C AHIERS DE
TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES
I. W. A LDERTON
F. S CHWARTZ
S. W ECK -S CHWARZ
On the construction of the extensional topological hull
Cahiers de topologie et géométrie différentielle catégoriques, tome 35, n
o2 (1994), p. 165-174
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http://www.numdam.org/
-165-
ON THE CONSTRUCTION OF THE
EXTENSIONAL TOPOLOGICAL HULL
by I. W. ALDERTON1, F.SCHWARTZ2 and S. WECK-SCHWARZ
CAHIERS DE TOPOLOGIE ET
GEOMETRIE DIFFERENTIELLE CATEGORIQUES
Volume XXXV-2 (1994)
Dedicated to the
Memory of
Honza ReitermanR4sum4. Les
objets (X, a)
de1’enveloppe topologique extensionelle,
d’une
cat6gorie
A sontcaractérisés, parmi
lesobjets
d’une extensionquelconque
de Aqui
esttopologique, extensionelle,
etengendr6e
finale-ment par
A,
aumoyent d’un
test essentiellement base sur1’information
in-trinsèquement
contenue dans(X, a).
En tantqu’outil utile,
ond6veloppe
le
concept
d’une extension apoints multiples qui,
abeaucoup d’6gards,
est
parallèle
a celui de 1’extension a un seulpoint.
Le th6or6me de car-act6risation est alors
appliqu6
pourdistinguer 1’enveloppe topologique
ex-tensionelle de la
cat6gorie
des espaces deCauchy (respectivement,
desespaces aux limites
uniformes)
de lacat6gorie
des espacessemi-Cauchy (respectivement,
des espaces aux limitessemi-uniformes).
1. Introduction
A number of
properties
that atopological category
may possess haveproved
useful and convenient in a
variety
of connections:being
cartesianclosed,
exten-sional,
or atopological
universe. Since manyimportant categories
lack one or theother of these desirable
properties,
extensions where suchproperties
arepresent
are of considerableinterest,
and amongthem,
inparticular,
extensions of varioustypes
that are as small aspossible: i.e.,
hulls.If such hulls
exist, they
can be found assubcategories
of thequasicategory
of structured sinks
[11]. However,
theresulting
internaldescriptions
arequite
ab-stract and
fairly complicated.
Amajor step
towardssimplification
was achievedby Adimek,
Reiterman and Strecker in[7]
for the cartesian closedtopological
hulland,
with a similarapproach,
in[2]
for thetopological
universe hull(an analogous description
of the extensionaltopological
hull ispossible):
the hulls are describedas
consisting
of "closedcollections" ,
which are structured sinks of inclusion maps 1) The first authorgratefully acknowledges
agrant
from the Research and Bursaries Committee of theUniversity
of South Africa. He would also like to thank theDepartment
of Mathematics at TheUniversity
ofToledo, Ohio,
for itshospitality during
a visit to Toledo in 1992.2) The second author wishes to thank the
University
of South Africa for thehospitality
and financialsupport
extended to himduring
his 1992 visit.- 166 -
(subject
to anappropriate
closurecondition).
The constructionprinciple
of[7]
isbased on the existence of a
finally
dense subclass(subject
to additionalconditions)
of the
category
A whose hull is to be determined. Thisassumption
is fulfilled in thefollowing
situation: thecategory
A(supposed
to betopological
forsimplicity
of
exposition)
is contained as a bireflectivesubcategory
in atopological category
B which has the desired convenience
property,
and A has a subclass H which isfinally
dense in B and closed under formation ofquotients
in B.The main
advantage
of the method of closed collections is the fact that anobject
of the hull under consideration is describedby
subsetscarrying
H-structures.We
concentrate,
in this paper, on the extensionaltopological hull,
andpresent
an alternativeapproach
which allows one to characterize itsobjects
as infima(with
respect
to the usualcategorical order)
ofobjects closely
related tosubspaces.
Whilea closed collection
provides
a substitute for a certain finalstructure,
and hencean
"approximation
frombelow" ,
infima are initial structures andapproximate
theobjects
of the extensionaltopological
hull "from above". Thistheory,
and theconcept
of amany-point
extension as a usefultool,
aredeveloped
in Section 3.By application
of the main result(3.7),
somecounterexamples
are obtained in Section 4.2. Preliminaries
In this paper a
topological category
is taken to be one in the sense of[10],
viz.,
a small-fibredcategory
of structured sets such that there areunique
initialstructures,
and theempty
set and thesingletons
carryonly
one structure. If A is atopological category
and X is aset,
thenA(X)
will denote the set of all A-structures on X. Pair notation will be used forA-objects,
e.g.,(X, a),
wherea E
A(X).
No notational distinction will be made betweenA-morphisms
andtheir
underlying
maps; inparticular,
anidentity
map willalways
be written as1, regardless
of whether it is anidentity
in A. The setA(X)
can bepartially
orderedas follows:
a Q
if andonly
if theidentity
map 1 :(X, a)
-(X, B)
is an A-morphism.
The infimum of afamily (ai)sEI
of A-structures onX, i.e.,
the initial structure withrespect
to(i :
X -(X, ai))iEI’
is denotedby 1B1
a;. If(X, a)
E Aand Z
CX,
then the initial structure withrespect
to the inclusion Z -(X, a)
isdenoted
by alZ,
and(Z, alZ)
will be called asubspace
of(X, a). Background
oncategorical topology
can be found in[3]
and[15].
A
topological category
B is called extensionalprovided
that each(Y,B)
E Bis a
subspace
of anobject (Yl,,81),
whereYO
= Y U{oo}
andoo 0 Y,
with theproperty
that for everypartial morphism f : (Z, alZ)
--+(y, (3)
from(X, a)
to(Y,B),
the mapIX : (X, a)
-(yll, Bll),
definedby f X (x) = f (x)
if x EZ,
f X (x)
= oo if x E X -Z,
is aB-morphism.
Theobject (Yl,Bl)
is called a one-põint
extension of(Y, (3) [1], [12].
If A is asubcategory
ofB,
thenAa
I denotesthe class
{(X l , al) I (X, a)
EA}.
Atopological category
B is said to be an extensionaltopological
hull of atopological category
A(in symbols:
B =ETHA)
if B is
extensional,
A isfinally
dense inB,
andA’
isinitially
dense in B[12].
- 167
3. Construction of the extensional
topological
hullFor this entire section it is assumed that A is a
topological category
which isfinally dense,
and hencebireflective,
in an extensionaltopological category B,
the bireflector B - A
being
denotedby (-). (These assumptions
may strike the reader asbeing
rather restrictive. Onecould,
infact, just
assume that A is atopological category
which is contained in an extensionaltopological category C,
and is closed undersubspaces
in C. If B denotes the final hull of A inC,
then A and Bsatisfy
the conditions stated above. One could even weaken theassumption
that A is
topological.)
By
the finaldensity
of A inB,
the extensionaltopological
hull of A is thebireflective hull of
Al
inB, i.e.,
theobjects
of ETHA aregiven
as the domainsof inital sources in B of the form
( f; : (X, a)
-(yil, Bli ))iEI
with all(Yi,,8i)
inA. In order to transform this
description
into asimpler
one that ismainly
basedon
(X, a),
we introduce theconcept
of amany-point
extension of(X, a),
which isderived from that of the
one-point
extension of(X, a)
and shares many of its niceproperties.
Inparticular,
it can be characterized ascarrying
thelargest
B-structure which makes(X, a)
asubspace.
Cf. results 3.3 and 3.4.3.1 Definition. For
(X, a)
E B and Y DX,
we denoteby [a]xy
the initial structure withrespect to q :
Y --->(Xl, al),
where q is definedby q(y) = y if y E X , q(y)
= ooif y
E Y - X. Theobject (Y, [a]XY)
is called amany-poznt
extension of(X, a).
The map q
is,
of course, on the level ofsets, just
the map1 y given by
theuniversal
property
of theone-point
extension of(X, a).
In the caseof Y = XI, it
is an
identity
map, and(Y, [a]XY)
=(XU, aU).
3.2
Proposition. Suppose
that(X, a)
EB,
and(Xi)iEI
is afamily of
subsetsof X .
Thefollowing
areequivalent:
(1)
a is thelargest
B-structure on Xfor
which each(Xi, aIXi)
is asubspace.
(2)
The source(qi : (X, a)
-(Xli, (aIXi)IiEI
is initzal(where
each qi isdefined,
aszn3.l, by qi(x) = x ifxEXi, qi(x)
= ooiif x
E X -Xi.)
Proof:
(1)
=>(2): Each qi : (X, a)
-(xi, (alXi)l)
is amorphism by
ex-tensionality. If B
is initial withrespect
to(qi :
X --+(Xli, (alXi)ll)) iEI
thena
Q,
so each inclusionji : (Xi, aIXi)
-(X, (J)
is amorphism.
Since eachcomposition (Xi, olxi) Å (X, B) ...!4 (Xl, (aIXi)I)
isinitial,
it follows that eachii : (Xi, alXi)
-(X, B)
is initial. Hence theassumption
in(1) yields B
a.-
(2)
=(1): Suppose Q
EB (X)
is such that eachinclusion ji : (Xi ,al Xi)
-(X, 03B2)
is initial. Then each qi :(X,,Q)
-(xl, (alXi)l)
is amorphism, by
exten-sionality.
From theinitiality
assumed in(2)
it follows thatQ
a.In the
following
characterization ofmany-point extensions,
observe that condi- tion(2)
is ananalogue
of the universalproperty
which definesone-point
extensions.-168-
3.3
Proposition (cf.
2.6 of[17]).
ForB-objects (X, a)
and(Y, JL)
zuith X CY,
thefollowing
areequivalent:
(1) (Y, p) is
amany-point
extensionof (X, a).
(2) (X, a)
is asubspace of (Y, p);
andgiven
apartial morphism f : (Z, ,8IZ)
-(X, a) from (W,,8) to (X, a),
every mapf :
W - Y withf IZ = f
andf (W - Z)
C Y - X is amorphism f : (W,B)
-(Y, u).
(3) u
is thelargest
B-structure on Y such that(X, a)
is asubspace of (Y, u).
Proof:
(1)
=(2):
Since(X, a)
is asubspace
of(Xl , al),
theinitiality
ofq :
(Y, p)
-(Xl, al) implies
that the inclusion(X, a)
-(Y, p)
is an initial B-morphism. Further,
letf , f be
as described in(2).
ThenfW
=q o f ,
so the fact thatf is
aB-morphism is, again,
a consequence of theinitiality of q : (Y, p)
-(Xl, al) . (2)
=(3): Suppose p’
EB(X)
such that(X, a)
is asubspace
of(Y, 1/).
Nowtake
f
in condition(2)
to be theidentity
1 :(X, a)
-(X, a).
Then 1 :(Y, p’)
-(Y, p)
is amorphism.
(3)
=(1) :
This follows from 3.2. -Obviously,
a necessary(but
notsufficient)
condition for(Y, p)
with Y D Xto be a
many-point
extension of(X, a)
isthat ulY - X)
is indiscrete. The next lemma collectstogether
further basicproperties
of themany-point
extension.3.4 Lemma.
Suppose
X C Y.(1) (cf.
2.13 of[17]) If as E B(X) for
each i E I and a =ÂI ai,
Then[a]XY=
Proof:
(1)
Theequality al
=ÂI ali
follows from 2.13 of[17].
For each i E Iit holds that
so
(1 : (Y, [a]XY)
-(Y, [ai]XY))iEI
isinitial, being
the first factor of an initialsource.
(2)
is an immediate consequence of3.3(1),(3).
(3) By extensionality
it is obtained froma B
thatal (31.
Butand the
inequality [a]XY [B]XY
is then a consequence ofinitiality.
The
following proposition
shows that theB-objects (X, a)
which are domains ofinitial sources with all codomains of the
type (Yl, Bl)
can be described asbeing
do-mains of initial sources of the more restricted form
(qi (X, a)
-(Xli , (alXi)l ))iEI
with
Xi
C X for all i E I. This result andProposition
3.6 constitute the crucialingredients
in theproof
of the CharacterizationTheorem
3.7.-169-
3.5
Proposition. If (fi : (X, a)
-(Yli, Bli))iEI is snstial,
then(qi :
(X,c,)
-(Xli, (alXi)l))iEI
isinitial,
whereXi = f-1i(Yi)
and qi isdefined
asin 3.2
for
each i E I.Proof: Let S’ =
( f; : (X , a)
-(Yli , Bli)) i E I
be initial.Proposition
3.2 willbe
applied.
Assume thatQ
EB (X)
is such that each(Xi, a iXi)
is asubspace
of(X,B).
From theinitiality
of the inclusions(Yi, Bi)
-(Yli,Bli)
it follows that the restrictionslilXi : (Xi, alXi)
-(Yi, Bi)
aremorphisms. Extensionality arguments
thenyield
the conclusion that eachfi : (X, B)
-(Yli,Bli)
is amorphism.
Since Sis
initial,
we obtainQ
a.3.6
Proposition. ,Suppose
that(X, a)
EB,
and(X¡)iEJ
is afamily of
subsetsof X . If a
=AI[Bi]XiX,
whereallBi
EA(Xi),
then a =Ailalxilxix-
Proof: Let i E I. Since a
[Bi] XiX
we havealXi [Bi]XiXClXi = Bi.
ThenalXi alXi Bi
becauseBi
EA(X).
The chain ofinequalities
now results from
application
of Lemma3.4(2),(3).
3.7 Theorem
(Characterization
of theobjects
of the extensionaltopological hull). If A
is afinally
densesubcategory of
an extensionaltopological category B,
then
for (X, a)
EB,
thefollowing
areequivalent:
(1) (X, a) belongs
to the extensionaltopological
hullof
A.(2)
Thereexists a famzly (X;)iEI of
subsetsof
X such that a =AI[a]lXi]XiX (3)
a =AZCX[alZ]ZX
Moreover,
theequality sign
in(2)
and(3)
can bereplaced by
>.Proof:
(1)
=(2):
Assume that(f; : (X, a)
-(Yli,Bli))iEI
is initial inB,
where each(Yi, Bi)
E A. For each i E I take ai to be initial withrespect
to
fi :
X -{Yli,Bli).
Then a =AI ai.
WithXi = f-1 i (Yi),
it follows fromProposition
3.5 that every qi :(X, ai)
-(xl, (ai IXi)l)
is initial. Hence ai -[ailXi]XiX,
and a =AI[ailXi]XiX. Initiality of fi: (X, a;)
-(Yil,,8i’) yields
initiality
of thedomain-range
restriction(Xi , ailXi)
-(Yi , Bi)
for each i E I.Thus
(Yi,Bi)
E Aimplies (Xi, ailXi)
EA,
andapplication
ofProposition
3.6completes
theproof.
(2)
=(1):
Condition(2)
means that the sourceis initial.
By composing
each member of S with the initialmorphism given by
thedefinition of the
many-point extension,
one obtains an initial source with domain(X, a)
and all codomains inAl.
The fact that conditions
(2)
and(3)
above areequivalent
to therespective
modifications where the
equality sign
isreplaced by
> followsimmediately
from3.4(2),(3).
Theremaining implication (2)
=(3)
is then trivial.- 170
4. Some
applications
We now
apply
the Characterization Theorem from Section 3 to construct twocounterexamples.
For the convenience of thereader,
we collect in 4.1 the definitions of thecategories
we will beconsidering;
more information and further referencescan be found in
[16],
forexample.
IF(X)
will denote the set of all filters on agiven
setX;
note that the power setP(X)
is also considered to be a filter. Latticeoperations
onIF(X)
are understoodto be with
respect
to theordering by
set inclusion. The filtergenerated by
a non-empty family
A CIF(X)
is written[A],
with the usual abbreviations[A] if A = {A}
for some A
C X
and i ifA
={{x}}
for some x E X . Given a mapf :
X - Yand F E
IF(X),
the filtergenerated by { f (F) I F e 0 )
is denotedby f (F).
4.1 Definition. A
semiuniform
limit space[18]
is a set Xequipped
with anon-empty family a
CJF(X
xX) subject
to thefollowing
conditions:(1) If 9
EEF(X
xX) with!g D
for some F E a, then9
E a.(2) F, G
E aimplies F U 9
E a.(3) xxxEaforallxEX.
A map
f : (X, a)
-(Y, B)
between two semiuniform limit spaces isuniformly
continuous if 17 E a
implies ( f
xf)(0)
E(3.
Thecategory
of semiuniform limit spaces anduniformly
continuous maps is denotedby
SULim.(X, a)
E SULim is called auniform
limit space[18]
if asatisfies,
inaddition,
the
following
condition:(5)
0o G
E a wheneverF,G
E a(where F o G
={F o G I F,
G Ea}]
andF o G = {(x, y) I there is a z E X
with(x, z) E F
and(z, y) E G}).
The
resulting
fullsubcategory
of SULim is denotedby
ULim.A
filter
space(or filter- merotopic
space,[13])
is a setX, together
with a non-empty family a
CIF(X)
which contains allprincipal
ultrafilters on X and is closed under finer filters. If the structure a is inducedby
a semiuniform limit structureon
X, i.e.,
if a satisfies(6) G
E a whenever thereare. F1 ... Fn
E a such that(:F1
xF1) n ...n (Fn
x-Fn)
CC x C,
then
(X, a)
is called asemi- Cauchy
space[16].
ACauchy
space[14]
is a filter space(X, a)
such that(7) F nG
E a whenever:F, 9
E a with 0V G 54 P(X).
A map
f : (X, a)
-(Y, B)
between(semi-)Cauchy
spaces is continuous if F E a.
implies f(0)
EB;
theresulting categories
are denotedby S Chy
andChy,
respec-tively.
It is known from
[16]
that theCauchy
spaces form afinally
dense(hence
bireflee-tive) subcategory
of thetopological
universeSChy, i.e.,
A =Chy
and B =SChy
fulfill the
assumptions
of Section 3. Anapplication
of Theorem 3.7 to this situa- tionyields
thedescription
ofETHChy
asgiven
in 3.6 of[8].
Since thetopological
-171-
universe hull
(TUH)
of acategory
can be obtained in twosteps, by
firstforming
the extensional
topological
hull of thegiven category,
and then the cartesian closedtopological
hull of theresulting category [6],
thefollowing
resultgives
apartial
answer to the
question [16]
whetherSChy
=TUHChy.
4.2 Theorem. The extensional
topological
hullof Chy
isstrictly
containedin
SChy.
Proof: Put X = IR
(the reals)
andfor some open interval C of
length 1} .
Then
(X, a)
is asemi-Cauchy
space which is not inETHChy.
To prove the latter
fact,
we consider the filter ’H =[A] generated by
the half-open interval A
=] 0, 1],
and show that 1-(, E[a I Z] zx
for every Z C IR.Since, obviously,1í ft.
a,application
of 3.7 thencompletes
theproof.
It is well-known that
a[Z = {F[Z l FE a)
andWe
distinguish
thefollowing
cases:Case 1:
1 E
Z. With C= ] 0,1 [,
we have[C]
E a, andconsequently, C = [CIIZ
Ea lZ
Ca lZ.
Since 1t D[G]
n[m. - Z],
it follows that 1t E[al Z] Zx.
Case 2: 1 E Z. If Z C
IR-] 0,1 [,
we have HDi n (IR - Z]
E[alZ] ZX .
Ifnot,
there is a zE ] 0,1 [n Z.
Choose some x with 0 x z.Putting
A =x,
x+1 [
andB =
0,1 [,
we obtain zE A n
B flz A 0,
andconsequently, [A]l Z
V[B]lZ=P (Z).
It follows
that G = [A]l Z
n[B]l Z
EalZ. Finally,
observe that 7/ D[9]
n(IR - Z]
Elo,lZ]zx. 0
Adimek and Reiterman
recently
gave adescription
of thetopological
universehull of the
category
Unif of uniform spaces[4], (5J.
In the course of theirinvestiga- tions,
the naturalconjecture
arose that thecategory
of semiuniform spaces, which is an extensionaltopological category containing
Unif as afinally dense,
bireflec-tive
subcategory, might
constitute the extensionaltopological
hull of Unif. Thisconjecture
wasdisproved by Behling [9].
The semiuniform spacegiven by Behling
as a
counterexample
can also be used todistinguish
between ETHULim and thecategory
SULim(which
is atopological
universecontaining
ULim as a bireflectivesubcategory).
As in4.2,
ourproof
is anapplication
of 3.7.-
4.3 Theorem. The extensional
topological
hullof
ULim isstrictly
containedin SULim.
Proof: If it were true that SULim =
ETHULim,
then every semiuniform limit space(X, a)
would have arepresentation according
to 3.7. Nowput
X =IR,
N=
{(x,y) EIRxIR llx - y] 1},N= [N] and a= {FE IF(IRxIR) lFDN}
- 172 -
Then
(X, a)
is a semiuniform limit space. We will showthat n{ [alZ]ZX i
Z CIR I 5t
a. This means we have to find a filter F EIF(IR
xIR)
suchthat 0 /
a, but0 E
[alZ]ZX
for every Z C IR. We defineF={FCIRxIRIFDNUPE for some finite EC IR},
where ,
Obviously, N £ 0
andconsequently,
Now consider Z C IR. We have:
where
Nz k = NZ
o ... oNz (k times),
andAs an
abbreviation, put MZ,k = Nzk
U((IR
xIR) - (Z
xZ)) .
Toprove 0
E[alZ] ZX ,
it is now sufficient to show that there is a natural number k > 1 withMZ,k E F, i.e.,
withPE
CMz,k
for some finite E C IR. This is doneby classifying
Z
according
to itslarge
gapsintersecting 1, 2 [.
We call a
non-empty
subset A C IR a gapof
Z ifA =
U {
CI C
is an interval of IR with x E C and C n Z= 0}
for some
(and
hence forall)
x E A.(We
do notrequire
an interval to bebounded;
i.e.,
the intervals areexactly
the convex subsets ofIR.) Obviously,
every gap A of Z is an interval with A n Z =0.
A gap A is said to belarge
iff itslength
is at least1,
i.e. if A is unboundedor V A - A A >
1.Now the
following
cases can occur:Case 1:
A n] 1,2[= 0
for everylarge
gap A of Z.Considering (x, x - 1)
with x
E ] 1, 2[,
we have(x, x - 1)
E(IR
xIR) - (Z
xZ)
wheneverx E
Z orx - 1 E Z..
If both x and x - 1belong
toZ,
then Zn
x -1,
x[ cannot
beempty,
becauseotherwise,
there would be alarge
gap A of Z withx - 1,
xC A,
whenceA n 1, 2 [ = 0, contradicting
theassumption.
Take z E Z with x - 1 z x. Then(x, z), (z, x - 1)
ENZ,
and(x, x - 1)
ENZ o Nz.
It follows thatPo
CMZ,2.
Case 2: There is a
large
gap A of Z with1,
2C
A. ThenPo
C(IR-Z)
x IR CMZ,l.
Case 3: There is a
large
gap A of Z withAn] 1,2 [1= 0
andV A
2. Puts =
V A and r == 1B A (if 1B A exists; otherwise, put
r =0).
Then r 1 s 2.- 173
Now consider
(x, x - 1)
with x e1, 2 [-{s}.
If x s, then x EA,
and(x, x - 1)
E(IR - Z)
x IR. If x > s, thenr s - 1 x - 1 1 s implies
x - 1 EA,
and(x, x - 1)
E IR x(IR - Z).
HenceP{s}
CMz,l.
Case
4:
There is alarge gap A
of Z withAn] 1,2 [= 0
andA A
>1,
butB n
1, 2 [ = 0
for anylarge
gapB =
A of Z. ThenPo
CMZ,2
can be shown like in Case 1.Since Unif is a bireflective
subcategory of ULim,
and the filterN
in theproof
of 4.3 is a
semiuniformity
onIR, Behling’s
result is now obtained as an immediateconsequence.
4.4
Corollary [9].
The extensionaltopological
hullof the category of uniform
spaces is
strictly
contained in thecategory of semiuniform
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