J
OURNAL DE
T
HÉORIE DES
N
OMBRES DE
B
ORDEAUX
A
LEKSANDAR
I
VI ´
C
Some problems on mean values of the Riemann zeta-function
Journal de Théorie des Nombres de Bordeaux, tome
8, n
o1 (1996),
p. 101-123
<http://www.numdam.org/item?id=JTNB_1996__8_1_101_0>
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
Some
problems
on mean values of the Riemann zeta-functionpar ALEKSANDAR
IVI0106
RÉSUMÉ. On s’intéresse à des problèmes et des résultats relatifs aux valeurs
moyennes de la fontion 03B6(s). On étudie en particulier des valeurs moyennes
de
|03B6(1/2
+ it)|, ainsi que le moment d’ordre 4 de |03B6(03C3+it)| pour 1/2 03C3 1.ABSTRACT. Several problems and results on mean values of 03B6(s) are
dis-cussed. These include mean values of
|03B6(1/2
+it)| and
the fourth moment of|03B6(03C3
+it)|
for1/2
03C3 1.1. Introduction
One of the fundamental
problems
in thetheory
of the Riemannzeta-function
~’(s)
is the evaluation of power moments,namely integrals
of where k > 0 and a are fixed real numbers. Thistopic
isextensively
discussed in
[4],
[5]
and[16],
where additional references to other worksmay be found. Of
particular
interest are the values of a in the so-called "critical"strip
0 Q1,
while the case a =1 is treated in[2]
and[6].
In view of the functionalequation
=~(5)~(1 2013
s),
wherefor s = o, +
it,
t > to >0,
ittranspires
that the relevant range for 7 in the evaluation of power moments of~~s)
is1/2 cr
1.The aim of this paper is to discuss several
problems
and resultsinvolving
power moments of +
it) 1.
Some of theproblems
that I have in mindare
quite
deep,
and evenpartial
solutions would besignificant.
In section2
problems
concerning
mean values on the "critical line" a= 1/2
are dis-cussed. Section 3 is devoted toproblems
connected with the evaluation of1991 Mathematics Subject Classification. Primary 11 M 06.
Key words and phrases. Riemann zeta-function, mean values, asymptotic formulas. Manuscrit recu le 28 avril 1993
fixed. This
topic
is a natural one, sinceu
problems
involving
the fourth moment on 7 =1/2
areextensively
treated in several works of Y. Motohashi and the author(see
Ch. 5 of[5]
and[8],
where additional references may befound).
Motohashi found a way toapply
the
powerful
methods ofspectral theory
to thisproblem, thereby opening
thepath
to athorough
analysis
of thistopic.
Thus it seemsappropriate
tocomplete
theknowledge
on the fourth moment of~(s)
by considering
the range1/2
Q 1 as well.The notation used in the text is
standard,
whenever this ispossible.
E denotespositive
constants which may bearbitrarily
small,
but are notnec-essarily
the same ones at each occurrence. « andf (x)
=O(g(x))
both mean that
cg(x)
for x > xo, some c > 0 andg(x)
> 0.f (x) _
o(g(x))
oo means that limf(z) /g(z)
=0,
while the Perellisymbol
X-+00
2. Problems on the critical line a
=1/2
In this section we shall
investigate
some mean valueproblems
on the critical line a= 1/2.
The firstproblem
is as follows. Let 0 HT,
0a
(3
and T -~ oo. For which values ofa,,3
and H =o(T)
does one haveFurthermore,
can one findspecific
values of aand,0
(they
may be constantsor even fuctions of
T)
and H =H(T)
such that(1)
fails to hold?It turns out that this is not an easy
problem,
and what I can prove iscertainly
not thecomplete
solution. It is contained inTHEOREM 1. Let
!3o
> 0 be any fixed constant.If0~/?,
thenthen
Proof.
What Theorem 1roughly
says is that(1)
holdsfor /3
not toosmall,
while for small
/3 only
the weakerasymptotic
inequality
(2)
can be estab-lished.Assume first that 0 a
{3 and #
>!3o
> 0.By
Holder’sinequality
forintegrals
we haveprovided
thatIt is
enough
to prove(3)
for,Q
=,~o,
since for/~
>/30
theinequality
again
followsby
Holder’sinequality.
Now(3)
follows from the results on mean values of K. Ramachandra(see
hismonograph
[14]
for an extensiveaccount).
Forexample, by Corollary
1 to Th. 1 of Ramachandra[13]
we haveif we assume that
#o
isrational,
which we may since/30
isarbitrary
(but
fixed).
Sincewe obtain
(3)
with 8 =!1o
from(4).
We suppose now that 0 a
#
#o
and H =oo(log T).
Fromwhich
implies
with a suitable C > 0 thatWe obtain
similarly
as in[2].
By using
(5)
it follows thatThus we have from
(6) (with
D= /3oC)
and Holder’sinequality
Concerning
the values ofa,,Q
and H for which(1)
fais to hold I wish tomake the
following
remark: For many 0 a,Q
there existsarbitrarily
large
values of T such thatFor T we may
simply
take thepoints
forwhich (()
+iT)
=0,
and thereare » T such
points
in[0, í].
If,
asusual,
for any real a we definethen
which follows
by
applying
Cauchy’s
theorem to a circle of radius1/ log t
with center Since,u( 2 ) 6,
it follows that for T tT +H,
H =T-l/6,
for
sufficiently
small 6’ > 0 and T >To(e).
Henceand
(7)
readily
follows. Under the Riemannhypothesis
one can in(7)
replace
H =T-16 by H
= with some A > 0.However,
theg 8
largest
such H is difhcult to determine.Perhaps
H =exp(-A og log
T)
can be taken
unconditionally,
or evenlarger
H ispermissible?
This iscertainly
an open and difficultquestion.
The construction
leading
to(7)
wasbasically simple:
one finds and inter-val which is not toosmall,
and where+it)~ 2
holds. Points arounds zeros of(k
+iT)
are of courselikely
candidates for suchintervals, only
we can estimate(unconditionally)
((.!+it)
rathercrudely
near these zeros. This accounts for the rather poor value H =T-l/6
in(7).
Thefollowing
problems
thennaturally
may beposed:
What is the measureJL(AT)
of theset
Clearly
AT
consists ofdisjoint
intervals[T1,T1
+HI],... ,
~TR, TR
+HR]
where R =
R(T)
andHr
> 0 for r =1, ... ,
R. What is the order ofmagnitude
of the functionMany
results are known on theproblems
involving
large
values of[( ( ) + it) [ ,
but here is aproblem
involving
small values of~~( 2
+ Thesignificance
ofH(T)
is thatobviously
I recall
that,
by
results of A.Selberg (see
D.Joyner
[9])
and A. Laurin6ikas[10],
for agiven
real y one has(IL(-) again
denotes the measure of aset)
(8)
but
determining
the true order ofmagnitude
ofIT(AT)
andH(T)
is a dif-ferent(and
perhaps
evenharder)
problem. Presumably
R(T) W
T log T,
so that in view ofwe would need a lower bound for in order to
improve
(7).
Let 6 > 0 be a
given
constant and defineThe
problem
is tobound,
asaccurately
aspossible,
the functionK(T).
which
easily
follows from the limit law(8).
Thesignificance
ofK(T)
comes from the fact that fromone obtains
One can
substantially
improve
(9)
by using
R. Balasubramanian’s bound[1]
which is valid for 100
log log
T HT, T > To .
Actually (11)
isproved
with3/4
+ r~ for some q > 0 as the constant in theexponential.
Hence withH = T it follows that
Thus if
It
-T’ ~
T-l/6,
thenThis
gives
Hence
(12) gives
trivially
Naturally,
anyimprovement
of(13)
would be ofgreat
interest,
since in view of(10)
it would mean,improvement
of(11)
in the mostinteresting
case when H = T.
Perhaps
evenholds. In the other direction
would,
in view of(10),
contradict the Riemannhypothesis
whichgives
(see
Ch. XIV of[16]),
for some A >0,
Hence it is reasonable to
conjecture
thatholds
unconditionally.
3. The fourth moment for
1/2
7 1In this section
problems
involving
the fourth moment of1(u+it)1 (1/2
a
1)
will be discussed. To this end wedefine,
for fixed Qsatisfying
as the error terms for the second and fourth moment in the critical
strip,
respectively.
The constants( j =1, 2, 3)
are such that bothhold,
whereHere y
is Euler’s constant andP4 (y)
is apolynomial
ofdegree
fourin y
with suitablecoefhcients,
of which theleading
oneequal
l/(27r~).
A detailedaccount on
E(T)
andE2 (T)
is to be found in[5].
Prof. Y. Motohashi
kindly
informed me incorrespondence
(Jan. 7,1991)
that heevaluated,
for 0 AT / log T
and1/2
a1,
by
means ofspectral theory
ofautomorphic
forms. The method ofproof
is similar to the one that he used forevaluating
I4(T,
2; 0)
(see
e.g. Ch. 5 of[5]).
Motohashi notes that theexpressions
for in(15)
turn out tobe
quite
complicated,
and inparticular
= 0 cannot be ruled out. Healso stated that he can obtain
It will be sketched a little later how
by taking
0 -T2/(1+4~)
in thein-tegrated
version of(16)
one can obtain(17)
for1/2
Q3/4.
This is because A > has to beobserved,
and2/(1
+4Q) > 1/2
for Q >3/4.
But for Q >3/4
we have2/(1
+4a)
> 2 -2a,
so that theright-hand
side of(17)
islarger
than the second main term in(15)
forTHEOREM 2. For fixed a
satisfying
1/2
1 we haveProof.
Note first that theonly published
result heretofore on theintegral
in
(18)
is contained in Th. 8.5 of[4].
This isso that
(18)
sharpens
(19).
The
proof
of(18)
follows the method of§4.3
of my book[5],
with k =2,
and with some modifications that will be now indicated. All the notation will be as in Ch. 4 of
[5].
From Theorem 4.2 withwhere
d(n)
is the number of divisors of n andv(~)
is thesmoothing
function,
we havehence
Here
R2 (t)
is the error term in the smoothedapproximate
functional equa-tion for~2(s).
By
(4.39)
and the bound at the bottom of p. 179 of[5]
wehave,
for T ~T,
where 6 is any constant such that 0 6 1. If
f (t)
is theappropriate
of
[T, 2T],
then from theexpressions
for(2 (a ±
it)
we obtainBy using
(20)
andtaking 6 sufficiently
small it follows thatThe mean value theorem for Dirichlet
polynomials
(see
Th. 5.2 of[4])
cannot be used
directly
for the evaluation of mean values of and~2 (t),
because the sums inquestion
contain the v-function.However,
this is not an essentialdifficulty,
since this function is smooth. Thus we cansquare out the sums,
perform integration by
parts
onnon-diagonal
terms,
useinequality
(5.5)
of[4]
and the first derivative test(Lemma
2.1 of[4]).
In this way we obtainTo estimate the last double sum above one sets
1m - ni
= r and uses thebound
This is uniform for 1 r x and follows from the work of P. Shiu
[16]
onmultiplicative
functions. Hence from the above estimates we obtainNote that the
argument
in[5]
thatprecedes
(4.58)
gives
for a
parameter
To
satisfying
To
«Te-l,
so that we further haveby
theargument
leading
to Theorem 4.3 of[5].
Infact,
(23)
is a weakanalogue
of Th.4.3,
since the error term in(23)
actually
contributes toT
the second main term in the
asymptotic
formulafor f
1(0’ + it)14dt,
but owhere we used
partial
summation and(22).
Finally
withwe
have, similarly
as in theproof
of(4.62)
in[5],
where c > 0. For c
> 1 -
2a thepoles
of theintegrand
axe s = 1 withresidue
and at s = 2 - 2a with residue
Hence
shifting
the line ofintegration
to Re s = 2 - 2a - 6 for small 6 > 0we
obtain,
in view ofwith a suitable choice of
To.
Thiscompletes
theproof
of(18),
with the remark that the aboveproof clearly
shows thatby
further elaboration one could obtain a more exact estimation ofE2 (T, a) -
However,
anyimprove-ments of
(18)
that could be obtained in this way would notimprove
(17)
for 0- close to
1/2.
We note that
(17)
isanalogous
toproved
by
K. Matsumoto[11].
Bounds forEi (T, a)
when3/4 ~
1 aregiven
in Ch. 2 of[5]
by using
thetheory
ofexponent
pairs.
Inparticular,
it is
proved
thatEI (T, (1)
« holds for1/2
a1,
whichsupersedes
(24)
for3/4
1,
so that theanalogy
with(17)
iscomplete.
The evaluation of
(16)
may be obtainedby going
carefully through
Mo-tohashi’s evaluation ofI4 (T, 2 ; 0)
with theappropriate
modifications. The latter isextensively expounded
in Ch. 5 of[5].
Inparticular,
in(5.90)
of[5]
theexpressions
over the discrete and continuousspectrum
provide
analytic
continuation for u = v = w = z = a. Henceeventually
one obtainswhere the functions
Fo, 0, A appearing
in(25)
are theappropriate
modifi-cations of the functionsFo (T, A), 0(~;
T,
A),
T, A)
appearing
in(5.10)
of
[5],
and theremaining
notation fromspectral
theory
is the same as in[5].
To seequickly
what will be theshape
of theasymptotic expression
for14 (T,
0";Ll)
whenT’ /2
A note first that the contribution ofeverything
except
the discretespectrum
overnon-holomorphic
cusp forms will beO(log T).
This is the same as for the case a =1/2,
andnegligible
error. This isessentially
due to the presence of theexponential
factorexp( -(tj Ll)2)
in the definition of1~,
which is in one way or anotherreproduced through
all the transformationsleading
to(25).
Further notethat the function 0 in
(25)
will itself contain the functionIn the case that above function
essentially
had to be evaluatedat s
=1/2 ~ ix~, w
= 1/2 ± iT,
but in the case of thegeneral
I4(T, ~; ~)
ithas to be evaluated at s =
2~ -1 j2 ~ ixj, w
= 0’ :f::. iT. In both cases thismay be achieved
by
thesaddle-point
method(this
is where the conditionA > becomes
useful)
and,
for 1« x~
T,
the functionshave the same saddle
point
yo N Sinceone will obtain in
I4 ~T, ~; 0)
essentially
the sameexpression
as for u =1/2,
only
each term will bemultiplied by
a factor which isasymptotic
toand
Hj
(2u -1/2)
will appear instead ofHj
(1/2)
at oneplace.
Therefore one shouldobtain,
forT12 0
T1-e
and a suitable constantC(O’),
One can obtain without
difficulty
ananalogue
of Lemma 5.1 of[5]
forE2(T,u),
which enables one to obtain upper bounds forE2(T,u).
Incon-junction
with(27)
we shall thereforeobtain,
forTl/2
A Tw and- I- - - 1. ...
for A =
r2/(i+4~
thereby establishing
Motohashi’s result(17).
Here weused the bound
since
K,
and alsoThe bound in
(28)
isproved analogously
as in the well-known case a= 1/2,
only
it is less difficult since2~-1/2 > 1/2
for a >1/2,
and ingeneral
(like
many other functions definedby analytic
continuation of Dirichletseries)
is less difficult to handle as Re s increases.The first open
problem
I have in mindconcerning
E2
(T, a)
is thecon-jecture pertaining
to its true order ofmagnitude, namely
Since
3/2 -
2Q > 0only
for a3/4,
the line Q =3/4
appears to be a sort
phenomenon
was mentionedalready by
K. Matsumoto[11].
The O-boundin
(29)
iscertainly
verydif&cult,
while theomega-results
may be within reach. For (1 =1/2
it is known thatE2(T)
=E2(T,
1)
=Q(T’/2)
(see
Ch.5 of
[5]),
although
I am certain that thesharper
resultmust hold. Another reason for the fact that very
likely "something"
hap-pens with
E2 (T, Q)
at a =3/4
isthat,
for Q >3/4,
we have(see
(26)
and(27))
while for
3/4
the above seriesrepresentation
is not valid.For
1/2
a3/4
fixed I alsoconjecture
thatholds with a suitable
C2 (a)
> 0.However,
I have no ideas what theexplicit
value ofC2 (a)
ought
to be. For the less difficultproblem
of the meansquare of
El (t, Q)
the situation is different.Namely
K. Matsumoto and T.Meurman
[12]
proved
with
and
while
(32)
yields
E1(T, i)
=O(logl/2
T).
Note that(33)
is the(strong)
analogue
of theconjectural 0+-result
(29)
forE2(T, u).
I am convinced that thetechnique
used forproving
the f2 --result forE(T)
=El
(T,
2 )
(see
Th. 3.4 of[5])
can be used to obtainEi (T, a)
=f2-(T3/4-l)
for1/2
~3/4,
andmaybe
even aslightly
stronger
result(i.e.
T3/4-u
multiplied
by
alog log-factor,
or evenby
alog-factor).
In view of(29),
itsanalogue (unproved
yet)
and
an
unsettling possibility
comes to my mind. It involves the functionfor which one has
trivially
1L(a)
= 2 -
u 0 andp(a)
= 0 1.If the Lindel6f
hypothesis
that (!
+it)
« t~ istrue,
then thegraph
ofp(a)
consists of the linesegments
1/2 - a
1/2
and 01/2.
But the above discussion
prompts
me to think that it is notunlikely
thatperhaps
one has evenThis is much weaker than the Lindel6f
hypothesis,
as itimplies ((.!
+ it)
=O(t1/8-6)
for anygiven 6
> 0. Thus it would a fortiori contradict the Riemannhypothesis,
since it is well-known that the Riemannhypothesis
implies
the Lindel8fhypothesis.
If the
problem
ofestablishing
(30)
isperhaps intractable, perhaps
it issince
(34)
forE2(T)
=E2(T,!)
wasproved
in[8].
By
the method used there it follows thatand we are
going
toimpose
thespacing
conditionThen if
(34)
holds we obtain from(35)
thatHence
by
theCauchy-Schwarz inequality
one obtains from(37),
for1/2
~3/4,
provided
that(36)
holds. I note that Motohashi and Iproved
in[8]
that,
for1/2
a3/4,
again
if(36)
holds. Sinceit follows that
(38)
improves
(39)
for1/2
Q3/4.
This shows theThe discussion
leading
to(26)
indicatesthat,
crudely
speaking,
the spec-tralpart
appearing
in theexpression
forI4(T, a; A)
isby
a factor of smaller than thecorresponding
sum in theexpression
forI4(T, 2;
~).
If onefollows the
proof
of(see
Ch. 5 of[5])
with theappropriate
modifications,
one obtainsfor
1/2
73/4
andT1~2 ~
T.However,
once(40)
is known for A >Tl/2,
it can beessily
established for AT1 /2,
since RA «R1 /2 T Ll -1 /2
for A and each interval
[tr,
tr +0]
lies in at most two intervals of the formT
+(n - 1)T1/2,
T +nT1/2],
(n =1, 2, ... ).
Thisprocedure
doesnot carry over to
(41),
in the sense that we cannot deduce in an obviousway the
validity
of(41)
for AT1~2
once it is knownT1/2.
Note that(39)
improves
(41)
for RT2Ll-3,
while(38)
improves
(41)
in the whole range1/2
a3/4.
Another
problem
involving
E2 (T, a)
is to prove that hasarbi-trarily large
zeros for a fixedsatisfying
1/2
a3/4.
This a trivialconsequence
(since E2 (T, u)
is a continuous function ofT)
of theconjec-tural
0±-result
in(29),
butperhaps
a direct aproof
of this resultmight
be within reach. Thecorresponding
problem
forE2(T)
=E2 (T, 2 )
was mentioned in Ch. 5 of[5],
where it was also noted how one obtainsif a certain linear
independence
ofspectral
values can be established. Theproblem
of the existence ofarbitrarily
large
zeros ofE2 (T )
still remainsopen.
Closely
related to the abovetopic
isproblem
ofsign changes
ofE2 (T, a).
ForEl (T, o~)
I haveproved
(see
Th. 3.3 of[5])
that every interval[T, T
+DT1/2]
for suitable D > 0 and T >To
containspoints
Tl, T2 such that- 1.
for
1/2
3/4
and a suitable constant B > 0. In myopinion
theanalogue
of thisresult,
which is an openproblem,
forE2(T,o,)
would be thefollowing
assertion:Every
interval[T, DT]
for suitable D > 1 and T >To
containspoints
tl, t2
such thatfor
1/2
a3/4
and suitable B > 0.Of course the latter result
by continuity trivially implies
bothE2 (T, a)
=~~(~(3-4c)j2)
and the existence ofarbitrarily large
zeros ofE2 (T, a).
Finally,
what is the smallest a such thatTrivially
(42)
holds for Q =1,
and its truth for a =1/2
(for
a1/2
it is false if - is small
enough)
is the hithertounproved
sixth moment of1(+it)l.
Infact,
atpresent
it seems difficult to find any asatisfying 0’
1 such that(42)
holds. The boundwhere the
a~,’s
arearbitrary complex
numbers,
appears to be a natural tool forattacking
thisproblem.
This result is due to J.-M. Deshouillers and H.Iwaniec
[3],
but the termT’ /2N 2
is toolarge
togive
any a 1 in(42)
when weapproximate
((a
+it)
by
Dirichletpolynomials
oflength
«tll2.
The similar
problem
offinding a
such that(see
Ch. 8 of[4])
and theCauchy-Schwarz inequality
it follows that(43)
holds for a =5/8.
Again
I ask whether one can find a value of a less than5/8
for which(43)
holds.Similarly
as for(42), (43)
also cannot hold fora
1/2
if e is smallenough,
and its truth for a =1/2
is the sixth momentof
((s)
on the critical line.REFERENCES
[1]
R. Balasubramanian, On the frequency of Titchmarsh’s phenomenon for03B6(s)
IV,Hardy-Ramanujan J.9
(1986), 1-10.
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Katedra Matematike RGF-a Universiteta u Beogradu Djusina 7, 11000 Beograd, Serbia (Yugoslavia)