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A L

E S

E D L ’IN IT ST T U

F O U R

ANNALES

DE

L’INSTITUT FOURIER

Bernhard KÖCK & Aristides KONTOGEORGIS

Quadratic Differentials and Equivariant Deformation Theory of Curves Tome 62, no3 (2012), p. 1015-1043.

<http://aif.cedram.org/item?id=AIF_2012__62_3_1015_0>

© Association des Annales de l’institut Fourier, 2012, tous droits réservés.

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QUADRATIC DIFFERENTIALS AND EQUIVARIANT DEFORMATION THEORY OF CURVES

by Bernhard KÖCK & Aristides KONTOGEORGIS

Abstract. — Given a finitep-groupGacting on a smooth projective curveX over an algebraically closed fieldkof characteristicp, the dimension of the tangent space of the associated equivariant deformation functor is equal to the dimension of the space of coinvariants of G acting on the space V of global holomorphic quadratic differentials on X. We apply known results about the Galois module structure of Riemann-Roch spaces to compute this dimension whenGis cyclic or when the action of G on X is weakly ramified. Moreover we determine certain subrepresentations ofV, calledp-rank representations.

Résumé. — Soit G un p-groupe fini agissant sur une courbe lisse projective X sur un corps algébriquement clos k de caractéristique p. Alors la dimension de l’espace tangent du foncteur de déformations équivariantes associé est égal à la dimension de l’espace de co-invariants deGagissant sur l’espaceV de différentielles holomorphes quadratiques globales sur X. On applique des résultats connus sur la structure de module de Galois des espaces Riemann-Roch pour calculer cette dimension dans le cas oùGest cyclique ou dans le cas où l’action deGsurXest faiblement ramifiée. De plus, on détermine certaines sous-représentations deV, qui s’appellent rang-preprésentations.

1. Introduction

Let X be a non-singular complete curve of genus gX > 2 defined over an algebraically closed fieldk of characteristic pand letGbe a subgroup of the automorphism group of X. The equivariant deformation problem associated with this situation is to determine in how many waysX can be deformed to another curve that also allowsGas a group of automorphisms.

More precisely, we are led to study the deformation functorDwhich maps any local Artinian k-algebra A to the set of isomorphism classes of lifts

Keywords:quadratic differentials, tangent space, equivariant deformation functor, Galois modules, Riemann-Roch spaces, weakly ramified,p-rank representation.

Math. classification:14H30, 14D15, 14F10, 11R32.

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of (G, X) to an action ofG on a smooth scheme ˜X over Spec(A), see [1]

for a detailed description ofD. The dimension of the tangent space of D (in the sense of Schlessinger [16]) can be thought of as a (crude) answer to the above-mentioned equivariant deformation problem. In [1], Bertin and Mézard have shown that the tangent space ofD is isomorphic to the equivariant cohomology H1(G,TX) of (G, X) with values in the tangent sheafTXofX. A more detailed analysis of the above-mentioned equivariant deformation problem also involves determining obstructions inH2(G,TX) and studying the structure of the versal deformation ring associated withD, see [1] and [4].

In the classical case, i.e., when k = C (see e.g., [6, Section V.2.2]) or, more generally, when the action of G on X is tame (see [1, p. 206] and [10, formula (40)]), the dimension of the tangent space of D is known to be equal to 3gY −3 +rwhere gY denotes the genus of the quotient curve Y =X/Gandrdenotes the cardinality of the branch locusYram; note that 3gY −3 is the dimension of the moduli space of curves of genus gY and each branch point adds one further degree of freedom in our deformation problem, as expected.

In the case of wild ramification, the computation of the dimension of the tangent space ofD turns out to be a difficult problem. In this paper, we disregard the known case of tame ramification and assume that the characteristicpofkis positive and thatGis ap-group.

Formulas for the dimension of H1(G,TX) can be derived from results in [1] and [4] when in addition G is a cyclic group or X is an ordinary curve (or, more generally, the action ofGonXis weakly ramified), see Re- marks 2.4 and 3.2. Furthermore, whenGis an elementary abelian group, the second-named author computes this dimension in [10] using the Lyndon- Hochschild-Serre spectral sequence.

The object of this paper is to pursue the following alternative method for computing the dimension ofH1(G,TX). In [11], the second-named au- thor has shown that this dimension is equal to the dimension of the space H0(X,Ω⊗2X )G of coinvariants of Gacting on the space of global holomor- phic quadratic differentials onX. We will use known results on the Galois module structure of Riemann-Roch spaces H0(X,OX(D)) for certain G- invariant divisorsD onX to determine the dimension ofH0(X,Ω⊗2X )G.

We now fix some notations. Let P1, . . . , Pr denote a complete set of representatives for theG-orbits of ramified points. The corresponding de- composition groups, ramification indices and coefficients of the ramification divisor are denoted byG(Pj),e0(Pj) andd(Pj),j = 1, . . . , r, respectively.

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Section 2 of this paper will deal with the case when G is cyclic. Gen- eralizing a result of Nakajima [14, Theorem 1] from the case when G is cyclic of orderpto the case whenGis an arbitrary cyclicp-group, Borne [3, Theorem 7.23] has explicitly determined the Galois module structure of H0(X,OX(D)) for any G-invariant divisor D on X of degree greater than 2gX−2. Although the formulation of Borne’s theorem requires quite involved definitions and is in particular difficult to state, its consequence for the dimension ofH0(X,Ω⊗2X )G is simple:

dimkH0(X,Ω⊗2X )G = 3gY −3 +

r

X

j=1

2d(Pj) e0(Pj)

,

see Corollary 2.3. This result can also be derived from core results in [1]

and becomes [1, Proposition 4.1.1] ifGis cyclic.

In Section 3 we assume that the action of G onX is weakly ramified, i.e.,that the second ramification groupG2(P) vanishes for allPX, and prove the formula

dimkH0(X,Ω⊗2X )G= 3gY −3 +

r

X

j=1

logp|G(Pj)|+

(2r ifp >3 r ifp= 2 or 3, see Theorem 3.1. This formula matches up with results of Cornelissen and Kato [4, Theorem 4.5 and Theorem 5.1(b)] for the deformation of ordinary curves, see Remark 3.2. The proof of our result proceeds along the following lines. LetW denote the space of global meromorphic quadratic differentials onX which may have a pole of order at most 3 at each ramified point and which are holomorphic everywhere else. A result of the first-named author [9, Theorem 4.5] implies thatW is a freek[G]-module and that its rank and hence the dimension ofWG is equal to 3(gY −1 +r), see Proposition 3.4.

The difference between this dimension and the dimension ofH0(X,Ω⊗2X )G

can be expressed in terms of group homology ofG acting on the space of global sections of a certain skyscraper sheaf and can be computed using a spectral sequence argument, see Proposition 3.6 and Lemma 3.7.

In Section 4 we first show that there exists aneffectiveG-invariant canon- ical divisorDonX, see Lemma 4.2. This allows us to split thek[G]-module H0(X,Ω⊗2X )∼=H0(X,ΩX(D)) into its semisimple and nilpotent part with respect to the corresponding Cartier operator [20]:

H0(X,ΩX(D))∼=HDsHDn.

Little seems to be known about thek[G]-module structure of the nilpotent part HDn. We use a result of Nakajima [13, Theorem 1] to show that the semisimple part HDs is a free k[G]-module and to compute its rank and

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hence the dimension of (HDs)G provided D satisfies further conditions, see Theorem 4.3. In cases thek[G]-module structure ofH0(X,Ω⊗2X ) is known (such as Section 2) we then also get information about HDn, see Corol- lary 4.5.

Section 5 is an appendix and gives an account of a structure theorem (Theorem 5.2) for weakly ramified Galois extensions of local fields. This structure theorem is used in Section 3, but only in the case p = 2. We finally derive a feature of the Weierstrass semigroup at any ramified point ofX ifp= 2 and the action ofGonXis weakly ramified, see Corollary 5.3.

Acknowledgments. The second-named author would like to thank Gunther Cornelissen and Michel Matignon for pointing him to the work of Niels Borne, Bernhard Köck and Nicolas Stalder.

Notations.−Throughout this paperXis a connected smooth projective curve over an algebraically closed field k of positive characteristic p and Gis a finite subgroup of the automorphism group of X whose order is a power ofp. We also assume that the genus gX ofX is at least 2. For any pointPX letG(P) = {g ∈ G: g(P) = P} denote the decomposition group ande0(P) =|G(P)|the ramification index atP. Theithramification group atP in lower notation is

Gi(P) ={g∈G(P) :g(tP)−tP ∈(ti+1P )}

wheretP is a local parameter atP. Letei(P) denote its order. Note that e0(P) =e1(P) becauseGis a p-group. Let

π:XY :=X/G

denote the canonical projection, and letgY denote the genus ofY. We use the notation Xram for the set of ramification points andYram =π(Xram) for the set of branch points ofπ. We fix a complete setP1, . . . , Pr of rep- resentatives for theG-orbits of ramified points inX; in particular we have r =|Yram|. The sheaves of differentials and of relative differentials on X are denoted by ΩX and ΩX/Y, respectively. Furthermore for any divisor D on X we use the notation ΩX(D) for the sheaf ΩXOX OX(D). If D=P

P∈XnP[P] is an effective divisor, we write Dred:= X

P∈X:nP6=0

[P]

for the associated reduced divisor. Let

R= X

P∈X

d(P)[P]

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denote the ramification divisor of π; then Rred =P

P∈Xram[P] is the re- duced ramification divisor. Note that

d(P) =

X

i=0

(ei(P)−1)

by Hilbert’s different formula [21, Theorem 3.8.7]. The notationKY stands for a canonical divisor onY; the divisor KX := πKY +R is then a G- invariant canonical divisor on X by [7, Proposition IV 2.3]. For any real number x, the notation bxc means the largest integer less than or equal tox.

2. The Cyclic Case

In this section we assume that the group G is cyclic of order pν and compute the dimension dimkH1(G,TX) = dimkH0(X,Ω⊗2X )G of the tan- gent space of the deformation functor associated withGacting on X, see Corollary 2.3. We derive Corollary 2.3 from Theorem 2.1 which in turn is a consequence of a theorem of Borne [3, Theorem 7.23]. While a lot of nota- tions and explanations are needed to formulate Borne’s very fine statement, Theorem 2.1 is easy to state and sufficient to derive the important Corol- lary 2.3. A different way of formulating Corollary 2.3 is given in Lemma 2.5 and a different way of proving it is outlined in Remark 2.4.

Let σ denote a generator of G. Let V denote thek[G]-module withk- basise1, . . . , epν andG-action given byσ(e1) =e1andσ(el) =el+el−1for l= 2, . . . , pν. It is well-known that the submodulesVl:= Spank(e1, . . . , el), l= 1, . . . , pν, ofV form a set of representatives for the set of isomorphism classes of indecomposablek[G]-modules. In particular for every finitely gen- eratedk[G]-module M there are some integers ml(M)>0,l = 1, . . . , pν, such that

M ∼=

pν

M

l=1

V

Lml(M)

l ;

let Tot(M) =Ppν

l=1ml(M) denote the total number of direct summands.

Theorem 2.1. — LetD=P

P∈XnP[P]be aG-invariant divisor onX such thatdeg(D)>2gX−2. Then we have

Tot(H0(X,OX(D))) = 1−gY + X

Q∈Y

nQ˜

e0( ˜Q)

whereQ˜ denotes any point in the fiberπ−1(Q).

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Remark 2.2. — Our global assumption thatgX>2 is not necessary for this theorem.

Proof. — Borne defines certain divisors D(l), l = 1, . . . , pν, on Y and proves that

ml(H0(X,OX(D))) = deg(D(l))−deg(D(l+ 1)) forl= 1, . . . , pν−1 and

mpν(H0(X,OX(D))) = 1−gY + deg(D(pν)),

see [3, Theorem 7.23]. (The reader who wants to match this with [3] may find useful to observe that (p−1) + (p−1)p+. . .+ (p−1)pν−1is thep-adic expansion ofpν−1.) We therefore have

Tot(H0(X,OX(D))) =

pν

X

l=1

ml(H0(X,OX(D))) = deg(D(1)) + 1−gY. We now explain the definition ofD(1). For eachµ= 0, . . . , νletHµ denote the unique subgroup ofGof orderpµ and setXµ :=X/Hµ. Furthermore letπµ : Xµ−1Xµ denote the canonical projection. For each divisor E onXµ−1 set (πµ)0(E) :=j

1

pµ)(E)k

where b·cdenotes the integral part of a divisor, taken coefficient by coefficient. ThenD(1) is defined as

D(1) = (πν)0. . .1)0(D),

see [3, Definition 7.22 and Theorem 7.23]. Now Theorem 2.1 follows from the formula

D(1) = X

Q∈Y

nQ˜

e0( ˜Q)

[Q].

We prove this formula by induction on ν. It is obvious if ν = 0. So let ν>1. By the inductive hypothesis we have

ν−1)0. . .1)0(D) = X

R∈Xν−1

nR˜

|G0( ˜R)Hν−1|

[R]

where, as above, ˜R denotes any point in the fiber (πν−1. . .π1)−1(R).

Thus, ifQY is not a branch point ofπν, the coefficient of the divisor D(1) at Qis equal to

nQ˜

|G0( ˜Q)Hν−1|

= nQ˜

|G0( ˜Q)|

= nQ˜

e0( ˜Q)

,

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as desired. Otherwise we have|G0( ˜Q)Hν−1| = |Hν−1| =pν−1 and the coefficient ofD(1) atQis equal to

 j n

Q˜

pν−1

k

p

(∗)= nQ˜

pν

= nQ˜

e0( ˜Q)

,

again as stated. (To see (∗) writenQ˜ in the formapν+bpν−1+cwith some a>0,b∈ {0, . . . , p−1} andc∈ {0, . . . , pν−1}.)

Corollary 2.3. — We have

dimkH0(X,Ω⊗2X )G = 3gY −3 +

r

X

j=1

2d(Pj) e0(Pj)

.

Proof. — Let KY = P

Q∈Y mQ[Q] be a canonical divisor on Y and let KX denote the canonical G-invariant divisor πKY +R on X. As dim(Vl)G = 1 for alll= 1, . . . , pν we have

dimkH0(X,Ω⊗2X )G= Tot(H0(X,Ω⊗2X ))

= Tot(H0(X,OX(2KX))) = Tot(H0(X,OX(2πKY + 2R))).

For any QY the coefficient of the divisor 2πKY + 2R at any point Q˜ ∈π−1(Q) is 2e0( ˜Q)mQ+ 2d( ˜Q). Thus from Theorem 2.1 we obtain

dimkH0(X,Ω⊗2X )G

= 1−gY + 2

 X

Q∈Y

mQ

+ X

Q∈Y

2d( ˜Q) e0( ˜Q)

= 3gY −3 +

r

X

j=1

2d(Pj) e0(Pj)

,

as stated.

Remark 2.4. — The following chain of equalities sketches a different approach to prove Corollary 2.3 based on core results of the paper [1] by

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Bertin and Mézard.

dimkH0(X,Ω⊗2X )G

= dimkH1(G,TX)

= dimkH1(Y, πG(TX)) +

r

X

j=1

dimkH1(G(Pj),TˆX,Pj)

= 3g−3 +

r

X

j=1

d(Pj) e0(Pj)

+

r

X

j=1

2d(Pj) e0(Pj)

d(Pj) e0(Pj)

= 3gY −3 +

r

X

j=1

2d(Pj) e0(Pj)

.

The statements (together with some notations) used in the above chain of equalities can be found in [11], [1, pp. 205-206], [10, formula (40)], [1, Proposition 4.1.1].

The following lemma gives a different interpretation of the termb2d(Pe j)

0(Pj)c in Corollary 2.3. To simplify notation we fix one of the pointsP1, . . . , Pr and write justP for this point and justdande0, e1, . . .ford(P) ande0(P), e1(P), . . ., respectively. Furthermore,N andM denote the highest jumps in the lower ramification filtration and in the upper ramification filtration ofG(P), respectively.

Lemma 2.5. — We have 2d

e0

= 2(1 +M) +

−2(1 +N) e0

.

Proof. — Letk := logpe0. By the Hasse-Arf theorem (see the example on page 76 in [18]) there exist positive integersa0, a1, . . . , ak−1 so that the sequence of jumps in the lower ramification filtration is

i1=ao, i2=a0+pa1, . . . , ik=a0+pa1+. . .+pk−1ak−1 and the sequence of jumps in the upper ramification filtration is

a0, a0+a1, . . . , a0+. . .+ak−1.

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We therefore obtain d=

i1

X

i=0

(ei1−1) +

i2

X

i=i1+1

(ei2−1) +. . .+

ik

X

i=ik−1+1

(eik−1)

=

i1

X

i=0

(pk−1) +

i2

X

i=i1+1

(pk−1−1) +. . .+

ik

X

i=ik−1+1

(p−1)

= (1 +i1)(pk−1) + (i2i1)(pk−1−1) +. . .+ (ikik−1)(p−1)

= (1 +a0)(pk−1) + (pa1)(pk−1−1) +. . .+ (pk−1ak−1)(p−1)

= (1 +a0+. . .+ak−1)pk−(1 +a0+pa1+. . .+pk−1ak−1)

= (1 +M)pk−(1 +N) and hence

2d e0

=

2(1 +M)pk−2(1 +N) pk

= 2(1 +M) +

−2(1 +N) e0

,

as stated.

3. The Weakly Ramified Case

In this section we assume that the coverπ:XY is weakly ramified, i.e.,thatGi(P) is trivial for allPX and alli>2, and prove the following explicit formula for the dimension dimkH1(G,TX) = dimkH0(X,Ω⊗2X )G

of the tangent space of the deformation functor associated withG acting onX.

Theorem 3.1. — We have dimkH0(X,Ω⊗2X )G= 3gY −3 +

r

X

j=1

logp|G(Pj)|+

(2r ifp >3 r ifp= 2 or3.

Remark 3.2. — Notice, that if the curve X is ordinary, then the cover π is weakly ramified [15, Theorem 2(i)]. In this case, Theorem 3.1 can be proved, similarly to Remark 2.4, using a result of G. Cornelissen and F. Kato on deformations of ordinary curves [4, Theorem 4.5]. In fact, the arguments used in the proof of [4, Theorem 4.5] also work in the weakly ramified case and we thus obtain an alternative proof of Theorem 3.1 in the general case.

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Example 3.3. — If we moreover assume thatGis cyclic then the group G(Pj) is cyclic of orderpfor allj= 1, . . . , rand the formula in Theorem 3.1 becomes

dimkH0(X,Ω⊗2X )G = 3gY −3 +

(3r ifp >3

2r ifp= 2 orp= 3, which is the same as in Corollary 2.3.

Proof (of Theorem 3.1). — Let Σ denote the skyscraper sheaf defined by the short exact sequence

0→Ω⊗2X →Ω⊗2X (3Rred)→Σ→0.

Since deg(Ω⊗2X ) = 2(2gX −2) > 2gX −2, we have H1(X,Ω⊗2X ) = 0 ([7, Example IV 1.3.4]). By applying the functor of global sections we therefore obtain the short exact sequence

0→H0(X,Ω⊗2X )→H0(X,Ω⊗2X (3Rred))→H0(X,Σ)→0.

As the k[G]-module H0(X,Ω⊗2X (3Rred)) is projective (by Proposition 3.4 below), its higher group homology vanishes. From the long exact group- homology sequence associated with the previous short exact sequence we thus obtain the exact sequence

0→H1(G, H0(X,Σ))→H0(X,Ω⊗2X )G

H0(X,Ω⊗2X (3Rred))GH0(X,Σ)G→0.

Using a result by the first-named author on thek[G]-module structure of Riemann-Roch spaces in the weakly ramified case we will show in Propo- sition 3.4 below that thek[G]-moduleH0(X,Ω⊗2X (3Rred)) is free and then derive the dimension ofH0(X,Ω⊗2X (3Rred))G. Furthermore we will explic- itly describe thek[G]-module structure ofH0(X,Σ) and determine (the dif- ference between) the dimension ofH0(X,Σ)G and ofH1(G, H0(X,Σ)) us- ing (unfortunately rather involved) homological computations (see Propo- sition 3.6 and Lemma 3.7). Theorem 3.1 then immediately follows from the formulas obtained in Propositions 3.4 and 3.6.

Proposition 3.4. — The k[G]-module H0(X,Ω⊗2X (3Rred)) is a free k[G]-module of rank3(gY −1 +r). In particular we have

dimkH0(X,Ω⊗2X (3Rred))G= 3(gY −1 +r).

Proof. — We will first show that the k[G]-module H0(X,Ω⊗2X (3Rred)) is free. As G is a p-group it suffices to show that it is projective. Let D=P

P∈XnP[P] be aG-invariant divisor onX. Theorem 2.1 in [9] tells us

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that the Riemann-Roch spaceH0(X,OX(D)) is projective whenever both H1(X,OX(D)) = 0 andnP ≡ −1 mode1(P) for allPXram. It therefore suffices to check these two conditions for the divisor D = 2KX + 3Rred. The first condition follows from [7, Example IV 1.3.4] because deg(D)>

2(2gX −2) > 2gX −2. The second condition follows from the formulas KX =πKY +Rand

(3.1) R= X

P∈Xram

2(e0(P)−1)[P].

ThusH0(X,Ω⊗2X (3Rred)) is a freek[G]-module. We now determine its rank.

AsH1(X,Ω⊗2X (3Rred)) vanishes (see above) we have

dimkH0(X,Ω⊗2X (3Rred)) = 2(2gX−2)+3|Xram|+1−gX = 3(gX−1+|Xram|) by the Riemann-Roch theorem [7, Theorem IV 1.3]. Furthermore the Rie- mann-Hurwitz formula [7, Corollary IV 2.4] and formula (3.1) imply that

2gX−2 =|G|(2gY −2) + X

P∈Xram

2(e0(P)−1).

By combining the previous two equations we obtain dimkH0(X,Ω⊗2X (3Rred))

= 3 |G|(gY −1) + X

P∈Xram

(e0(P)−1) +|Xram|

!

= 3|G|(gY −1 +r).

In particular the rank ofH0(X,Ω⊗2X (3Rred)) overk[G] is 3(gY−1 +r) and dimk(H0(X,Ω⊗2X (3Rred))G= 3(gY −1 +r),

as stated.

Remark 3.5. — A slightly different approach to Proposition 3.4 is to first check the two conditions for the divisorD = 2KX+ 3Rred as above but then to use Theorem 4.5 in [9] which computes the isomorphism class ofH0(X,OX(D)) directly.

Proposition 3.6. — Ifp >3 we have dimkHq(G, H0(X,Σ)) =





r forq= 0

r

P

j=1

logp|G(Pj)| forq= 1.

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Ifp= 3we have

dimkHq(G, H0(X,Σ)) =





r forq= 0

r

P

j=1

(log3|G(Pj)| −1) forq= 1.

Ifp= 2we have

dimkH0(G, H0(X,Σ))−dimkH1(G, H0(X,Σ)) = 2r−

r

X

j=1

log2|G(Pj)|.

Proof. — As Σ is a skyscraper sheaf, H0(X,Σ) is the direct sum of the stalks of Σ:

H0(X,Σ)∼= M

P∈Xram

ΣP ∼=

r

M

j=1

IndGG(Pj)Pj).

We therefore have

Hq(G, H0(X,Σ))∼=

r

M

j=1

Hq(G(Pj),ΣPi) forq>0

by Shapiro’s lemma [23, 6.3.2, p.171]. From now on we fix one of the points P1, . . . , Prand write justP for this point. Lettandsbe local parameters atP and π(P), respectively. Let mdenote the multiplicity of a canonical divisor KY at π(P). By formula (3.1) the multiplicity of the canonical divisorKX =πKY +RatP is then equal tome0(P) + 2e0(P)−2. Hence the multiplicity of 2KX+ 3Rredis equal to 2me0(P) + 4e0(P)−1, and we obtain

ΣP ∼= (t1−e0(P)(2m+4))/(t4−e0(P)(2m+4))∼= (t)/(t4)

where the latter isomorphism is given by multiplication with the G(P)- invariant elements2m+4. We haveg(t)tmod (t2) for allgG(P), since G(P) =G1(P). Let the maps αandβ from G(P) tok be defined by the congruences

(3.2) g(t)t+α(g)t2+β(g)t3 mod (t4),

gG(P). The map α is obviously a homomorphism from G(P) to the additive group ofkand it is injective becauseG2(P) is trivial. In particular G(P) is a non-trivial elementary abelianp-group. Let ω1 :=t3mod (t4), ω2:=t2mod (t4) andω3:=tmod (t4). The congruences (3.2) imply that

g(ω1) =ω1 (3.3)

g(ω2) =ω2+ 2α(g)ω1

(3.4)

g(ω3) =ω3+α(g)ω2+β(g)ω1

(3.5)

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for anygG(P). Furthermore we easily derive that the map β :Gk satisfies the condition

(3.6) β(hg) =β(h) + 2α(h)α(g) +β(g)

for allh, gG(P). Now Proposition 3.6 follows from the following homo- logical-algebra lemma which we formulate in a way that is independent from the context of this paper. In the casep= 2 we need to moreover use Proposition 5.2 which tells us that we can choose the local parametertin such a way that β = α2; in particular β is not a k-multiple of α unless G(P) is cyclic in which case 3−2 log2|G(P)|= 1 = 2−2 log2|G(P)|.

Lemma 3.7. — Letkbe a field of characteristicp >0. LetGbe a non- trivial elementary abelianp-group and letαand β be maps fromG tok.

We assume that α is a non-zero homomorphism and that β satisfies the condition (3.6) for allh, gG. Furthermore let V be a vector space over kwith basis ω1,ω2,ω3. We assume thatGacts onV byk-automorphisms given by (3.3), (3.4) and (3.5) (for anygG). Ifp >3, we have

dimkHq(G, V) =

(1 forq= 0 logp|G| forq= 1.

Ifp= 3, we have

dimkHq(G, V) =

(1 forq= 0 log3|G| −1 forq= 1.

Ifp= 2, we have

dimkH0(G, V)−dimkH1(G, V)

=

(3−2 log2|G| ifβ =for some ck, 2−log2|G| else.

Proof. — Letsdenote the dimension ofGwhen viewed as vector space overFp, i.e., s = logp|G|, and let g1, . . . , gs be a basis ofGover Fp such thatα(g1)6= 0. Fori= 1, . . . , sthe sequence

. . . g−→i−1 k[hgii] 1+gi+...+g

p−1

−→ i k[hgii] g−→i−1 k[hgii] −→sum k−→0 is ak[hgii]-projective resolution of the trivialk[hgii]-modulek, see [23, Sec- tion 6.2]. By the Künneth formula [23, Theorem 3.6.3], the tensor product of

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these sequences is ak[G]-projective resolution of the trivialk[G]-modulek:

(3.7) . . .

s

M

i=1

k[G]

! M

 M

i<j

k[G]

e s

M

i=1

k[G]d k[G] sumk→0.

Here the differentialsdandeare given as follows: dacts on theith direct summand of Ls

i=1k[G] by multiplication with gi−1;e maps the ith di- rect summand of Ls

i=1k[G] to the ith direct summand of Ls

i=1k[G] by multiplication with 1 +gi+. . .+gip−1 and it maps the direct summand ofL

i<jk[G] indexed by the pair (i, j) to the direct sum of the two direct summands ofLs

i=1k[G] indexed byiandj by multiplication withgj−1 and 1−gi, respectively (note that we have here adopted the iterated sign trick explained in [23, Theorem 3.6.3]). By tensoring the k[G]-projective resolution (3.7) withV overk[G] we obtain the complex

. . .

s

M

i=1

V

! M

 M

i<j

V

 →

s

M

i=1

VV

which we denote byC.(withV sitting in the place 0) and whose homology modules areH.(G, V) by definition. We have the filtration

V0:={0} ⊂V1:= Spank1)⊂V2:= Spank1, ω2)⊂V3:=V ofV byG-stable subspaces ofV. By tensoring the k[G]-projective resolu- tion (3.7) ofkwithVi fori= 0, . . . ,3 overk[G] we obtain the filtration

0 =F0C.F1C.F2C.F3C.=C.

of the complexC.by subcomplexes. Let

Epq1 =Hp+q(FpC./Fp−1C.)Hp+q(C.)

denote the convergent spectral sequence associated with this filtered com- plex ([23, Theorem 5.5.1]). (To avoid confusion with the primepwe usep rather thanpto denote the index in the spectral sequence.) Since Gacts trivially onVp/Vp−1 and since the characteristic ofk isp, both the maps gi−1 and 1 +gi+. . .+gip−1 act as the zero map on Vp/Vp−1 for all p.

Hence all the differentials inFpC./Fp−1C.are zero and theE1-page of our

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spectral sequence looks as follows (withV1 sitting at the place (1,−1)):

... ... ...

s

L

i=1

V14 (

s

L

i=1

V2/V1)L(L

i<j

V2/V1) ← ...

V1

3

s

L

i=1

V2/V1

2

← (

s

L

i=1

V3/V2)L (L

i<j

V3/V2)

0 ← V2/V1

1

s

L

i=1

V3/V2

0 ← 0 ← V3/V2

As all the columns indexed by p 6 0 or p > 4 are zero we obtain the equalities

dimkH0(G, V) = dimkE3,−31 + dimkE2,−22 + dimkE1,−13 and

dimkH1(G, V) = dimkE3,−23 + dimkE2,−12 + dimkE1,03 .

We now assume thatp >3 and prove Lemma 3.7 by showing that the six dimensions on the right hand side are equal to 1, 0, 0,s−1, 0 and 1, respec- tively. It is obvious that the (first) dimension dimkE13,−3 = dimkV3/V2 is equal to 1. To determine the remaining five dimensions, let1,2,3and4

denote the differentials as indicated in the above diagram of theE1-page of our spectral sequence. We are now going to explicitly describe these differentials by using the fact that they are connecting homomorphisms associated with the short exact sequences of complexes

0→F1C.F2C.F2C./F1C.→0 and

0→F2C./F1C.F3C./F1C.F3C./F2C.→0.

For anya1, . . . , askwe have

1((a1ω¯3, . . . , asω¯3))

= (g1−1)(a1ω3) +. . .+ (gs−1)(a3ω3)

= (a1α(g1) +. . .+arα(gs))¯ω2.

In particular, the differential 1 is surjective (since the homomorphism α is non-zero) and we obtain

dimkE2,−22 = 0,

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as claimed above, and

dimkE3,−22 =s−1.

Similarly, for anya1, . . . , ask, we have

3((a1ω¯2, . . . , asω¯2)) = 2((a1α(g1) +. . .+asα(gs))¯ω1. In particular3 is surjective as well and we obtain

dimkE1,−13 = dimkE1,−12 = 0,

as claimed above; hence the differential fromE3,−22 toE21,−1 is zero and we conclude

dimkE3,−23 = dimkE3,−22 =s−1, as claimed above. Asα(g1)6= 0, the s−1 tuples

y1:= (α(g2ω2,−α(g1ω2,0, . . . ,0) y2:= (α(g3ω2,0,−α(g1ω2,0, . . . ,0)

...

ys−1:= (α(gsω2,0, . . . ,0,−α(g1ω2).

ofLs

i=1V2/V1are linearly independent overkand (hence) span the kernel of3. Fori= 1, . . . , s−1 letxibe the tuple of (Ls

i=1V3/V2)⊕(L

i<jV3/V2) that has ¯ω3at the place (1, i+1) and 0 everywhere else. From the description of the differentialegiven above we obtain

2(xi) =yi fori= 1, . . . , s−1.

In particular the image of2 is equal to the kernel of3 and we conclude dimkE2,−12 = 0,

as claimed above. Similarly we obtain that the dimension of the image of

4 iss−1 and hence

dimkE21,0= dimk(coker(∂4)) = 1.

To prove that also dimkE1,03 = 1 (as claimed above) we will show that the differential

:E23,−1= ker(∂2)→coker(∂4) =E1,02

is zero. This differential is defined as follows, see [23, Section 5.4]. Let XE3,−12 = ker(∂2 :H2(F3C./F2C.)H1(F2C./F1C.)). We writeX as the residue class of somexF3C2. Then e(x)e(y) modF1C1 for some yF2C2 and ∂(X) is equal to the residue class ofe(xy) inH1(F1C.).

As all the differentials in F2C./F1C. are zero (see above) we may choose y = 0; in particular e(x)F1C1 and ∂(X) is equal to the residue class

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of e(x) ∈ Ls

i=1V1 modulo im(∂4). More precisely, let x = (˜x,x) withˆ

˜ x∈Ls

i=1V3 and ˆx∈L

i<jV3. From formula (3.6) and the fact thatαis a homomorphism we obtain

β(gm) =mβ(g) + m

2

2α(g)2

for anygGandm>1. For i= 1, . . . , s we therefore have (1 +gi+. . .+gp−1i )(ω3)

=ω3+ (ω3+α(gi2+β(gi1) +. . .

+ (ω3+α(gp−1i2+β(gp−1i1)

=3+ p

2

α(gi2+ p

2

β(gi) + p

3

2α(gi)2

ω1

and hence

(1 +gi+. . .+gip−13= 0

since char(k) =p >3; similarly we have (1 +gi+. . .+gip−12 = 0 and (1 +gi+. . .+gip−11 = 0. Thereforee((˜x,0)) = 0 ande(x) =e((0,x)).ˆ We may assume that ˆx= (cijω3)i<jwith somecijkbecauseemaps any element ofF2C3into im(∂4). Thene((0,ˆx)) = (a1ω2+b1ω1, . . . , asω2+bsω1) wherea1, . . . , as and b1, . . . , bs are given as follows. LetM(α) denote the matrix whose rows are indexed byk= 1, . . . , r, whose columns are indexed by the pairs (i, j) withi < jand whose entry at the place (k,(i, j)) is equal

to 





α(gj) ifk=i

−α(gi) ifk=j

0 else.

Similarly the matrixM(β) is defined. Then

a1

... as

=M(α)((cij)i<j) and

b1

... bs

=M(β)((cij)i<j).

We know thata1 =. . .=as= 0 because X ∈ker(∂2). As im(∂4) is equal to the kernel of the map

s

M

i=1

V1k, (d1ω1, . . . , dsω1)7→α(g1)d1+. . .+α(gs)ds

(see above) we need to show that

α(g1)b1+. . .+α(gs)bs= 0.

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For alli < j the (i, j)-component of both the vectors

(α(g1), . . . , α(gs))M(β) and (−β(g1), . . . ,−β(gs))M(α).

is equal toα(gi)β(gj)−α(gj)β(gi). Hence

(α(g1), . . . , α(gs))M(β) = (−β(g1), . . . ,−β(gs))M(α).

Therefore we have

α(g1)b1+. . .+α(gs)bs= (α(g1), . . . , α(gs))

b1

... bs

= (α(g1), . . . , α(gs))M(β)((cij)i<j)

= (−β(g1), . . . ,−β(gs))M(α)((cij)i<j)

= (−β(g1), . . . ,−β(gs))

a1

... as

= (−β(g1), . . . ,−β(gs))

 0

... 0

= 0, as desired.

We now turn to the casep= 3. The above proof shows that the first five dimensions are the same as in the casep >3. However the (final) dimension dimkE1,03 is equal to 0 in the casep= 3, as we are going to prove now. As above we have

dimkE21,0= dimk(coker(∂4)) = 1.

In order to prove that dimkE1,03 = 0 we will show that the differential

:E23,−1= ker(∂2)→coker(∂4) =E1,02

is surjective. Using the same calculation as in the casep >3 we obtain (1 +g1+g12)(ω3) = 2α(g1)2ω1.

Sinceα(g1)6= 0, the tuple (2α(g1)2ω1,0, . . . ,0) does not lie in the image of4 (use the same reasoning as in the casep >3). Hence the differential

is surjective and we obtain

dimkE1,03 = 0, as claimed above.

We finally prove Lemma 3.7 in the case p= 2. We may and will assume that not onlyα(g1)6= 0 butα(gi)6= 0 for all i= 1, . . . , s: if α(gi) = 0 for somei >1, we replacegi bygig1. For brevity, we will write justαi andβi forα(gi) andβ(gi), respectively. Asp= 2, the mapβ is a homomorphism

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