R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
B. T ORRECILLAS
F. V AN O YSTAEYEN
On M-sequences associated to filtrations
Rendiconti del Seminario Matematico della Università di Padova, tome 84 (1990), p. 283-300
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M-Sequences
B. TORRECILLAS - F. VAN OYSTAEYEN
(*)
0. Introduction.
Generalizations of the notion of
regular M-sequences
have beenstudied both from an
algebraic
and ageometric point
of view. Whereas thealgebraic theory
is related toproperties
ofCohen-Macaulay-,
Goren-stein- or
Buchsbaum-rings,
thegeometric
considerations areusually
related to the
study
of suitablegeneralizations
ofcomplete
intersec-tions. In this note we
present
aunifying theory dealing
with gen- eralizedregular
sequences associated to filtrations onmodules;
in thisway we
recapture
the relativeregular
sequences introducedby
M. Fio-rentini
[5],
as well as thehomogeneous regular
sequences of P. Bou- chard[3]
a.o. In a firstpart
of this paper we compareregularity
withrespect
to a filtration FM on lt~ to theprojective regularity
with re-spect
to the associatedgraded
moduleG(M)
and toprojective
regli-larity
withrespect
to the associated Rees modulelit.
In the secondpart
we focus on filtrations in the sense of Gabrieltopologies.
Thefinal theorem links the existence of a
weakly x-regular M-sequence
contained in an ideal I of R to
properties
ofExt’ (N, M)
for allfinitely generated
R-modules Nhaving support Supp (N)
contained in the closed setV(I)
determinedby
the ideal I.(*) Indirizzo
degli
AA.: B. Torrecillas:Dpto.
deAlgebra
y Fundamentos, Universidad de Granada,Spain;
F. VanOystaeyen: Dept.
of Mathematics.University
ofAntwerp,
UIA,Belgium.
This paper was finished while the second author was
visiting
theUniversity
of Granada
supported by
agrant
from the « Junta de Andalucia ». This workwas
partially supported by grant
PS88-0108 from DGICYT.1. Preliminaries.
Let 1~ be a commutative
ring
with filtration FR =i.e. an
ascending
chain of additivesubgroups FJS
of Rsatisfying:
An R-module is said to be a filtered R-module M if it has a filtra- tion
by
additivesubgroups
FM = such thatFor full detail on filtered
rings
and modules we refer to[15].
Wewrite
for the associated
graded ring
ofFR,
resp. the associatedgraded
module of FM. If then
a(x)
is theimage
of xin
The Rees
ring
ofFR, jS
is agraded ring
in the obviousM6Z
_ ~
way and
similarly
the Rees is agraded JS-
nEz
module.
Viewing
1 as an element ofRi
we obtain an elementthat is a
regular
element of.~
such that:and
The
category
of the filteredR-modules, R-filt,
isequivalent
to thecategory
of X-torsionfreegraded .R-modules.
Recall from[2]
or[10]:
i)
If M e R-filt then .M~ istilt-free, fflt-projective,
if andonly
if
lit
isgr-free, projective,
resp.ii)
The filtration .F.M isgood,
i.e. there exist m,, ... , mt E Mt
and
di, ... ,
such that for all if and_ i=l
only
if is afinitely generated R-module.
iii)
isseparated,
i.e.A filtered
ring
is said to be a Zariskiring
ifR
is Noetherian and.F_1R
cJ(.Fo.R),
whereJ(- )
denotes the Jacobsonradical,
cf.[10].
Typical good properties
of Zariskirings
are:good
filtrations inducegood
filtrations onarbitrary
submodules and filtrationsequivalent
togood
filtrations aregood too,
moreover allgood
filtrations are auto-matically separated.
A subset
{~iy ..., {01
is aregular M-sequence
withrespect
to
FM i f f or i
=0,
... ,~ -1,
we have thefollowing
for somem E Z ,
where we
put (al,...,
- 0 if i =0,
and(al, ... ,
is the R-idealsgenerated by
... ,7 ail, [X : as]
= am Whenfor all we have f or i =
0, ... , n -1,
thatwe say that ...,
an}
is aregular
When thelatter holds for all d E Z then we say that
..., an}
is acompletely
filtered
regular if-sequence.
I.I. LEMMA. If is a
completely
filteredregular M-sequence
then it is also anit-sequence.
PROOF. Take an :1JE M such that
(~iy..., ai)M,
say =i
aj Aj
with If we choose h e Zlarge enough
j = 1
such that for
i i,
then we haveNow take h’ > h such that and then
and thus D
The converse of the lemma need not hold in
general.
1.2. EXAMPLES.
1)
Let(a1, ... , an)
be anM-sequence
in Randput
I =(a, 7... 7 a.).
Define forn > 0,
and also=
F¡,nM =
M for In[8]
it has been shown that for M = 1~ we have:In
[12]
this has been extended to the situation we consider here:The latter relation reduces
exactly
to our definition of acompletely
filtered
regular M-sequence
withrespect
to the I-adic filtration.2)
Let N be any .R-submodule of ~. We say that ...,an)
c{01
is aregular M-sequence
relative to N if for all i =0,
...... , n -1,
we have:It is clear that this
property
still holds if wereplace N by
any smaller submodule.Moreover,
y ... ,an)
is aregular M-sequence
relativeto N if and
only
if for allprime
ideals P of R it is aregular M,-
sequence relative to
Np.
Aregular M-sequence
relative to N appearsas a
regular M-sequence
withrespect
to FM if we filter .Rtrivially,
= 0 for n > 0 and = .R for
m ~ 0,
andput
= If form ~ 0,
and for n > i. For thisparticular
fil-tration the sequence will be a
completely
filteredregular X-sequence exactly
when it is aregular M-sequence.
3)
Let R bepositively graded
and If is agraded
B-module.A set ...,
10}
is aprojective M-regular
sequence if itis a
regular If-sequence
relative to the submodule ~= ~ Mn
forn>k
some kEN. If we define
F-tR=R,,,
for thena
projective M-regular
sequence isjust
aregular M-sequence
withrespect
to FMconsisting
ofhomogeneous
elements of R.Foregoing examples
show thatprevious definitions,
e.g.regular M-sequences
relative to asubmodule, [12], [5], projective regular
M-sequences,
[3],
as well as relative sequences[8],
arecaptured by
ourdefinition of
regular M-sequence
withrespect
to a filtration FM.Alternatively
we may view these definitions from thepoint
of viewof Gabriel
topologies
or torsion theories. Let be the Gabriel filter of anidempotent
kernel functor in the sense of[6], [7].
We say that... ,
~0~
is ax-regular M-,8equence
if it is aregular
M-sequence relative to a submodule N of it that is x-dense in i.e.
,,(MIN) = MIN.
When M isfinitely generated
then one mayreplace
N
by
JM for someJ E C(,,);
in that case ... , will be a x-reg- ularM-sequence exactly
when it is aregular M-sequence
withrespect
to the J-adic filtration on M for some J E
C(,,).
Let us(re-)consider
some
examples
first.1.3. EXAMPLES.
1)
Let .R be apositively graded ring generated
as an
.Ro-module by finitely
many(homogeneous)
elements and as- sume that.Ro
is a Noetherianring.
Let .M~ be agraded
R-module.The sequence ... , c
h(R) - {O}
is aprojective regular
M-se-quence if and
only
if it isx+-regular
whereE(x+)
=~H
ideal ofR,
for some
Indeed,
1~ is a Noetherianring
and there-fore
C(,,+)
does define anidempotent
kernel functor on R-mod. Fur- thermore if h is at least the maximum of thedegrees
of theR0-algebra generators
of R then and since in1.2 2)
we mayreplace
.Nby
a smallersubmodule,
the statements above areeasily
checked.
2)
Let I be an ideal of a Noetherianring R and
.M~ afinitely generated
R-module. Let x, begiven by
the Gabriel filter:£’("1) ==
- {H
ideal ofR,
forThen,
... , is axl-regular M-sequence
if andonly
if it is aregular M-sequence
rela-tive to the I-adic filtration.
3)
For an .R-submodule N of lVl letx(M/N)
be the ((smallest)) torsiontheory
for which is atorsion-module,
cf.[6],
then a reg- ularit-sequence
relative to N is also ax(M/N)-regular
sequence.Let us
point
out that theproperty
ofbeing
aregular it-sequence
relative to is a
topological property
in the sense that theproperty
is
being
conserved if wereplace
FMby
anequivalent
filtration F’M.On the other
hand,
theproperty
ofbeing
a filteredregular M-sequence
is not insensitive to such a
change
offiltration;
we may consider thisproperty
as a morealgebraic »
one that is closer related to prop- erties of the associatedgradation.
2.
Sequences
and Zariskian filtrations.For any
graded ring
.R and(finitely generated) graded
R-module Mwe extend the definition
given
in 1.2(3)
and define aprojective
M-regular
sequence to be a set ... ,an~
inh(1-~) - {01
that is aregular M-sequence
relative to for some k E Z.2.1. PROPOSITION. Let ... ,
ar} ~0~ .
If{X, at,
... ,ar~
isa
projective regular M-sequence
inÏ1
then is aregular it-sequence
withrespect
to F M.PROOF. We write d for an
.Fn_1 M
viewed inMn,
hencewe may
identify
a and aXn if weidentify M with E FnM.Xn.
Wehave to show that there is an m E Z such that nc-Z
Taking fl large enough
we arrive at E(aI, ...,
c
(X, aI,
... , and therefore we may choose m such that theprojectivity
of(X, aI,
... ,ar) yields (X, ... , ai ) ~Vl . Applying
we obtain that as desired.
2.2. PROPOSITION. Let
{aI,..., ar~
C .R -101.
If ... ,is a
projective G(M)-regular
sequence thenfX, d,,
... ,drl
is a pro-jective lVl’-regular
sequence inF?.
PROOF.
Clearly
.~’ is not a zero divisor on SinceG(.M) _
- and
ai
modllx
=a(ai),
it follows from thehypothesis
on(J(ai),
...,a(ar)l
thatfX, al,
... ,drl
is as claimed.2.3. REMARK. In
general,
the fact that ... , is a reg- ular sequence does notimply
that(ai,
...,ar}
is anR-sequence,
seeExample
2.5 of[13].
2.4. PROPOSITION. Let c R -
{O}.
Ifdrl
CR
isa
projective M-regular
sequence then ... ,C(ar)l
is aprojective
G(M)-regular
sequence.PROOF. Take
then
6(y)
is in the kernel of themapping
induced
by multiplication by
We have an exact sequenceWe view If as the restriction of an
R-linear
map P’ defined onApplying -
to P’ andrestricting
to»
again
we obtain:where P is
again
determinedby multiplication by a(ai+,).
ThereforeE
G(Ker ~)
and we may select age Ker P’ such that6(y)
=-
6(z)
= z modXM/(a1,
... , and note that we mayactually
find such a 9 even in Ker Y because
is a
graded morphism.
Thehypothesis
on~al, ... , ar~ implies
thatZ E
(~iy ...~)J~
if we assume we werelooking
at the suitable from thebeginning.
Nowa(y)
=a(z)
E(a(al),
... ,or(ai)) G(M)
follows.0 2.5. PROPOSITION. Let ... , c R -
{O};
if~~’(C~1), ... , J(ar))
isa
projective G(.M~)-regular
sequence then 7arl
is aregular
it-sequence
withrespect
to F.PROOF. Combine
Proposition
2.2 andProposition
2.1. D2.6. LEMMA. Let I~ be a
ring
with a Zariskian filtration. Then thefollowing
statements areequivalent
for an ideal I =(xl,
... ,xs) 1)
isgenerated by
... ,PROOF.
1)
~2)
Seeproof
ofimplication 8)
~1)
in 111.4.4[9].
2)
~1)
It is clear thatand
therefore if
we have that
G(I
=(a(x1),
... , 02.7. PROPOSITION. Let .R be a
ring
with a Zariskian filtration.Assume that I =
(Xl’
... ,x8),
if ... ,a(x8)
is aG(R)-sequence
thenGCI ) _ (a(xl)’
... ,a(x8)).
PROOF. We
apply
induction on s. The case s = 1 is easy. If is a non-zero divisor then for eachy E .R, a(xy) = a(x) a(y).
ThusAssume now that the result is true for s - 1 and we will prove it for s.
Let As I =
(x1,...,XS)
we will haveWe can find a minimal t with this
property,
otherwise will be in the closure of(a^1, ... ,
and since the filtration is Zariskian(xl,
... ,XS-I)
is closed and ac E(xl,
... ,Xs-I).
The result then follows from the inductionhypothesis.
Now take t minimal such that a = x+ --~-
asxs with x E ..., asxs = a - z E[(Xl’
...,-I-
nn
Ft+nsR
withv(x,)
= ns .If
(by
Lemma2.6),
andby applying
the same lemma the claim follows.Assume now that t
--E- F nR c
soIt follows that E
(T((xi,
... , =(a(xl), ... , a(xS-l)) by
the induction
hypothesis.
Sincea(xl)’
... , is aG(R)-sequence
thenO’(as)
EG( (xl,
... , Then as E[(xl,
... ,XS-l)
r1+
and hence a E(xl ,
... ,+
This contradicts the choice of t.Hence the last case is not
possible
and theproof
iscompleted.
02.8. DEFINITION. A sequence Xl’ ... , xs in .R is called
super-regular
if the sequence
Q(xl),
is aregular
sequence inG(.R) (cf. [8]).
The
following
theoremgives
a characterization of thisproperty.
2.8. THEOREM. Let .1~ be a
ring
with a Zariski filtration and let I =(x1, ..., xs).
Then thefollowing
conditions areequivalent.
1 ) (x,, ..., x,)
is a superregular if-sequence.
2) (Xl’
...,xs)
is aregular M-sequence
andwhere
li
=(xl,
... , ni =v(xi),
wherev(xi)
=deg a(xi),
as usual.PROOF.
1)
=>2)
Ifa(x1),
...,(z,)
is aG(R)-sequence by Proposi-
tion 2.7 it follows that
G(I) _
...,a(xi))
and nowby
the Lem-ma 2.6 we obtain
We
only
have to show that Let a EIi-,:xi
with= n then
a(a) rr(xZ)
EG(I,-,)
=(a(0153l), ...,
buta(0153l), ..., a(x8)
is a
G(R)-sequence,
hencea(a)
E Therefore a E(1,-,
n+
+
= x- withRepeating
the argument for we will obtain that a is in the closure of that
equals
Ii-,, by
the Zariski condition.We obtain and that
implies
Therefore E
G(Ii-1).
CJNote that the second statement of
2)
does not follow from the Zariskihypothesis
because we have fixed thegenerators
x.,, ... , 7 Xi 7and the
goodness of I
i n FR cannotnecessarily
bephrased
in termsof
prescribed generators!
Let us conclude this sectionby
achange
of base result.
2.9. THEOREM. If
(a1,
... ,an)
is aregular it-sequence
withrespect
to .F’.lIT and let
f:
be a filtered flatring morphism
thenf (ac1), ...
... , f (an)
is aregular S (9 M-sequence
withrespect
to the tensor-R
product
filtration FS(9
it.R
PROOF. An easy modification of the
proof
ofProposition
3 in[12]
following
the ideas of theproof
ofProposition
2.4. 02.10. COROLLARY. Let .I~ be a
ring
with a Zariskian filtration FR and let S be amultiplicatively
closed set in .R such that~(S) _
-
{r(~)y
is an Ore set ofG(R) consisting
ofregular
elements.Then for a
finitely generated
filtered R-module if aregular
M-se-quence
fol, ..., an~
relative to is also aregular Qs(M)-sequence
relative to where is the microlocalization at Sand is the microlocalized filtration.
PROOF. Recall from
[2]
that.R ~ Q~(.R)
is a filtered flatring morphism
andapply
thetheorem, keeping
in mind thatQ§(M) = - Q~(.R) ~ ~tl
since it isfinitely generated.
0R
3. Relative sequences.
DEFINITION. Let be a filter of an
idempotent
kernel functoron cf.
[6], [7],
thengenerates
a lineartopology
onFor an R-module it we say that
~al, ... , ar~
c.R~O~
is ax-regular
if it is a
regular M-sequence
relative to a submodule N of it that is x-dense in M.It is clear that if then any
x1-regular it-sequence
is ax2-regular M-sequence.
Also if(ai, ..., a) c R- (0)
is axi-regular
M-sequence
andx2-regular M-sequence
then it is ax1Vx2-regular M-sequence.
DEFINITION. For an R-module M we say that
~acl , ... , any {01
is a weak
x-regular M-sequence
iffor i =
0, ..., n -1,
whereClMx (X)
={m
eM,
1m c .X’ for some I E£(x))
This is
equivalent
to exactness of thefollowing
sequencewhere
Qx(- )
is the localization functor associated with x.3.1,. PROPOSITION. If
~acl, ... ,
c R -{0}
is ax-regular
M-se-quence then it is a weak
x-regular M-sequence.
PROOF. We have to show that
Take such that
Then there exist yi , ... , such that =
Since
(ai,
... , is ax-regular M-sequence
wa can find a x-densesubmodule N of lVl such that
(ai ,
... ,an)
is aregular if-sequence
rela-tive to N. We may select an ideal J E
£(x) satisfying
thatJy C N
and
Jy, C N for j
=ly
..., i. HenceThus as
Jai+tyç:N
and ... ,any
is aregular M-sequence
relativeto N we can deduce that
Therefore it follows that
3.2. PROPOSITION. Let
{~...~}c-R2013{0}
and let M be anR-module. Then the
following
conditions areequivalent 1 ) ~acl, ... , c~n~
is a weakx-regular M-sequence ;
2)
al is weakx-regular
and~ac2 , ... , an~
is a weakx-regular Mfai M-sequence.
PROOF.
1)
~2)
The first statement is clear. Assume now thatm
4-
is such thatai+l(m +
e(ac2,
... ,then
By 1)
it follows thatThus m
+
and~ac2 , ... ,
is a weakx-regular M/a1M-sequence.
Now,
it is clear that 03.3. LEMMA. Let R be a Noetherian
ring
and let .M- be an R- module. If ac E R is a weaku-regular
element on M thenis an
isomorphism
for everyfinitely generated
R-moduleN,
where.K =
Ker g
and M -~ M is themultiplication by a, y~ : lVl --~
is the canonical
homomorphism.
PROOF. Since is a weak
x-regular
element on M then .K is x-torsion. HenceHom~ (N, .K)
is x-torsion for everyfinitely generated
R-mod-ule N. Since .R is Noetherian we can take a
projective
resolu-tion of N
where every
projective
1~ modulePa
isfinitely generated,
then it is clear thatExt~ (N, K)
is x-torsion forall i,
sincethey
are submodulesof
quotients
of x-torsion modules.The exact sequence
yields
along
exat sequenceApplying
the functorQx
we obtain theisomorphism
If p E
Spec (l~)
then it is easy to seethat p
is either x-dense orx-closed;
we will denoteby Spec,, (R)
the set of x-closedprime
ideals.3.4. LEMMA. Let be an ideal and let M be an R-module.
If Hom
(.R/I, if)
is x-torsion thenPROOF. Assume p E Ass
(M)
nSpecx (R)
nV(I).
We have I c p and we can obtain anhomomorphism Rfp -
M. So we obtain:Since
f
is x-torsion there exists a J E£(x) satisfying Jf
= 0.Then Jm =
J( f (1 + I ) )
=(J f ) (1-~- I )
= 0. This J C anm = p and p EE(x).
This is a contradiction. C13.5. PROPOSITION. Let 1~ be x-Noetherian
(a
weak version of the Noetherianproperty,
cf.[6])
and let M be afinitely generated
R-module. If Hom
M)
is x-torsion then there exists an element that isweakly x-regular
on If and contained in I.PROOF. Since ~VI is
finitely generated,
Ass(.~)
is a finite set ofprime
ideals. Thenby
theProposition
on p. 134 of[4]
there existsa submodule N 9 M
satisfying
then is x-torsion and since
V(I)
r1 Ass(N) _ 0
it follows thatI ~ U
p. Therefore there exists an element a E I such that a ispEAss(N)
regular
on N. This states that a isx-regular
on M and therefore a will beweakly x-regular by Proposition
3.1. CI3.6. THEOREM. Let .R be a Noetherian
ring.
Let M be an R-module that is
finitely generated.
Let 7 be an ideal and let r be apositive integer.
Thefollowing
conditions areequivalent.
1) Ext~ (N, M)
is x-torsion forall finitely generated
R-modules11~ with
Supp (.N) ~ Y(I )
and allintegers i
r.2) Ext~ (R/I, M)
is x-torsion for all i r.3)
There exists aweakly x-regular M-sequence
... , in I.PROOF.
3)
=>1)
We will use induction on r. Let ... , bea
weakly x-regular M-sequence
contained in I. Since ai isx-regular (weak),
we have thefollowing
exact sequencewhere K is x-torsion.
By Proposition 3.2, {~~...y~}
is aweakly
x-regular M/a1M-sequence,
thenEgtR (N, M)
is x-torsion for i r -1 and any .~ such thatSupp (N) C V(I).
Applying
Lemma 3.3 to the exact sequencewe obtain that
(N, (N, M/g)).
The short exactsequence
yields
thelong
exact sequenceNow
by applying Qx
we obtain:From the commutative
triangle
We will obtain the
following triangle
that is also commutativeApplying
the functorQx(- )
we will haveSince
Supp (N)
cV(I)
we have 1 ç rad(Ann (N))
and soaiN
= 0 forsome t i.e. is
nilpotent
and then we obtain thatis also
nilpotent.
HenceQx(ExtR (N,
-~(N,
is nil-potent,
but it is alsoinjective
and therefore it will be zero.Finally
we obtain that
Ext~ (N, .M)
is x-torsion.1)
=>2) Easy.
2)
=>3)
IfHomR (R,/I,
is x -torsion then there exists aweakly x-regular
element a EI, by Proposition
3.5.The short exact sequence
yields
along
exact sequence:By
Lemma 3.3 we have:Hence
(.R/I,
is x-torsion for all i r - i.By
thehypothesis Ext~ M)
is x-torsion for all i r.Thus
using
the inductionhypothesis
onMja1M
we will obtain aweakly x-regular Mja1M-sequence
... ,an)
in I. Thenby Proposi-
tion 3.2 we may infer that
~ac1, ... ,
is theweakly regular if-sequence
that we are
looking
for. 0REFERENCES
[1] A. ALTMAN - S. KLEIMAN, Introduction to Grothendieck
duality theory,
Lecture Notes in Mathematics,
146, Springer-Verlag,
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