C AHIERS DE
TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES
P AUL C HERENACK
Some invariant theory among quasi-projectives
Cahiers de topologie et géométrie différentielle catégoriques, tome 17, n
o2 (1976), p. 203-220
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SOME INVARIANT THEORY AMONG QUASI-PROJECTIVES
by
PaulCHERENACK
CAHI ERS DE
TOPOLOGIE,
ET GEOMETRIE DIFFERENTIELLE
Vol. XVII. 1 (1976)
0. Introduction.
Coequalizers and,
inparticular,
groupquotients
exist in the category of affine schemes of a countable type over afield k .
See the author’s pa-per [2] .
The calculation of group
quotients
in the category ofquasi-projec-
tive schemes
( almost always
of finite type over a fieldk )
is animportant
facet of
geometric
invarianttheory [8] .
The
starting point
for this paper consists of the above two remarks.The
appropriate
notions are nowpresented.
We assume that k is analgeb- raically
closed field.DE F INITION. 1 A
quasi-projective
schemeof
countabletype
over k is anirreducible,
reduced open subscheme of somePro j A ,
where A is a count-ably generated graded k-algebra
such that the elements ofdegree
0 in Aare
precisely
the elements of k .QP
will denote the category whose ob-jects
arequasi-projective
schemes of a countable type over k and whose maps are maps of schemes.The basic sources for our definitions and notation are Grothendieck
3,41 ,
and Artin andMazur [1] .
Forconvenience ,
we refer to theobjects
of
QP
asquasi-projectives
and to the maps ofQP
asquasi-projective
maps.Let
f ,
g : X -> Y be two fixed maps ofk-schemes,
where X is irred- ucible and reduced and Y isquasi-projective.
In the process ofdetermining
the nature of the
coequalizer to f and g ,
we will first consider the local sit- uation.Suppose
that Y is an open subscheme ofProj A .
Y can be coveredby
affine open sets of the formYb = Spec A (b) ,
where h is ahomogeneous
element of
A + .
HereA+
denotes the set ofobjects
in A which have noconstant term. See
[4] , 2.3.4.
Let
Yh
be an affine open subset of Y and restrict themaps /
andg so that the maps
are obtained. There
correspond
tofh
andgh
two maps ofk-algebras
Suppose
thatf-1 ( Yh ) n g -1 ( Yh ) # O.
We defineThen,
iff- 1 ( Yb ) n g -1 ( Yb ) is affine,
and thus not empty, we know from[21
thatSpecE(h)
is thecoequalizer
offh
and gh in the category of af- fine schemes of a countable type over k .If
SPec E (b)
is a k-valuedpoint,
i. e.E(h)
isk ,
it may be the casethat
f and g
are toorigid
from analgebraic standpoint
to allow ameaning-
ful
coequalizer
from atopological point
of view. Considerexample 1,
below.We wish to associate to a
homogeneous
element h inA+
and the corresp-onding k-algebra E(h) (the
localcase)
agraded k-subalgebra ( Eb ) of A
(the global case)
such that thecoequalizer
C off and g is,
as anobject,
an open subscheme of
Proj ( Eb ) .
In this process, we willalways
assumethat E(h) ;,4- k.
,Lemma 1 of n° 1 shows that we can choose a countable
covering { Yh . } i= 1,2... of Y such that
for
Also the empty
set 0
is not an affine scheme(our rings
are commutative withunity).
From atopological point
ofview,
it makes sense to writeE (b) = A(b) if,
for somehomogeneous
element hE A+ ,
However,
because we want and are able to eliminate the situationif
f-1 ( Yb ) n g-1 ( Yh ) = O
for ahomogeneous
elementb E A+ ,
we writeDE F INITION 2. Let h be a
homogeneous
elementof A+,
and suppose thatF.(b) # k
or 0. The setE b = { a
EA I a
ishomogeneous, a/ h E E (b)
n >0}
is called the collection
o f hypersurfaces
invariant inYh . ( Eh )
will denote thegraded k-subalgebra
of Agenerated by E h .
Ahypersurface
a is calledlocally
invariantif,
for everypoint
Plying
on a andY ,
there is an affineopen
neighborhood Yh
of P such that a is invariant inYh .
Note that:Y b
C Y. Apoint
P E Y islocally
stable if it lies in thecomplement
of alocally
invarianthypersurface.
Apoint
P E Y is stable inYh
if P EYh
andthere is a
hypersurface a
invariant inYh
such thatand
If a
point
E Y is stable insome Yh ,
we call itweakly locally
stable.It is almost immediate that the localization
of (E)b
at h isE (b) .
Therefore,
at leastlocally
onYh ,
an openpiece
ofProj (Eb)
defines thecoequalizer
off
and g . Theglobal
solution to theproblem
offinding
a co-equalizer
off and g
entails these considerations :a)
Assumethat {bm } m E M
is a collection oflocally
invarianthyper-
surfaces of Y .
Every
closed invariant subset of Y is the intersection ofhypersurfaces in {b m}m EM. {h m}m EM
is closed underproducts
and non-zero linear combinations of elements of the same
degree.
c)
The localcoequalizers
must determine the sameglobal coequali-
zers, i. e.
for bi , hi appearing
in a . From Grothendieck[41 ,
we see that y is im-plied (important implication) by:
Stability
condition( relative
to acollection f hn Im em of locally
in-variant
hypersurfoces) :
There areintegers
s and tlarger
than zero suchthat
as subsets of A .
Here, (Eb) (s) denotes,
as inGrothendieck [4] ,
thegraded k -sub- algebra
of( E b )
whose elements ofdegree v
areprecisely
the elementsof
degree
s v in( E b ) .
Ifbi
=h . , clearly s
= t .Also, s , t # 0 .
Theorem
1, below,
shows that the conditions a and b and the sta-bility
condition(relative
toa )
lead to acoequalizer
inQP .
There is noreason to believe that conditions
a , b and
c arealways
true.Lacking
theseconditions,
we introduce the notion of ahomogeneous quasi-projective
andof a relative
coequalizer.
In the process, we formalize the notion of a co-equalizer
inQP .
DEFINITION 3.
QP
will denote thesubcategory
ofQP
whoseobjects X
are open subschemes of some
Proj A ,
where A is acountably generated homogeneous ring,
and whose mapsf :
X - Y have ahomogeneous
represen- tationf = (a0, a1 ... )
wherea0, a1,...
arehomogeneous
elements of A of the samedegree.
DEFINITION 4. Let
QP
be asubcategory
of a categoryD ,
Y be an ele-ment of
QP ,
andf ,
g :X ::: Y
be the maps described at the outset. A co-equalizer of f
and g in D relative toQP
is a map c: Y -> C in D such thatc o f =
c o g and suchthat,
for any mapin with
there is a
unique
mapin with
If one
replaces
D andQP
in this definitionby QP ,
then c is called a co-equalizer
inQP ,
orsimply
acoequalizer.
One cannot infer from the definition that a
coequalizer
in D relativeto
QP
isuniquely
determined. Theobjects
ofQP
are calledhomogeneous quasi·projectives.
We can now
begin
to state our results.THEOREM 1.
I f
Y contains apoint
which is notweakly locally stable,
thecoequalizer of f
and g(
as anobject )
isSpec k. If
conditions a and b and thestability
condition( relative
toa )
hold, then thecoequalizer of f
andg in
QP
exists.Theorem 1 is
proved
in n°I-3 (
withhelp
from n°7).
In n° 1 we showhow to avoid
coverings { Ya, } i EJ
such thatE (aj)
= 0and,
moreover, suchthat J
is uncountable. We will construct thecoequalizing
map c : Y - C inno 2. Before
doing this, however,
we eliminate thepossibility
that Y has apoint
which is notweakly locally
stable.Finally,
in no3,
we prove that themap
c constructed in n° 2 is indeed acoequalizer.
Let
f,
g : X -> Y bearbitrary
maps ofk-schemes
where X is irred- ucible and reduced and Y isquasi-prdjective.
Consider the cases when Yand C are,
respectively,
open subschemes ofprojective k-varieties Proj A
and
Proj E ,
i. e. Y and C arequasi-projectives
of finite typeover k .
Ife : Y - C is the
coequalizer
off and g
inQP ,
then c is dominantand, hence,
rational. Therationality
of cimplies
that there is arepresentation
of c , in which the coordinates of c are
homogeneous
elements of A of thesame
degree.
Agraded k-algebra embedding
E -’ A results from the compo- sition ofhomogeneous
elements of E with c . This argument shows that it is not, ingeneral,
unreasonable to expect that thecoequalizer
off and g
arises as an open subscheme of
Proj E ,
where E is agraded k-subalgebra
of A .
The
following example
showsthat,
when Y contains apoint
whichis not
locally stable,
it islikely
that thecoequalizer
off
and g isSpeck .
EXAMPLE 1.
Let f , g : p1 -> P2
be two k-scheme maps wheref
is cons-tant with value P and g is a closed immersion with P E
g( P1 ) .
The loc-ally
invarianthypersurfaces
ofP2
all contain Pand, hence,
P is not alocally
stablepoint
ofP2 . Note, however,
that P isweakly locally
stable.If h :
p2 -+
V is a map ofquasi-projectives
of finite type over k and ifh 0 f = hog, writing
a
simple
calculation shows that inQP
thecoequalizer
off and g
isSpec
k .E X AM P L E 2. Not every
locally
invarianthypersurface
isglobally
invariant.Consider X =
ll U l2 ,
thedisjoint
union of two lines. Letf
be the map from Xto k 2
whichsend’s ll isomorphically
ontoXl=
1 and sendsl2
isomor-phically
ontoX 1 = 2 ;
and let g be the map which sends both11
and12
isomorphically
ontoX 1
= 0 . Then( X 1- 1 ) X1
islocally
invariant but notglobally
invariant.EXAMPLE 3. Let
f. g: P1-> P2 be
two closed immersions.Suppose
thatf
and g haveequations
and Then
and
are
locally
invarianthypersurfaces
ofP2.
Infact,
thesehypersurfaces
areglobally invariant,
and from this it follows that thestability
condition holds when restricted to these threehypersurfaces.
This result enables us to con- struct acoequalizer
tof
and g inQP .
If k is thecomplex
numberfield,
the real
points
of thecoequalizer
tof
and g have the appearance of a dou- ble cone.Often the
assumptions
of Theorem 1 can besimplified
if Y is a qua-si-projective
of finite type over k .Also,
onemight replace
the conditionthat {b m} m EM is
closed underproducts
and linear combinations of ele-ments of the same
degree by
1.
Affine coverings with
non-emptypullbacks.
.
f,
g : X a Y are maps of schemes with Y inQP
in n° 1.Suppose
that
PEX, {bi} i E
I is a set ofhomogeneous
elementsof A + ,
where Y isan open subset of
Proj A , and V = U Yb.
LEMMA 1. Y is covered
by
a countable numberof affine open
subsetswhere
at
is ahomogeneous
elemento f A+, g( P ), /( P) i V((ai))
andat
is a linear combination
of powers o f
theb,. -
HereV ((x))
denotes the ze-ro e s
o f
x.P RO O F . Y is covered
by
a countable number ofYbi
wherebi
is a homo-geneous element
of A+ ,
and i c I - See n° 7. We can assume therefore that I is the collection of natural numbers. Unless Y is apoint (when
the theo-rem
holds),
there is someb 1
such thatg ( P ) £ V(( b1 ) )
and someb2
suchthat
f( P ) £ V( ( b 2 ) ) . By taking
anappropriate
linear combinationI ( p ), g( P ) £ V( ( a 1)). In a
similar way, one constructsand,
for i > 2 ,
so that
and for each i E I .
Furthermore,
it is clear that(c 12’ c 22)
and( c 11 ’ c 21)
can be chosen li-nearly independent.
Thenand, hence,
2. Consitruction of the coequalizer.
The next lemma is an immediate consequence of our definitions.
LEMMA 2.
Let b be a homogeneous element o f A+ . I f E(b) #
k or 0 , thenLEMMA 3.
1 f
there is apoint
P c Y which is notweakly locally stable,
thecoequalizer of f
andg in QP
isSp ec k .
PROOF. Let e : Y -> Z be a map in
QP satisfying e of = e o g. Suppose
that
Z # Speck .
We can assume that e is dominantand, hence,
via Mum-ford
[7] (Proposition 1, Chapter 1),
that there is an induced map e *:k (Z) -> k ( Y ) sending
the function field of Z into the function field of Y .Moreover,
as k is,algebraically closed,
Let Z be an open subscheme of
Proj D
where D is acountably generated k-algebra.
As dim Z >0 ,
it is not difficultfinding
twohomoge-
neous elements a, b
E D+ having
the samedegree
and such thata a ( e ( P )) # 0.
/3 ) b(e( f(Q))), b(e.(P)), b(e(g(Q))) # 0
for someQ EX.
y ) t
=a/ b
is not a constant.and
e * ( t )
is not a constant. We writee * ( t ) = E
where F and H are ho- Hmogeneous elements of
A+ .
Because of our choice ofb ,
It follows
that F H E E (H) and, thus,
that F is an invarianthypersurface
inYH .
AsF ( P )
#0 ,
we have obtained a contradiction.LEMMA 4. Let a. and
Cx’
behomogeneous
elements inA+. I f
them
is a
pullback diagram.
Here, themap e * (resp. e;’ a)
is theequalizer of
the
k -algebra maps fa
andga ( resp. f a’ * a
andg a’* a) defined
at theoutset
of
nO0; 8
is the localization atal ;
and ’y is themap
induced be-cause
of
thefunctoriality of equalizers.
PROOF.
Clearly,
where A’ =
A( a’ a) . Suppose
that x EA( a) X
E(a’ a) .
Letand 8
be the restriction map fromXa
toX .. 0,,,.
In that event,As 6
is a localization in an irreducible and reducedscheme,
it is an in-jection. Therefore,
and Q. E . D.
The
proof
of the first part of Theorem 1 is Lemma 3.Suppose
I == {bm }m E M
be a set oflocally
invarianthypersurfaces
closed under pro- ducts and non-zero linear combinations of elements of the samedegree
sat-isfying
and such that the
stability
condition holds with respect tothe bm ,
m E M .Applying
Lemma1,
we can assume that forM -- f 1,
2 ,... },
the set of nat-ural
numbers, ( v )
and thestability
condition with respect tothe bm ,
m EM ,hold.
Furthermore,
we can assume thatfbr hi
iE M ,
Moreover, using
Lemma4,
a non-constant elementb n/bi
where n is a stri-ctly positive integer belongs
toE (hi) Therefore,
sinceE(bi ) # k, (Eb i)
ma-kes sense
(Definition 2 ).
Let bi , bj El and hi 1 h. J
denote theirproduct
in A .is
equal
toAs X is
irreducible,
the last set is not empty.Applying
Lemma4,
as inh.h.
the last
paragraph,
we discover that(E l J)
makes sense.As the
stability
conditionholds,
for someintegers s and t bigger
than zero,
From Lemma 2 and
Grothendieck, [4 ] 2.4.7,
it follows withthat
and
Because of the
functoriality
ofequalizers,
we arrive at thefollowing
dia-gram :
where the maps H
and 6
are open immersions.This
diagram together
with the union(v )
aboveimplies :
h.
PROPOSITION 1. There is a
map
c :Y-+Proj(E 1)
inducedby
themaps
Y, -> Sepec E (b.)
which maps Y into anopen subset
h.
o f Proj ( E t) .
T’he map c : Y - C is dominant.We will show in no 3 that c : Y - C is the
coequalizer
off
and g inQP . Clearly, I
can be taken to be a subsetof I = {bm } m E M
defined in condition a of n° 0. We assume this and that ourcovering
of Y is effectedthrough
the countable in number elements of 1 .3.
Proof
ofTheorem
1.Let z : Y -> Z be a map of
quasi-projective
schemes such thatzo f =
= z o g , and Z is an
open
subscheme ofProj B ,
where B isa countably generated k-algebra.
We wish to show that there is aunique
map z’ : C - Z inQP
such that z’ ° c = z .Clearly,
as Iz isalgebraically closed,
we canassume that dim Z > 0 . Let
Yb
be an affine open subset of Y with i E M .I
We will first exhibit a map
SPec E (bj) ->Z.
Homogeneous
elementsb1 , b2 ,..., bn ,...
inB+
whichsatisfy
thefollowing
two conditions are chosenusing
Lemma 1 :II)
Forsome Q
inX, zo f(Q) = zo g (Q)
is inZb
for everyn
integer
n > 0.Then,
for n = 1, 2, 3, ... , the mapsf
and g restrict to mapsBecause
we have assumed that condition a(0)
is valid andis an invariant closed subset of
Y ,
z-1 ( Zb )
is the union of affine opensn
Yanp I P EP ( n ) , where an p is a locally
invariant hypersurface
in 1 . Ap-
np
plying
Lemma1,
one can determine an open affinecovering ( using
the samenotation ) { Yanp ]pEP (n )
ofz -1 ( Z b )
suchthat,
for everyinteger
n > 0and p E P (n)
From the selection of
the hi
in nO 2 and theirreducibility of Y ,
for
ht E 1 ,
aninteger
n >0 ,
and pE P (n) .
We fix ahi
E I . The map zrestricts to a map
in
QP
whichcorresponds
to a mapof
k-algebras.
From thestability condition,
wediscover, as anp
is inI ,
h.
that
(bi anp ) S E (Et)
for somepositive integer s bigger
than zero. Sincez : Y - z satisfies z o
f = z
o g ,z:p
factors in anunique
waythrough
Here,
the lastequality
follows from Lemma 2 and[4] ,
2.4.7.One has
where n ranges over all
integers bigger
than zeroand p E P ( n ) .
ButYh -
Iis affine
and, hence,
compact.Therefore,
there exists a finite set R such thatand a,
isequal
toanp
for someinteger
n > 0and pEP (n) . Also,
onecan choose s
large enough
so thatfor all r in R .
If
ar = anp ,
we setw ( r )
= n..Suppose
thatzn*
f actorsthrough E (bi a np )
via the map
zr * when anp - ar - Similarly,
ifis the map of
k-algebras corresponding
to z , for someinteger s bigger
thanzero, there is a factorization
of
through
where r, r’ E R . For an
integer
slarge enough,
a commutativediagram,
forr,r’ER,
follows from the
functoriality
ofequalizer.
Diagram ( u ) implies
that there is a mapTo
complete
our firstgoal,
the determination of a mapSpec E (bj )-> Z
inQP ,
it remains to show that
where s is an
integer
chosensuitably large. Again, using
thefunctoriality
of
equalizer,
there is adiagram
where the horizontal arrow T is an
equalizer
because it is one of the equa- lizers which define the sheaf structure on Y and where the tworight
ver-tical arrows are
equalizers,
as one sees, sinceequalizers
commute withproducts.
To prove
(Y),
we need thefollowing
lemma. Theproof
of this lem-ma is obtained
by diagram chasing
which we leave to the reader.LEMMA 5.
I f
we have a commutativediagram
where
a1, a2’ a3
andB1
areequalizers
and whereB0
is amonomorphism,
then
/32
is anequalizer.
In our
application,
and
80
is amonomorphism as a localization
in X is amonomorphism.
Let
bj E I (n°2)
and associateR i
tobj
as we associated R tobi . Then, by
our choice of the set I , R andR i ,
we obtainf or r E R an d
i*ERi,
and
The
diagram
induces,
for aninteger s large enough,
a commutativediagram
and, hence,
a commutativediagram
in
QP .
Thisdiagram
enables us topatch together
the mapsto obtain a map z’ : C -Z in
QP satisfying
z’ o c = z .z’ will be
unique ( i. e.
c : Y - C is anepimorphism)
if we showthat the local maps
are
epimorphisms
inQP .
This result follows from the next lemma.LEMMA 6. Let
A,
B be twointegral
domains andk-alge.bras. Suppose
thatA is a
k-subalgebra of
B .I f,
in thediagram
where ¡..L is the
map corresponding
to the inclusion ACB and
C is a gra- dedk-algebra
and anintegral
domain, TJ 003BC = K o
JL, then77-K -
PROOF.
Suppose
thatx E Spec A
andn (x)# K(x).
Unless
Proj C
is apoint,
as in theproof
of Lemma1,
one finds ahomoge-
neous
element y E C+
suchthat n(x),
K(x) belong
toSp ec C (4,) = Z y.
There are maps, the restrictions of 03BC , q and K , in the
diagram
with n #
K as theimages
of17
and K are distinct. Let( Spec A ) a
be anaffine open subset of
SpecA , containing x
and contained inThe maps in the above
diagram
restrictagain yielding,
thistime,
where
and
( t )
induces a dualdiagram
of
k-algebras
which are at the same timeintegral
domains. The above pro- cedure can berepeated if,
for all x ,n ( x ) = K ( x ) . Clearly, 03BC *
is a mono-morphism,
and it follows that77 *
= K * . Thisimplies
thatn = K locally,
and hence
that 17
= K .The
proof
of the lemmais complete.
Theorem 1 has been proven.
4. Coequalizers of projectives
arenearly projective.
PROPOSITION 2. Let
I and g
be as in Theorem 1.Suppose
that c: Y - Cis the
coequalizer of f
and g and that Y =Proj A. Then, Pro/fE i)- C
isof codimension larger than 1
inProi(E ’).
PROOF.
where hi
E I , n is aninteger bigger
than zeroand p E P ( n ) .
See n° 3. Oneapplies
Lemma5,
n°3,
and findsthat,
as0y( Y) = k , Uc (C)
= k . If Ch.
lies in the
complement
of ahypersurface
ofProj ( E t ) ,
unless C =Speck ,
UC (C) # k .
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