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FACULTE DE MEDECINE Evandro DE AZAMBUJA Thèse présentée en vue de l’obtention du grade académique de Docteur en Sciences Médicales

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FACULTE DE MEDECINE

Evandro DE AZAMBUJA

Thèse présentée en vue de l’obtention du grade académique de Docteur

en Sciences Médicales

Promoteur de thèse: Professeur Martine Piccart-Gebhart

November 2015

EVALUATION OF CARDIAC TOXICITIES IN BREAST CANCER PATIENTS

TREATED WITH ADJUVANT CHEMOTHERAPY AND/OR ANTI-HER2

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TABLE OF CONTENTS

1. LIST OF TABLES ... 11 2. LIST OF FIGURES... 12 3. LIST OF ABBREVIATIONS ... 13

4. INTRODUCTION AND RATIONALE ... 16

5. 1.1 Cardiotoxicity related to cytotoxic chemotherapy ... 17

6. 1.1.1. Anthracyclines ... 17

7. 1.1.2. Mechanisms of anthracycline-induced cardiotoxicity ... 20

8. 1.1.3. Other chemotherapeutic agents (non-anthracyclines) ... 21

9. 1.2. Anti-HER2 agents ... 22

10. 1.2.1. Trastuzumab ... 22

11. 1.2.2. Other anti-HER2 agents ... 26

12. 1.2.2.1. Lapatinib ... 26

13. 1.2.2.2. Pertuzumab ... 26

14. 1.2.2.3. Trastuzumab-DM1 (TDM1) ... 27

15. 1.2.2.4. Afatinib and Neratinib ... 27

16. 1.2.3. Dual HER-2 blockade ... 28

17. 1.2.4. Mechanisms of trastuzumab-induced cardiotoxicity ... 33

18. 1.3. The use of cardiac biomarkers ... 34

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20. 1.3.2. Functional imaging ... 37

21. 2. Justification of the thesis... 40

22. CHAPTER 1: long-term cardiotoxicity caused by adjuvant anthracycline-based chemotherapy ... 42

23. Objectives ... 42

24. Discussion chapter 1 ... 52

25. Anthracycline-induced cardiotoxicity: the magnitude of the problem ... 52

26. Cardiac imaging for assessing cardiac damage induced by anticancer drugs ... 56

27. Cardiac biomarkers and 6MWT as screening tools for the detection of long-term cardiac damage from anticancer drugs ... 61

28. Challenges of long-term follow-up ... 64

29. CHAPTER 2: Trastuzumab-induced cardiotoxicity ... 66

30. Chapter 2.1. The incidence and reversibility of trastuzumab-induced cardiotoxicity using clinical data of patients enrolled in the Herceptin Adjuvant (HERA) trial ... 66

31. Objectives ... 67

32. Discussion chapter 2.1 ... 77

33. Trastuzumab-induced cardiotoxicity ... 77

34. The utility of cardiac biomarkers in screening for trastuzumab-induced cardiotoxicity ... 82

35. Chapter 2.2. The incidence of cardiotoxicity when trastuzumab is used concomitantly to neoadjuvant anthracycline-based chemotherapy ... 84

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37. Discussion chapter 2.2. ... 88

38. Cardiotoxicity following trastuzumab combined with anthracycline-based chemotherapy ... 88

39. STRATEGIES TO REDUCE THE RISK OF CARDIOTOXICITY AND SURVEILLANCE ... 90

40. ADDITIONAL THOUGHTS ... 93

41. CONCLUDING REMARKS AND PERSPECTIVES ... 95

42. REFERENCES ... 97

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LIST OF TABLES

Table 1. Risk factors for anthracycline-induced cardiotoxicity ... 18

Table 2. List of chemotherapeutic agents commonly used in breast cancer and

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LIST OF FIGURES

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LIST OF ABBREVIATIONS

AC: doxorubicin, cyclophosphamide

ACE: angiotensin converting enzyme

ASCO: American Society of Clinical Oncology

AV block: atrial ventricular block

BC: breast cancer

BCIRG: Breast Cancer International Research Group

BIG: Breast International Group

BNP: B-type natriuretic peptide

CHF: congestive heart failure

CI: confidence interval

CMF: cyclophosphamide, methotrexate, 5-fluorouracil

CT: chemotherapy

CV: cardiovascular

EC: epirubicin, cyclophosphamide

ECG: electrocardiogram

EF: ejection fraction

DFS: disease free survival

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EGFR: epidermal growth factor receptor

ESC: European School of Cardiology

ESMO: European Society for Medical Oncology

ESV: end systolic volume

FEC: 5-flurouracil, epirubicin, cyclophosphamide

FEC50: 5-flurouracil, epirubicin 50 mg/m², cyclophosphamide

FEC100: 5-flurouracil, epirubicin 100 mg/m², cyclophosphamide

H: trastuzumab (herceptin®)

HDE: high dose epirubicin

HERA: Herceptin Adjuvant trial

HER-2: human epidermal growth factor receptor 2

HF: heart failure

HR: hazard ratio

LGE: late gadolinium enhancement

LLN: lower limit of normal

LV: left ventricle

LVD: left ventricular dysfunction

LVEF: left ventricular ejection fraction

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MRI: magnetic resonance imaging

MUGA: multiple gated acquisition scan

NCCTG: North Central Cancer Treatment Group

NSABP: National Surgical Adjuvant Breast and Bowel Project

NYHA: New York Heart Association

OR: odds ratios

OS: overall survival

P: paclitaxel

pCR: pathological complete response

Pts: patients

SDE: standard dose epirubicin

SEER: Surveillance, Epidemiology and End Results Program

QTc interval: corrected QT interval

TIC: trastuzumab-induced cardiotoxicity

TnT: troponin T

TnI: troponin I

Tx: taxotere

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