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Dynamical chains for molecular tops. I. Dynamical chains

F. Michelot

To cite this version:

F. Michelot. Dynamical chains for molecular tops. I. Dynamical chains. Journal de Physique, 1989,

50 (1), pp.45-62. �10.1051/jphys:0198900500104500�. �jpa-00210899�

(2)

Dynamical chains for molecular tops.

I. Dynamical chains

F. Michelot

Laboratoire de Spectronomie Moléculaire et Instrumentation Laser, Unité de Recherche associée

au C.N.R.S., 6, bd Gabriel, 21100 Dijon, France

Résumé.

2014

Des chaînes dynamiques sont proposées pour l’étude des toupies moléculaires. Tous les calculs sont explicités dans la chaîne SU(4) ~ SO(4) ~ SU(2) ~ SU(2) qui convient, en première approximation, à l’étude des toupies sphériques. Tous les opérateurs rotationnels qui peuvent intervenir dans l’étude d’une molécule, sont construits par un produit tensoriel

«

étendu

»

formé à partir des éléments d’une base d’intégrité appropriée.

Abstract.

2014

Dynamical chains are proposed for the study of molecular tops. All the computations

are performed within the chain SU(4) ~ SO(4) ~ SU(2) ~ SU(2) adapted in first approximation

to the study of spherical tops. Rotational operators involved in molecular spectroscopy problems

are obtained as a

«

streched

»

tensor product formed from members of an appropriate integrity

basis.

Classification

Physics Abstracts

31.00

-

02.10

1. Introduction.

The study of rotors or tops in quantum mechanics is a very old subject (see [1, 2] for a large bibliography) and the geometrical invariance group of their Hamiltonian is well-known :

where LO (3 ) is the rotation group of the space-fixed frame (SFF) ; the other groups are those which leave the inertia ellipsoid invariant and goes from the rotation group MO (3 ) of the top

fixed frame when all principal moments of inertia are equal to D2 h when they are all different.

These various types of tops are encountered for instance in molecular spectroscopy when

the Hamiltonian is expressed in molecular coordinates [3, 4] ; the axes of the molecule fixed frame (MFF) are chosen so that they coincide with the principal inertia axes of the molecule in its equilibrium configuration. In most cases, the Hamiltonian of the corresponding rigid top may be taken as the zero-order rotational Hamiltonian. However to take intramolecular interactions into account, one introduces rotational operators which are not invariant in the groups given in equation (1) and even in some cases, for instance when hyperfine interactions

[5] or intensities [6, 7] are considered, one must go outside the enveloping algebra built from

the generators of these groups.

JOURNAL DE

PHYSIQUE. -

T.

50,

1,

JANVIER 1989

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:0198900500104500

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Up to now these problems have been solved individually for each type of top, the computations being mostly made in the Schrôdinger picture ; we also note that rotational and vibrational degrees of freedom are always treated differently.

In a previous paper [8], we described an algebraic approach to the vibrational spectra of molecules, here, we will extend this method to the case of molecular rotation. For this, we

introduce a dynamical algebra for the tops and realize it in terms of boson operators ;

different subduction chains are associated with the various tops. The first consequence is a uniform treatment of rotational and vibrational degrees of freedom. In addition all operators involving rotational variables are obtained as a « stretched » tensor product of suitably

defined elementary factors (or irreducible fundamental tensors) [9, 10, 11], which assures that only linearly independent tensors are considered.

Previous group theoretical treatments of tops have been proposed and a brief review is

necessary to emphasize in which respects our approach differs. Two kinds of studies have been performed ; in [12, 13] an algebraic treatment of rigid tops is given but it is restricted to the degeneracy algebra and the construction of tensors in the enveloping algebra is not

considered.

The introduction of a dynamical algebra is necessary if one wants to include within the same

formalism all operators which may be involved in a given (molecular) problem ; obviously

these are not confined to those operators one may build from the generators of the degeneracy algebra. This point of view is adopted in [14, 15] where dynamical algebras are proposed. For a rigid rotator, as appropriate for the study of diatomic molecules, one may use

0(3,1) [14] or its associated compact form 0(4) [16]. For symmetric tops an algebra

E 2(3), contracted form of 0(3, 2), is introduced. Alternatively, a systematic search for the invariants of the time-dependent Schrôdinger equation [15] led to 0(3, 2) for the rigid rotator

and SU(2, 2) for the symmetric top. These various non-compact algebras possess an irreducible representation (IR) which covers the infinite set of levels of the rigid system and in each case the matrix elements for the generators are given. As noted by several authors [14, 16-18] the requirements usually imposed on the dynamical algebra explain that different

solutions exist for the same physical problem. But our purpose is not just to propose a new subduction chain. Rather we look for a solution that :

a) simultaneously includes the three kinds of tops since there is a natural symmetry breaking when one goes from the spherical top case to the asymmetric ones ;

b) admits an IR TD, such that upon reduction to the degeneracy algebra one obtains only physical states ;

c) allows us to obtain the zero-order spectrum when only the first invariants of each element in the chain are retained ;

d) allows an easy construction of operators of an arbitrary degree with regard to the generators.

All these requirements are not met by previous studies ; for instance, the spherical top case

cannot be obtained from [14], and in [15], the SU(2, 2) algebra includes ladder generators of

half-integer rank, so that the representation space includes states which are not appropriate to

the description of top levels.

But is it necessary to go into the complexity of non-compact algebras and to give a full

treatment of a rigid top ? Even if the Hamiltonian of such a system is introduced as zero order rotational Hamiltonian in most molecular systems, allowing thus in principle an infinite set of

rotational sublevels (or J values), it is clear that the number of levels which can actually be

observed is finite. With the introduction of a compact dynamical algebra and thus of a finite

dimensional unitary IR, we will show in a second paper (II) that in fact we are closer to the

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actual physical situation than with the ideal model ; it is to emphasize our point of view that

we use the expression dynamical chain for a molecular top.

Also, we point out that if the methods we use are of rather common practice in atomic and nuclear physics [17, 19-21] they have only recently been introduced in the field of molecular

physics [22-24]. Yet, as we shall see, they allow us to recover and generalize standard results

without any explicit coordinate representation.

The dynamical chains and the IR r D adapted to the study of the various types of tops are obtained in section 2. Sections 3 and 4 are devoted to the construction of the most general

tensor operator which may have non-zero matrix elements within fp and to the computation

of its reduced matrix elements. In those two sections only the theory of Lie algebras iand of

their representations is necessary ; if the results obtained depend on the particular chain and

IR chosen they are independent of the particular realization we have in mind. However, the

notations and phase conventions have been chosen so as to make easier the correspondence

with paper II where the application to molecular tops is considered.

2. Dynamical algebra for molecular tops.

We shall mainly consider the most degenerate case corresponding to spherical tops (Eq. (la)),

other ones being deduced through group-subgroup reduction.

We start from the well-known results [25, 26] that the generators associated with

Lo (3) x mO(3) span the Lie algebra SU(2) ED SU(2) isomorphic to SO(4) and that the Hamiltonian for a spherical top can be written as :

where the notation L, f is used to distinguish when the angular momentum J is projected on

the SFF axes (Lj,

=

Ji, ; i’

=

X, Y, Z) or on the MFF axes (fi = - Ji ; i

=

x, y,

z), with the standard commutation relations :

As a result to each energy level is associated a unitary irreductible representation of SU(2) 0 SU(2) which may be denoted :

whether one uses the standard Cartan [pqj

=

Ul + j2, jl -7z] labels for the irreducible

representations of SO(4) or the SU(2) 0 SU(2) labels [17]. The degeneracy of each level is

(2 j + 1 )2.

For the present problem, a compact dynamical algebra is easily found from the branching

rules G:::> O(n) [27-29] which show that we may take G

=

U(4) for which we have :

where [NO ] represents a totally symmetric representation of U(4) and where p takes the

values N, N - 2 ... 1 or 0.

If we want only integer values for j (which are appropriate for the rotor levels), we must

choose N even ; but the computations can be made for arbitrary N : odd values of

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N lead to half-integer representations (k/2, k/2) (kodd) of SU(2) E9 SU(2) which is

consistent with the fact that the top eigenfunctions are found among the whole ’J) (j,j) >

representations of SU(2) E9 SU(2). This illustrates the main difference between our approach

and that realized in [15] for symmetric tops ; in the reduction of the representation space

To

=

[NO], N even, only physical states appear (or equivalently our ladder generators will be of integer rank in SU(2) (B SU(2)).

Also we note that in this case the hypothesis formulated in [30] which suggest to take

U(p + 1) as a dynamical algebra for a problem with p degrees of freedom, is verified.

However, for a rigid rotator (2 degrees of freedom), U(3) is only a double-jump dynamical algebra [16] and 0(4) the appropriate one-jump algebra.

In the reduction U (4) SU (4) and 0 (4) 1 SO (4), the representations [NO] and [pO]

remain irreducible, also the algebras SU(4) and SO(6) are isomorphic, so the dynamical chain

we shall use for spherical tops is :

At this point, several remarks can be made :

(i) If in the following, we will use equation (6) with the shorter notation SU (4) ZD SO (4 ) or

SU (4 )

zD

SU (2) 0 SU (2), it is written to emphasize that it should not be confused with the chain :

used recently [31] in connection with the beta and gamma vibrations in deformed nuclei.

Also the same algebra SU (2) Q SU (2) $ U (1 ) denoted SO (4) Q) SO (2) in [17] is the

maximal compact subalgebra for the hydrogen atom, and is not appropriate for rigid spherical tops.

(ii) On the other hand, this chain is quite analogous to that used in [32] for shell model calculations within the Wigner supermultiplet scheme.

The main differences lie in the realization of the Lie algebras (besides fermion operators

are used by Hecht et al. [32]) and in the representations considéred for state vectors as well as for operators.

(iii) The chains for other tops are obtained with the reduction SU(2) 0 SU(2) ::> SU(2) (B SO(2) for symmetric tops and =3 SU(2) Q) D2 for asymmetric ones.

3. Construction of rotational operators.

3.1 KET AND TENSOR LABELLING.

-

Within the totally symmetric representation [NO]

(NO) of SU(4), kets symmetrized in the chain (6) will be denoted

since we have no missing label problem ; M and K are the usual SO(2) e SO(2) labels. For the highest weight states in SO(4) the abbreviated notation :

will be used

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The possible symmetries for tensor operators which may have non-zero matrix elements within these states, are obtained from the standard product rules and given by :

whether one uses the Young partition notation [27, 28] or the Cartan-Weyl labelling [11] ; throughout Ô stands for repeated zero.

Upon reduction in SO(4) of a general (kok) representation of SU(4) a given representation (il, j2) may occur several times ; this multiplicity introduces an additional r label. So a general

tensor operator acting within states given by equation (7) and symmetrized in SU(2) 0 SU(2)

may be denoted :

These operators which will represent rotational operators involved in molecular top Hamiltonians, lie in the enveloping algebra of SU(4) ; so as to obtain only linearly independent operators, one must not build them arbitrarily from the generators. Rather one

must look for a fundamental set of irreducible tensor operators [11], which are not of the general form (Eq. (10)), but such that any tensor in the enveloping algebra can be obtained as

a

«

streched » tensor product from members of this fundamental set. Besides, since we are working in a chain, we may use the elementary multiplets method [9, 10] which allows us at

the same time to solve the multiplicity problem.

An elementary factor is written by Sharp et al. [9] in the form (,k 1 À2 À3 ; 71/2) which symbolizes the highest weight component of an irreducible tensor operator :

The appropriate k 1, k 2, À 3, il, j2 values for the chain SU(4):::> SU(2) (D SU(2) are given in [9]. As we are in a very degenerate case, simplifications occur and the only elementary factors

we need have the symmetry :

Thus the highest weight component of a general tensor (,k 1 0 Àg) r(j1’ j2 ) is uniquely defined by :

with :

(7)

where all coefficients a, b,

...

are integers (-- 0) and with the condition that e or

f are equal to zero. These results, as well as the second member of equation (13) are obtained

with the property that, for powers of elementary factors, representation labels are additivestreched

»

products). In particular the kets (Eq. (8)) and their conjugates are respectively represented by :

with with

which is consistent with equation (5). Also, for the special tensor, equation (10), with

ml = j1 and m2

=

j2, we have in addition :

hence

k (or D) is thus the degree with regard to the SU(4) generators. The reduction in SO(4) of the

first IRs (f2Of2 ) of SU(4) is given in table I. At this point, we may also note that the rotational operators involved in vibration-rotation Hamiltonians are all scalars in SFF ; if we

set j1

=

0 in equations (14), (16), we find that they will be represented as :

with 2 b + f = n. For n fixed, f takes the values n, n - 2 ... 1 or 0, in agreement with the

well-known reduction rule for the symmetrized power of identical fundamental represen- tations of SO(3) [33]. We will see in paper II how the operators (Eq. (17)) are related to the

usual tensor operators RD(O,K)(K == f ) used in spherical top studies [5, 33, 34].

Hermitian operators with a definite symmetry with respect to time reversal and normalized

symmetrized kets will be constructed in the following sections. But, before, we must find an explicit realization of these elementary factors. Moreover, we note that, while defining these quantities, phase choices must be made. Throughout, these have been fixed so that they be in agreement with the phase conventions for rotational tensors and kets used in spherical top studies, but could be modified without difficulty.

3.2 REALIZATION OF ELEMENTARY FACTORS.

-

For the cases considered here, the SU(4) algebra may be realized with four boson creation ai and annihilation ai operators

(i 1, - , 4 ) which satisfy the usual commutation relations :

The generators of the SO(4) subalgebra [35] may be expressed in terms of two commuting

angular momenta, one for each SU(2) algebra. In view of further applications these may be

identified with L and f (Eq. (3)), which allows us to fix immediately the variances of tensor

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Table 1.

-

Reduction of the first (nOn) irreducible representations of SU(4) in SO(4)

=

SU(2) Q SU(2).

(*) The corresponding expressions for tensors

are

obtained with equations (13), (26).

(**) For each SO(4) IR, only

non-zero

powers

are

listed.

components in agreement with previous conventions [5, 36]. The covariant components of all double tensors must satisfy :

In these equations the SU(4) labels have been omitted, and we note that these relations determine a tensor only within an overall phase.

The a; span the IR(1Ô) of SU(4) and the ai the IR(Ô1) contragradiente to (lÔ). Using the branding rules SU (4 ) 1 SO (4 ) [29] and equation (19) we obtain the first two elementary

factors (Eq. (12)) :

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where el and y4 are phase factors. In a general way, for all the tensors we will build, only the highest weight component in SU(2) ffi SU(2) will be given ; others are easily deduced with equation (19).

To get other elementary factors, we proceed by coupling the first ones. The symmetrized

square of (lÔ) = (10) and {1110} = (01) gives {20} = (20) and {2220} = (02) respect-

ively ; while ( lÔ ) x {1110} gives the adjoint representation {2110} = (101) and the scalar

one {0} = (0). Upon reduction in SO(4) we obtain :

The preceding products are multiplicity free in SU(4) and the reduction in SO(4) is also multiplicity free. We can thus perform the couplings in SO(4) only (Appendix), which

amounts to fix the corresponding SU(4) > SO(4) isoscalar factors to unity :

We thus obtain the additional elementary factors :

Other tensors in equation (21) do not give elementary factors, as they are expressible as

«

streched

»

products of the first (Eqs. (20), (13)). The complete set of elementary factors, with their phases fixed, is gathered in table II ; the other components of the corresponding

tensors are obtained with equation (19).

.

(al 0 a ) (il, i2) Table II.

-

Elementary factors (o..)

=

(AIO A3) VI’ i2)

Table Il.

-

Elementary factors (Ik 10 ’k 3 i il j2)

=

E

3

Il j2

.

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For completeness, we give below the full expressions for the SU(4) generators symmetrized

in SO(4) :

where we set Ni

=

at ai (i = 1,..., 4 ). The first six operators are SO(4) generators and up to

a phase factor identical to those given in [12, 13] ; the nine remaining generators being ladder generators between the various IR of SO(4) contained in a given IR of SU(4).

3.3 COMMUTATION RELATIONS.

-

For the elementary factors, we only have :

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all other commutators are zero. Those for the generators way be written :

Equations (25a-b-c) are just the symmetrized form of equation (3) since they only involve

the generators of the degeneracy algebra.

3.4 HERMITIAN OPERATORS AND TIME REVERSAL SYMMETRY. - Hamiltonian operators are usually built from Hermitian rotational and vibrational operators and must be invariant upon time reversal.

Using the well-known Wigner properties [37] for SU(2) tensors, extended to double tensors

[5], we can build Hermitian rotational tensors whose highest weight components are given by :

with e

=

0 or 1. Their behaviour upon time reversal is determined from the relations :

and given by :

All these properties have been determined from the highest or lowest weight components

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of various tensors ; since other components are generated from these with the standard relations (19), this is sufficient to assure that they satisfy :

°

3.5 SPECIAL CASE OF SUBGROUP SCALARS. - These are obtained from equations (13), (14), (15) with ji = j2

=

0 and thus of the general form :

since b

=

d within the totally symmetric representation of SU(4). Besides, straightforward computation of the SO(4) Casimir operators from equation (23) shows that :

.

where N is the linear invariant of U(4) which is a constant within the representation [NO].

These relations show first that we have no subgroup SU(2) x SU(2) scalars, besides the Casimir operators and their powers, in the SU(4) enveloping algebra. This is in agreement with the general theorem [11, 38] which states that the number of functionally independent subgroup H scalar operators, in the enveloping algebra of a group G, is twice the number of

missing labels in the reduction G 1 H ; for the present case, we have no missing label.

Secondly, they show that for subgroup scalars built from Casimir operators, we have three possibilities :

which may be related through equation (31) and :

But only the operator (Eq. (32a)) is an irreducible tensor in SU(4) ; the third possibility (Eq. (32c)) is that used in molecular studies [25, 33].

4. Symmetry adapted kets and reduced matrix elements.

4.1 ROTATIONAL BASIS KETS.

-

We start from the well-known realization for the totally

symmetric representation [NO] of SU(4) :

(13)

where JY’ _ (n 1 ! n2 ! n3 ! n4 ! )-1/2, ni + n2 + n3 + n4 = N and 10 > is the vacuum state defined by :

With the same phase conventions as those used in constructing tensor operators (Eq. (19))

covariant kets in the chain SU(4) =3 SU(2) (p SU(2) must satisfy :

From equations (5), (23), (35), it is easily seen that the highest covariant states in SU(4) for

fixed N are characterized by :

for

we thus have :

More generally for fixed N and J values (J : N/2 N/2-1

...

1/2 or 0) the highest covariant

states in SU(2) Q+ SU(2) are determined by (Eqs. (23), (35)) :

With the conditions nl + n2 + n3 + n4 = N, n , 0, it may be shown that the corresponding

kets are necessarily of the form (Eq. (8)) :

where we set p = N12 - J. The coefficients in equation (38) are obtained with either conditions :

and then normalized. The resulting states may be written :

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Both equations are useful for further computations ; also equation (40.b) shows that, in the

present case, orthonormal state vectors may be built within the same scheme as that used for operators (Eq. (15), Tab. II). From the highest weight states (Eq. (40)), an arbitrary

normalized ket is obtained with repeated use of ladder operators (Eq. (35)) :

4.2 MATRIX ELEMENTS.

-

All computations might be made within SU(4) but this would

mean greater difficulties since we are considering general tensors of symmetry :

within the totally symmetric representation (NO]- {N0} of SU(4). This group is not simply

reducible and products {N0} x {2kkkO} are not multiplicity free. Some isoscalar factors and

6 - j symbols for SU(4) have been computed [32, 39] but mostly for special cases or with

subduction chains which differ from ours. For the time being, it is much simpler to perform all

the computations within the SO(4) subalgebra which is simply reducible and for which all the necessary symbols are wellknown (Appendix).

To compute all the matrix elements of a general tensor operator :

we only need the reduced matrix elements of elementary factors (Table II). In fact, general

formulas may be obtained for any powers of these elementary factors, which simplify the

determination of the reduced matrix elements of a general tensor operator.

Besides the realization which we choose for the elementary factors leads to :

So we are left with only four basic reduced matrix elements. The computations being

tedious but rather straightforward, we only state the results :

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The expression for the reduced matrix elements of an arbitrary tensor (Eq. (26)) is given in

the Appendix. As they are of particular importance, we give below the matrix elements of ladder generators appearing in equation (23) and of subgroup scalars :

The usual expressions for the matrix elements of the SO(4) generators L("’) (’, 0) and

(ioi) (0, 1) are easily recovered with equations (23a-f), (35). For subgroup scalars (Eq. (32)),

we find : :

(16)

where R" (0, 0) is given by :

5. Conclusion.

In paper II we will show how these results can be used in molecular spectroscopy and how they correlate with previous treatments (algebraic or not) of rotational dynamics. Obviously,

there will be a one-to-one correspondence if one restricts the analysis to the degeneracy algebra. The differences appear when one considers the ladder generators since these lead to a compact dynamical algebra and hence to a finite dimensional representation space.

Appendix.

In this section, we gather all the formulas which are used for tensor coupling and for the

computation of matrix elements. When not necessary SU(4) labels are omitted.

1. COUPLING COEFFICIENTS.

a) SO(4) coupling coefficients in a standard basis.

-

Most published SO(4) coupling

coefficients [17, 25, 26] are symmetry adapted in the chain SO(4) :3 SO(3) and thus differ

from the ones we need which are first coefficients for the chain SO(4) -- SU(2) % SU(2) =3 SO(2) Q) SO(2). Keeping previous conventions [5, 36], the coupling in SO(4) of covariant double-tensors is given by :

Where the F coefficients are a product of two SU(2) Clebsch-Gordan coefficients ; in equation (A.1) tensor notation is used, which allows the Einstein summation convention to be

applied.

b) Symmetry adapted SO(4) coupling symbols.

-

For problems encountered in molecular spectroscopy, as considered in part II, one needs double tensors and kets symmetrized in SO(3) x SO(3) m SO(3) x G, where G is a point group.

These are obtained from the preceding (since SU(2) = SO(3)), through a unitary

transformation :

where p is a triple index p

=

(n, C, o- ) which labels SO(3) irreducible tensors and ket components in the chain SO(3) :D G. The missing label problem is solved, i.e. the unitary

transformation (k)G is determined, by the diagonalization of the appropriate subgroup scalar

built from the integrity basis for G scalars in the chain SO(3) zD G.

We then have :

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where the coefficients :

are symmetry adapted Clebsch-Gordan coefficients.

Similar relations apply within a chain 0(3) x 0(3) :D 0(3) x G by introducing parity labels

in a consistent way. Such computations are commonly used for spherical tops [5, 33, 36, 40].

All phase conventions and appropriate 1 - j symbols can be found in these references.

2. WIGNER-ECKART THEOREM, REDUCED MATRIX ELEMENTS.

a) General formulas.

-

In the chain SU(4) ::> SO(4) = SU(2) p SU(2), we use the Wigner-

Eckart theorem in the form :

Different phase conventions are taken for the two SU(2) algebras in agreement with previous studies [5, 36]. Also, in equation (A.5), the notation for the SU(4) labels is simplified and abbreviated by a greek letter.

Likewise for a chain SO(3) x SO(3) :D SO(3) x G, with symmetry adapted kets (Eq.

(A.2)), we have :

where the F coefficients are symmetry adapted 3 j symbols.

For cases considered in this paper, we only need the reduced matrix element formula for a tensor product of operators defined upon the same space ; these are given by (Eq. (A.1)) :

b) Reduced matrix elements of rotational operators.

-

For these operators, we necessarily

have [p ]

=

(f2 0 f2 ) and we set :

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The choice of intermediate couplings is irrelevant since only « streched » products are

considered and the relations between the various indices is unambiguously defined through equations (15), (16).

The reduced matrix elements of these operators are non-zero only if :

and obtained with equation (A.7) and the expressions for the reduced matrix elements of powers of elementary factors given in equations (42), (43). Taking into account the condition

that e or f equals zero, we thus obtain : - when e = f = 0

- when e = 0, f :0 0

- when e:0 0, f = 0.

The reduced matrix elements

are obtained from equation (A.11) multiplied by (-1 )e and with the correspondences :

References

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[2] MCINTOSH, H. V., Group theory and its Applications, Vol. II (Academic Press, New York) (1971).

[3] BUNKER, P. R., Molecular Symmetry and Spectroscopy (Academic Press, New York) (1979).

[4] MICHELOT, F., Mol. Phys. 45 (1982) 949 and 45 (1982) 971.

JOURNAL DE

PHYSIQUE. -

T.

50,

1,

JANVIER 1989

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[5] MICHELOT, F., J. Mol. Spectrosc. 106 (1984) 77 and 107 (1984) 160.

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