Galois
coversof P1 over Q with prescribed local
orglobal behavior by specialization
par BERNAT PLANS et NÚRIA VILA
RÉSUMÉ. On considère des versions raffinées du Problème Inverse de Galois. Nous étudions le comportement local et
global
desspécialisations
rationnelles dequelques
revêtementsgaloisiens
finisde
ABSTRACT. This paper considers some refined versions of the In-
verse Galois Problem. We
study
the local orglobal
behavior of rationalspecializations
of some finite Galois covers of1. Introduction
The Inverse Galois Problem asks
whether,
for anarbitrary
finite groupG,
there exists a Galois extensionL/Q
with Galois groupisomorphic
toG. Such an extension
L/Q
will be called a G-extensionof Q. Usually,
thisalso means that an
isomorphism
G -3-Gal(L/Q)
has been fixed.Stronger
versions of the Inverse Galois Problem can be obtained
imposing
additionalrestrictions on the local behavior at
finitely
manyprimes.
Forexample,
wemay
require
allprimes
in a finite set S to be unramified inL /Q.
For every finite solvable group G and every finite setS,
it is known that this isalways possible (cf. [13,
Thm.6.2]). Also, following
Birch[4],
one canrequire
allramified
primes
to betamely ramified;
this is known as the Tame InverseGalois Problem.
A natural way to obtain G-extensions
of Q
isby
rationalspecializa-
tion of Galois covers of
P’
with Galois groupG, by
Hilbert’sirreducibility
Theorem.
Roughly,
thepresent
paper considers "what kind" of G-extensionsof Q
ariseby specialization
of such a cover. Moreprecisely,
in Section2,
weconsider various G-covers of and we look for rational
G-specializations
which
satisfy
some extraprescribed
local conditions atfinitely
manyprimes,
such as non-ramification or tameness. The groups we treat
comprise,
amongothers, symmetric
andalternating
groups, small Mathieu groups and finite central extensions for all of them. It is knownthat,
for someparticu-
lar groups
G,
therealways
exist G-covers which admit somespecialization
Research partially supported by MCYT grant BFM2003-01898.
with
"arbitrary" prescribed
local behavior atfinitely
manyprimes.
Forinstance,
if there exists ageneric
G-extensionover Q (see [24]
or[11]),
asfor the
symmetric
group G = then it suffices tospecialize
at a linethrough
two well-chosenpoints:
onegiving
theprescribed
behavior(weak approximation)
and the other one to ensureregularity.
Of course, theonly
"admissible" local behaviors at a
prime
p are thosecorresponding
to Ga-lois extensions of
Qp
with Galois group contained in G. Eventhen, given
a finite group
G,
not every "admissible" local behavior must beglobally realizable,
as shownby Wang’s counterexample
to Grunwald’s Theorem(see,
forexample, [24,
Thm.5.11]).
Most of the covers we treat are obtained
by
the so-calledrigidity
methodwith three rational branch
points,
deduced from arigid triple
of rationalconjugacy
classes in G(see [14]).
At theoutset,
this means that some localbehaviors cannot occur.
Actually,
if G is a(centerless)
group with more than 6elements,
then such a cover never admitstotally
realspecializations (cf. [25]).
On the otherhand,
in thisrigid
case, it follows from a result of Beckmann[2]
that there arealways specializations
unramified at anarbitrary prefixed
finiteprime
p,provided
p does not divide the order of G.However,
Birch[4] suggests
thatspecializations
of theserigid
covers arelikely
to bewildly
ramified.In Section 3 we
report
on some resultsconcerning
the existence ofG-covers of
Pl
with a(global) prescribed G-specialization.
In otherwords,
we consider the arithmetic
lifting property
for G overQ.
Let us
briefly
introduce the basicterminology.
Let G be a finite group and let
~Q
be ageometrically irreducible,
non-singular, projective
curve overQ.
A finite dominantmorphism Pl
over Q
will be called a G-cover overQ,
orsimply
aG-cover,
when-ever the
corresponding
function field extensionQ(XQ) /Q(T)
is a Galoisextension and an
isomorphism
G -3-Gal(Q(XQ) /Q(T))
has been fixed.The
specialization
of a G-coverP#
at an unramified rationalpoint
t E
PI(Q)
will be the field extensionXt/Q,
whereXt
can be defined as thecompositum
of all residue fields ofX~
at thepoints
over t. This is a Galoisextension
of Q
with Galois groupisomorphic
to somesubgroup
of G.Note
that,
in order tostudy
the ramification at finiteprimes
in numberfields,
we willfreely
make use of Ore’s basic results on Newtonpolygons
and associated
polynomials,
which can be found in[20]
or[17].
Inaddition,
we use standard Atlas
[1]
notations forconjugacy
classes of finite groups.2.
Specializations
withprescribed
local behaviorLet G be a finite group and let
P#
be a G-cover. Let p be arational
prime.
Thespecializations
ofPl
at two unramifiedpoints
tl,
t2 EI~1 (Q)
arelocally (at p) isomorphic, provided
tl and t2 arep-adically
close
enough.
This follows from Krasner’s Lemma(cf. [24,
Lemma5.5]).
Then,
since Hilbert’sIrreducibility
Theorem is known to becompatible
withthe weak
approximation
Theorem(and
also with thestrong approximation Theorem,
see[19]
or[10]),
the nextproposition
follows.Proposition
2.1. Let G be afinite
group and letXQ
G-coverover
Q.
Let S be afinite
setof
rationalprimes (possibly including
p =oo).
Assumethat, for
eachp E S,
afinite
extensionLp/Qp
has beenfoxed (Qao = Then,
thefollowing properties
areequivalent:
(i)
For eachp E S,
there existstp
E such thatLp
isisomorphic
tothe
completion at
pof Xtp.
*(ii)
There exists t EJP>1 (Q)
such that Gand, for
everyp E S, Lp is isomorphic
to thecompletion
at pof Xt.
Hence,
in order to prove(or disprove)
the existence ofspecializations
with Galois group G and with
prescribed
local behavior atfinitely
manyprimes,
we may look at oneprime
at a time and we do not have to worry about thecorresponding
Galois group.Let us
begin
with thesymmetric
andalternating
groups. It is well knownthat,
if(n, k)
=1,
then(nA, 2A, C(k))
is arigid triple
of(rational) conju-
gacy classes of the
symmetric
groupSn (cf. [28]).
Proposition
2.2. Let k n becoprime positive integers
and let(Q
be an
Sn-cover
obtainedfrom
therigid triple (nA, 2A, C(k)) .
Let S be afinite
set
of prime
numbers.Then,
there exist rationalpoints
t E such thatthe
specialized field
extensionXt/Q
isunramified
at S andSn.
kk(k-n)n-k
Proof.
We can assume that the branchpoints
are oo,kk, .
Oncethese have been
fixed,
theSn-cover
of isunique (by rigidity). Hence,
itsuffices to consider the Galois closure of the
following
cover(see [26, 8.3.1~~
which has the
appropriate
ramificationdescription.
It is easy to check that there exist a, b E Z such that noprime
in S divides the discriminant ofX k (X -
+ b. The result then follows fromProposition
2.1. DLet H c G be a
subgroup
of index 2. For every G-coverXQ 2013~ Pl
with
only
three branchpoints,
all of thembeing Q-rational,
the fixed field must bepurely
transcendental overQ.
This follows from Riemann- Hurwitz’s formula(see,
forexample, [26,
Lemma4.5.1]).
One thus obtainsan H-cover
YQ - However,
the existence ofspecializations
with someprescribed
local behavior is notnecessarily preserved
in this process. Forexample,
we have:Proposition
2.3. Let k n becoprime positive integers
and assume thatn - 4
(mod 8).
LetPo
be anSn -cover
obtainedfrom
therigid triple
(nA,2A,C(k»)
and let be thecorresponding An-cover. Then,
thespecializations Yt/Q
arewildly ramified
at p =2, for
every(unramified)
Proof.
It suffices to provethat,
for everypolynomial
oftype
with non-zero square discriminant in
Q,
itssplitting
field iswildly
ramified at p = 2.
Up
to rational squares, the discriminantD( f ) of f (X)
isbn n. Since 5
(mod 8)
andD( f )
is a non-zero squareinteger,
it must be
v2(an).
This allows us to assume thatv2(b)
n. Notethat
v2(a) >
2.Let us first consider the case b even. The Newton
polygon (at
p =2)
off(X)
hasonly
one side in this case, with *Hence,
ifv2(v2(b)) 2,
then p = 2 iswildly
ramifiedin Q¡/Q.
From now on weassume
v2 (v2 (b) ) >
2. Let 8 EQ2
be a root of 2 and let us defineUnder our
present assumptions,
it must bev2(bnn)
+ 4v2(an).
It followsthat
Hence,
we obtain thatg(X
+1) - (X
+1)"
+ 1(mod 4)
and the Newtonpolygon of g(X
+1)
hasonly
oneside,
withslope - ( . Thus,
the extension(Q2(0))g/Q2
iswildly
ramified. Since(Q2(0))g
=Q2(0) . (~2) f
and theextension
Q2(0)/Q2
istamely ramified,
we conclude that p = 2 iswildly
ramified
Finally,
we consider theremaining
case b odd. In this case, the con-gruence
f (X ~- 1)
-(X -+- 1)n + b (mod 4)
forces the Newtonpolygon
off (X
+1)
to be of one of thefollowing types
Both cases ensure that is
wildly
ramified at p = 2. D Remark. Ananalogous
result holds forAn-extensions of Q
obtained assplitting
fields ofdegree
n trinomials(cf. [23]).
From other suitable
An-covers
of one obtainsthat,
for every n, therealways
existA,,-extensions of Q
unramified at allprimes
in anarbitrary prefixed
finite set; more restrictive local behaviors can also be forced tooccur
(see [12]
and[22]).
In thisdirection,
the bestpossible
situationwould be that every
(admissible) prescribed
local behavior atfinitely
manyprimes actually
occurs in someAn-extension
ofQ.
ThisGrunwald-Wang type
result forAn over Q
is known to holdonly
for n5,
as a consequence of an affirmative answer to Noether’sproblem
for these groups(see [24]
and
[11]).
Forarbitrary
n, eventhough
no such an affirmative answer isknown,
nor even the existence of ageneric An-extension
overQ,
one canstill obtain
partial
results such as thefollowing
one.Proposition
2.4. Let n be apositive integer
and let S be afinite
setof
rational
primes.
Assumethat, for
eachp E S,
a local Galois extensionLp/Qp
has beenfixed. If
all the Galois groups are em- beddable inSn-2,
then there exists anAn-extension of Q
whosecompletion
at every
p E S
isisomorphic
toProof.
LetAn
act on the affine n-spaceAn by permutation
of coordinates and let 7r :Ag - An /An
be thecorresponding projection.
Mestre[15]
showed that there exists a
nonempty
Zariski open subset U cAn
with thefollowing property:
For every a =
(al, ... , an)
EU(Q)
such that7r(a)
is aQ-rational point,
there exists anAn-cover CQ -
whosespecialization
at some t EJP>1 (Q)
isCt
=~(al, ... ,
Since
Sn-2
can be embedded intoAn,
everySn-2-extension of Q
can beobtained as
Q(a),
for some a E such that is aQ-rational point.
We can assume, moreover, that a E
(see,
forexample, [27,
Lemma4.5]).
The result then follows fromProposition 2.1, taking
into accountthat a
Grunwald-Wang type
result for thesymmetric
groupSn-2 over Q
always
holds(cf. [24]).
DRemark. The above result
obviously
also holds if onereplaces Sn-2 by
asubgroup
G CAn, provided
aGrunwald-Wang type
result holds for G.Let us remark that the
given proof
is based on the factthat,
as a conse-quence of Mestre’s
result,
thegeneral
form of the arithmeticlifting property
forAn over Q
holds(see
Section3).
We next consider the Mathieu group
M22
and itsautomorphism
groupAut(M22).
The situation isformally
similar to the firstexamples
of thissection,
in the sense thatAut(M22)
admits arigid triple
of rational con-jugacy
classes andM22
is asubgroup
of index 2(and Sn
=Aut(An),
ifn # 2,6).
Moreprecisely, (2B, 4C, 11A)
is such atriple
inAut(M22) (cf.
[14]).
Proposition
2.5. LetPl
be anAut(M22)-cover
obtainedfrom
therigid triple (2B, 4C, 11A)
and letYCQ
-Pl
be thecorresponding M22-cover.
Then:
(a)
There existtamely rami,fied Aut(M22)-specializations Xt/Q.
More-over, one can also
require being unramified
at allprime
num-bers in an
arbitrary prescribed finite
set notcontaining
p = 11.(b)
Thespecializations Yt/Q
arewildly ramified
at p =2, for
every(un- ramified)
Proof.
Asabove,
it suffices to consider a concreteAut(M22)-cover
with theright
ramificationtype. Following [14]
we take the Galois closure of thecover
where
p(X)
=5X4
+34X3 - ll9X2
+212X - 164, q(X)
=19X~ - 12~
+ 28X + 32 andr(X)
=X2 -
X + 3.In terms of function
fields,
we consider thesplitting
field overQ(T)
ofthe
polynomial F(T, X)
:=p(X)4q(X)2 -T ~
or,equivalently,
thesplitting
field of the monicpolynomial
where a E
Z[T]
is theleading
coefficient ofF(T, X).
In statement
(a),
weonly
have tostudy
the local behavior at p = 2 and p =11,
since these are theonly
commonprime
factors ofD( f (2, X ))
andD(f(3,X)).
°The
specialization
at t = 1 is not ramified at p =2,
since the reduction modulo 2 ofX)
is a(degree 22) separable polynomial
inF2 [X] .
For p =
11,
we have thatf (114, X) - (X
+9)22 (mod 11)
and the(X
+9)-Newton polygon
off (114, X)
has two sides withslopes -i
and-2 i.
Inparticular,
this meansthat,
for every root 0e Q
off (114, X ),
theramification index in at every
prime
over p = 11 must be divisibleby
either 3 or 4.Hence,
p = 11 istamely
ramified in so also in thesplitting
fieldover Q
off (114, X).
In order to obtain statement
(b),
we will prove that p = 2 iswildly
ramified in the
splitting
fieldover Q
off (t, X),
forevery t E Q
such thatthe discriminant
D( f (t, X))
is a non-zero rational square. It can be checkedthat,
up to squares in~(T~,
the discriminant off (T, X~
is11T(222 - T).
Hence, D( f (t, X))
is a rational square if andonly
if t =112~,
for somes E
Q.
This forcesv2 (t)
> 20. As a consequence,f (t, X ) - X 14 (X - 1 )g
(mod 2)
and the(X -1)-Newton polygon (p
=2)
off (t, X)
must be of oneof the
following types
In each of these cases there is a side whose
slope
hasnegative
2-adic valua-tion.
Hence,
p = 2 must bewildly
ramified in thesplitting
field off (t, X )
over
Q.
DWe will now consider the smallest Mathieu groups
MIl
andM12.
Thecovers considered below can be found in
[14].
Thetriple (4A, 4A, 10A)
inM12
is known to be rational. Eventhough
it is notrigid
in a strict sense, it also appears as the ramificationtype
of anM12-cover
-j ramifiedonly
at three(non-rational) points.
Moreconcretely,
one can obtain sucha cover as the Galois closure of the
morphism
7r :I~~ -> P, given by
h(X) .
X2 ,
withh(X)
=X12
+20.5X~
+162.5~X~ + 3348.52X9 +35559.5 2X8 +5832.54X7 - 84564.53X6 - 857304.53X5 + 807003.53X4 +1810836.54X3 - 511758.54X2 + 2125764.54X + 531441.54.
In a natural way, this also defines an
Mil-cover Po.
Proposition
2.6. Let be the aboveM12-cover
and letYQ 2013~ pl
be the
corresponding MIl-cover.
Then:Q
(a)
There existtamely ramified M12 -specializations Xt/Q. Moreover,
onecan also
require Xt/Q
to beunramified
at allprime
numbers in anarbitrary prescribed finite
set notcontaining
p = 5.(b)
There existtamely ramified Mll-specializations Yt/Q. Moreover,
onecan also
requires Yt/Q
to beunramified
at aLlprime
numbers in anarbitrary. prescribed finite
set notcontaining
p = 5.Proof.
Rationalspecializations
of theMll-cover Y(Q Po
arenothing
butspecializations
ofPl at points
in7r(P~(Q)). Hence, by Proposition 2.1,
statement(a)
follows from statement(b).
It suffices to prove
that,
for everyprime
number 5(resp.
p =5),
there exists t
E ~
such that thepolynomial
has non-zero discriminant and
splitting
fieldover Q
unramified at p(resp.
tamely
ramified at p =5).
The
only
commonprime
factors ofD ( f ( 1, X ) )
andD ( f (-1, X ) )
arep=2,3,5.
Modulo p =
3,
the factorization off (1, X)
isThe Newton
polygon (p
=3)
off (1, X)
withrespect
to(X
+3 6)
hasonly
one side
S,
whose first and lastpoints
are(0, 12), (2, 0);
hence S hasinteger slope.
Thepolynomial
associated to S is 2 + Y +y2
E so it has nomultiple
roots. We conclude that p = 3 does notramify
in thesplitting
field of
f (1, X)
overQ.
Now take p = 5. We have
f (1, X) - X2(l
+X)5(4
+X)5 (mod 5).
As we
already
know that X = 1 is a root off (l, X ),
wild ramification at p = 5 in thesplitting
field off (l, X) over Q
canonly
"come" from the factor(1
+X)5.
It follows that there is no wild ramification atall,
sincethe Newton
polygon (p
=5)
off (1, X)
withrespect
to(1
+X)
has twosides
(whose slopes
are -1 and-1/4).
Finally,
we must consider p = 2. In order to prove that 2 does notramify
when we
specialize
at t =1,
we definef (X )
:=2~./ Q, 2 ~
E andwe note that it has X = 1 as a root. The factorization of
f (X )
modulo 2 isX2(1+X)2(1 +X+X2-~X3~-X4)2.
To finish theproof,
we check that theNewton
polygons (p
=2)
with respect to(X+26)
andare,
respectively,
From the above
results,
various finite groups G can be realized as Ga- lois groups oftamely
ramified extensions ofQ. Moreover,
if such a tameG-extension
of Q gives
rise to a solvable finite centralembedding problem,
then we can deduce tame realizations
over Q
for the extension group too.To do so, we use class field
theory
in order to obtain these realizationsby
suitable twist of an
arbitrary
solution(cf. [21]).
In some cases, we can even ensure that a realization of thistype
arisesby specialization
of a Galoiscover of
P’
with the same Galois group.Among
the groups treatedabove,
the easiest case
corresponds
to the Mathieu groupMll.
It is aperfect (sim- ple)
group with trivial Schurmultipliers;
therefore its realizationsalways give
rise to solvable finite centralembedding problems.
Proposition
2.7.(cf. ~21~)
Let G be afinite
central extension groupof
one
of
thefollowing
groups:. the
symmetric
groupSn, n
> 5.. the
alternating
groupAn, n
> 5.. the Mathieu groups
Mll
andM12.
Then,
there exists a G-coverXQ - Wõ
whosespecialization
at some t Eis a
tamely ramified
G-extensionof Q.
Remark. For central extension groups of
Sn ,
one can alsorequire
that allprime
numbers in anarbitrary prefixed
finite set S do notramify.
FromProposition 2.6,
we can prove theanalogous
result forMil
andM12,
withthe obvious additional
hypothesis 5 ~
S. For central extensions of thealternating
groupAn, n ~ 6, 7,
we have evenstronger results,
similar toProposition
2.4(following
fromProposition
3.2below).
3.
Globally prescribed specializations
Black
[6] conjectures that,
for every finite group G and every fieldK,
allG-extensions of K arise
by specialization
of G-covers ofWk.
This is alsocurrently
known as the Beckmann-Blackproblem.
Whenever this holds fora
pair (G, K),
we say that G has the arithmeticlifting property
over K.Debes
[9] proved that,
from an affirmative answer to the Beckmann-Blackproblem
for a finite group G over everyfield,
it follows that there existssome G-cover of
Pl
for every field K.The arithmetic
lifting property
has beenproved
for thefollowing pairs (G, K),
among others.~ G finite abelian and K a number field
(cf. [3]) and,
moregenerally,
K an
arbitrary
field(cf. [8]).
. G =
Sn
thesymmetric
group and K= Q (cf. [3]) and,
moregenerally,
if there exists a
generic
extension for G over K(cf. [5]).
~ G an
arbitrary
finite group and K a PAC field(cf. [9]) and,
moregenerally,
K alarge
field(cf. [7], [18]).
~ G =
PSL2(F7)
and K anarbitrary
field of characteristic 0(cf. [16]).
Black
[6]
also remarked that thealternating
groupAn
has the arithmeticlifting property
over every field K of characteristic 0. This follows froma
general
construction ofAn-covers
ofPl given by
Mestre[15],
as in theproof
ofProposition
2.4.Moreover,
Mestre’sAn-extensions
ofK(T)
havethe
following
remarkableproperty: given
a finite central extension group G ofAn,
thecorresponding embedding problem (over K(T))
has constantobstruction, provided
3 does not divide the order of the kernel. For almost every n,An
is aperfect
group and 3 does not divide the order of its Schurmultipliers. Hence,
Mestre’s constructiongives
a naturalstarting point
when
trying
to "lift" the arithmeticlifting property
fromAn
to its finitecentral extensions.
Taking advantage
of the factthat, generically,
the orderof the Schur
multipliers
ofAn
isprecisely 2,
weproved:
Proposition
3.1.(cf. ~21~~
Let G be afinite
central extensions groupof An,
withn ~ 4, 6, 7. Then,
the arithmeticlifting property
holdsfor
G overevery
field of
characteristic 0.Most of the above
pairs (G, K)
evensatisfy
thefollowing general form of
the arithmetic
lifting Property: given
asubgroup
H CG,
every H-extension of K arisesby specialization
of a G-cover ofPl
Remark. This
general
form can berephrased
to say that every G-extension ofalgebras L/K
arisesby specialization
of a G-cover ofPk.
To do so, onehas to define the
specialization
of a G-coverXK ~ Pl
at an unramifiedpoint t
Emerely
as the(algebra)
extension of Kcorresponding
tothe fiber over t. It is
always
a Galois extension with group G.For finite central extension groups of
An
we have:Proposition
3.2.(cf. ~21~~
Let G be afinite
central extension groupof An, with n ~ 4, 6,
7.Then,
thegeneral forrrt of
the arithrrteticLifting property
holdsfor
G over every hilbertianfield of
characteristic 0.Remark. Note that the
general
form of the arithmeticlifting property
forG over Q directly
leads topartial Grunwald-Wang type
results for G overQ (as
inProposition 2.4).
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Bernat PLANS
Dept. de Matematica Aplicada I
Universitat Politbcnica de Catalunya
Av. Diagonal, 647
08028 Barcelona, Spain E-mail : bemat planseupc . edu
Nuria VILA
Dept.
d’Algebra
i GeometriaUniversitat de Barcelona
Gran Via de les Corts Catalanes, 585
08007 Barcelona, Spain
E-mail : nuriavilaeub . edu