A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
C. P ROCESI
Non commutative Jacobson-rings
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 3
esérie, tome 21, n
o2 (1967), p. 281-290
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NON COMMUTATIVE JACOBSON-RINGS
C. PROCESI
(*)
The Hilbert~Nullstellensatz has been
generalized
in varioussteps
firstto commutative
rings
and then tofinitely generated
non commutative al-gebras
withpolynomial
identities(see [3]
for furtherreference).
In this paperwe want to
present
a verygeneral
theorem which includes theprevious
ones as
particular
cases and which cannot beimproved
at least in a certaindirection as we show with a
counterexample.
For theproof
of the theoremwe make use of
corollary
1.3 of[3];
theremaining
sections of[3]
are notused and are in fact
generalized by
our results. For the various definitions and a morecomplete Bibliography
we refer the reader to[7]
2nd edit. andin
particular
toappendices A,
B.1.
Preparatory material.
All the
rings
which will be considered in this paper aresupposed
tosatisfy
a properpolynomial identity (’),
i. e. an withcoefficients a,, ... , such that a;x = 0 for
implies x
= 0. Thishy- pothesis
will remain valid without any further mention.The basic structure theorem that we will use is the
following
due es-sentially
to Posner[9]:
Pervenuto alla Redazione il 29 Ottobre 1966 ed in forma definitiva il 22 Aprile 1967.
(*) This research has been done as partial fulfillment of the requirements for a Ph.
D. degree at the Univ. of Chicago. The author has been supported by an A.R.O. grant
n° DA-ARO-D-31-124-G 501 at the Univ. of Chicago.
(i) Or an identity with coefficients + 1 if one prefers, this is not restrictive as can be proved that a ring satisfying a proper identity satisfies also an identity with
coefficients ± 1. This has been proved by Amitsur and it is not yet published, but it is
not too difficult to verify. Here we are mainly interested in the existence of the identity
~ rather than its nature.
THEOREM 1.1. If R is a
prime ring
then:a) R
is an order(left
andright)
in asimple ring Q
withdescending
chain condition.
b)
If Z is the center ofQ
thenQ
is finite dimensional over Z and RZ =Q.
c)
If R is analgebra
over a commutativering
A then alsoQ
is analgebra
over A.Moreover Q
and Rsatisfy
the same identities with coeffi- cients in A.We also recall that the
polynomial 8,1 .., , Xn)
=== ~ sgn(c5n denoting
thesymmetric
group on nelements)
is called the standardidentity
in n
variables,
and if R is an order in asimple algebra
ofdegree n2
overits center then R satisfies
S2n
and nopolynomial identity
of lowerdegree [7].
These facts will be used without any further reference.2.
Ring
extensions.If R is a
subring
of aring
we will denoteby Cs (R)
the centralizerof R in S,
i. e. forevery r E R~.
If A and B are twosubrings
of aring R
and if B cCR (A)
we will denoteby
AB thesubring
of Rgenerated by A
and B. If A and B contain 1 this last su-bring
is the set of all elements of the Ifi
xi , 7 rn E
CR (A)
we will denoteby
A.e. , x,z)
thesubring
of Rgenerated by
A and thexils.
DEFINITION 2.1. A
ring 8 containing
asubring
R is said to be anextension of R if S
RCs (R).
S is said to be a,finitely generated
extensionof R if 8 = .R
with xiE Cs (R!.
The
polynomial ring
R[t,1, ... , tk]
over R in k variables isclosely
related to this
concept,
it is in fact afinitely generated
extension ofR,
but it is not a suitableconcept
for our non commutativetheory ;
insteadwe have
replaced
it with the above notion in which the elements xi are notsupposed
to commute among themselves. Of course onemight try
toconsider more
general
kinds of extensions in which the elementsadjoined
to the
ring
R are notsupposed
to commute with the elements ofR,
ho-wever it is very hard to relate
properties
of R withproperties
of ageneral overring
S. In fact all our theorems fail to be true in the moregeneral situation;
this seems todepend
verystrongly
on the fact that 8might
beprime
while Rmight
havenilpotent
ideals. In the next few lemmas we collect some easy results whichpoint
out the usefulness of ourconcept
ofextension.
283
LEMMA 2.2. Assume that the
ring S
is an extension of thering
R.We have then :
a)
If S isprime
R isprime.
b)
If I is a, two sided ideal ofR,
IS = is a two sidedideal of S.
Proof. a) if x, y E R
and we have=0,
therefore as S is a
prime ring
either x or y is 0 and R is also aprime ring. b) S
=RCS (R)
therefore IS =(R)
=Os (R)
I = SI which isenough
to proveb).
LEMMA 2.3
(Amitsur)
If R is aprime ring
and c is aregular
elementof R then cR contains a two sided
ideal U =f=
0.Proof. Let Sn (y, ,
... ,yn)
be the minimal standardidentity
satisfiedby
R. We can assume that n
>
2 otherwise I~ is commutative and the lemma is trivial. We know that thisidentity
is also the minimal standardidentity
of
Q (R),
thering
ofquotients
of R. Now cR hasQ (R)
asring
ofquotients (2)
therefore
by
the same remark cR cannotsatisfy 8n-j (yl ,
... , Consider the set T =(crl ,
..., ER), T ~
0by
what we havejust
ob-served,
we claim that 0~
RTR C cR. In fact if i, E R wehave Sn (r,
crl , ...... ,
crn-1)
= 0. If weexpand
thisidentity
we obtain :therefore
r8n-1 (cr1,
.., , E cR whichimplies
.RTR c cR. The fact thatRT.R ~
0 is an easy consequence of theassumption
that P isprime.
Thisconcludes the
proof
of thelemma, taking
v = RTR.LEMMA 2.4. Let S be a
prime ring
and an extension of aring
R. Ifc E R is
regular
inR,
c isregular
in S.Proof.
LetQ
be thequotient ring
of S and Z its center. We haveQ
-= ZS =ZCs (R)
Rtherefore Q
is an extension of R. Now cR contains atwo sided ideal l~ of R and so
UQ
is a two sided ideal ofQ
contained incQ.
AsQ
issimple
we must havecQ
=Q.
Thisimplies clearly
that c isinvertible in
Q
hence inparticular regular
in S.- (2) This is a trivial propert,y of left orders depending on the following identity
3. Jacobson
rings
and Hilbertalgebras.
DEFINITION 3.1.
a)
Aring R
is called a Jacobsonring
if everyprime
ideal P of R is an intersection of maximal ideals.
b)
Analgebra
R over a field F is called a Hilbertalgebra
if forevery maximal ideal M the
algebra R/Jl1
is finite dimensional over F.The interest of this definition lies in the strict relation between these
concepts
and the HilbertNullstellensa~tz,
see[3j
and[8].
The main theorem of this paper is a
generalization
of thefollowing
commutative theorem :
If R is a Jacobson
ring
then :cc)
R[x]
is a Jacobsonring.
b)
if 3I is a maximal ideal then R fl 1lT is maximal in R andR R/R
f lM]
is finite.c)
If R is also a Hilbertalgebra
then is a Hilbertalgebra.
Before we state and prove our main theorem we need one more gene- ral lemma.
LEMMA 3.2. If R is a
prime semisimple ring
and d E R is aregular
element of R there is a maximal ideal ];1 such that d is invertible in
Proo f,
Let U C d R be a non zero two sided ideal ofR.
As R issemisimple
there is a maximal ideal such that In wehave that
lT # 0
is a two sided ideal. Therefore U = Ras R
issimple.
Now U = R hence d is invertible.
Let now 8 be a
prime ring
extension of R.By
what we haveproved
in section
2,
R is aprime ring
and everyregular
element of 1~ isregular
in S. Therefore if we denote
by Q (R) and Q (S)
thequotient rings
of Rand 8 we can extend the
injection
map i : 2~2013~ to a map i*:Q (R) -~ Q (S )
so that the
diagram :
in which the vertical maps are the natural
imbeddings,
is commutative.Moreover i* is a
monomorphism
andQ (8)
is an extension ofQ (R).
Thati* is a
monomorphism
is clear asQ (R)
is asimple ring,
as for the secondstatement we
h ave Q (S)
= ZS v’here Z is the center ofQ (8)
so that285
Q (S)
=ZRCS (R) = Q (R) CQ(S) (Q (R)).
We are nowready
to state our maintheorem.
THEOREM 3.3. If S is a
finitely generated
extension of a Jacobsonring
R we have :a) S
is a Jacobsonring.
b)
If M is a maximal ideal of8,
then R fl if is a maximal ideal in R and8/M
is of finitelength
overR/R
fl M.If moreover R is a Hilbert
algebra
over a field F we also have :c) S
is a Hilbertalgebra
over F.Proof. a)
Let P be aprime
idealof 8,
we want to prove that S =S/P
is
semisimple.
If we denoteby R
theimage
of R in 8 we have that S isa
finitely generated prime
extension of R and R issemisimple. a)
willclearly
follow from the moregeneral
result:LEMMA 3.4. If S is a
finitely generated prime
extension of asemisimple ring
R then 8 issemisimple.
Proof.
Let S = R(Xi’
..., denoteby Q (R)
andQ (S)
thequotient rings
of R and S.By
What we havepreviously
remarkedQ (R)
cQ (8)
ina natural way. We can therefore consider the
ring
T =Q (R)
... ,xk).
T is an extension of
Q(R)
andQ (S).
Therefore T is aprime ring.
We claim that T is
semisimple,
in factQ ( R)
is a finite dimensionalalgebra
over a field
F,
therefore T is afinitely generated algebra
over F and theclaim follows from
corollary
1.3 of[3].
Let us now assumeby
contradiction that the Jacobson radicalJ (S)
of 8 is not 0 and letand as T is
semisimple
there is a maximal ideal M of 3’ with M. Con- sider thering
T = we canidentify Q (R)
with asubring
of T and- --
under this identification T =
Q
... , is an extensionof Q (R).
Again by corollary
1.3 of[31
T is of finitelength
overQ (R).
Let F bethe center
of Q (R)
and C the centralizerof Q (R)
inT,
we claim that 0 is asimple algebra
over F and that Tsi under the obvious map. First of all let Z be the center ofT ;
FC Z andQ (R) Q9F Z
is asimple algebra,
withcenter Z, isomorphic
toQ (R) Z
under the obviousmap.
Q (R)
Z is then a centralsimple algebra
over Z and its centralizer in T isexactly C,
therefore C is a centralsimple algebra
over Z and :From the fact that 2’ is of finite
length
overQ (R)
we can deduce thatthe dimension of C over F is a finite number ’In. We have via the
regular representation
ahomomorphism
y : matrices overF) ;
ten-soring
this with1 Q(R)
we have a map y :(R) -> Q (R) (Qp Fm 2--
~
Q (R)m.
Moreover if a EQ (R),
we have :As f ~ M, 0 ~ f E T ;
11 is asimple ring
and soT f T = Z’. Consequently
we can find
elements ti,
si E T such that Let us consider the sequence of canonical maps :and let S be the
image
of S in T.0 ~ f E J (8)
moreoverQ (R) S = T,
the-refore we can find
regular
elementsd,
e E R such thatdti
E S and s; e ES.
Ifwe set c = de we
get
c = Z EJ (S).
be theimage of Xi
ini
Q (R)~ , the lii;
are matrices overQ
hence we can find aregular
elementb E R such that
b’;i
ER1n
for all i(b
is identified with thematriy
7(b)).
Replacing
b with amultiple gb
if necessary we can assume furthermore- N N N
that b E Rc C
J (S).
Ifxil... xtr
is a monomial inthe xz
we haveas b commutes with
the x2
andbi
EBy
lemma 3.2 there is a maximal ideal I~T in R such that b is invertible in We claim that=~
S. IfJIB == ~ we would have 1= ~ 1nk
Xk
where theXk
are monomials in the~.
k
Let u be an
integer greater
orequal
than thedegrees
of the variousthen This is a contradiction since b is inver- tible in
R/.M.
Thus is a proper ideal of S and as iV is maximal inR,
In b is
invertible,
butBEJ(SIMS)
which isagain
acontradiction. So the lemma is
proved.
b)
We now assume that 8 issimple
and we aregoing
to show that.R is also
simple
under theonly assumption
that R issemisimple.
This287
will
imply
inparticular
the first half ofb).
As ina)
we can construct aQ (R)m
now S issimple
so this map is amonomorphism
andS = S. If we let b and M be as above we have M~ = 0 because S is a
simple ring ;
therefore M = 0 and .R is also asimple ring.
To finish theproof
ofb)
we have to show that S is of finitelength
over R. Now .R isa finite dimensional
algebra
over its center ~’ and 8 is afinitely generated simple algebra
over F therefore S is finite dimensional over Fby corollary
1.3 of
[3],
andb)
iscompletely proved.
c)
This is now atriviality
fromb)
and the definitions.We now want to show with an
example
that the condition that theXils
commute with R isreally
necessary.Let R
= t( 1(0 it m2 E Z(2),
i. e. Z localized at the prime
ideal (2) ,
y
R is a commutative
ring,
J(R)2
= 0 andRIJ (R)
2iZ,
therefore R is aJacobson
ring.
Let S = R1)
=(Z(2~)2
be thering
of 2 X 2 matrices overZ(2); clearly
S is not a Jacobsonring ;
on the other hande2,1 ~ C8 (R).
Along
the lines of theprevious
theorem we want to prove now a theorem of a moregeometric
interest.THEOREM 3.5. Let R and S be as in theorem 3.3. We assume that the minimal
primes
of S(in
the set of allprimes)
are in finite number(this
condition is satisfied for instance if ~’ is afinitely generated algebra
over a
field).
Then there exists an element c E R such that c does not be-long
to any minimalprime
of .R and if P is aprime
ideal in R withCqP,
there is a
prime
ideal P’ of S with P’ fl R = P.(This
result has thefollowing geometric interpretation:
in thehypo-
thesis of the theorem
Spec S
isdecomposed
in a finite number of irreduciblecomponents.
We have the mapSpec
~’ -~Spec R.
Given an irreduciblecomponent Vi
ofSpec R
there is an irreduciblecomponent Vi’
ofSpec S mapping generically
onto In theparticular hypothesis
of thetheorem,
the element c that we find defines a closed set V(c)
ofSpec
R which doesnot contain any
component
and the theorem affirms that theimage
of themap
Spec S
-Spec
.R contains the dense open setSpec R -
V(c)).
Proof’.
Assume first of all that S = R(Xi’
... ,xk)
isprime.
We aregoing
to imitate thereasoning
in lemma 3.4. VTe know that in this caseR is
prime, Q (R) C Q (S) in a
natural way andT = Q (R) (x~ , ... , xk)
issemisimple.
As in lemma3.4,
if M is a maximal ideal ofT,
can beimbedded in the m x m matrices
over Q (R)
in such a way that R goesinto
diagonal
matrices. In the notation of lemma 3.4 let b E R be aregular
element such that let furthermore n be such that R satisfies the
12. della Scuola Norrn. Sup.. Pisa.
standard
identity S2n (such
an it exists because R isprime).
we claim that c = bn solves theproblem.
First of allc # 0
because b isregular,
we haveto prove the main assertion: if Pc R is a
prime
ideal andc ~ P
there isa
prime
ideal such that P’ n R = P. We prove this in twosteps,
the first
step
is to take a maximal ideal M c: E such thatc ~
if andtry
to find for this a
prime
idealP’ C S
with P’ n R = M. Weproceed
asfollows : is a two sided ideal of
S,
if we have as in lemma 3.4 that for aninteger t, bt
E therefore bt 6 M and b isnilpotent
moduloif. Now
R/M
is asimple algebra
of dimension at most n2 over its center(as
it satisfiesS2n),
therefore as b isnilpotent
inR/M
it must benilpotent
of index C n, this is
clearly
a contradiction because we wereassuming
that bn =
c
M. Now and therefore fl R =if, enlarging
~S to a maximal ideal we still have == if and therefore the contention is
proved
for maximal ideals. We pass now to thegeneral
caseof a
prime
ideal P withc ~
P. Let( fl where
runs over the set of all maximal ideals such that P and c e and( Q Mo where M~
runs over the set of all maximal ideals such that P and c Eii
f 1I2
is the intersection of all maximal ideals of Rcontaining
P and asR is a Jacobson
ring
we must have P =7~ fl I2 .
Nowc E I2
and
c ~ P,
fromthis,
the fact that P is aprime
ideal and the relation it followsclearly
that ThereforeC
S )
and P~ f1S )
= f 1 P. Wehave just proved
that Let now is
regular
moduloP),
U is amultiplicatively
closed set and tT fl Ps = o. We extend P~S~ to anideal Q
maximal with
respect
toprime
idealby
a standardargument. If 1= Q n R * P
we would have inRIP
the non zero idealI,
this contains a
regular
element a(this
follows either from a lemma to Goldie’stheorem,
see[6],
ordirectly
from the theorem ofPosner),
thereforewe would have an element a E
Q
fl R andregular
modulo P which is acontradiction to the choice of
Q.
Therefore we must haveQ n
R = P andthe theorem is
proved
in this case. We are nowready
to attack thegeneral
case. Let
Q1 ~ ... , Qr
be the minimalprimes of S, Pi = Qi n R
is aprime
ideal and
n Pi
= flQi
fl R is a nil ideal. Now if .~ is a minimalprime
ofR,
.Lcontains every nil ideal and so fl
Pi,
y therefore we must have that .L =Pi
for some i. We haveproved therefore,
under theonly assumption
that
Spec
S isdecomposed
in a finite number of irreduciblecomponents,
and of course that S is an extension of
R,
thatSpec R
is alsodecomposed
in such a way and that the
generic point
of every irreducible com-ponent
ofSpec
R is theimage
of thegeneric point
of an irreduciblecomponent
ofSpec
S. Weput
ourselves now in thehypothesis
thatR is a Jacobson
ring
and S isfinitely generated
over 7~. Let289
_ ... ?
Ph
= be the minimalprimes
of R(not
all theP’i S
arenecessarily
minimalprimes
ofcourse).
We have animbedding
h h
Rj n
these tworings
have the samering
ofquotients
i=l h
@ Q (-RlPi) [6].
Let now 0# bi E Rj Pi
solve theproblem
forRj Pi
C8j Qi ,
fromi=l
h
the above remark we can find
elements w, z E Rj .n
i=iregular
withii> = z .., in
EB RIPI.
The claim is that apreimage
c E R of w solvesour
problem.
First of all c does notbelong
to any minimalprime
ideal ofR as the elements
b1,
... ,bh
are all different from 0 and z isregular.
Nowlet PC jR be a
prime
ideal of P andc ~ P. P
contains a minimalprime
ofR,
sayP ,
I in we havec ~ P
andc = z bi,
therefore we can find aprime
idealQ :3 Qi
suchthat Q
fl R = P.We finish with a
proposition
of a morealgebraic
flavor which may be of some interest in thestudy
of closedpoints.
PROPOSITION 3.6. Let S be a
finitely generated
extension of a Jacob-son
ring
R. If every maximal ideal of R isfinitely generated (as
a twosided
ideal)
then every maximal ideal of S is alsofinitely generated.
Let ill c S be a maximal ideal. iii n R is a maximal ideal of R and therefore it is
finitely generated.
It is thereforeenough
to prove that in the maximal ideal M isfinitely generated. Changing
ournotation we can therefore assume that is a
simple ring,
in these condi- tions S is afinitely generated algebra
over the center F of R. We havefinally
arrived to thefollowing problem : S
= ...,ak~,
a maximalideal and we claim that M is
finitely generated. Sj1U
is finite dimensionalover F
(cor.
1.3 of[3]).
s~ be a basis ofElj Mover F,
with Si E S.We have a
multiplication
tableZocjit
st, and we also have a,~ St 9~ = l, ... ,1~.
The elements sj si st and a,, - st are in finite num-ber and we claim that
they generate
M. Let I be the idealgenerated by
these
elements,
Ie M so we have an ontomapping 8jM.
Now ifwe
call s~;
theimage of Si
inS/I
it is clear that the Fsubspace spanned by the si
is asubalgebra
and asa2~
=st
inS/I
we have that thissubalgebra
isactually
the entirering Sll.
Now the dimension of this al-gebra
is at most as thesi
span it. Therefore the map81M
mustbe an
isomorphism.
’
Bonia
BIBLIOGRAPHY
[1]
S. A. AMITSUR, The identities of PI-rings, Proc. Am. Math. Soc., v. 4 (1953), pp. 27-34.[2]
S. A. AMITSUR, A generalization of Hilbert’s Nullstellensatz, Proc. Am. Math. Soc., v. 8 (1957), pp. 649-656.[3]
S. A. AMITSUR and C. PROCESI, Jacobson-rings and Hilbert algebras with polynomial iden- tities, Annali di Mat., (IV), v. LXXI, (1966), pp. 61-72.[4]
C. W. CURTIS, Non-commutative extensions of Hibert rings, Proc. Am. Math. Soc., v. 4 (1953), pp. 945-955.[5]
O. GOLDMAN, Hilbert rings and the Hilbert-Nullstellensatz, Math. Zeit., v. 54 (1951), pp.136-140.
[6]
I. N. HERSTEIN, Topics in the theory of rings, Lecture Notes, Univ. of Chicago, 1965.[7]
N. JACOBSON, Structure of rings, Am. Math. Soc. Publications, v. XXXVII.[8]
W. KRULL, Jacobsonsche Ringe, Hilbertscher Nullstellensatz, Dimensions theorie, Math. Zeit.,v. 54 (1951), pp. 354-387.