aninteger
such thatand . However
hence
and
The
inequalities (14)
and(15) imply
the desiredinequality
We now define the
following procedure, applied
to any solution of(13)
in natural numbers yl , y2 , Y3;namely
weapply
several times thefunction p
until we reach a solution z1, z2 , z3 such thatzi > 0 i = 1, 2, 3,
z2 , zi £
Cl . By (19)
this willhappen
sooner or later. We have z ==(~i~2 z3 ~
y2 ,Y3) (possibly m = 0 ).
Three cases may occur.A) z1
= 4: now the solution z isclearly polynomial
anda(z)
= 1.B) 2:~
4: as observed before we have Z2 -Cl ,
z3 ~Cl .
C)
3 ~zi £ Cl .
Now a newapplication of 9 produces
a solutionwith
components
boundedby G1, by (19), (20).
We set
if we are in case
B),
if we are in case
C).
We first deal with case
A):
By
Lemma 9 thesolution (Yl, Y2,
ispolynomial
ofdegree
~
21all
+ ... + lam= 21all + ... +
estimate suchdegree
we defineH(Y)
=max I I a1 I
+ ... + where the maximum is taken over allsolutions with Y.
If yl
C1
we have m = 0 and no a2 appears. Thus if YC1
wehave
II( Y)
= 0. IfC1, then, by (18), [ ai [ £ 2 (log Y /logY1),
whenceby (22)
Since Y2 we
have y23 > (y2 - 4 )2 , whence ,
By
an easy induction weget
for all
integers y ;
1.LEMMA 10. Let s =
(Sl,
s2 ,S3)
be a solutionof (13)
in naturalnumbers si . Then the number
H(Y) of
y2 ,0,
Y such that the solution
p( y1,
y2 , introduced above coincides with ssatisfies
(Clearly
we assume y2 ,Y3) falls
in caseB)
orC))
PROOF.
Let y = y1 , y2 , y3 >
be counted inH(Y).
IfC1
then ei-ther y
= s or = s . If yl >C1 then, by (20),
is counted inH((Y + 4)3/4 ).
On the other hand the number of
solutions ( yi ,
y2 ,y3 ~, y3 ~ Y,
suchy2 , y3 ),
is agiven
solution iseasily
seen to be boundedby
C2 log Y, C2
=C2 (~3 ) (cf. [1],
formula(30))
whenceIterating
thisinequality
weget
theLemma,
and evenREMARK 2.
Imitating
theproof
of Theorem 4 in[1]
one can proveH(Y)
Y.LEMMA 11. Let p E be a
polynomial of degree
n ~ 1 with theleading coefficient
at least 1 in absolutevalue,
and let I be an intervalof length
T. ThenPROOF. The first
inequality
is trivial. Let us prove the secondby
induction on n, the case n = 1
being
immediate. Set x, = andput
Observe that
say.
h
is an interval oflength
Tcontaining
0. Sosince
I1
contains 0.By
induction the last setcontains ~ (n - 1 ) ~
, (T~ - 1/n )1/n -1 + n - 1 = (n - 1 ) T l~n + n - 1 elements,
whence the Lemma follows.REMARK 3. Dr. F. Amoroso has observed that the lemma can be
improved by using
theproperties
of the transfinite diameter.PROOF OF THEOREM 2. Define now as the number of natu- ral numbers Y such that there exist yl , y2 such that y1, Y2, y3 is a
polynomial
solution ofdegree
g.Then
4i~ (Y)
is boundedby
thecardinality
of the union of sets oftype Y3 (z) 1,
... ,YI,
where Y3 runs over the thirdcomponents
oftriples
in r ofdegree
= tA. But we mayclearly
take onetriple only
fromeach
equivalence
class.By
Lemma 11 each such set has ~+ fJ. ~ elements, and, combining
this with Lemma 8 weget
When IA
= 2 wedirectly
see that may be taken as± ( x 2
+77bx - 4) where 72 E {1, -1}.
The setU {0, .... YI
contains either0( 1 )
ele-ments or
O( 1 ) elements,
whence(In
fact(.r - ~ + ~ - &) - 4 = ~ - ~ - 4.)
By
the observationsfollowing
Lemma 11 andby (24)
we see that eachsolution (yi ,
is eitherpolynomial
ofdegree - 21ogY/72
or wefall in case
B )
orC),
where Lemma 10applies. Thus,
since~
Y 1 ~72 ,
weget, putting everything together
The
equation f1(x1)f2 (x2 )
=f2 (X3 )
under theassumption
of the theorem reduces to(13) by
a linear substitution. The condition be-comes x +
O( 1 )
and the theorem follows from(27)
onsetting Y = x + O( 1 )
andallowing
Y3 bothpositive
andnegative.
Note added in
proof.
K. Kashihara in his paper
Explicit complete
solution inintegers of
a class
of equations ( ax 2 - b ) ( ay 2 - b)
=z 2 -
c,Manuscripta Math.,
80(1993),
pp.373-392, gives
a method to find allinteger
solutions of theequation
in the title fora ~ 0,
c and b =± 1, ± 2,
± 4. However Kashihara does notgive
anyasymptotic
formulae.Paper [1] requires
a small correction at page62,
lines3, 5; namely
inthe
expressions
under square root on theleft,
a minussign
must be in-serted before
4 3 /4. Also,
wepoint
out thefollowing
paper related to[1]:
S. D.COHEN,
P.ERDBS,
M. B.NATHANSON,
PrimePolynomial
sequences, J. London Math. Soc.
(2),
14(1976),
pp. 559-562.REFERENCE
[1] A. SCHINZEL - U. ZANNIER, Distribution
of
solutionsof diophantine
equa- tionsf1 (x1) f2 (X2)
=f3 (x3),
wherefi
arepolynomials,
Rend. Sem. Mat. Univ.Padova, 87 (1992), pp. 39-68.
Manoscritto pervenuto in redazione il 23 novembre 1992.